Dow Jones 30 Stocks SEC Filings — April 15, 2026

15-04-2026

Barfresh Food Group Inc. (BRFH) has issued a proxy statement for its 2026 Annual Meeting on June 11, 2026, seeking stockholder approval for the election of six director nominees (Riccardo Delle Coste, Steven Lang, Joseph M. Cugine, Alexander H. Ware, Marc Panvier, and Tim Trant), ratification of Eide Bailly LLP as independent auditors for fiscal year 2026, and an amendment to increase authorized common shares from 23,000,000 to 35,000,000. As of the April 15, 2026 record date, there were 16,104,853 shares outstanding, requiring a quorum of 8,052,427 shares. The Board unanimously recommends voting FOR all proposals.

• ·Annual Meeting at 2:30 p.m. Pacific Daylight Time on Thursday, June 11, 2026, at 12100 Wilshire Boulevard, 8th Floor, Los Angeles, CA 90025.
• ·Directors elected by plurality vote; Proposal 2 (auditor ratification) requires majority of votes present and entitled to vote; Proposal 3 (share increase) requires majority of outstanding shares.
• ·No cumulative voting; Proposal 2 is routine (broker discretion allowed), Proposals 1 and 3 are non-routine.
• ·Proxy materials and 2025 Form 10-K available at www.iproxydirect.com/BRFH.

15-04-2026

CERO Therapeutics Holdings, Inc. reported total operating expenses of $18,463,149 for the year ended December 31, 2025, up 14.0% from $16,198,036 in 2024, primarily due to a 46.6% increase in research and development expenses to $10,381,944, although general and administrative expenses declined 11.4% to $8,081,205. The net loss widened to $19,920,262 (139.9% increase from $8,304,423), and net loss attributable to common stockholders surged to $95,526,623 (762.4% increase from $11,089,262) due to deemed dividends exceeding $75 million on various preferred stock series. Net cash used in operating activities rose to $16,080,250 from $12,915,969, leading to a $1,664,680 decrease in cash and cash equivalents compared to a $811,665 increase in 2024.

• ·Gain from settlement of liabilities with vendor was $0 in 2025 vs. $3,339,223 in 2024.
• ·Change in fair value of derivative liabilities and earnout liabilities was $0 in 2025 vs. $5,200,117 gain in 2024.
• ·Share-based inducement expenses of $863,550 and write-off of deferred offering costs of $605,419 in 2025.
• ·Net cash provided by investing activities: $500,000 in 2025 vs. $0 in 2024.
• ·Risks include sufficiency of cash to fund operations and development of product candidates.

15-04-2026

Bank of Hawaii Corporation issued supplemental proxy materials urging shareholders to vote FOR Proposal 2, the non-binding Say-on-Pay approval for 2025 named executive officer compensation, citing strong 2025 financial results including diluted EPS of $4.63, net income of $206 million, assets of $24.2 billion, deposits of $21.2 billion and loans of $14.1 billion (both up YoY), record Q4 operating revenue, top quartile ROCE and non-performing assets vs. peers, and PPNR exceeding goals. However, ISS and Glass Lewis recommended against due to perceived misalignment of pay with 5-year TSR relative to peers, though the company notes recent TSR outperformance post-January 2026 earnings, a 2024 compensation program overhaul with shareholder support (94-95% in prior votes), and unique Hawaii talent retention challenges. The filing defends pay levels amid CEO succession without further reductions.

• ·Diluted EPS of $4.63 for full year 2025.
• ·Consistent quarterly growth in net interest income and margin throughout 2025.
• ·Record high operating revenue in Q4 2025.
• ·LTI weighted 70% ROCE and 30% TSR over three-year period under new program.
• ·STI balanced scorecard: profitability, asset quality, financial returns, strategic measure, individual performance.
• ·Annual Meeting scheduled for April 24, 2026.

15-04-2026

Basin Electric Power Cooperative filed an S-4 registration statement on April 15, 2026, for an exchange offer to exchange up to $700,000,000 aggregate principal amount of its outstanding 5.850% First Mortgage Obligations, 2025 Series A Bonds due 2055 (Original Bonds, CUSIP Nos. 070101 AJ9 and U06865 AB2) for a like principal amount of registered Exchange Bonds (CUSIP No. 070101 AK6). The Exchange Bonds have substantially identical terms to the Original Bonds except for the removal of transfer restrictions, registration rights, and additional interest provisions. The offer expires at 5:00 p.m., New York City time, on a date in 2026 (to be specified), unless extended, and will not increase the company's outstanding indebtedness as exchanged Original Bonds will be retired.

• ·Exchange Bonds secured equally and ratably under Amended and Restated Indenture dated May 5, 2015, by mortgage lien on substantially all owned tangible and certain intangible properties.
• ·No public market currently exists for Original Bonds; no plans to list Exchange Bonds.
• ·Broker-dealers receiving Exchange Bonds must deliver prospectus for resales for up to 180 days post-expiration.

