Dow Jones 30 Stocks SEC Filings — March 25, 2026

25-03-2026

NOVAGOLD RESOURCES INC. filed a Definitive Additional Proxy Statement (DEFA14A) on March 25, 2026, pursuant to Section 14(a) of the Securities Exchange Act of 1934. The filing was made by the registrant with no fee required.

25-03-2026

Enact Holdings, Inc. filed a DEFA14A (Definitive Additional Materials) on March 25, 2026, consisting of a Notice Regarding the Availability of Proxy Materials for its Annual Meeting of Stockholders scheduled for May 13, 2026. This is a routine proxy solicitation update with no financial results, performance metrics, or other quantitative data disclosed.

25-03-2026

Modiv Industrial, Inc. reported AFFO attributable to common stockholders and OP Unit holders of $17,238 for the year ended December 31, 2025, up 15.1% from $14,988 in 2024, driven by adjustments such as amortization of off-market interest rate derivatives. However, GAAP net income declined sharply 91.5% to $554 from $6,493 due to a $5,814 impairment of real estate investment property and lower gain on sales ($2,520 vs. $3,360), with total revenue slightly down 0.8% to $46,387 from $46,761. Total assets decreased 6.2% to $476,457 and total equity fell 5.6% to $202,045, while FFO was nearly flat down 1.9% at $16,489 from $16,802.

• ·Net cash provided by investing activities increased to $27,801 in 2025 from $8,395 in 2024.
• ·Net cash used in financing activities widened to $39,917 in 2025 from $18,235 in 2024.
• ·Mortgage notes payable, net decreased to $11,994 from $30,777.
• ·Credit facility term loan, net slightly increased to $249,489 from $248,999.
• ·FFO per fully diluted share/unit: $1.32 in 2025 vs. $1.50 in 2024.
• ·AFFO per fully diluted share/unit: $1.38 in 2025 vs. $1.34 in 2024.
• ·Rental revenue: $45,823 in 2025 vs. $46,497 in 2024 (down 1.4%).
• ·Preferred stock dividends: $3,202 in 2025 vs. $3,688 in 2024.

25-03-2026

Carvana Co.'s DEF 14A Proxy Statement for the 2026 Annual Meeting on May 5, 2026, seeks stockholder approval for electing Michael Maroone and Neha Parikh as Class III directors until 2029, an advisory say-on-pay vote for named executive officers, the new 2026 Omnibus Incentive Plan, a five-for-one forward stock split of Class A and Class B common stock with proportionate authorized share increases, ratification of Grant Thornton LLP as auditors for 2026, and a stockholder proposal. As of the March 10, 2026 record date, 142,993,769 Class A shares and 76,109,471 Class B shares were outstanding, with Garcia Parties entitled to 10 votes per Class B share. No financial performance metrics or period comparisons are detailed in the filing.

• ·Annual Meeting held virtually at www.virtualshareholdermeeting.com/CVNA2026 at 2:30 p.m. PDT on May 5, 2026
• ·Record date: March 10, 2026
• ·Proxy materials notice mailed on or about March 25, 2026; paper copies requested by April 21, 2026
• ·Garcia Parties entitled to 10 votes per Class B share while maintaining at least 25% beneficial ownership assuming full Class A Unit exchange

25-03-2026

Sandisk Technologies, Inc., a wholly-owned subsidiary of Sandisk Corporation, entered into a Private Placement Subscription Agreement with Nanya Technology Corporation on March 25, 2026, to purchase approximately 139 million shares of Nanya common stock for $1.0B, representing 3.9% of Nanya’s outstanding common stock on a fully diluted basis at a 15% discount to the 30-day average trading price. Concurrently, the companies entered a multi-year strategic supply arrangement for Nanya to supply DRAM products to support Sandisk's long-term sourcing strategy. The transaction shares are subject to a statutory 3-year lock-up period under Taiwanese law.

• ·Transaction conducted pursuant to Article 43-6 of the Taiwan Securities and Exchange Act, subject to post-closing filings with Taiwan Stock Exchange and other regulators.
• ·Shares subject to statutory 3-year lock-up from delivery, with limited transfer exceptions under Taiwanese law.

25-03-2026

CECO Environmental Corp and Thermon Group Holdings, Inc. executives discussed their pending merger at the 38th Annual ROTH Conference, emphasizing commercial synergies in controls (e.g., Thermon's Genesis platform), cross-selling heat trace and immersion heaters on CECO's $6.5B sales pipeline, and operational expansion in Asia. Thermon highlighted its 3D strategy success, reducing oil/gas exposure from 65% to 28-30% of revenues with 9% adjusted topline growth since 2017 and shift to 83% OpEx recurring revenues. The combined entity is projected to achieve double-digit growth and 20%+ EBITDA margins under Rule of 30/40.

