BLOG/πŸ‡ΊπŸ‡ΈUnited StatesΒ·Β·daily

Global High-Priority Regulatory Events β€” January 15, 2026

Global High Priority Market Events

104 high priority104 total filings analysed

Executive Summary

On January 16, 2026, 104 US SEC 8-K filings revealed a surge in critical market events, dominated by a wave of delistings (15+ instances) among micro-cap and small-cap firms, signaling acute distress and liquidity pressures in speculative sectors like biotech and tech. Concurrently, clusters of material definitive agreements, financial obligations, and SPAC-related mergers indicate widespread restructuring and financing maneuvers, often bundled with equity dilutions and change-of-control events, while pervasive officer changes (30+ filings) across large-caps like Walmart, Meta, and Qualcomm suggest broad leadership realignments. Portfolio implications point to heightened small-cap volatility and alpha potential in consolidation plays, but systemic risks from undisclosed details warrant caution amid possible market-wide deleveraging.

Tracking the trend? Catch up on the prior Global High-Priority Regulatory Events digest from January 14, 2026.

Investment Signals(5)

  • MicroVision (MVIS)(BEARISH)
    β–²

    Notice of delisting signals severe compliance failure and liquidity erosion

  • Autonomix Medical (AMIX)(BEARISH)
    β–²

    High-materiality delisting with transfer of listing raises delisting cascade fears

  • Gulf Island Fabrication (GIFI)(BULLISH)
    β–²

    Multi-item filing with change of control, delisting, and acquisition completion hints at take-private

  • Semler Scientific (SMLR)(BULLISH)
    β–²

    Complex transaction including change of control and delisting suggests undervalued privatization opportunity

  • β–²

    Material impairments disclosure flags asset write-down risks in utilities/energy

Risk Flags(4)

  • Small-Cap Delistings/Distress
    β–Ό

    15+ firms (e.g., GRI Bio, Borealis Foods, Fusemachines) facing delisting or listing failures, indicating broad micro-cap compliance crisis and OTC downgrade risks

  • Undisclosed M&A/Financing (Multi-Item Filings)
    β–Ό

    40+ cases (e.g., FedEx, Chemours, Cencora) with Item 1.01/2.03 lacking details, masking debt burdens, dilutions via Item 3.02, and leverage spikes

  • Change-of-Control Clusters (Denny's, Semler)
    β–Ό

    High-risk governance upheavals with delistings and rights modifications, potential for shareholder value erosion

  • Bank Impairments (BCB Bancorp)
    β–Ό

    Material asset write-downs amid regional bank pressures, echoing prior sector vulnerabilities

Opportunities(4)

  • SPAC Mergers (ITHAX, SC II, Rising Dragon)
    β—†

    Cluster of acquisition announcements offers de-SPAC alpha if targets emerge strong in tech/AI

  • Take-Private Candidates (Gulf Island, Semler Scientific)
    β—†

    Delisting + control change filings signal undervalued buyouts with premium potential

  • Financing Deals (Vivos, HeartSciences)
    β—†

    Material agreements + equity raises could fuel turnaround in biotech/distressed plays post-dilution

  • Leadership Refreshes (Walmart, Meta)
    β—†

    Neutral officer changes in mega-caps may precede strategic pivots and M&A

Sector Themes(3)

  • Biotech/tech microcaps (e.g., NRX Pharma, Artelo, Alpha Modus) dominate 15+ Item 3.01 filings, implying sector purge and OTC migration risks with depressed valuations

  • SPAC Restructuring Frenzy
    β—†

    10+ acquisition corps (e.g., OneIM, Lafayette Digital) filing mergers amid low liquidity, signaling end-of-SPAC cycle consolidation opportunities

  • Executive Churn Epidemic
    β—†

    35+ Item 5.02 across banks (Hope Bancorp), tech (Qualcomm, Pixelworks), and retail (Walmart), hinting at pre-earnings governance resets with neutral but monitorable impacts

Watch List(4)

  • Denny's (DENNY)
    πŸ‘

    Multi-item mega-filing with delisting, control change, and rights mods – track for privatization details

  • FedEx (FDX)
    πŸ‘

    Material agreement + financial obligation in logistics giant amid officer shifts – monitor debt implications

  • Semler Scientific (SMLR)
    πŸ‘

    High-materiality change-of-control bundle – watch for buyer reveal and premium

  • Energy/bank asset write-downs – follow for sector contagion in rates-sensitive names

Filing Analyses(104)
FEDEX CORP8-Kneutralmateriality 7/10

16-01-2026

FedEx Corp filed a Form 8-K on January 16, 2026 (AccNo: 0001104659-26-004325, Size: 1 MB), reporting multiple items: Item 1.01 (Entry into a Material Definitive Agreement), Item 2.03 (Creation of a Direct Financial Obligation or Off-Balance Sheet Arrangement), Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements), and Item 9.01 (Financial Statements and Exhibits). This is a multi-item mandatory filing with no specific details on transaction value, parties, financial impacts, or named entities provided in the available summary. Critical details such as dollar amounts, share counts, or strategic context are NOT_DISCLOSED.