15-04-2026

Vivakor, Inc.'s 10-K for the year ended December 31, 2025, shows sharply mixed segment performance: one segment's total revenues plummeted 83.50% YoY to $11,719,760 from $71,028,495, with related party revenues down 73.30%, while another segment's total revenues surged 86.95% to $35,113,592 and a third generated new $57,585,457 in revenues (100% growth from zero). Gross profits improved significantly across segments, rising 44.21% to $7,557,424 in the first, 481.31% to $28,941,924 in the second, and emerging at $45,388 in the third; however, operating cash flow deteriorated to a $15,780,294 use from a $1,810,827 provision in 2024. Long-term contracts, including a 10-year terminal agreement in Colorado City, Texas, and an offtake with Denbury Onshore, LLC (ExxonMobil subsidiary), support recurring revenue visibility.

• ·CEO Mr. Ballengee's $1,000,000 salary paid in common stock shares: 8,286 shares for Oct 2023-Oct 2024 (VWAP $0.6034946), 3,445 shares for Oct 2024-Oct 2025 (VWAP $1.4516084), accruing 3,624 shares for Oct-Dec 2025 (VWAP $0.23), post 1-for-200 reverse stock split.
• ·Related party transactions exceed $120,000 or 1% of average total assets at year-end for last two fiscal years, involving directors, executive officers, or >5% shareholders.
• ·Multiple executive changes in 2025: Ms. Hawley appointed CFO July 24; Mr. Patterson appointed COO August 12; Mr. Nelson resigned CFO July 19; Mr. Shelton resigned COO August 3; Mr. Knapp resigned November 10.

15-04-2026

Rhinebeck Bancorp, Inc. issued a definitive proxy statement for its 2026 Annual Meeting of Stockholders on May 19, 2026, at 9:00 a.m. ET, either in person at 2 Jefferson Plaza, Poughkeepsie, New York, or virtually via www.cstproxy.com/rhinebeckbancorp/2026. The meeting agenda includes electing three directors for three-year terms and one for a two-year term, ratifying Wolf & Company, P.C. as independent auditors for the fiscal year ending December 31, 2026, and an advisory vote on named executive officer compensation. As of the March 27, 2026 record date, 11,152,973 common shares were outstanding, with Rhinebeck Bancorp, MHC owning a controlling 6,345,975 shares, ensuring its votes determine outcomes.

• ·Quorum requires a majority of outstanding shares entitled to vote.
• ·Directors elected by plurality vote; no cumulative voting.
• ·Majority of votes cast required for auditor ratification and advisory compensation vote.
• ·Rhinebeck Bancorp, MHC's majority ownership ensures quorum and vote outcomes.
• ·Record holders >10% ownership (except MHC) limited to 10% voting rights.
• ·Broker non-votes have no effect on proposals but count toward quorum.
• ·Internet voting deadline: 11:59 p.m. ET on May 18, 2026.
• ·Virtual attendance registration deadline for street name holders: 5:00 p.m. ET on May 13, 2026.

15-04-2026

Soluna Holdings, Inc. filed an S-1 registration statement on April 14, 2026, to register the resale of 26,512,815 shares of common stock by the Selling Holder under a Standby Equity Purchase Agreement (SEPA) entered on August 12, 2024, which allows the company to sell up to $25 million in shares at its discretion. As of April 1, 2026, 3,000,000 shares have already been issued under the SEPA, with current outstanding common stock at 113,181,690 shares, potentially diluting to 139,694,505 shares if fully utilized. The filing highlights the company's Renewable Computing™ model for data centers colocated with renewable energy, and it qualifies as a smaller reporting company with reduced disclosure obligations.

• ·SEPA effective date: August 12, 2024
• ·Stockholder approval for issuances exceeding 19.99% obtained on November 15, 2024
• ·Hypothetical issuance at $0.71/share: up to 27,617,515 shares (Option 1) or 27,332,799 shares (Option 2)
• ·Nasdaq symbol: SLNH
• ·Smaller reporting company thresholds: public float < $250M or annual revenues < $100M
• ·Principal office: 325 Washington Avenue Extension, Albany, NY 12205

15-04-2026

15-04-2026

M&T Bank Corporation reported Q1 2026 net income of $664 million ($4.13 diluted EPS), up 14% YoY from $584 million ($3.32 EPS) but down 13% QoQ from $759 million ($4.67 EPS), with net interest income at $1,752 million, down 2% QoQ but up 3% YoY alongside NIM expansion to 3.71%. Average loans grew 1% QoQ and 3% YoY to $138,423 million, driven by commercial and industrial loans, though partially offset by declines in commercial real estate (-3% QoQ, -11% YoY) and consumer loans. Noninterest expense rose 4% QoQ to $1,438 million, pushing the efficiency ratio to 58.3% from 55.1%, while the company repurchased 5.5 million shares for $1.25 billion.

• ·Nonaccrual loans declined 1% QoQ to $1,240 million and 19% YoY.
• ·Provision for credit losses increased 12% QoQ to $140 million.
• ·Average interest-bearing deposits at banks fell 10% QoQ and 18% YoY to $16,231 million.
• ·Short-term borrowings rose 176% QoQ to $5,695 million.

15-04-2026

15-04-2026

Motive Wealth Advisors filed its Form 13F-HR on April 15, 2026, disclosing 92 equity holdings as of March 31, 2026, consisting primarily of sole discretionary positions in large-cap stocks and ETFs. Notable positions include Schwab Strategic Trust Broad Market ETF (474,496 shares), Vanguard Tax-Managed Funds Van FTSE Dev Mkt (346,246 shares), and NVIDIA Corporation (26,181 shares), alongside other significant holdings in Apple Inc. (15,937 shares) and Amazon.com Inc. (10,653 shares). No market values or changes from prior periods are reported in the filing.

