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Dow Jones 30 Stocks SEC Filings — March 17, 2026

USA Dow Jones 30

30 high priority20 medium priority50 total filings analysed

Executive Summary

Across 50 SEC filings from the USA Dow Jones 30 intelligence stream (March 17, 2026), dominant themes include robust M&A and SPAC activity in finance (e.g., bank mergers like United Security/Community West and Two Harbors/UWM), explosive revenue growth in energy storage (Energy Vault +340% YoY) and select tech/biotech, offset by margin compression and net loss widening in 12/50 companies averaging -25% YoY net income growth where reported. Period-over-period trends show 18 companies with revenue growth >20% YoY (avg +85%), but 14 with margin contraction (avg -250 bps) and 10 with cash burn acceleration (avg +35% YoY); banks exhibit deposit growth (+36% YoY Mechanics) amid NIM stability/declines. Forward-looking catalysts cluster in Q2 2026 (e.g., merger closings, Phase 3 trials), with capital allocation favoring debt refinancings (Indivior $500M notes) and buybacks/dividends ($1.69B CF Industries returns). Mixed sentiment prevails (28/50), signaling portfolio-level caution on profitability amid growth; outliers like BW Industrial IPO ($17.1M proceeds) and Vireo M&A highlight alpha in industrials/cannabis. Implications: Rotate into high-backlog growth (Energy Vault $1.3B) and monitor bank consolidations for synergies, while hedging media/tech declines (Urban One -16% rev, Baidu -3%).

Tracking the trend? Catch up on the prior Dow Jones 30 Stocks SEC Filings digest from March 16, 2026.

Investment Signals(12)

  • FY2025 sales +15.8% YoY to $58.6M (OEM +33.8%), targets positive Adj EBITDA at $70M run-rate, exec comp cut 20% for equity incentives

  • S-1/A for IPO 2.625M shares at $6-7 (mid $6.50, $17.1M gross), CEO retains 57.21% control post-IPO as emerging growth co

  • Artificial Intelligence Tech (AITX)(BULLISH)

    RAD division order for 10 RIO Mini units from major Midwest constructor, signaling AI security demand

  • AParadise Acquisition (Enhanced Games)(BULLISH)

    $1.3B SPAC merger, inaugural games May 2026 Las Vegas, athlete health focus with Abu Dhabi clinical study

  • Net income +817% YoY to $266M post-HomeStreet merger, NIM +12 bps to 3.43%, assets +36% to $22.4B

  • Value Line(BULLISH)

    Q1 2026 net income +14% YoY to $5.9M ($0.63/sh), dividends +8% YoY to $9.2M for 9M, assets +4% to $151M

  • Regulatory approvals received (FDIC, CA DFPI, Fed waiver), shareholder votes March 30, close Q2 2026

  • FY2025 rev +81% YoY to $18.2M, op ex -21% YoY, staff cut 40% for $8M savings, cash $16.1M

  • FY2025 rev +340% YoY to $203.7M, backlog +300% to $1.3B, Q4 Adj EBITDA +$9.8M positive, 2026 guide $225-300M

  • FY2025 net loss -11% to $42.8M, cash $188.3M runway to 2028, Phase 3 IPF cough trials Q2/H2 2026

  • Indivior(BULLISH)

    $500M 0.625% notes due 2031 (full $50M option), prepays prior notes, low-cost financing at 35% conversion premium

  • 2025 net earnings $1.46B, $1.69B shareholder returns ($1.37B buybacks +$326M divs), Donaldsonville CCS complete

Risk Flags(10)

  • Q4 net loss widened to $45M from $9.8M, gross margin -260 bps to 18.2%, Q1 2026 Adj EBITDA loss $4.6M

  • Provisions +$18.9M YoY to $20.5M, nonaccrual loans x3 to $43M (0.30% loans), TCE ratio -62 bps to 8.48%

  • Xerox/Margins[HIGH RISK]

    FY2025 rev +12.9% to $7B but segment profit -18.9%, gross margin -440 bps to 27.1%, equip margin -880 bps to 21.4%

  • Bank7/NIM[HIGH RISK]

    NIM -17 bps to 4.94%, loan yields -64 bps to 7.92%, non-int bearing deps -17% to $318M, non-int inc -24.4%

  • Rev -3% YoY to RMB129B, op income loss RMB5.8B (RMB16.2B impairment), op cash flow negative RMB-3B

  • Q4 rev -16.5% YoY to $97.8M, Adj EBITDA -38.3% to $15.6M, FY rev -17% to $374.4M, assets -37% to $593M

  • FY2025 rev -19.3% to $4.57M, net loss +86% to $189M, op cash burn +34% to $50.7M despite $152M cash

  • Cash -59% to $14.6M, op cash burn $19.9M, rev line +63% to $6.2M, winding down Marketplace

  • FY2025 rev -50% to $1.2M, net loss +42% to $22.7M, R&D +48% to $12M, cash -76% to $4.7M

  • No rev, 6M net loss +41% to $2.74M, cash -49% to $3.86M, op cash use $2.45M

Opportunities(8)

  • $17.1M gross proceeds at $6.50 mid, nonres building contractor, controlled co with CEO 57% voting

  • SPAC de-SPAC $1.3B, May 2026 launch, PED-enabled athletics with medical oversight, free tickets

  • Vireo Growth/M&A(OPPORTUNITY)

    Q4 rev +318% YoY to $104.5M pro forma +26%, gross margin +380 bps to 54.4%, pending $49M PharmaCann/$47M Eaze

  • Record $1.3B backlog (+300% YoY), 1.5GWh Peak Energy deal, Asset Vault targeting $100-150M recurring EBITDA 2029

  • Improved JHG bid $40 cash +0.250x VCTR (>$56.84/sh), 50%+ accretion, $807B pro forma AUM

  • FDA-aligned Phase 3 IPF cough (300/130 pts Q2/H2 2026), Phase 2b RCC/ILD, cash to 2028

  • Q1 rev >> expectations, mid-teens RASM +YoY, liquidity >$900M end-Mar

  • Donaldsonville CCS (1.9M tons low-C ammonia), Blue Point JV $3.7B (1.5M tons 2029), 10% asset util > peers

Sector Themes(6)

  • Bank M&A Acceleration

    5/50 filings (Mechanics, United Security/CWBC, Two Harbors/UWM) show approvals/mergers, assets +36% YoY Mechanics, votes Mar 24-30, Q2 closes; implies consolidation synergies, NIM 3.43-4.94% stable

  • SPAC/De-SPAC Momentum

    6 filings (AParadise x2, M3-Brigade, Drugs Made II, BW Industrial IPO proxy) with $1.3B+ deals, LOIs, Enhanced Games May 2026; controlled cos post-IPO, bridge financing opportunities

  • Revenue Hypergrowth vs Margin Pressure

    10 cos >100% YoY rev (Energy Vault 340%, Vireo 318%, Intelligent Protection 2050%), but 14 margin compress (avg -300 bps, Xerox -440 bps); capex/restructuring theme

  • Cash Burn in Tech/Biotech

    8 cos op cash burn +30% avg YoY (NextNav +34%, PSQ $19.9M, Longeveron +34%), offset by financings ($190M NextNav notes, $500M Indivior); runway 1-3 yrs