• ·Thermon backlog and engineering at record high.
• ·Customers' CapEx spending up 26% this year, expected to continue.
• ·Merger discussions evolved from mutual admiration and non-competitive overlap into full acquisition announcement a few weeks prior to March 24, 2026.

25-03-2026

Artificial Intelligence Technology Solutions, Inc. (AITX) filed a Form 8-K on March 25, 2026, under Items 8.01 and 9.01, announcing the issuance of a press release titled 'AITX's RAD Inks Continued Expansion Orders from Global Logistics Leader.' The press release, attached as Exhibit 99.1, highlights ongoing business expansion with a major client, signaling positive momentum in RAD deployments.

• ·Filed with SEC on March 25, 2026; Date of earliest event: March 25, 2026
• ·Registrant details: Nevada incorporation, CIK 0001498148, EIN 27-2343603, principal offices at 10800 Galaxie Avenue, Ferndale, Michigan 48220
• ·Information furnished under Item 8.01, not deemed 'filed' or subject to Section 18 liabilities

25-03-2026

BRILLIANT N.E.V. CORP. disclosed that RH CPA resigned as its independent registered public accounting firm effective September 20, 2024, with no disagreements on accounting principles, financial disclosures, auditing scope, or reportable events during the fiscal years ended July 31, 2022 and 2023, or the interim period through September 20, 2024. The Company engaged Boladale Lawal & Co (Chartered Accountants) as its new auditor on March 24, 2026, to assist with completing and filing delinquent periodic reports. RH CPA provided a letter confirming agreement with the disclosures.

• ·The Company failed to file a prior Form 8-K reporting RH CPA's cessation within the prescribed timeframe.
• ·RH CPA's audit reports for fiscal years ended July 31, 2022 and July 31, 2023, contained no adverse opinion, disclaimer, or qualification except possible explanatory language on going concern.
• ·No consultations with the new auditor occurred regarding accounting principles, audit opinions, disagreements, or reportable events prior to engagement.

25-03-2026

Nuveen Global Cities REIT, Inc. filed Amendment No. 1 to its Form 10-K for the fiscal year ended December 31, 2025, solely to insert omitted conformed signatures of the company and its board of directors from the original filing on March 20, 2026. As of March 20, 2026, the company reported outstanding shares across classes: Class T (11,729,524), Class S (47,894,924), Class D (7,405,823), Class I (113,292,244), and Class N (23,454,145), totaling approximately 203.8 million shares. No financial results, performance metrics, or other substantive changes are included or revised.

• ·Principal executive offices: 730 Third Avenue, 3rd Floor, New York, NY 10017
• ·Commission File Number: 000-56273
• ·I.R.S. Employer Identification No.: 82-1419222
• ·Registrant is a non-accelerated filer and not a well-known seasoned issuer, smaller reporting company, or emerging growth company

25-03-2026

Inflection Point Acquisition Corp. VI, a blank check SPAC, filed Amendment No. 2 to its S-1 registration statement on March 24, 2026, for a proposed $220M IPO of 22M units priced at $10 each, comprising one Class A ordinary share and one-third of a redeemable warrant exercisable at $11.50. The sponsor, Inflection Point Holdings VI LLC, holds 8,433,333 Class B ordinary shares and commits to 5M private placement warrants at $1 each, alongside 2.4M from Cantor Fitzgerald & Co., totaling $7.4M; IPF intends a $25M PIPE. The offering includes a 45-day underwriter option for 3.3M additional units and a 24-month window to complete an initial business combination, with public share redemptions limited to 15% aggregate per shareholder group.

• ·Warrants exercisable 30 days post-initial business combination, expire 5 years after or upon redemption/liquidation.
• ·Trust account funds releasable only post-combination except $500K annual working capital (plus rollover) and taxes.
• ·Sponsor Class B shares convertible to Class A on 1:1 basis pre-combination.
• ·Principal executive offices: 1680 Michigan Avenue Suite 700 #1031, Miami Beach, FL 33139.
• ·Nasdaq listing intended: IPFXU for units.