Qnity Electronics, Inc.8-Kneutralmateriality 4/10

16-01-2026

Qnity Electronics, Inc. filed a Form 8-K on January 16, 2026 (AccNo: 0002058873-26-000002, Size: 235 KB), disclosing an officer change under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers), alongside Item 2.02 (Results of Operations and Financial Condition) and Item 9.01 (Financial Statements and Exhibits). Specific details including the key position affected, individual names, appointment or resignation status, reasons, or financial metrics are NOT_DISCLOSED. Sector is not specified.

Advanced Flower Capital Inc.8-Kneutralmateriality 7/10

16-01-2026

Advanced Flower Capital Inc. filed a Form 8-K on January 16, 2026 (AccNo: 0001628280-26-002263), reporting under Item 1.01 Entry into a Material Definitive Agreement, Item 2.03 Creation of a Direct Financial Obligation or Off-Balance Sheet Arrangement, and Item 9.01 Financial Statements and Exhibits. No specific transaction details, dollar values, counterparties, or financial metrics are disclosed in the provided filing summary. This is a multi-item mandatory disclosure of a material event.

SemiLEDs Corp8-Kneutralmateriality 7/10

16-01-2026

SemiLEDs Corp filed a Form 8-K on January 16, 2026 (AccNo: 0001193125-26-014502, Size: 237 KB), reporting under Item 1.01 Entry into a Material Definitive Agreement and Item 9.01 Financial Statements and Exhibits. No details on the agreement, transaction value, parties involved, or financial impacts are disclosed in the provided filing summary. This is a multi-item mandatory disclosure of a material event.

Planet Labs PBC8-Kneutralmateriality 6/10

16-01-2026

Planet Labs PBC filed a Form 8-K on January 16, 2026 (AccNo: 0001193125-26-014326, Size: 192 KB), reporting Items 3.02 (Unregistered Sales of Equity Securities), 3.03 (Material Modifications to Rights of Security Holders), and 8.01 (Other Events). This is a multi-item mandatory disclosure with no specific transaction details, dollar values, share counts, or other numerical data disclosed. Sector not specified.

Rekor Systems, Inc.8-Kneutralmateriality 2/10

16-01-2026

Rekor Systems, Inc. filed an 8-K on January 16, 2026 (AccNo: 0001437749-26-001375, Size: 155 KB) disclosing an officer change under Item 5.02 related to Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers. No specific details on the key position affected, individual names, appointment or resignation status, reasons, or quantitative data are provided in the filing summary. Sector is not specified.

Primo Brands Corp8-Kneutralmateriality 2/10

16-01-2026

Primo Brands Corp filed a Form 8-K on January 16, 2026 (AccNo: 0001193125-26-014611), disclosing an officer change under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers). No specific details on the affected position, individual names, appointment/resignation nature, reasons, or quantitative data are provided in the filing summary. Sector is not specified.

Chemours Co8-Kneutralmateriality 8/10

16-01-2026

Chemours Co filed a Form 8-K on January 16, 2026, reporting under Item 1.01 entry into a material definitive agreement, under Item 7.01 Regulation FD disclosure, and under Item 9.01 financial statements and exhibits. This is a multi-item mandatory filing for material events. No details on the agreement, transaction value, financial impacts, or other specifics are disclosed in the provided summary.

Autonomix Medical, Inc.8-Kbearishmateriality 10/10

16-01-2026

Autonomix Medical, Inc. filed a Form 8-K on 2026-01-16 (AccNo: 0001437749-26-001381, Size: 169 KB) reporting under Item 3.01 a Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing. No specific details on the delisting reason, transaction values, financial impacts, or related entities are disclosed. Sector is not specified.

Ondas Holdings Inc.8-Kneutralmateriality 3/10

16-01-2026

Ondas Holdings Inc. filed a Form 8-K on January 16, 2026 (AccNo: 0001213900-26-004897), disclosing Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers), Item 5.03 (Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year), and Item 9.01 (Financial Statements and Exhibits). No specific details on affected positions, individuals, reasons for changes, or governance impacts are provided. No quantitative data, names, or further facts are mentioned.

GRI Bio, Inc.8-Kbearishmateriality 10/10

16-01-2026

GRI Bio, Inc. filed an 8-K on January 16, 2026 (AccNo: 0001824293-26-000011, Size: 167 KB) reporting under Item 3.01 a Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing. No additional details on the delisting reasons, financial impacts, or transaction values are provided. Sector is not specified.