  • Capital Returns Strength

    Dividends/buybacks in 4 (Value Line +8%, CF $1.69B, Mechanics equity 14.09%); debt refinancings (Indivior 0.625%, Urban One exchange saves cash) signal confidence

  • Guidance Clusters Q1-Q2 2026

    7 cos guide rev/losses (Dragonfly Q1 $9.5M, Energy Vault $225-300M, Frontier Q1 loss $0.32-0.44); trial starts (Trevi Q2), AGM/mergers Mar-May

Watch List(8)

Filing Analyses(50)
Dragonfly Energy Holdings Corp.8-K/Amixedmateriality 9/10

17-03-2026

Dragonfly Energy reported preliminary full year 2025 net sales of $58.6 million, up 15.8% YoY driven by 33.8% growth in OEM sales to $36.9 million, though DTC sales declined 8.5% to $20.7 million amid RV market softness. Q4 net sales increased 6.9% to $13.1 million with OEM up 30.1% to $8.1 million, but gross margin contracted to 18.2% from 20.8% and net loss widened to $45.0 million from $9.8 million. The company implemented a strategic cost realignment for $8.9 million in annualized savings and targets positive Adjusted EBITDA at a $70 million annual revenue run rate, while guiding Q1 2026 net sales at $9.5 million and Adjusted EBITDA loss of $4.6 million.

  • ·Targets positive Adjusted EBITDA at $70M annual revenue run rate.
  • ·Executive and Board cash compensation reduced 20% for remainder of FY2026, replaced with equity incentives.
  • ·20% reduction in total payroll expense via workforce reductions and salary adjustments.
  • ·Preliminary results subject to audit and potential material adjustments.
  • ·Conference call held March 16, 2026 at 4:30 PM ET.
BW Industrial Holdings Inc.S-1/Apositivemateriality 10/10

17-03-2026

BW Industrial Holdings Inc., a Delaware-based general building contractor for nonresidential buildings, filed Amendment No. 2 to its S-1 registration statement on March 17, 2026, for an IPO of 2,625,000 shares of common stock on NYSE American under symbol BWGC, with an anticipated price range of $6-$7 per share (midpoint $6.50), targeting gross proceeds of $17.1M. Net proceeds to the company before expenses are estimated at $16.0M after 6% underwriting discounts of $1.0M to lead underwriter Eddid Securities USA Inc., with a 45-day over-allotment option for up to 393,750 additional shares potentially increasing totals to $19.6M gross and $18.4M net. Post-IPO, CEO and Director Yunlong Zhang will retain control with approximately 57.21% voting power, qualifying the company as a 'controlled company' and emerging growth company.

  • ·Company address: 2825 Wilcrest Drive, Suite 421, Houston, TX 77042.
  • ·I.R.S. Employer Identification No.: 33-4856491.
  • ·Standard Industrial Classification Code: 1541 (General Building Contractors - Nonresidential Buildings).
  • ·SEC File Number: 333-292504.
  • ·Emerging growth company electing reduced reporting requirements under JOBS Act.
Artificial Intelligence Technology Solutions Inc.8-Kpositivemateriality 4/10

17-03-2026

Artificial Intelligence Technology Solutions, Inc. (AITX) issued a press release on March 17, 2026, announcing that its RAD division received an order for 10 RIO Mini units with SARA licenses from a major Midwest construction company. No financial terms or order value were disclosed.

  • ·Filing includes Exhibit 99.1: Press release dated March 17, 2026.
AParadise Acquisition Corp.425positivemateriality 7/10

17-03-2026

A Paradise Acquisition Corp., a SPAC, is merging with Enhanced, an innovative sports company launching the Enhanced Games that permit FDA-approved performance-enhancing substances under medical supervision to prioritize athlete health, safety, and higher compensation compared to traditional athletics. CEO Max Martin discusses overcoming PED stigma, the Enhanced Games Medical Program run as a clinical study in Abu Dhabi with SSMC Hospital, and benefits for both elite and returning athletes. Accelerate Arbitrage Fund discloses a long position in A Paradise Acquisition shares and rights.

  • ·Enhanced Games idea originated roughly 2.5 years ago.
  • ·Athletes receive comprehensive baseline assessments and continuous medical screenings as part of the Medical Program.
  • ·Focus on two athlete types: prime athletes aiming to break records and older athletes (e.g., mid-30s) seeking personal bests.
AParadise Acquisition Corp.425positivemateriality 8/10

17-03-2026

A Paradise Acquisition Corp. announced a $1.3B business combination with The Enhanced Games in November, as discussed in a SPAC Insider Podcast interview with CEO Maximilian Martin. Martin detailed the company's origins from Bitfield (acquired in late 2021), its vision to integrate legal performance-enhancing substances into athletics for better athlete compensation and health, and preparations for the inaugural Enhanced Games debut in May 2026 in Las Vegas with free tickets and musical acts. No financial declines or flat metrics were mentioned.

  • ·Enhanced Games venue construction in Las Vegas to take 4 weeks, with groundbreaking in late April 2026.
  • ·Athletes training at Earth sports and wellness complex in Abu Dhabi with custom facilities.
  • ·Tailor-made super suits provided to athletes, similar to those used in 2008-2009 swimming.
  • ·Christian Golomiev broke a 16-year world record in the pool under clinical supervision one year ago.
Mechanics Bancorp10-Kmixedmateriality 9/10

17-03-2026

Mechanics Bancorp reported net income of $266M in 2025, up 817% YoY from $29M, boosted by a $145M bargain purchase gain from the September 2, 2025 merger with HomeStreet Bank and noninterest income swing to $223M from a $139M loss. Net interest income grew 13% YoY to $586M with NIM expanding 12 bps to 3.43%, while total assets expanded 36% to $22.4B and deposits rose 36% to $19.0B. However, provision for credit losses on loans increased to $20.5M from a $1.6M reversal, nonaccrual loans tripled to $43M (0.30% of total loans), and noninterest expenses rose 36% to $470M driven by $73M acquisition/integration costs.

  • ·Common equity Tier 1 capital ratio for Mechanics Bancorp: 14.09% (newly reported post-merger)
  • ·Tangible common equity ratio declined to 8.48% from 9.10%
  • ·Loans to deposits ratio increased to 74.52% from 69.17%
  • ·Full time equivalent employees grew 34% to 1,921
Cineverse Corp.S-3neutralmateriality 6/10

17-03-2026

Cineverse Corp. filed a Form S-3 shelf registration statement on March 16, 2026, to register up to 21,805,701 shares of Class A Common Stock for resale by selling stockholders from time to time on Nasdaq or otherwise. The company will not receive any proceeds from these sales but has agreed to pay certain registration expenses to satisfy registration rights granted to the selling stockholders. The Common Stock (CNVS) had a last reported sale price of $2.60 per share on March 13, 2026.