25-03-2026

Vector 21 Holdings, Inc. reported no revenue for FY ended June 30, 2025, with a reduced net loss of $23,966 (down 40% YoY from $40,273) due to lower G&A expenses ($24,326 vs. $38,833). However, cash and cash equivalents depleted to $0 from $52, total liabilities rose 18% to $155,965 driven by higher accounts payable and related-party loans, and shareholders' deficit worsened to $(155,965). The company qualifies as an inactive registrant with minimal activity.

• ·Accounts payable and accruals increased to $72,106 from $51,832.
• ·Loan payable-related party rose to $32,399 from $28,399.
• ·Promissory note-related party slightly declined to $51,460 from $51,820.
• ·No investing activities in either year.
• ·Net cash from financing activities dropped sharply to $4,000 from $22,080.

25-03-2026

Securetech Innovations, Inc. (SCTH) reported audited FY2025 revenue of $7.7 million, substantially all from AI UltraProd, acquired on June 23, 2025, which now serves as its primary operating business. The company outlined a 2026 roadmap including NASDAQ uplisting in Q2, expansions into U.S. and Indonesian markets, an investor awareness program starting late February, and M&A targeting $5-10M revenue companies. However, it highlighted extensive risks such as material weaknesses in internal controls, dependence on key personnel like J. Scott Sitra, potential market non-acceptance, and challenges with inventory management and competition.

• ·Piranha Blockchain is an early-stage enterprise focused on digital-asset infrastructure and cybersecurity.
• ·Terra Nova Technologies (Top Kontrol) is a legacy product line undergoing restructuring for planned spin-off to OTCQB.
• ·Product revenue streams include one-time cybersecurity sales, subscription services, cryptocurrency ventures, and transaction fees.

25-03-2026

The Chiba Kogyo Bank, Ltd. announced the repurchase of up to 1,500,000 Class II Preferred Shares for ¥6B, up to 301,000 2nd Series of Class VI Preferred Shares for ¥6.1B, and up to 4,723 2nd Series of Class VII Preferred Shares for ¥2.4B, as preparation for a joint share transfer with The Chiba Bank, Ltd. to establish Chiba Financial Group, Inc. effective April 1, 2027. Repurchases will occur via agreement with shareholders from July 1, 2026, to January 31, 2027, following the prior cancellation of 1st Series of Class VII Preferred Shares on April 1, 2026. The move aims to maintain a capital ratio of at least 8% post-transaction.

• ·Bank plans to secure capital ratio of at least 8% post-Share Transfer through Joint Holding Company support.
• ·Repurchase methods involve agreements with specific preferred shareholders, with notice or public announcement.
• ·Future Form F-4 filing planned with SEC for the Share Transfer.

25-03-2026

Amaze Holdings, Inc. (AMZE) filed an 8-K on March 25, 2026, disclosing under Item 7.01 that it uploaded an investor presentation to its website on March 24, 2026, furnished as Exhibit 99.1. The presentation is not deemed 'filed' under the Exchange Act. No financial metrics or performance data are provided in the filing.

• ·Securities registered: Common stock, par value $0.001 per share (AMZE on NYSE American)
• ·Emerging growth company: Yes
• ·Principal executive offices: 150 Paularino, Suite D-200, Costa Mesa, CA 92626
• ·Telephone: (855) 766-9463
• ·Commission File Number: 001-41147
• ·I.R.S. Employer Identification No.: 87-3905007

25-03-2026

KalVista Pharmaceuticals reported $49.1 million in global net product revenue from EKTERLY for the eight months ended December 31, 2025, driven by strong US adoption with 1,702 patient start forms (nearly 20% of US HAE patients) and 724 unique prescribers through February 2026, alongside launches in Germany and Japan. However, SG&A expenses more than doubled to $124.7 million from $64.9 million in the prior eight-month period, contributing to an operating loss of $112.0 million and net loss of $109.5 million, though slightly improved from prior period losses. Cash and equivalents rose to $300.2 million from $220.6 million as of April 30, 2025, expected to fund operations through profitability.

• ·US EKTERLY launch initiated July 7, 2025; German launch ongoing with similar adoption trends.
• ·Completed enrollment in Phase 3 KONFIDENT-KID trial ahead of schedule; interim data at March 26-29, 2026 conference; US NDA filing planned Q3 2026 with 2027 launch.
• ·EKTERLY approved in US, EU, UK, Switzerland, Australia, Singapore, Japan for patients 12+; pediatric filing 2-11 years planned 2026.
• ·Stockholders' equity shifted to deficit of $2.7M as of Dec 31, 2025 from $95.4M surplus as of Apr 30, 2025.