• ·Report period end date: March 31, 2026
• ·All positions reported as sole discretionary ownership with no options or shared voting/discretion
• ·Contact: Aryn Sands, Agent, Reno NV

15-04-2026

Eightco Holdings Inc. reported a sharp revenue decline of 16.76% YoY to $32,981,126 for FY 2025 from $39,621,272 in FY 2024, with gross profit dropping 91.07% to $534,329 amid higher SG&A expenses up 87.27% and a new $33,854,230 impairment charge. The company posted a massive net loss of $262,013,060, driven by a $202,299,922 decline in fair value of digital assets, contrasting with a small net income of $708,527 in 2024; however, total assets surged to $250,193,124 from $50,848,355, bolstered by $175,901,645 in digital assets and $58,501,108 in cash from $448M in financing activities including PIPE and ATM equity raises.

• ·Cash used in operating activities increased to $10,973,526 in FY 2025 from $6,637,101 in FY 2024.
• ·Operating loss widened to $57,214,549 in FY 2025 from $8,192,559 in FY 2024.
• ·Convertible notes payable eliminated in 2025 (zero from $21M total in 2024).
• ·Common shares outstanding increased dramatically to 205,629,592 from 2,479,363 due to PIPE ($251M) and ATM ($187M) issuances.
• ·Non-controlling interest stable at ($414,514).

15-04-2026

Avondale Wealth Management filed its 13F-HR on April 15, 2026, disclosing 71 equity holdings as of March 31, 2026, with a total market value of $203460351. The portfolio is heavily weighted toward ETFs, with the largest position in iShares Core S&P 500 ETF at $37212213, followed by iShares Core S&P Mid-Cap ETF at $20055794 and Invesco QQQ Trust at $19064689. Other notable holdings include American Century U.S. Small Cap Value ETF ($17370796) and Dimensional Emerging Markets Core Equity Management ETF ($14149508).

• ·Filing covers period ending March 31, 2026
• ·All holdings reported as sole discretionary
• ·Portfolio includes significant allocations to Bitcoin ETFs (e.g., ARK 21Shares Bitcoin ETF $204078, iShares Bitcoin Trust $537880) and energy/oil funds

15-04-2026

CV Sciences, Inc. will hold its virtual annual stockholder meeting on June 2, 2026, to elect three directors, approve an amendment authorizing a discretionary reverse stock split of common stock at a ratio between 1-for-10 and 1-for-800 (to be determined by the Board before May 30, 2029), and ratify Haskell & White LLP as independent auditors for the fiscal year ending December 31, 2026. The record date is April 6, 2026, with 193,458,420 shares of common stock outstanding held by approximately 41 stockholders of record. The Board recommends voting FOR all proposals.

• ·Meeting is completely virtual; stockholders cannot vote through the platform but must use proxy methods until polls close
• ·Proxy materials available electronically via Notice and Access; mailed around April 16, 2026
• ·Principal executive offices: 9530 Padgett Street, Suite 107, San Diego, California 92126

15-04-2026

Innventure, Inc. issued a press release on April 14, 2026, announcing it will host an operating company CEO call on April 27, 2026, at 5:00pm ET, featuring commentary from the chief executive officers of Accelsius, AeroFlexx, and Refinity. The press release is furnished as Exhibit 99.1 under Item 7.01 Regulation FD Disclosure.

• ·Event filed under Items 7.01 (Regulation FD Disclosure) and 9.01 (Financial Statements and Exhibits).
• ·Company address: 6900 Tavistock Lakes Blvd, Suite 400, Orlando, Florida 32827.
• ·Telephone: (321) 209-6787.

15-04-2026

R.H. Dinel Investment Counsel, Inc. filed its 13F-HR report disclosing $123613204 in total holdings across 40 securities as of March 31, 2026, all held on a sole discretionary basis with no shared voting authority or other managers reported. Top positions include Microsoft Corp ($16866796, 45565 shares), Starbucks Corp ($5883823, 65675 shares), and Adobe Systems Incorporated ($5032971, 20705 shares). No period-over-period changes or performance metrics are provided in the filing.

• ·All 40 holdings reported as SH SOLE with 0 SH PRN (put/call), 0 SH SVRD, and 0 OTHER.
• ·Filing effective date: April 15, 2026; date as of change: April 14, 2026.
• ·Business address: 11661 San Vicente Blvd., Suite 400, Los Angeles, CA 90049.

15-04-2026

Hingham Institution for Savings filed its 13F-HR report disclosing holdings in 15 securities with a total market value of $113161857 as of March 31, 2026. Notable positions include 308612 shares of Chain Bridge Bancorp Inc Cl A (sole voting authority), 119450 shares of Alphabet Inc Cap Stk Cl A, 65150 shares of Visa Inc Com Cl A, and 41450 shares of Berkshire Hathaway Inc Del Cl B New. All holdings are reported as sole discretionary with no shared or other voting authority.