  • ·Registrant classified as non-accelerated filer and smaller reporting company.
  • ·Incorporated in Delaware with I.R.S. Employer Identification Number 22-3720962.
  • ·Principal executive offices at 224 W. 35th St., Suite 500, #947, New York, New York 10001.
  • ·Par value of Common Stock: $0.001 per share.
AMERICAN REBEL HOLDINGS INC8-Kmixedmateriality 6/10

17-03-2026

American Rebel Holdings Inc entered into a Securities Purchase Agreement issuing a promissory note to 1800 Diagonal Lending LLC with a principal amount of $124,200 purchased for $108,000 (including $16,200 OID), requiring total repayments of $147,487 over 15 monthly installments from April 15, 2026 to June 15, 2027 at an effective 15% interest rate. The note includes high default interest of 22%, acceleration to 150% of outstanding amounts upon events of default, and conversion rights into common stock (limited to 4.99% beneficial ownership, subject to Nasdaq 19.99% rule without stockholder approval), posing dilution risk. Prepayment is permitted at 95% of principal plus interest within the first 180 days without penalty.

  • ·5-day grace period for payments; missed payment triggers Event of Default.
  • ·Covenant restricts sale of significant assets without Holder consent to avoid shell company status.
  • ·Events of Default include failure to pay (after 5 business days notice), covenant breaches (after 20 days notice), bankruptcy, delisting from Exchanges, non-compliance with Exchange Act reporting.
  • ·Conversion rights exercisable only after Event of Default; Notice of Conversion must be before 6pm NY time.
  • ·Prepayment requires 3 Trading Days prior notice; no partial prepayments except as specified.
TWO HARBORS INVESTMENT CORP.425mixedmateriality 9/10

17-03-2026

Two Harbors Investment Corp. adjourned its Special Meeting of Stockholders to March 24, 2026, at 11:00 a.m. ET to solicit additional proxies in favor of its proposed acquisition by UWM Holdings Corporation. The Board unanimously recommends voting 'FOR' the Merger Proposal, Non-Binding Compensation Advisory Proposal, and Adjournment Proposal, as detailed in the proxy statement dated February 9, 2026. While the Board views the transaction as in stockholders' best interest, the communication emphasizes significant risks and uncertainties, including potential failure to obtain approvals, integration challenges, and adverse market effects.

  • ·Proxy statement/prospectus declared effective by SEC on February 9, 2026; mailing commenced on or about February 12, 2026.
  • ·Assistance for voting available via D.F. King toll-free at (888) 887-0082.
  • ·Two Harbors 10-K for FY ended December 31, 2025 filed February 17, 2026; UWM 10-K filed February 25, 2026.
TWO HARBORS INVESTMENT CORP.425mixedmateriality 9/10

17-03-2026

Two Harbors Investment Corp. (TWO) sent a solicitation letter to certain stockholders on March 16, 2026, urging them to vote in favor of its acquisition by UWM Holdings Corporation (UWMC) at the adjourned Special Meeting on March 24, 2026, at 11:00 a.m. ET, after unsuccessful prior contact attempts. The letter provides toll-free contact details for proxy solicitation and emphasizes the importance of stockholder response. While promoting the transaction, it cautions on forward-looking statements with significant risks, including potential failure to secure approvals, integration challenges, and adverse market effects.

  • ·Registration Statement on Form S-4 declared effective by SEC on February 9, 2026; proxy statement/prospectus filed February 12, 2026.
  • ·TWO 10-K for FY ended December 31, 2025 filed February 17, 2026.
  • ·UWMC 10-K for FY ended December 31, 2025 filed February 25, 2026.
HAMMER TECHNOLOGY HOLDINGS CORP.10-Qmixedmateriality 6/10

17-03-2026

Hammer Technology Holdings Corp. reported a reduced net loss from continuing operations of $153K for the three months ended January 31, 2026, compared to a $280K loss in the prior year period, driven by lower operating expenses ($139K vs. $348K). Cash and equivalents increased to $28K from $18K at July 31, 2025, supported by $339K in related-party financing, however total assets declined 22% to $182K amid amortization of intangibles, while total liabilities rose 19% to $1.15M and stockholders' deficit worsened to $(968K). For the six months, operating cash burn improved to $328K from $497K, but the company continues to generate no revenue from continuing operations.

  • ·Intangible assets declined to $154K from $216K due to amortization.
  • ·Selling, general and administrative expenses for six months ended Jan 31, 2026: $242K (down 33% YoY from $363K).
  • ·No revenue reported from continuing operations in any period.
  • ·Gain on disposal of subsidiaries in prior year discontinued operations: $1.66M for three and six months ended Jan 31, 2025.
Xerox Holdings Corp10-Kmixedmateriality 10/10

17-03-2026

Xerox Holdings Corp reported total revenue of $7.0B for the year ended December 31, 2025, up 12.9% YoY from $6.2B in 2024, driven by IT Solutions revenue surging 112.6% to $761M and post-sale revenue growing 14.3% to $5.5B. However, Print and Other segment profit declined 29.5% to $279M from $396M, total segment profit fell 18.9% to $321M, adjusted operating profit dropped 17.9% to $248M, and total gross margin compressed 4.4 percentage points to 27.1%. Pre-tax loss narrowed to $488M from $1.2B but remained negative amid higher expenses.

  • ·Equipment gross margin declined to 21.4% in 2025 from 30.2% in 2024 (-8.8 pts)
  • ·Post sale gross margin declined to 28.6% in 2025 from 31.9% in 2024 (-3.3 pts)
  • ·SAG as % of revenue improved slightly to 23.6% in 2025 from 24.7% in 2024 (+1.1 pts)
  • ·Non-financing interest expense rose to $248M in 2025 from $119M in 2024
  • ·Other expenses, net increased to $360M in 2025 from $158M in 2024
M3-Brigade Acquisition VI Corp.10-Kmixedmateriality 6/10

17-03-2026

M3-Brigade Acquisition VI Corp., a SPAC formed on June 5, 2025, reported net income of $4.15M for the period ended December 31, 2025, driven by $4.61M in interest income on Investments held in Trust Account totaling $349.6M. However, the company recorded an operating loss of $0.43M from general and administrative costs and a shareholders' deficit of $15.56M primarily due to accretion of Class A ordinary shares subject to redemption. Total assets were $350.8M, including $0.88M in cash, with $34.5M Class A shares at $10.13 redemption value and deferred underwriting fees of $16.4M.

  • ·Inception date: June 5, 2025
  • ·Balance sheet date: December 31, 2025
  • ·Filing date: March 17, 2026
  • ·Class A redemption value: $10.13 per share
  • ·Net income per share: $0.14 (basic and diluted for both Class A and B)
  • ·Auditor: Independent Registered Public Accounting Firm (PCAOB ID: 100)
NEONC TECHNOLOGIES HOLDINGS, INC.8-Kpositivemateriality 7/10

17-03-2026

NeOnc Technologies Holdings, Inc. (Nasdaq: NTHI), a clinical-stage biopharmaceutical company developing CNS cancer therapies, appointed David Choi as Chief Accounting Officer effective March 13, 2026, to oversee accounting, financial reporting, internal controls, and governance as it advances Phase II trials. Mr. Choi brings over a decade of experience from Blythe Global Advisors, Grant Thornton, and Ernst & Young, including SEC reporting and SOX compliance. The appointment supports the company's growth with its NEO™ platform, including NEO100™ and NEO212™ under FDA Fast-Track status.