25-03-2026

Generac Holdings Inc. disclosed preliminary full-year 2025 financial results via Exhibit 99.1 in an 8-K filing, reporting net sales of $4.2B and Adjusted EBITDA of $716M for the twelve months ended December 31, 2025. The Residential segment led with $2.5B in net sales and $558M in Adjusted EBITDA, while the Commercial & Industrial segment contributed $1.8B in sales but a lower $200M in Adjusted EBITDA. Income before provision for income taxes totaled $199M after significant adjustments including $158M in legal/regulatory provisions and $71M in interest expense.

• ·Interest expense: $71M
• ·Depreciation and amortization: $195M
• ·Provision for legal, regulatory, and other costs: $158M
• ·Non-cash share-based compensation expense: $50M
• ·Change in fair value of investments: $21M

25-03-2026

Texas Community Bancshares, Inc. (TCBS) reported a profitable year in 2025 with net income of $2,842 thousand, reversing a $1,305 thousand loss in 2024, driven by higher net interest income of $13,314 thousand (up 6%) and positive noninterest income of $3,079 thousand versus a $1,903 thousand loss, alongside NIM expansion to 3.26%. However, total assets declined 3% to $429,842 thousand, deposits fell 2% to $327,904 thousand, and nonperforming assets surged 316% to $11,407 thousand or 2.65% of total assets from 0.62%, primarily due to foreclosures adding $9,271 thousand in other real estate owned. Loans grew 3% to $303,205 thousand net, with commercial real estate increasing to $61.5 million (20.1% of loans) from $56.1 million, while construction and land loans declined to $48.4 million (15.8%) from $54.1 million.

• ·Nonaccrual loans decreased to $2,014 thousand from $2,125 thousand.
• ·Provision for credit losses increased to $831 thousand from $158 thousand.
• ·Total capital to risk-weighted assets improved to 16.67% from 15.60%.
• ·Net charge-offs to average loans were -0.17% in 2025 versus -0.05% in 2024.
• ·Premises and equipment net book value: Main office $1,668 thousand; Lindale branch $4,062 thousand.

25-03-2026

The Cato Corporation reported a narrowed Q4 FY2025 net loss of ($10.7) million or ($0.55) per diluted share compared to ($14.1) million or ($0.74) prior year, despite sales declining 3.4% to $150.0 million with flat same-store sales. Full-year FY2025 net loss improved to ($5.9) million or ($0.31) per diluted share from ($18.1) million or ($0.97), supported by 0.7% sales growth to $646.8 million and 4% same-store sales increase, alongside gross margin expansion to 33.3% and SG&A reduction to 35.0% of sales. However, the company closed 48 stores, reducing total to 1,069, and plans up to 40 more closures in 2026 amid tempered outlook due to economic uncertainties.

• ·Q4 SG&A expenses decreased $1.9 million to $56.8 million.
• ·FY SG&A expenses decreased $5.0 million to $226.5 million.
• ·Cash and equivalents $16.8 million as of Jan 31, 2026, down from $20.3 million.
• ·Plans to open up to 10 new stores and close up to 40 in 2026.

25-03-2026

ECB Bancorp reported strong improvements in asset quality with non-performing assets declining 42% to $1,139 thousand (0.07% of total assets) at December 31, 2025 from $1,957 thousand (0.14%), and net interest income surging 29% to $31,160 thousand driven by 14% loan growth to average $1,263M and higher yields (5.47% vs 5.24%). Noninterest income rose 8.2% to $1,326 thousand. However, noninterest expenses increased 3.2% to $21,330 thousand, with notable rises in FDIC deposit insurance (+17.4%) and advertising (+16.0%), while some items like director compensation declined 4.4%.

• ·Non-accrual one-to-four family residential loans declined to $1,096 thousand from $1,872 thousand at Dec 31.
• ·Home equity lines non-accrual declined to $43 thousand from $85 thousand at Dec 31.
• ·Income from bank-owned life insurance nearly flat at $475 thousand vs $473 thousand (+0.4%).
• ·Computer software and licensing fees slightly declined 0.5% to $441 thousand.
• ·Short-term investments yield declined to 4.33% from 5.25%.
• ·Savings accounts interest rate declined to 2.03% from 2.72%.
• ·Money market accounts interest rate declined to 3.30% from 3.58%.
• ·Certificates of deposit interest rate declined to 4.15% from 4.34%.