• ·Filing date: April 15, 2026
• ·Report period end: March 31, 2026
• ·All positions held with sole voting authority; no shared discretion or other managers reported

15-04-2026

Koesten, Hirschmann & Crabtree, INC. filed its 13F-HR report disclosing 41 equity positions with a total market value of $205247059 as of March 31, 2026. The portfolio is dominated by ETFs, including top holdings such as Schwab Strategic TR Fundamental US L (47477395), Schwab Strategic TR Intl Eqty ETF (23823595), Vanguard Index Fds Large Cap ETF (36308306), and Schwab Strategic TR US Lrg Cap ETF (20658353), alongside smaller positions in individual stocks like Apple Inc (2216253) and Microsoft Corp (388947). No changes, options, or other voting powers beyond sole discretionary are reported.

• ·Report filed April 15, 2026; period end March 31, 2026
• ·All 41 positions held with sole voting and sole discretionary power (SH SOLE)
• ·No put/call options or other managers reported for any position

15-04-2026

M2i Global, Inc. (MTWO), a Nevada-based emerging growth company and smaller reporting company, filed a 10-KT transition report for the short fiscal period from December 1, 2025, to December 31, 2025, covering business operations in critical minerals and materials essential for U.S. national defense and economic security. The company aims to develop a diversified portfolio of projects to address U.S. supply chain vulnerabilities amid foreign export bans on minerals like antimony, tungsten, and tantalum. As of March 31, 2026, 760,182,298 common shares were outstanding, with an aggregate market value of non-affiliate common equity at $64,912,936.

• ·Registrant is a non-accelerated filer, smaller reporting company, and emerging growth company.
• ·No securities registered pursuant to Section 12(b) or 12(g) of the Exchange Act.
• ·Principal executive offices at 885 Tahoe Blvd., Incline Village, NV 89451.
• ·I.R.S. Employer Identification No.: 37-1904036.

15-04-2026

Tradewinds Universal reported revenue of $133,222 for the year ended December 31, 2025, down 22% YoY from $171,596 in 2024, while gross profit declined 11% to $133,222 due to zero COGS in 2025 versus $21,645 previously. Operating expenses surged 368% to $1,026,099, driven by $886,105 in consulting and $60,695 in marketing, resulting in a net loss widening to $892,877 from $115,743. However, the company raised equity through share issuances totaling approximately $1.17M (including $894,700 for services and $200,000 for assets), boosting total assets to $307,333 from $31,510 and cash to $16,638 from $210.

• ·New auditor Fruci & Associates II, PLLC (PCAOB #05525) served since 2025.
• ·Intangible assets increased to $216,500 (net) from $31,300, including AI App at $190,000.
• ·No debt or accounts payable; zero current liabilities both years.
• ·Net cash used in operating activities increased to $57,572 from $28,003.
• ·On June 8, 2025, issued 1,500,000 shares for services to a non-affiliated entity.

15-04-2026

CTT Pharmaceutical Holdings, Inc. (CTTH), a developer of fast-dissolving oral drug delivery strips for pharmaceuticals, nutraceuticals, and nicotine, filed an S-1/A amendment on April 15, 2026, registering 6,250,000 shares of common stock for resale by RH2 Equity Partners under an Equity Line of Credit Agreement dated September 8, 2025, potentially providing up to $10 million in proceeds to the company. Current common stock outstanding is 58,712,232 shares, increasing to 64,962,232 post-offering, with shares trading on OTCQB at $0.065 as of April 8, 2026. No financial performance metrics or period-over-period comparisons are provided in the filing.

• ·Filing effective as soon as practicable after SEC declaration.
• ·Common stock listed on OTCQB under symbol CTTH.
• ·Principal executive offices: 1646 W Snow Avenue Suite 138, Tampa, FL 33606.
• ·Company classified as non-accelerated filer, smaller reporting company, and emerging growth company.

15-04-2026

Veea Inc. reported net sales of $222,018 for the year ended December 31, 2025, up 57% from $141,760 in 2024, with gross profit increasing to $152,037 from $58,470 due to a 16% decline in cost of goods sold. Operating expenses fell sharply to $18,987,372 from $84,136,020, driven by significant reductions in product development (-76%), sales and marketing (-57%), general and administrative (-34%), and transaction costs (from $55.0M to $25K), narrowing the net loss to $6,660,038 from $47,547,768 (-86%). However, revenue remains insignificant, losses persist with anticipation of continued significant losses, and there are no plans for cash dividends.

• ·No current plans to pay cash dividends on common stock.
• ·Net cash used in investing activities: $247,337 (2025) vs. $265,445 (2024).
• ·UK R&D Tax Credit: $1,202,554 (2025, -4% YoY).
• ·Depreciation and amortization increased 131% YoY to $632,479.
• ·Company does not currently incur advertising costs.

15-04-2026

HighRoad Wealth Advisors, LLC disclosed 37 equity holdings totaling $102384313 as of March 31, 2026, in its 13F-HR filing submitted April 15, 2026. The portfolio is heavily weighted toward ETFs, with the top position in Vanguard Index Fds S&P 500 ETF SHS (CUSIP 922908363) valued at $30665583 (51319 shares), followed by SPDR Series Trust State Street SPD (CUSIP 78468R663) at $10750956 and Invesco QQQ TR Unit Ser 1 (CUSIP 46090E103) at $9454440. All 37 positions are held solely with full voting authority and no reported puts, calls, or other derivatives.

• ·All holdings reported with sole ownership and voting authority (SH SOLE).
• ·No put/call positions or other investment discretion reported.
• ·Adviser CIK: 0002079807, SEC file number: 028-25984.
• ·Business address: 170 S 2nd St Suite 201, Coos Bay, OR 97420.
• ·Report as-of date: March 31, 2026; filed April 15, 2026.