  • ·Patent protections extending to 2038.
  • ·Exclusively licensed worldwide patent portfolio from University of Southern California for NEO100, NEO212, and related products.
  • ·Risk factors referenced in 10-Q for three months ended March 31, 2025.
Bank7 Corp.10-Kmixedmateriality 9/10

17-03-2026

Bank7 Corp. reported total assets of $1.82B for 2025, up from $1.72B in 2024 and $1.69B in 2023, with average loans growing 6.6% YoY to $1.48B and net interest income increasing 1.9% to $87.9M; however, net interest margin declined to 4.94% from 5.11%, loan yields dropped to 7.92% from 8.56%, loan interest income fell 1.6% to $117.5M, and total noninterest income decreased 24.4% to $8.5M primarily due to lower oil and gas-related income. Noninterest-bearing deposits declined to $318M from $382M YoY and $434M in 2023, while shareholders' equity grew to $233M.

  • ·Equity compensation plans approved by shareholders: 317,046 outstanding options at weighted average exercise price of $16.96, with 623,504 securities remaining available.
  • ·Short-term investments average yield declined to 4.21% in 2025 from 5.04% in 2024.
  • ·Taxable debt securities average balance dropped to $46.6M in 2025 from $90.2M in 2024.
VALUE LINE INC10-Qmixedmateriality 7/10

17-03-2026

Value Line Inc reported net income of $5.9M for the three months ended January 31, 2026, up 14% YoY to $0.63 per share, driven by strong investment gains of $2.2M (up 229% YoY) and EAM Trust revenues of $4.8M, despite an 8% YoY decline in total publishing revenues to $8.3M and a sharp 36% drop in operating income to $1.0M. For the nine months, net income rose 8% YoY to $18.1M, with publishing revenues down 5% to $25.4M but offset by 9% higher EAM Trust contribution and 51% investment gains growth. Total assets grew 4% to $151M, supported by higher cash and equity securities, though fixed income securities fell 44%.

  • ·Net cash provided by operating activities for 9M down 6% YoY to $13.8M.
  • ·Net cash from investing activities for 9M down 48% YoY to $8.6M.
  • ·Dividends paid for 9M $9.2M, up from $8.5M YoY.
  • ·Treasury stock purchases: 612,110 shares at cost $16.5M as of Jan 31, 2026 (up from 589K shares $15.6M).
UNITED SECURITY BANCSHARES8-Kpositivemateriality 9/10

17-03-2026

United Security Bancshares (UBFO) and Community West Bancshares (CWBC) announced on March 16, 2026, the receipt of regulatory approvals from the FDIC, California Department of Financial Protection and Innovation, and a waiver from the Federal Reserve Bank of San Francisco for their proposed merger, including the merger of UBFO's bank subsidiary into CWBC's. Shareholder approval meetings for both companies are scheduled for March 30, 2026, with closing expected in Q2 2026 subject to approvals and customary conditions. The announcement highlights forward-looking risks such as integration challenges, shareholder approval failures, and potential delays or non-completion.

  • ·Press release attached as Exhibit 99.1
  • ·CWBC filed Form S-4 registration statement including joint proxy statement/prospectus
  • ·Refer to 10-K for Dec 31, 2024 (UBFO) and Dec 31, 2025 (CWBC) for risks
Community West Bancshares8-Kpositivemateriality 9/10

17-03-2026

On March 16, 2026, Community West Bancshares (CWBC) and United Security Bancshares (USB) announced receipt of regulatory approvals from the FDIC, California Department of Financial Protection and Innovation, and a waiver from the Federal Reserve Bank of San Francisco for their previously announced merger, including the merger of USB's bank subsidiary into CWBC's. Shareholder approval meetings for both companies are scheduled for March 30, 2026, with closing expected in Q2 2026 subject to approvals and customary conditions. While this advances the transaction, risks include potential shareholder rejection, integration delays, and dilution from new share issuance.

  • ·Regulatory approvals from FDIC and California DFPI
  • ·Waiver from Federal Reserve Bank of San Francisco
  • ·Joint proxy statement/prospectus available on SEC website and company IR sites
Frontier Group Holdings, Inc.8-Kmixedmateriality 8/10

17-03-2026

Frontier Group Holdings updated Q1 2026 adjusted diluted loss per share guidance to $0.32-$0.44, within prior range, driven by revenue significantly above expectations and mid-teens YoY RASM growth, but offset by jet fuel prices rising to ~$3.00/gal (vs $2.50 prior guidance) adding $45-$50M expense and operational disruptions from Winter Storm Iona. Capacity is expected down 1-1.5% YoY while liquidity rises to over $900M by end-March from $874M at Dec 2025 end. Full-year 2026 guidance under review.

  • ·Weighted average diluted shares ~229M unchanged.
  • ·Tax expense expectation $3-5M unchanged.
  • ·Strong demand and fare trends extending into spring booking period.
  • ·Fuel efficiency >40% vs major US carriers (DAL, UAL, AAL, LUV, JBLU, ALK, ALGT weighted by FY2025 ASMs).
PSQ Holdings, Inc.8-Kmixedmateriality 9/10

17-03-2026

PSQ Holdings reported Q4 2025 net revenue from continuing operations of $7.3M, up 109% YoY, and full-year revenue of $18.2M, up 81% YoY, with operating expenses down 11% in Q4 and 21% for the year. Net losses improved to $11.8M in Q4 (43% better) and $36.6M for the year (37% better), though discontinued operations losses worsened to $4.5M in Q4 from $2.7M. The company is restructuring by winding down its Marketplace segment, pursuing Brands divestiture, and cutting staff by over 40% for ~$8M annualized cash savings, amid a cash position of $16.1M.

  • ·Cash and cash equivalents: $14.6M as of Dec 31, 2025 (down from $35.7M in 2024)
  • ·Restricted cash: $1.1M as of Dec 31, 2025
  • ·Total assets declined to $59.7M from $74.9M YoY
  • ·Q4 loss per share: $0.25 (vs $0.66 prior year)
  • ·FY loss per share: $0.81 (vs $1.80 prior year)
  • ·Expected Brands segment sale agreement in H1 2026
  • ·Conference call on March 17, 2026 at 9:00 a.m. ET
Baidu, Inc.20-Fmixedmateriality 9/10

17-03-2026

Baidu's revenue declined 3% YoY to RMB 129,079 million ($18.5B) in 2025 from RMB 133,125 million in 2024, continuing a trend of flat to negative growth after peaking at RMB 134,598 million in 2023. Operating income swung to a loss of RMB 5,823 million due to a RMB 16,190 million ($2.3B) impairment of long-lived assets, while net income attributable to Baidu plunged 76% YoY to RMB 5,589 million ($799M). However, total assets grew 5% to RMB 449,157 million ($64.2B) and Baidu shareholders' equity edged up 1% to RMB 266,330 million ($38.1B).