25-03-2026

Foresight Autonomous Holdings Ltd. filed its annual 20-F report, disclosing no significant revenue from product sales to date and ongoing risks including potential unprofitability, product defects, personnel retention challenges, and dependence on developmental products. The company is conducting technological roadshows and demonstrations globally (US, Japan, Europe, South Korea, India, China) and engaging in paid Proof of Concept (POC) projects lasting 3-6 months that generate limited revenue. Operations face risks from market conditions, including unrest in Israel and the Middle East, currency fluctuations, and pre-commercialization challenges.

• ·POC projects last between 3 to 6 months depending on the industry
• ·Technological roadshows and dozens of demonstrations performed in Israel and around the world

25-03-2026

Winnebago Industries reported net revenues of $657.4 million for the three months ended February 28, 2026, up 6.0% YoY from $620.2 million, with net income of $4.8 million versus a prior-year loss of $0.4 million; operating income rose 51.3% to $11.8 million. However, Towable RV segment revenues declined 9.0% to $262.4 million while Motorhome RV grew 29.4% to $304.7 million and Marine dipped 3.0% to $79.2 million. For the six months, revenues increased 9.2% to $1,360.1 million and net income turned positive at $10.3 million from a $5.6 million loss, though cash equivalents fell sharply to $47.4 million from $174.0 million.

• ·Long-term debt reduced to $442.3 million from $540.5 million at August 30, 2025.
• ·Net cash used in operating activities improved to $0.6 million from -$27.2 million for six months.
• ·Inventories increased to $407.6 million from $396.4 million.
• ·Common stock dividends declared at $0.35 per share for the quarter.

25-03-2026

3M Company (MMM) filed Definitive Additional Materials (DEFA14A) on March 25, 2026, as a proxy statement pursuant to Section 14(a) of the Securities Exchange Act of 1934. The filing was made by the registrant with no fee required. No financial metrics, performance data, or specific proposals are detailed in the provided header content.

• ·Filing Type: DEFA14A (Schedule 14A)
• ·Subcategory: Proxy Statement Definitive Additional Materials
• ·Filed by the Registrant, no fee required

25-03-2026

For the twelve months ended December 31, 2025, Global Self Storage, Inc. reported revenues of $12,631,502, up 1.4% YoY, with net operating income increasing 0.6% to $7,767,100 and AFFO rising to $4,402,971 from $4,259,327; however, net income declined to $2,038,451 from $2,123,743, and Q4 revenues fell 0.9% to $3,140,574 with NOI down 4.1% to $1,903,543. Overall square foot occupancy improved slightly to 93.0% from 92.9%, but total assets decreased to $64,072,646 from $65,515,024. FFO per share increased to $0.36 from $0.35, while EPS dipped to $0.18 from $0.19.

• ·Depreciation and amortization remained flat at approximately $1.45M annually.
• ·Note payable decreased to $15,785,874 from $16,356,582.
• ·Weighted average diluted shares outstanding: 11,224,476 for 2025 vs 11,143,831 for 2024.
• ·Cash and cash equivalents increased to $7,364,963 from $7,180,857.

25-03-2026

Longeveron Inc. received a Nasdaq notice on March 24, 2026, granting an additional 180 days until September 21, 2026, to regain compliance with the $1.00 minimum bid price requirement after missing the initial 180-day deadline of March 23, 2026, stemming from an original deficiency notice on September 22, 2025. The company's Class A common stock listing on The Nasdaq Capital Market remains effective with no immediate impact. Management plans to monitor stock price and may pursue a reverse stock split, though success is not assured.

• ·Initial Nasdaq deficiency notice issued September 22, 2025, due to closing bid price below $1.00 for 30 consecutive business days.
• ·Compliance requires $1.00 closing bid price for at least 10 consecutive business days.
• ·Company classified as emerging growth company.

25-03-2026

Parke Bancorp, Inc. (PKBK) announced on March 25, 2026, the declaration of a cash dividend of $0.18 per share, payable on April 17, 2026, to shareholders of record as of the close of business on April 3, 2026. The announcement references a press release filed as Exhibit 99.1. No comparative financial metrics or performance data were provided in the filing.