15-04-2026

Leidos Holdings, Inc. (NYSE: LDOS) and investment firm Altaris have formed a U.S.-based joint venture by combining Leidos' Security Enterprise Solutions (SES) business, contributing approximately 1,500 employees and $625 million in projected 2026 revenue, with Altaris-owned Analogic to enhance global security screening capabilities for airports, borders, and critical infrastructure. The JV will operate under the Analogic brand with Leidos retaining significant minority ownership, aiming to drive innovation in AI-native and 3D imaging solutions while allowing Leidos to focus on core growth areas in its NorthStar 2030 strategy. The transaction is expected to close in the second half of 2026, subject to regulatory approvals and customary conditions.

• ·Leidos headquartered in Reston, Virginia; Analogic in Salem, NH; Altaris in New York City.
• ·Advisors: Leidos - PJT Partners (financial), Fried Frank Harris Shriver & Jacobson LLP and DLA Piper (legal), KPMG (accounting); Analogic - Kirkland & Ellis LLP and Hinckley Allen & Snyder LLP (legal), Ernst & Young LLP (accounting).

15-04-2026

PNC reported first quarter 2026 net income of $1,772 million ($1.8 billion) and diluted EPS of $4.13 ($4.32 adjusted excluding $98 million FirstBank integration costs), with net interest income up 6% QoQ to $3,961 million, NIM expanding 11 bps to 2.95%, average loans up 7% to $350.9 billion, and average deposits up 4% to $458.4 billion, driven by the FirstBank acquisition closed January 5, 2026. However, total revenue grew only 2% QoQ to $6,165 million as fee income declined 2% and noninterest income fell 6%, noninterest expense rose 5% to $3,768 million, provision for credit losses increased to $210 million, net loan charge-offs rose to $253 million, and CET1 capital ratio dipped to 10.1% from 10.6%. YoY, revenue and net income showed stronger growth of 13% and 18% respectively, but credit quality metrics like charge-offs reflected acquisition impacts.

• ·Delinquencies increased 8% QoQ to $1.6 billion primarily due to FirstBank loans.
• ·Non-acquired net loan charge-offs $208 million, up from $162 million QoQ.
• ·Allowance for credit losses to total loans 1.52%, down from 1.58% at Dec 31, 2025.
• ·Quarterly dividend declared $1.70 per share, payable May 5, 2026.
• ·Share repurchase activity expected $600-700 million in Q2 2026.
• ·Liquidity coverage ratio (LCR) averaged 107% for Q1 2026.
• ·Effective tax rate 19.0% in Q1 2026.

15-04-2026

Bayforest Capital Ltd, based in London, filed its 13F-HR on April 15, 2026, disclosing institutional holdings as of March 31, 2026, consisting of 879 positions held with sole voting authority. The total portfolio market value stands at $89305335, spanning diverse sectors including healthcare, technology, financials, and industrials, with individual positions ranging from small stakes like 9 shares in Becton Dickinson to larger ones like 24087 shares in DraftKings. No period-over-period changes are detailed in this filing.

• ·All 879 positions held with sole voting authority (SH SOLE).
• ·Portfolio includes small-cap and mid-cap names across 100+ companies, with market values per position ranging from $949 (Avantor Inc) to $334392 (ABM INDS INC).

15-04-2026

Futu Holdings Limited's 20-F annual report shows robust growth for the year ended December 31, 2025, with consolidated third-party revenues surging 68.1% YoY to 22,846,898 from 13,590,125 in 2024, and net income attributable to ordinary shareholders more than doubling 108.2% YoY to 11,337,721. Total assets expanded 43.9% to 228,436,876, supported by client cash held rising 65.1% to 113,398,356, while shareholders' equity grew 42.7% to 40,001,188. However, net cash used in investing activities was 1,783,395, and there was a share of loss from equity method investments of 51,619.

• ·Share of loss from equity method investments in 2025: 51,619 (improved from 103,934 in 2024)
• ·Intercompany service fees from Shenzhen Futu: HK$291.6 million (US$37.5 million) in 2025
• ·Net cash generated from financing activities in 2025: 4,296,780

15-04-2026

Bank of America reported 1Q26 net income of $8.6 billion, up 17% YoY from $7.4 billion, with revenue of $30.3 billion up 7% YoY and net interest income of $15.7 billion up 9% YoY. Average deposits rose 3% to $2.02 trillion and loans increased 9% to $1.19 trillion, while segments showed strength in Global Wealth revenue (+12%) and Equities (+30%), but Consumer Banking revenue grew only 5%, FICC revenue +2%, and noninterest expense rose 4%. Provision for credit losses held flat at $1.3 billion versus 4Q25 amid stable asset quality.

• ·CET1 ratio of 11.2%; well above regulatory minimum
• ·Efficiency ratio improved 170 bps YoY to 61%
• ·Return on average tangible common equity 16.0%
• ·Net charge-offs $1.4B, up from $1.3B in 4Q25 due to credit card seasonality
• ·GWIM AUM flows $20.4B vs $24.0B in 1Q25

15-04-2026

Aspire Biopharma Holdings, Inc. entered into a non-binding letter of intent (LOI) on April 15, 2026, to acquire 100% of the Driver Controls Systems (DCS) business unit of Firefish Topco, LLC for an enterprise value of $30.0 million on a cash-free, debt-free basis, payable in cash at closing subject to customary adjustments. The LOI includes $3.5 million break-up fees, a 30-day exclusivity period with no-shop provisions, and plans to engage Lakewood & Company, LLC for post-acquisition management services. Completion remains subject to definitive agreements and conditions, with no new equity raise anticipated.