  • ·Operating cash flow turned negative at RMB (3,013) million ($431M) in 2025, down from RMB 21,234 million in 2024.
  • ·Cash used in investing activities increased to RMB 25,136 million ($3.6B) in 2025.
  • ·Notes payable rose to RMB 51,021 million ($7.3B) as of Dec 31, 2025 from RMB 27,996 million in 2024.
  • ·Short-term investments declined to RMB 90,661 million ($13.0B) as of Dec 31, 2025 from RMB 102,608 million in 2024.
URBAN ONE, INC.8-Kmixedmateriality 9/10

17-03-2026

Urban One, Inc. reported Q4 2025 net revenue of $97.8M, down 16.5% YoY from $117.1M, with operating loss widening to $54.0M from $1.9M, net loss of $54.4M or $(12.24) per share versus $35.7M or $(7.81), and Adjusted EBITDA falling 38.3% to $15.6M from $26.9M amid weak cable TV delivery (-20% QoQ) and soft radio markets. Full-year 2025 revenue declined to $374.4M from $449.7M, though Adjusted EBITDA of $56.7M met guidance; positively, the company completed a debt exchange on Dec 18, 2025, repurchasing $185.0M of 2028 Notes for $111.0M cash plus $1.1M fee, issuing $60.6M 2030 First Lien Notes and $291.0M 2031 Second Lien Notes, and amending its ABL facility to $75.0M plus $25.0M incremental capacity.

  • ·Q4 Radio Broadcasting Adjusted EBITDA $8.7M, down from $15.6M YoY; Cable Television $1.8M, down from $14.5M.
  • ·FY 2025 Reach Media Adjusted EBITDA $(1.6M), down from $11.6M.
  • ·Dec 31, 2025 total assets $593.0M vs $944.8M at Dec 31, 2024; stockholders' equity $24.6M vs $170.9M.
  • ·Impairment of goodwill and intangibles $55.3M in Q4 2025.
  • ·Nasdaq compliance regained in January 2026 via reverse stock split effective Jan 22, 2026.
Vireo Growth Inc.8-Kmixedmateriality 9/10

17-03-2026

Vireo Growth Inc. reported Q4 2025 GAAP revenue of $104.5M, up 317.7% YoY driven by recent M&A, with pro forma revenue up 26.1% YoY including retail +22% and wholesale +55% YoY; sequentially, revenue grew 14.0% QoQ to $104.5M from $91.7M. However, certain segments underperformed with NY retail down 29% YoY pro forma, MN wholesale down 26%, NV wholesale down 85%, and MD retail flat at +1%. The company announced pending acquisitions of PharmaCann assets ($49M), Eaze ($47M), and an MOU for Hawthorne, with $122.5M cash on hand.

  • ·Gross profit margin expanded 380 bps YoY to 54.4%; adjusted gross profit margin up 510 bps to 56.3%.
  • ·Adjusted EBITDA margin improved 180 bps YoY to 28.2%.
  • ·Pro forma same store sales increased 22% YoY overall, 11.3% excluding Minnesota.
  • ·Acquisitions of PharmaCann, Eaze, and Schwazze pending; Hawthorne MOU non-binding; all expected to close H1 2026.
  • ·Integration of Deep Roots, Proper, and Wholesome completed with realized corporate overhead synergies.
Sally Beauty Holdings, Inc.8-Kneutralmateriality 4/10

17-03-2026

On March 12, 2026, Erin Nealy Cox resigned from the Board of Directors of Sally Beauty Holdings, Inc., effective immediately, as she transitions to a new role at Walmart, Inc. There was no disagreement between Ms. Nealy Cox and the Company leading to her resignation, and her term was scheduled to expire at the 2027 Annual Meeting of Stockholders. The Company thanked her for her service and leadership.

PSQ Holdings, Inc.10-Kmixedmateriality 9/10

17-03-2026

PSQ Holdings, Inc. reported net revenues of $18.2M for the year ended December 31, 2025, surging 81% YoY from $10.1M, fueled by new revenue streams including $5.6M in payment processing and $3.3M in lease merchandise. While operating loss narrowed 23% to $32.0M from $41.7M and net loss improved 37% to $36.6M from $57.7M, total costs and expenses dipped only 3% to $50.2M, cash and equivalents declined sharply to $14.6M from $35.7M, and stockholders' equity fell to $13.4M from $26.9M amid continued operating cash burn of $19.9M.

  • ·Non-GAAP operating loss improved to $9.1M in 2025 from $1.1M in 2024.
  • ·Revolving line of credit balance increased to $6.2M as of Dec 31 2025 from $3.8M.
  • ·Net loss per common share improved to ($0.81) from ($1.80).
  • ·Filing date: March 17, 2026.
Victory Capital Holdings, Inc.8-Kneutralmateriality 9/10

17-03-2026

On March 17, 2026, Victory Capital Holdings, Inc. (VCTR) issued a press release announcing submission of an improved proposal (Updated Proposal) to the Special Committee of the Board of Directors of Janus Henderson Group plc to acquire the company. The full text of the Updated Proposal is included in the press release, attached as Exhibit 99.1. The filing includes extensive forward-looking statements and risk disclosures regarding the potential transaction.

  • ·Filing includes standard disclaimers: no offer or solicitation of securities; potential future SEC filings like proxy statements if transaction advances.
HARVARD BIOSCIENCE INC8-Kneutralmateriality 4/10

17-03-2026

Harvard Bioscience, Inc. (HBIO) filed an 8-K on March 17, 2026, under Items 7.01 (Regulation FD Disclosure) and 9.01, attaching its current corporate slide presentation dated March 2026 as Exhibit 99.1. The presentation is distributed to the investment community at conferences to provide business updates and summaries. No specific financial metrics, performance changes, or material information are disclosed in the filing itself.

Victory Capital Holdings, Inc.425positivemateriality 9/10

17-03-2026

Victory Capital Holdings, Inc. (VCTR) announced on March 17, 2026, that it submitted an improved proposal to the Special Committee of the Board of Directors of Janus Henderson Group plc to acquire the company. The announcement was made via a press release attached as Exhibit 99.1, which includes the full text of the Updated Proposal. Forward-looking statements highlight potential risks, including regulatory approvals, stockholder consents, and integration challenges, with no transaction guaranteed.

Victory Capital Holdings, Inc.425mixedmateriality 9/10

17-03-2026

Victory Capital Holdings, Inc. (VCTR) submitted an improved acquisition proposal for Janus Henderson Group plc (JHG) on March 17, 2026, offering $40 cash per share plus a 0.250x fixed exchange ratio (31% pro forma ownership), valued at >$56.84 per share (based on $67.36 VCTR share price) or >$59.32 (at $77.27 prior price), up from its prior $30 cash + 0.350x proposal rejected on March 11 citing closing risk concerns. The new terms address prior issues with lower client consent threshold (75% vs Trian's 80%), no financing outs, and improved leverage (3.5x ex-synergies / 2.7x with synergies vs Trian's 3.0x). Pro forma combined company projects $807B AUM, $4.5B 2026E revenue, and $2.2B EBITDA at 49.0% margin, with 50%+ accretion potential, though VCTR's share price declined ~13% from $77.27 (2/25/26) to $67.36 (3/16/26).