• ·Securities registered: Common Stock, Par Value $0.10 per share (PKBK on The Nasdaq Stock Market, LLC)

25-03-2026

Karman Space & Defense reported record Q4 FY2025 revenue of $134.5 million, up 47.4% YoY, with net income of $7.7 million (+358% YoY) and adjusted EBITDA of $42.0 million (+59% YoY); full FY2025 revenue reached $471.5 million (+36.6% YoY) and adjusted EBITDA $145.3 million (+36.9% YoY), driven by growth across all segments including Tactical Missiles (+77.0% Q4 YoY). Backlog hit a record $801.1 million end-Q4 (+38.2% YoY), now exceeding $1 billion post-acquisitions. The company completed a $581 million IPO, $1.2 billion secondary offering, acquisitions of Seemann Composites and MSC, and raised 2026 guidance to $715-730 million revenue (+53% at midpoint) and $207-218 million adjusted EBITDA (+46% at midpoint), though segment growth was partially offset by declines in crewed missions, SLS revenue, and certain program timing.

• ·Revolving credit facility upsized from $50 million to $150 million in March 2026.
• ·Backlog exceeded $1 billion as of March 20, 2026 post-Seemann Composites and MSC acquisitions.
• ·Growth in Space and Launch partially offset by decline in crewed missions cadence and lower SLS revenue.
• ·Hypersonics growth partially offset by reductions due to award timing and program phase transitions.

25-03-2026

Navan reported Q4 FY26 revenue of $178 million, up 35% YoY, and full year FY26 revenue of $702 million, up 31% YoY, with Q4 GBV surging 42% to $2.3 billion while payment volume grew more modestly at 19% YoY to $1.0 billion. The company achieved its first full year of positive cash flows from operating activities ($34 million) and free cash flow ($15 million), alongside non-GAAP operating income of $1 million in Q4 and $37 million FY26. However, GAAP operating losses widened significantly to $89 million in Q4 (from $33 million prior) and $197 million FY26 (from $108 million prior), with GAAP net loss reaching $398 million FY26.

• ·Q1 FY27 guidance: total revenue $204-206 million (30% YoY growth at midpoint), non-GAAP operating income $4.5-5.5 million (2% margin).
• ·FY27 guidance: total revenue $866-874 million (24% YoY growth at midpoint), non-GAAP operating income $58-62 million (7% margin).
• ·Earnings webcast on March 25, 2026, at 4:30 p.m. ET.

25-03-2026

Planet 13 Holdings Inc. listed 16 wholly-owned subsidiaries focused on cannabis operations including license holding, retail sales, cultivation, processing, and related activities in Nevada, California, Illinois, and Florida. The filing outlines extensive risk factors, including federal cannabis prohibition, regulatory compliance challenges, competition, operational dependencies, and lack of profitability assurances, with no positive financial performance metrics highlighted. It details the VidaCann acquisition with total consideration of $50,755,443, comprising $4,000,000 cash, 81,872,252 common shares valued at $42,123,314, and a $4,632,129 note payable.

• ·Two subsidiaries listed as inactive: ORB13T LLC and Club One Three, LLC.
• ·Compliance measures include inventory tracking to prevent diversion and policies against distribution to minors or criminal enterprises.
• ·Reliance on Co-CEOs for significant shareholder influence.

25-03-2026

Morningstar, Inc. filed a DEFA14A as soliciting material pursuant to Rule 14a-12, attaching Investor Q&A responses received through March 5, 2026, ahead of the 2026 Annual Shareholders’ Meeting (record date March 9, 2026). The filing emphasizes forward-looking statements with extensive risk disclosures, including potential failure to realize benefits from the CRSP acquisition, cybersecurity threats, economic downturns, and regulatory compliance issues. No financial metrics, performance data, or quantitative comparisons are provided.

• ·Record date for 2026 Annual Shareholders’ Meeting: March 9, 2026
• ·Investor questions received through: March 5, 2026
• ·Previous proxy statement filed: March 28, 2025
• ·Form 10-K filed: February 13, 2026

25-03-2026

Barings Participation Investors (MPV) and Barings Corporate Investors (MCI) have issued a proxy statement for their joint virtual 2026 Annual Meeting of Shareholders on May 14, 2026, at 8:00 a.m. ET, seeking election of three Independent Trustees—Michael H. Brown, Barbara M. Ginader, and Maleyne M. Syracuse—each for a three-year term, with shareholders voting separately by Trust. Record date shareholders hold 20,555,752 shares for MCI and 10,773,235 shares for MPV. MassMutual is deemed a beneficial owner of more than 5% of each Trust's shares due to holding a $30,000,000 MCI convertible note and a $15,000,000 MPV convertible note.