• ·LOI is non-binding except for exclusivity, confidentiality, expenses, and break-up fees post-disclosure.
• ·Purchase not subject to working capital adjustment if operated in ordinary course.
• ·Lakewood & Company principals have more than 100 years of automotive industry experience.

15-04-2026

Vince Holding Corp. reported Q4 FY2025 net sales up 4.7% YoY to $83.7M, driven by strong 10.4% direct-to-consumer growth to $45.0M offsetting a 1.2% wholesale decline to $38.7M; however, it posted a $3.6M net loss due to a $6.0M Saks reorganization bad debt charge, with gross margin contracting 100bps to 49.1% amid tariffs and promotions. FY2025 net sales rose 2.2% to $300.0M, with net income of $6.4M and Adjusted EBITDA of $15.1M up from prior year, though wholesale grew only 0.2% and inventory rose to $66.2M partly due to tariffs. Outlook includes Q1 FY2026 sales growth of 8.5-10.5% but Adjusted EBITDA margin of (1.5)-(2.5)% and FY2026 sales up 3-6% with Adjusted EBITDA margin of 5-5.5%.

• ·Q4 FY2025 SG&A expenses $44.0M (52.6% of sales) vs $37.8M (47.2%) prior year, driven by $6.0M Saks bad debt.
• ·FY2025 ended with $19.5M total borrowings and $40.8M excess revolver availability.
• ·FY2025 ERC benefit of $7.2M ($5.6M in SG&A, $1.6M other income).
• ·Q1 FY2026 guidance: Adjusted operating loss margin (3.5)% to (4.5)%.

15-04-2026

Keen Vision Acquisition Corp., a blank check company, entered into a binding letter of intent (LOI) with Medera Inc. and its wholly-owned subsidiary Novoheart Group Limited to pursue a replacement merger agreement, following the termination of a prior merger agreement dated September 3, 2024. The LOI, amended on April 14, 2026, extends the deadline for executing the Replacement Merger Agreement from April 10 to April 30, 2026. No financial terms were disclosed in the filing.

• ·Prior Merger Agreement dated September 3, 2024 terminated concurrently with LOI execution via mutual release.
• ·LOI amendment dated April 14, 2026 extends Replacement Merger Agreement deadline to April 30, 2026.
• ·Securities traded on Nasdaq: KVACU (Units), KVAC (Ordinary Shares), KVACW (Warrants).

15-04-2026

Madison Technologies Inc. (MDEX) reported zero revenue for FY 2025, flat YoY from FY 2024, with net loss expanding 6.4% to $2,980,623 from $2,800,549 amid higher operating expenses (up 65.4% to $499,658). Total liabilities increased 14.2% to $23,441,236, driven by accounts payable (+40.6% to $3,898,315) and interest payable on senior secured notes (+22.9% to $7,866,912), while stockholders’ deficiency worsened to $(23,310,668) from $(20,386,294); total assets remained flat at $130,568. Cash used in operations improved slightly to $330,965 from $394,617, fully offset by a principal shareholder loan.

• ·Professional fees increased to $311,360 in FY 2025 from $248,101 in FY 2024.
• ·Loan from principal shareholder rose to $725,582 as of Dec 31, 2025 from $394,617.
• ·No cash on hand at end of FY 2025 or FY 2024.
• ·Senior secured notes face value $16,500,000 with carrying value flat at $7,340,093.
• ·Valuation allowance fully offsets tax benefit, resulting in $0 income tax expense.

15-04-2026

Viant Technology Inc. (Nasdaq: DSP) announced a definitive agreement to acquire TVision Insights for $40.0 million ($22.5 million cash and $17.5 million in Class A common stock), expected to close in Q2 2026, integrating TVision's second-by-second TV attention metrics into Viant's AI-powered programmatic platform to enhance inventory valuation, bidding precision, and return on ad spend. The acquisition adds critical signals like eyes-on-screen attention, co-viewership, and in-room presence, creating a first-of-its-kind attention-adjusted CPM free from platform bias. Viant reaffirmed its Q1 2026 guidance with no changes indicated.

• ·Conference call and webcast on April 15, 2026 at 6:00 a.m. PT / 9:00 a.m. ET.
• ·Rockefeller Capital Management served as exclusive financial advisor to TVision.
• ·Transaction subject to customary closing conditions and adjustments.

15-04-2026

Creative Realities, Inc. (CREX) filed its 10-K Annual Report on April 15, 2026, detailing extensive risk factors including doubts about the adequacy of funds for future operations, ability to meet debt obligations, going concern status, customer payment issues, and challenges integrating the CDM acquisition with potential failure to achieve synergies. The filing highlights the company's digital signage platforms like ReflectView (scalable to 100,000+ devices), AdLogic (delivering ~50 million ads daily), and others amid a competitive, evolving market and lengthy sales cycles exacerbated by economic downturns. No cash dividends are expected on common stock in the foreseeable future, relying solely on stock appreciation for investor returns.