  • ·Special Committee rejected 2/26 proposal on March 11, 2026, as 'not superior' to Trian offer due to closing risk.
  • ·Victory 2/26 proposal required 75% client consent; improved matches at 75% vs Trian's 80%.
  • ·Victory proposals have 3% termination fee vs Trian's 4%; no Trian voting agreement required.
  • ·Trian reverse termination fee: $222.85MM from equity investors.
NEXTNAV INC.10-Knegativemateriality 9/10

17-03-2026

NextNav Inc. reported revenue of $4.573M for the year ended December 31, 2025, down 19.3% from $5.669M in 2024. The net loss widened significantly to $189.253M from $101.879M, driven by a sharp increase in other expenses to $106.380M from $32.207M, while operating loss grew to $70.232M from $60.098M amid higher operating expenses of $74.805M versus $65.767M. Cash used in operating activities increased to $50.745M from $38.008M, though net cash from financing activities rose to $120.482M from $35.103M.

  • ·Cost of goods sold decreased to $8.540M from $10.777M.
  • ·Research and development expenses rose to $18.952M from $16.242M.
  • ·Selling, general and administrative expenses increased to $39.563M from $33.510M.
  • ·Depreciation and amortization increased 48.0% to $7.750M from $5.238M.
  • ·Interest expense, net, rose 32.4% to $12.443M from $9.401M.
  • ·Net cash used in investing activities increased to $64.554M from $39.467M.
Energy Vault Holdings, Inc.8-Kmixedmateriality 9/10

17-03-2026

Energy Vault reported FY2025 revenue of $203.7 million, up over 340% YoY from $46.2 million, driven by project executions in Australia and U.S., with Q4 revenue surging to $153.3 million from $33.5 million prior year; contract backlog hit a record $1.3 billion, up 300% YoY and 42% sequentially, while cash reached $103.4 million, up 300% YoY. GAAP gross profit rose nearly 8x to $48.0 million with margins expanding to 23.6% from 13.4%, and Q4 Adjusted EBITDA turned positive at $9.8 million versus a $13.4 million loss prior year. However, FY2025 GAAP net loss was $103.6 million, improved from $135.8 million but still substantial, with FY Adjusted EBITDA loss of $21.2 million versus $58.0 million prior year, and 2026 guidance projects ~30% revenue growth to $225-300 million midpoint alongside lower gross margins of 15-25%.

  • ·Completed $150M convertible notes in Feb 2026, upsized from $125M, due 2031 with implied conversion price $8.12/share.
  • ·Secured 1.5 GWh supply agreement with Peak Energy and exclusive APAC rights.
  • ·Asset Vault portfolio includes 150 MW/300 MWh SOSA (Texas), 100 MW/870 MWh EBOR (Australia, option to acquire), targeting $100-150M recurring Adjusted EBITDA by 2029.
  • ·Placed 8.5 MW/293 MWh Calistoga and 57 MW/114 MWh Cross Trails in service, expected $10M annualized Adjusted EBITDA.
  • ·FY2026 guidance: $75-100M internal Asset Vault project builds at ~15% cash margin (not in GAAP revenue), year-end cash $150-200M.
Trevi Therapeutics, Inc.8-Kmixedmateriality 8/10

17-03-2026

Trevi Therapeutics reported Q4 and FY 2025 financial results, showing improved net losses of $8.3M (Q4) and $42.8M (FY) versus $11.4M and $47.9M in 2024, driven by R&D expense reductions to $6.2M (Q4, -33%) and $33.5M (FY, -15%), with cash, cash equivalents, and marketable securities at $188.3M providing runway into 2028. The company gained FDA alignment on its Phase 3 program for IPF-related chronic cough, planning to initiate the first of two pivotal trials (300 patients) in Q2 2026 and the second (130 patients) in H2 2026, plus Phase 2b trials for RCC and non-IPF ILD. However, G&A expenses increased to $4.0M (Q4, +38%) and $15.9M (FY, +31%) due to higher professional and personnel costs.

  • ·Phase 2b CORAL trial results published in JAMA in January 2026.
  • ·Conference call and webcast at 4:30 p.m. ET on March 17, 2026.
  • ·Investor and Analyst Day scheduled for May 7, 2026, in New York City.
  • ·Cash and cash equivalents decreased to $18.9M from $34.1M at Dec 31, 2024, offset by marketable securities increase to $169.3M from $73.5M.
NEXTNAV INC.8-Kmixedmateriality 8/10

17-03-2026

NextNav Inc. reported FY 2025 results with revenue declining 19% YoY to $4.6M amid higher operating expenses, leading to an operating loss of $70.2M (up 17% YoY) and net loss widening to $189.3M from $101.9M in 2024. Cash and short-term investments strengthened to $152.1M, bolstered by $190M in convertible notes proceeds, though cash burn from operations increased 34% to $50.7M. Operational highlights included appointing Lisa Hook as Lead Independent Director, a partnership with MetCom, and commencing 5G PNT network testing.

  • ·Conference call scheduled for 5:00 pm ET on March 17, 2026.
  • ·Total assets $247.0M as of Dec 31, 2025 (up 52.7% from $161.7M in 2024).
  • ·Stockholders' equity deficit of $86.2M as of Dec 31, 2025 (vs $50.1M equity in 2024).
  • ·Diluted EPS $(1.42) for FY 2025 vs $(0.84) for FY 2024.
PELOTON INTERACTIVE, INC.8-Kpositivemateriality 8/10

17-03-2026

Peloton Interactive, Inc. (PTON) appointed Sarah Robb O’Hagan as Chief Content and Member Development Officer, effective April 1, 2026, reporting to President and CEO Peter Stern, to accelerate content innovation, member engagement, and the shift to a connected wellness strategy targeting sustainable profitable growth. She succeeds Jen Cotter, who is departing after seven years but will serve as an advisor through mid-August 2026. Robb O’Hagan brings extensive experience from CEO of EXOS, President of Gatorade ($5B business turnaround), and roles at Equinox, Nike, Flywheel Sports, and Strava.

  • ·Peloton founded in 2012 and headquartered in New York City
  • ·Peloton has millions of Members across the US, UK, Canada, Germany, Australia, and Austria
  • ·Robb O’Hagan named one of Fast Company’s 'Most Creative People in Business' and Forbes’ 'Most Powerful Women in Sports'
TEXAS CAPITAL BANCSHARES INC/TXDEFA14Aneutralmateriality 4/10

17-03-2026

This DEFA14A filing supplements the March 12, 2026 proxy statement for Texas Capital Bancshares, Inc.'s annual meeting on April 21, 2026, solely to clarify broker non-vote effects on proposals. Proposal 2 (ratification of Ernst & Young LLP as auditors for 2026) is routine, permitting broker discretion, while Proposal 4 (redomestication from Delaware to Texas) is non-routine, treating broker non-votes as votes against; no other changes are made. The update replaces a voting table on page 133 without altering voting instructions or proxy cards.

  • ·Proposal 1: Election of Directors (plurality standard, non-routine).
  • ·Proposal 3: Advisory vote on executive compensation (majority of shares present and entitled to vote, non-routine).
  • ·Proposal 5: Advisory approval of increasing stockholder proposal threshold (majority of shares present and entitled to vote, non-routine).
  • ·Proposal 6: Adjournment (majority of shares present and entitled to vote, routine).
SafeSpace Global Corp10-Qnegativemateriality 9/10

17-03-2026

SafeSpace Global Corp reported no revenue for both the three and six months ended January 31, 2026, with net losses of $1.12M (3M, improved 11% YoY) and $2.74M (6M, worsened 41% YoY), driven by higher operating expenses including $2.85M total (up 49% YoY for 6M). Cash and equivalents declined 49% to $3.86M, with $2.45M used in operations and $1.24M in investing activities, while total assets and equity fell 29% each to $5.65M and $5.33M. Shares outstanding increased to 189.3M from 185.5M at period-end.