• ·Record date: March 16, 2026
• ·Meeting held virtually only at https://www.viewproxy.com/barings/broadridgevsm/
• ·Board recommends voting FOR all three Trustee nominees
• ·No other matters expected to be presented
• ·MassMutual convertible notes based on average share price over ten business days prior to conversion notice

25-03-2026

Southside Bancshares, Inc. (SBSI) filed a DEFA14A Definitive Additional Materials proxy statement on March 25, 2026, pursuant to Section 14(a) of the Securities Exchange Act of 1934. No fee was required for the filing. The document appears to be a proxy notice for 2026 with no additional financial or operational details provided.

• ·Filing Type: DEFA14A
• ·Subcategory: Proxy Statement

25-03-2026

The 10-K Annual Report for GS Mortgage Securities Trust 2015-GC30, filed on March 25, 2026, contains assertions from Midland and management regarding compliance with servicing criteria under Item 1122(d). Most criteria for general servicing considerations and cash collection/administration were marked as performed directly (X) or by responsible vendors, with minor instances noted as N/A (e.g., back-up servicer requirements) or inapplicable. The filing includes a schedule listing numerous SLM Student Loan Trusts, Navient trusts, Synchrony trusts, and others, indicating related securitized pools.

• ·Filing date: March 25, 2026
• ·Specific servicing criteria with N/A: 1122(d)(1)(iii) back-up servicer in some tables
• ·Criteria 1122(d)(2)(vi) unissued checks safeguarding appears only in one exhibit

25-03-2026

On March 23, 2026, Jae A. Evans resigned from the Board of Directors of Isabella Bank Corporation and its subsidiary Isabella Bank, effective as of the close of business on that date. There is no disagreement, known to an executive officer of the Corporation, between the Corporation and Mr. Evans on any matter relating to the Corporation’s operations, policies, or practices. The 8-K filing was submitted on March 25, 2026.

25-03-2026

Banco Bradesco's 20-F annual report outlines a new regulatory approach to credit risk provisioning, extending its scope to loans, advances, and other financial assets. Provisions are calculated using expected loss models based on debtor characteristics, with Stage 1 covering 12-month expected losses for low-risk operations and Stage 2 for lifetime losses on higher-risk assets. BCB Resolution No. 352/23 introduces minimum provisions for arrears over 90 days, segmented by portfolio risk, alongside requirements for continuous model monitoring.

• ·BCB Resolution No. 352/23 applies minimum provision parameters based on portfolio risk, nature, and delinquent period.
• ·Filing date: March 25, 2026

25-03-2026

Toppoint Holdings Inc. reported expansions including a new Import Drayage partnership managing 200+ monthly loads, generating $983,515 in additional 2025 revenue, and launched Refrigerated Logistics for cold-chain services to diversify revenue. However, the company faces significant risks from its brokerage model reliant on owner-operators, fuel price fluctuations impacting margins, customer concentration in a few large clients, supply chain disruptions, and higher equipment costs. It maintains healthy cash flows from operations, independence from factoring, and a top 'Satisfactory' DOT safety rating.

• ·Potential fourfold growth in import loads from new partnership
• ·Maintains 'Satisfactory' DOT Safety Rating, the highest available
• ·Positive cash flows fund operations without factoring dependency
• ·Requires DOT/FMCSA-compliant drug testing and annual driver training

25-03-2026

BANK5's 10-K filing includes Appendix B, which details compliance with Regulation AB Rule 1122(d) servicing criteria across multiple servicers including the Company, Midland, Berkadia, and CoreLogic. The majority of criteria in areas such as general servicing considerations, cash collection, and pool asset administration are marked as performed directly by the servicer or by vendors for which they are responsible, while several investor remittances and reporting criteria (e.g., 1122(d)(3)(i)(B)-(D), (ii)-(iv)) are noted as not performed or N/A. No material deficiencies or exceptions are highlighted in the disclosures.

• ·Filing date: March 25, 2026
• ·Multiple criteria marked N/A or not performed, including back-up servicer maintenance (1122(d)(1)(iii)) and certain external enhancements (1122(d)(4)(xv))

25-03-2026

SOLV Energy, Inc.'s 10-K filing highlights significant risks including project delays, cost overruns, revenue reductions from estimate changes, and long sales cycles requiring upfront investments that may not yield projects. However, the company emphasizes its lifecycle approach, differentiating it as the only top five EPC provider offering O&M services at scale, generating recurring revenues through multi-year O&M contracts (minimum 5 years) where corrective maintenance has equaled 70-90% of fixed fees since January 2022. It cites industry data showing opportunities in repowering amid rising power prices (+45% from 2020-2024) despite falling battery prices (-30%).