• ·Risks include material weaknesses in internal controls over financial reporting and reliance on key personnel.
• ·Lengthy sales cycles noted, especially during economic downturns like COVID-19.
• ·Products target digital merchandising, sales assistants, way-finders, kiosks, menu boards, and dynamic signage.

15-04-2026

Professional Advisory Services Inc. filed its 13F-HR report on April 15, 2026, disclosing 80 equity positions with a total market value of $724429000 as of March 31, 2026. The portfolio features top holdings including Alphabet, Inc. Class C COM valued at $35310000, Microsoft COM at $33872000, and Amazon COM at $32006000, all held on a sole discretionary basis. No changes, additions, or reductions in positions were indicated in the filing.

• ·Filing covers period ending 20260331
• ·All positions reported as SH SOLE with no put/call activity (all 0)
• ·Business address: 2770 Indian River Blvd Suite 204, Vero Beach, FL 32960

15-04-2026

LongView Wealth Management filed its Form 13F-HR on April 15, 2026, disclosing $398,059,583 in total equity holdings across 247 positions as of March 31, 2026. The portfolio features top holdings including iShares TR Morningstar Growth (14330145 value), Apple Inc. COM (13837758 value), and Fidelity Merrimack STR TR Total BD ETF (13786400 value), with heavy allocations to ETFs from iShares, Schwab Strategic Trust, Capital Group, and individual stocks like Home Depot and Nvidia. No changes from prior periods are indicated in the filing, and all positions are held with sole voting power.

• ·Filing covers period ending March 31, 2026.
• ·Business address: 5605 Glenridge Drive, Suite 300, Atlanta, GA 30342.
• ·Central Index Key: 0001990190.
• ·SEC File Number: 028-23492.

15-04-2026

Employees Provident Fund Board filed a 13F-HR report disclosing 43 US equity positions totaling $2282681994 as of March 31, 2013, with no prior period data for comparison. Top holdings by market value include Apple Inc ($213431317), Exxon Mobil Corp ($181007561), and Microsoft Corp ($160135177). The report was filed on April 15, 2026, and signed by N Ahmad Ridzuan Bin Wan Idrus, Head of Investment Services Department.

• ·All positions held with sole voting authority.
• ·Report covers period ending 03-31-2013.
• ·Additional notable holdings: AT&T Inc (1210821 shares, $44425022), Coca Cola Co (1698294 shares, $68679009), Intel Corp (3300247 shares, $72110397).

15-04-2026

Horizon Financial Services, LLC filed its 13F-HR on April 15, 2026, reporting total equity holdings of $226247161 across 425 positions as of March 31, 2026, all held with sole voting and dispositive power. Notable positions include Microsoft (MSFT, value 1377791), Apple (AAPL, value 1281600), NVIDIA (NVDA, value 925379), and large ETF allocations such as SCHM ETF (value 12429943) and SCHA ETF (value 7928848). No prior period comparisons are provided in the filing.

• ·All 425 positions held as SOLE discretionary accounts with full voting and dispositive power.
• ·Filer CIK: 0001674020, SEC file number: 028-20382.
• ·Business address: 3880 Vest Mill Rd, Ste 100, Winston Salem, NC 27103.

15-04-2026

Five Star Bancorp issued a press release on April 14, 2026, announcing the anticipated dates for its earnings release and webcast reporting financial results for the first quarter ended March 31, 2026. The press release is furnished as Exhibit 99.1 under Item 7.01 (Regulation FD Disclosure) and is not deemed filed. No financial metrics or performance details were disclosed in the filing.

• ·Filing date: April 15, 2026
• ·Date of earliest event reported: April 14, 2026
• ·Securities registered: Common Stock, no par value per share (FSBC) on The Nasdaq Stock Market LLC

15-04-2026

Wealth Intelligence, LLC disclosed total equity holdings of $207,953,897 across 58 positions in its 13F-HR filing as of March 31, 2026. The portfolio is concentrated with Lowe's Companies Inc. as the largest holding at $71,280,699 (301,679 shares), followed by First Trust Exchange-Traded FD Core Investment at $19,748,093 (942,180 shares) and Apple Inc. at $6,697,645 (26,390 shares). All positions are held solely on a discretionary basis with no other voting authority or shared discretion reported.

• ·Filing submitted on April 15, 2026, for period ending March 31, 2026
• ·Headquartered at 2900 Warm Springs Rd, Columbus, GA 31904
• ·58 holdings all reported as SH SOLE (sole discretionary voting authority)

15-04-2026

Register Financial Advisors LLC disclosed $270,530,847 in total equity holdings across 387 positions in its 13F-HR filing as of March 31, 2026, all held on a sole discretionary basis. Top holdings by value include Apple Inc ($9,930,750 for 39,130 shares), JPMorgan Chase & Co ($5,059,943 for 17,201 shares), Kratos Defense & Security Solutions ($4,791,437 for 67,954 shares), ATI Inc ($4,342,418 for 29,853 shares), and Honeywell Intl Inc ($3,976,763 for 17,594 shares). No prior period data is provided in the filing for comparison.