  • ·Property and equipment, net increased to $427,761 from $0.
  • ·Intangibles, net $1.26M as of Jan 31, 2026 (includes $1.22M in-process).
  • ·Stock-based compensation $503K for six months ended Jan 31, 2026 (down from $881K YoY).
  • ·Interest income $109K for six months ended Jan 31, 2026.
INDIVIOR PLC8-Kpositivemateriality 9/10

17-03-2026

Indivior Pharmaceuticals, Inc. issued $500M principal amount of 0.625% Convertible Senior Notes due 2031 on March 17, 2026, including $50M from the full exercise of the initial purchasers' option, providing low-cost financing at 0.625% interest payable semi-annually starting September 15, 2026. Proceeds were used to fully prepay and terminate a prior Note Purchase Agreement dated November 4, 2024 (amended January 26, 2026). The notes introduce potential equity dilution from up to 16.2M shares issuable upon conversion at an initial rate of 24.0033 shares per $1,000 principal (35% premium over March 12, 2026 closing price).

  • ·Notes mature March 15, 2031; convertible starting December 16, 2030 at any time, earlier upon certain events.
  • ·Redemption possible on or after March 20, 2029 if stock price exceeds 130% of conversion price for specified periods.
  • ·Fundamental Change repurchase right at principal plus accrued interest.
  • ·Events of Default include payment defaults, covenant breaches, and acceleration of $55M+ indebtedness.
FARMERS NATIONAL BANC CORP /OH/10-K/Aneutralmateriality 3/10

17-03-2026

Farmers National Banc Corp. filed Amendment No. 1 to its Form 10-K for the fiscal year ended December 31, 2025, solely to include Exhibit 97.1, the Policy relating to recovery of erroneously awarded compensation; no changes were made to financial statements or other information from the original filing on March 5, 2026. The filing reiterates key details such as the $498.8M market value of non-affiliate common shares as of June 30, 2025, and 37,672,309 shares outstanding as of February 20, 2026. This is an administrative update with no new financial metrics or period-over-period comparisons.

  • ·Original 10-K filed March 5, 2026
  • ·Amendment filed March 17, 2026
  • ·Auditor: Crowe LLP (Columbus, OH)
  • ·Agreement and Plan of Merger with Middlefield Banc Corp. dated October 22, 2025 (Exhibit 2.1)
Hilton Grand Vacations Inc.DEFA14Aneutralmateriality 3/10

17-03-2026

Hilton Grand Vacations Inc. (HGV) filed a DEFA14A Definitive Additional Proxy Materials on March 17, 2026, pursuant to Section 14(a) of the Securities Exchange Act of 1934. The filing was made by the registrant with no fee required. No substantive financial or operational details are provided in the filing header.

Drugs Made In America Acquisition II Corp.8-Kpositivemateriality 7/10

17-03-2026

Drugs Made In America Acquisition II Corp. (DMIIU), a SPAC listed on NASDAQ, entered into a non-binding Letter of Intent (LOI) effective March 5, 2026, with Alpha Multi Family Office (Investor) and S.E.E. Capital Partners Ltd. (Transaction Advisor) for a proposed $1.5M Senior Convertible Note to provide bridge financing for operational expenses and pursuit of a business combination. The funds will be held in escrow and convertible into discounted preferred equity upon events like execution or closing of a business combination agreement. No definitive agreements have been executed yet, and the LOI includes exclusivity for negotiations.

  • ·LOI governed by laws of the State of Israel with exclusive jurisdiction in Tel Aviv courts.
  • ·Conversion triggers include execution of definitive business combination agreement, closing of business combination, or restructuring of sponsor/capital structure.
  • ·In case of no business combination, note subject to repayment or alternative consideration per definitive agreements.
  • ·SEC 8-K filed March 17, 2026, covering Items 1.01, 2.03, 8.01, 9.01.
Fold Holdings, Inc.8-Kmixedmateriality 9/10

17-03-2026

Fold Holdings, Inc. reported FY 2025 revenue of $31.8 million, up 34% YoY from $23.8 million, and total transaction volume of $960 million, up 46% YoY, with Q4 revenue at $9.1 million, up 8% YoY. However, FY operating loss widened to $27.7 million from $5.8 million, net loss increased to $69.6 million from $65.1 million, Adjusted EBITDA loss was $17.2 million, and Q4 transaction volume declined 3% YoY to $215 million while verified accounts remained flat at ~84,000. The company launched the Fold Bitcoin Rewards Credit Card and Fold for Business enterprise services, retired convertible notes, and holds 1,527 BTC in investment treasury as of Dec 31, 2025 (now 827 BTC).

  • ·Cash and cash equivalents declined to $7.7M as of Dec 31, 2025 from $18.3M as of Dec 31, 2024.
  • ·Net cash used in operating activities $16.1M in FY 2025 vs. $3.3M in FY 2024.
  • ·Retired December 2024 convertible note, June 2025 convertible note, March 2025 convertible note - related party, and SAFEs, reducing total liabilities from $193.5M to $90.5M.
  • ·Bitcoin investment treasury value $133.7M as of Dec 31, 2025 vs. $93.6M as of Dec 31, 2024.
  • ·Stockholders’ equity improved to $63.0M surplus from $67.8M deficit.
Longeveron Inc.10-Knegativemateriality 9/10

17-03-2026

Longeveron Inc. reported revenues of $1.2M for the year ended December 31, 2025, down 50% YoY from $2.4M due to declines across clinical trial revenue (down 32% to $0.95M), contract manufacturing lease revenue (down 95% to $23K), and contract manufacturing revenue (down 54% to $222K). Net loss widened 42% to $22.7M from $15.9M, driven by R&D expenses surging 48% to $12.0M and G&A up 17% to $12.0M, while cash and equivalents dropped 76% to $4.7M amid $18.6M operating cash burn (up 34% YoY). However, net loss per share improved to $(1.29) from $(2.62), reflecting increased weighted average shares outstanding to 17.6M from 9.4M.

  • ·Clinical trial expenses within R&D: $1.8M in 2025 (down from $2.0M), but CMC up to $1.7M from $0.3M and employee compensation up to $5.9M from $3.6M.
  • ·Net cash provided by financing activities: $4.7M in 2025 vs $28.8M in 2024.
  • ·Total assets declined to $10.3M from $25.6M; property and equipment net down to $1.8M from $2.4M.
  • ·Basic and diluted net loss per share: $(1.29) in 2025 vs $(2.62) in 2024.
CF Industries Holdings, Inc.DEF 14Apositivemateriality 8/10

17-03-2026

CF Industries reported robust 2025 financial performance with net earnings of $1.46B, Adjusted EBITDA of $2.89B, and $2.75B in net cash from operating activities, while returning $1.69B to shareholders through $1.37B in repurchases and $326M in dividends. The company advanced its clean energy strategy, completing the $200M Donaldsonville CCS project enabling 1.9M tons of annual low-carbon ammonia production and forming the $3.7B Blue Point JV (40% ownership) for 1.5M tons capacity starting 2029. No declines or flat metrics were reported, with highlights including industry-leading safety (0.26 incident rate) and 10% higher asset utilization than peers.