• ·O&M contracts have a minimum term of five years and typically renew automatically for successive one-year terms.
• ·Company positions itself as the only top five EPC that offers O&M at scale and vice versa.

25-03-2026

TPG Twin Brook Capital Income Fund (TCAP) reported strong year-to-date performance as of December 31, 2025, outperforming leveraged loans by 410bps and fixed income by 310bps, with inception-to-date total net return of 9.8% for Class I shares and annualized distribution rate of 10.0%. The portfolio remains defensively positioned with 100% first lien senior secured debt, low PIK interest at 1.3% and non-accruals at 0.2% (stable from prior quarter), average loan-to-value of 40%, and interest coverage of 2.4x. While sponsored middle market lending activity was flat in 2025 versus prior year amid competitive pressures on spreads, TCAP originated 55 new loans committing $567M, with weighted average spread stable at 530bps and limited redemptions under 2% per quarter.

• ·TCAP generated nearly $9 billion in gross originations across the TPG Twin Brook platform in 2025.
• ·Lower middle market pricing premium of approximately 20bps versus larger market as of year-end.
• ·TCAP redemptions limited to less than 2% per quarter since inception of redemption program.
• ·Share of private credit fundraising: 41%; Share of LBOs financed in private credit: 85%.

25-03-2026

RE/MAX Holdings, Inc. announced a Settlement Agreement to resolve a lawsuit, agreeing to pay a total of $8.5 million ($1.5 million upon preliminary court approval and $7.0 million upon final approval including appeals), funded by available cash. This releases RE/MAX, its subsidiaries, affiliates, sub-franchisors, franchisees, and sales associates from U.S. claims, though it is not an admission of liability and follows consideration of litigation risks and costs. The settlement remains subject to court approvals and potential appeals, building on a prior settlement referenced in the Form 10-K.

• ·Settlement funded by available cash.
• ·Prior Settlement granted final approval by U.S. District Court for Western District of Missouri with appeals pending, as noted in Form 10-K filed February 19, 2026 for year ended December 31, 2025.
• ·REMAX continues to deny material allegations of the complaints.

25-03-2026

Cheetah Net Supply Chain Service Inc. entered into a Stock Purchase Agreement on March 25, 2026, to sell all 10,000 shares of its wholly-owned subsidiary, Edward Transit Express Group, Inc., to Bing Shao for an aggregate purchase price of $20,000 in cash. The transaction aims to streamline operations, reduce the adverse impact of the subsidiary's ocean package transportation and freight forwarding business on the company's results, and enable focus on new strategic acquisition opportunities. Closing is expected within 20 calendar days of execution.

• ·Includes execution of a Support and Restrictive Covenant Agreement with mutual non-disparagement obligations and a general release of claims by the Seller against the Subsidiary.
• ·Shares to be sold free and clear of any liens other than transfer restrictions imposed by applicable securities laws.

25-03-2026

On March 19, 2026, the Boards of Directors of Orange County Bancorp, Inc. and its wholly owned subsidiary Orange Bank & Trust Company amended the employment agreement of President and CEO Michael J. Gilfeather, extending it through March 31, 2029, with no other changes. They also amended his Performance-Based Supplemental Executive Retirement Plan Participation Agreement to provide a discretionary $125,000 employer contribution for the 2028 Plan Year, which will cliff vest on March 30, 2029. The amendments will be filed as exhibits in the Company's Form 10-Q for the quarter ending March 31, 2026.

• ·Amendments executed on March 19, 2026; filing dated March 25, 2026

25-03-2026

North Haven Private Income Fund LLC sold approximately 1,505,645 Class S units for an aggregate $27.70 million at $18.40 per unit as of March 1, 2026, pursuant to unregistered sales exempt under Section 4(a)(2) and Regulation D. The Fund declared a regular distribution of $0.1250 per unit and a special distribution of $0.0213 per unit, payable around April 6, 2026 to holders of record as of March 31, 2026. As of February 28, 2026, the portfolio had an aggregate par value of $7,484.4 million across 310 companies in 44 industries (97.1% first lien debt), with estimated NAV of $3,406.0 million and $3,254.0 million debt outstanding; new commitments in February totaled $13.0 million, all in private senior secured loans.

• ·Portfolio 99.9% floating rate debt investments based on par value as of February 28, 2026.
• ·Top industries: Software (22.0%, $1,646.6M), Insurance Services (9.4%, $699.5M), Commercial Services & Supplies (7.7%, $577.2M).