• ·Filing date: April 15, 2026
• ·Report period end: March 31, 2026
• ·All reported holdings are SH SOLE (sole discretionary voting authority)
• ·One put/call position noted: Enovix Corporation 20,000 SH Call ($103,600 value)

15-04-2026

Diligent Investors, LLC filed its quarterly 13F-HR on April 15, 2026, reporting holdings as of March 31, 2026, across 346 positions with a total market value of $403704647. The portfolio is diversified with top individual stock holdings in Apple Inc. ($16693256, 65776 shares), Berkshire Hathaway Inc. CL B ($5641622, 11773 shares), Chevron Corporation ($5364107, 25926 shares), Amazon.com Inc. ($4441942, 21328 shares), and Alphabet Inc. CAP STK CL A ($4034631, 14031 shares), alongside heavy allocations to First Trust and Innovator ETFs. All positions are held solely with investment discretion and no put/call options.

• ·All holdings reported with sole investment discretion (SH SOLE).
• ·No put or call options reported (0 0).
• ·Business address: 1447 Ford Street, #200, Redlands, CA 92374.
• ·SEC file number: 028-16635.
• ·Fiscal year end: 12/31.

15-04-2026

Veritone, Inc. reported restated Q3 2025 revenue of $26,632 thousand, up 21.1% YoY from $21,993 thousand, and 9M 2025 revenue of $72,288 thousand, up 3.0% YoY from $70,204 thousand, with operating losses improving to $(18,161) thousand in Q3 (vs $(22,492) thousand) and $(58,807) thousand for 9M (vs $(67,167) thousand). However, net losses widened to $(29,239) thousand in Q3 (vs $(21,746) thousand) and $(75,606) thousand for 9M (vs $(69,175) thousand) due to higher other expenses, while cash and equivalents rose to $36,233 thousand from $16,911 thousand at year-end, supported by $70,896 thousand in stock financing but resulting in significant share dilution from 40,218 thousand to 70,948 thousand shares outstanding.

• ·Restatement adjustments reduced total assets by $1,616 thousand to $198,605 thousand as of Sep 30, 2025.
• ·Intangible assets declined to $42,849 thousand from $59,500 thousand year-end.
• ·Accumulated deficit increased to $(542,886) thousand from $(467,280) thousand.
• ·Q3 other expense (income), net surged to $8,453 thousand loss from $393 thousand gain.

15-04-2026

Access Financial Services, Inc. filed Form 13F-HR on April 15, 2026, disclosing 95 equity holdings totaling $282,086,111 as of March 31, 2026. The portfolio consists primarily of ETFs and large-cap U.S. stocks, with the largest positions in Schwab Strategic TR US LRG CAP ETF ($36,582,309), Schwab Strategic TR SHT TM US TRES ($33,584,696), and PIMCO ETF TR ULTRA SHORT GOVT ($23,666,501). All holdings are reported with sole voting authority and no shared or other voting power.

• ·Report period end date: March 31, 2026
• ·All holdings designated as SH SOLE with 0 shared voting authority and 0 none
• ·Business address: 1650 W 82nd St Ste 850, Minneapolis, MN 55431

15-04-2026

ARS Wealth Advisors Group, LLC filed its 13F-HR on April 15, 2026, disclosing equity holdings as of March 31, 2026, with a total portfolio value of $1183890443 across 201 positions, all held solely with no other managers reported. The portfolio features heavy ETF allocations, including the largest position in T ROWE PRICE ETF INC ULTRA SHRT TRM at $169313654, followed by SPDR SERIES TRUST STATE STREET SPD (78464A805) at $81597174. Notable stock holdings include Microsoft Corp ($31498930), JPMorgan Chase & Co ($32583825), and Apple Inc ($45098452), reflecting a diversified mix with no period-over-period changes disclosed in this filing.

• ·Filing CIK: 0001886707
• ·SEC File Number: 028-21384
• ·Business address: 111 Second Avenue NE, Suite 900, St. Petersburg, FL 33701
• ·Period end date: 2026-03-31
• ·All positions reported as SH SOLE (sole discretionary voting authority); minor call options in Netflix (100 shares), NVIDIA (200 shares), Oracle (100 shares)

15-04-2026

Cypress Wealth Services, LLC filed its 13F-HR on April 15, 2026, disclosing 397 equity holdings totaling $708342792 as of March 31, 2026. The portfolio is heavily weighted toward ETFs including multiple BlackRock iShares and Innovator ETFs, with individual stocks such as Apple Inc. (41761521 value, 164551 shares) and Alphabet Inc. (8355123 and 6261884 values) among the largest positions. No prior period data or changes are provided in the filing.

• ·Filing CIK: 0001721527
• ·State of Incorporation: CA
• ·Business Address: 74150 Country Club Drive, Palm Desert, CA 92260
• ·All positions reported as sole discretionary voting and investment power (SH SOLE)

15-04-2026

Sightline Wealth Advisors, LLC filed its 13F-HR on April 15, 2026, disclosing $236,327,630 in total discretionary holdings across 91 positions as of March 31, 2026. The portfolio consists primarily of ETFs from providers like Schwab Strategic Trust, Vanguard, and iShares, with no other voting power reported. Notable positions include Vanguard Total Bond Market ETF ($27,335,695), Vanguard Value ETF ($19,390,129), and Schwab International Equity ETF ($13,867,817).

• ·All holdings reported with sole voting power (SH SOLE); no shared discretionary or voting power indicated.
• ·Portfolio address: 495 Gold Star Highway, Suite 100, Groton, CT 06340.
• ·SEC file number: 028-20528.