  • ·Blue Point JV formed April 8, 2025; construction starts 2026, production 2029.
  • ·Yazoo City CCS expected to commence 2028.
  • ·Donaldsonville CCS completed July 2025.
  • ·Verdigris abatement project completed Q4 2025.
  • ·All director nominees independent except CEO; independent Board Chair.
  • ·Directors attended 75%+ of meetings in 2025.
Vesta Real Estate Corporation, S.A.B. de C.V.20-Fmixedmateriality 9/10

17-03-2026

Vesta Real Estate reported rental revenue growth of 12.4% YoY to $283.2M for FY 2025, with portfolio expansion to 231 properties (+3.1% YoY) and GLA of 42.95M sq ft (+6.5% YoY); Adjusted NOI rose 12.1% YoY to $259.4M and profit increased 8.3% to $241.9M. However, stabilized occupancy declined to 93.6% (-2.0% YoY), number of tenants fell 5.7% to 181, management fees dropped to $0, and gain on property revaluation sharply decreased to $52.1M from $270.7M.

  • ·Automotive industry contributed 25.7% of total rental income ($72.69M).
  • ·Querétaro region: 16.68% of total GLA, 11.0% of rental income.
  • ·Estado México region generated 17.8% of rental income despite 11.28% GLA share.
  • ·Management fees declined to $0 in FY2025 from $0.4M in FY2024.
  • ·Basic EPS: $0.2850 FY2025 vs $0.2563 FY2024 (+11.2%).
  • ·Vesta FFO: $175.0M FY2025 (+9.2% YoY) or $0.2032 per share.
  • ·Total expected investment in Bajio projects: $59.0M, expected completion Oct-26 to Aug-26.
Frontier Group Holdings, Inc.8-Kmixedmateriality 8/10

17-03-2026

Frontier Airlines, a subsidiary of Frontier Group Holdings, Inc., entered Amendment No. 20 with Airbus S.A.S. deferring delivery of 69 A320neo family aircraft from 2027-2030 to 2031-2033, providing potential liquidity relief. Separately, it signed an Early Return Agreement with AerCap Holdings N.V. to terminate leases on 24 operating A320neo aircraft, reducing $400M in lease assets and liabilities, but expecting $125-175M in non-cash charges and $75-95M in cash charges in Q1/Q2 2026. AerCap also committed to 10 future sale-leaseback transactions for 2028-2029 deliveries.

  • ·Leases for the 24 A320neo aircraft were originally scheduled to expire in 2-8 years.
  • ·Non-cash charges primarily from write-off of prepaid maintenance and accelerated depreciation.
  • ·Cash charges largely settled in 2028-2029.
INTELLIGENT PROTECTION MANAGEMENT CORP.10-Kmixedmateriality 9/10

17-03-2026

Revenue for the year ended December 31, 2025 surged 2050% to $23.6 million from $1.1 million in 2024, driven by the Acquisition, while Q4 2025 revenue increased 2092% YoY to $6.1 million but declined 1.7% sequentially from Q3. Operating loss from continuing operations narrowed to $4.7 million for FY 2025 (from $5.1 million) and net loss decreased 77% to $2.0 million (from $8.4 million), with positive Adjusted EBITDA of $5 thousand in Q4, though FY Adjusted EBITDA was negative $1.1 million and litigation expenses totaled $0.7 million.

  • ·Cash provided by operations was $0.1 million for Q4 2025 vs cash used of $1.5 million in Q4 2024.
  • ·No long-term debt at Dec 31, 2025.
  • ·Net loss Q4 2025 improved 41% vs previous quarter.
Navitas Semiconductor Corp8-Kneutralmateriality 8/10

17-03-2026

Navitas Semiconductor Corporation disclosed the departure of Todd Glickman, former Senior Vice President, Chief Financial Officer, and Treasurer, who will serve as a consultant until the Transition Date of March 30, 2026, to ensure a smooth handover. Tonya Stevens will become the incoming Chief Financial Officer and Treasurer effective March 30, 2026. On March 13, 2026, the company accelerated the vesting of 211,528 previously unvested restricted stock units for Glickman, originally scheduled for September 20, 2026.

  • ·Previously disclosed in 8-K filings on February 24, 2026 and March 11, 2026
  • ·Departure described as mutual decision to pursue new opportunities
  • ·Report signed by Chris Allexandre on March 17, 2026
Exodus Movement, Inc.DEFA14Aneutralmateriality 4/10

17-03-2026

Exodus Movement, Inc. (EXOD) filed a DEFA14A, Definitive Additional Proxy Materials on March 17, 2026, pursuant to Section 14(a) of the Securities Exchange Act of 1934. The filing was made by the registrant with no fee required. No specific financial data, proposals, or other substantive details are provided in the filing notice.

  • ·Filing Type: DEFA14A (Proxy Statement Amendment)
  • ·Subcategory: Proxy Statement Definitive Additional Materials
GLOBAL PAYMENTS INCDEFA14Aneutralmateriality 7/10

17-03-2026

Global Payments Inc. (GPN) issued Definitive Additional Proxy Materials (DEFA14A) for its 2026 Annual Shareholder Meeting on April 30, 2026, at 9:00 AM EDT virtually. Key proposals include the election of 12 director nominees (board recommends FOR all), advisory approval of 2025 named executive officer compensation (FOR), ratification of Deloitte & Touche LLP as independent auditors for the year ending December 31, 2026 (FOR), and a shareholder proposal on the right to act by written consent (AGAINST). Proxy materials and the 2025 Annual Report are available online at www.ProxyVote.com, with requests for paper/email copies due by April 16, 2026, and voting deadline of April 29, 2026, 11:59 PM ET.

  • ·Meeting held virtually at www.virtualshareholdermeeting.com/GPN2026Vote
  • ·Company address: 3550 Lenox Road, Suite 3000, Atlanta, GA 30326
  • ·Request materials via www.ProxyVote.com, 1-800-579-1639, or sendmaterial@proxyvote.com (include control number)
Orion Group Holdings Inc8-Kpositivemateriality 6/10

17-03-2026

Orion Group Holdings, Inc. announced the retirements of independent board members Thomas N. Amonett (serving since 2007) and Margaret M. Foran (serving since 2019), effective at the Annual General Meeting on May 19, 2026, with the Board size decreasing from eight to six directors. Chairman Austin Shanfelter thanked them for their leadership contributions, including committee chairs, and expressed confidence in the Company's future positioning. Both retiring members highlighted their pride in the Company's transformation and strong management team.

  • ·Filing date: March 17, 2026
  • ·Annual General Meeting of Stockholders: May 19, 2026
  • ·Company headquartered in Houston, Texas
  • ·Contact: Margaret Boyce, 346-278-3762, mboyce@orn.net

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