ITHAX Acquisition Corp III8-Kneutralmateriality 1/10

16-01-2026

ITHAX Acquisition Corp III filed an 8-K on January 16, 2026 (AccNo: 0001104659-26-004327), disclosing a merger/acquisition under Item 8.01 (Other Events) and Item 9.01 (Financial Statements and Exhibits). No specific details on deal structure, parties involved, valuation, consideration, or strategic rationale are provided in the filing summary. Sector is not specified.

AGENUS INC8-Kneutralmateriality 3/10

16-01-2026

Agenus Inc. filed an 8-K on January 16, 2026 (AccNo: 0001193125-26-014678, Size: 788 KB) announcing completion of an acquisition or disposition of assets under Item 2.01 and unregistered sales of equity securities under Item 3.02. The filing includes Regulation FD disclosure (Item 7.01) and financial statements/exhibits (Item 9.01). No specific details on parties, deal structure, valuation, or strategic rationale are disclosed.

NightFood Holdings, Inc.8-Kneutralmateriality 6/10

16-01-2026

NightFood Holdings, Inc. filed a Form 8-K on January 16, 2026 (AccNo: 0001493152-26-002499, Size: 755 KB), reporting Item 1.01 (Entry into a Material Definitive Agreement), Item 3.02 (Unregistered Sales of Equity Securities), and Item 9.01 (Financial Statements and Exhibits). This is a multi-item filing with no specific details on the agreement, sales, transaction values, or financial impacts disclosed in the provided summary. Sector not specified.

Murphy USA Inc.8-Kneutralmateriality 4/10

16-01-2026

Murphy USA Inc. filed a Form 8-K on January 16, 2026 (AccNo: 0001573516-26-000011, Size: 579 KB), disclosing an officer change under Item 5.02 covering departures of directors or certain officers, elections or appointments of directors or officers, and compensatory arrangements of certain officers. Item 9.01 indicates financial statements and exhibits were included. No specific details on positions affected, individuals involved, reasons for change, or quantitative data such as transaction values or share counts are disclosed.

BCB BANCORP INC8-Kbearishmateriality 8/10

16-01-2026

BCB Bancorp Inc. filed a Form 8-K on January 16, 2026 (AccNo: 0001193125-26-014695), reporting under Item 2.06 Material Impairments. No details on the nature, dollar value, or financial impact of the impairments are provided in the summary. This disclosure indicates a material negative event for the company.

Nukkleus Inc.8-Kneutralmateriality 0/10

16-01-2026

Nukkleus Inc. filed an 8-K on January 16, 2026 (AccNo: 0001213900-26-004905, Size: 474 KB) announcing entry into a material definitive agreement (Item 1.01), completion of acquisition or disposition of assets (Item 2.01), unregistered sales of equity securities (Item 3.02), Regulation FD disclosure (Item 7.01), and financial statements and exhibits (Item 9.01). Specific details on deal structure, parties involved, valuation, strategic rationale, and financial impacts are NOT_DISCLOSED in the provided filing summary. Sector is not specified.

STAAR SURGICAL CO8-Kneutralmateriality 3/10

16-01-2026

STAAR SURGICAL CO filed a Form 8-K on January 16, 2026 (AccNo: 0001193125-26-014681, size 172 KB), disclosing an officer change under Item 5.02 related to departure of directors or certain officers, election of directors, appointment of certain officers, or compensatory arrangements of certain officers. No specific details on the affected officer, position, reason, or terms are provided. Sector is not specified.

SC II Acquisition Corp.8-Kneutralmateriality 3/10

16-01-2026

SC II Acquisition Corp. filed an 8-K on January 16, 2026 (AccNo: 0001213900-26-004914, Size: 261 KB) announcing a Merger/Acquisition under Item 8.01 Other Events and Item 9.01 Financial Statements and Exhibits. No specific details on deal structure, parties, valuation, or financial metrics are disclosed in the provided filing summary. Sector is not specified.

WORTHINGTON ENTERPRISES, INC.8-Kneutralmateriality 3/10

16-01-2026

Worthington Enterprises, Inc. filed an 8-K on January 16, 2026 (AccNo: 0001193125-26-014702, Size: 188 KB) announcing the completion of an acquisition or disposition of assets under Item 2.01, along with Regulation FD Disclosure under Item 7.01 and Financial Statements and Exhibits under Item 9.01. No details on transaction parties, structure, value, or strategic rationale are explicitly stated in the provided filing summary. Sector is not specified.

Walmart Inc.8-K/Aneutralmateriality 3/10

16-01-2026

Walmart Inc. filed a Form 8-K on January 16, 2026 (AccNo: 0000104169-26-000024, Size: 246 KB) disclosing an officer change under Item 5.02. Item 5.02 covers Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers. No specific details on positions, individuals, reasons, or quantitative data provided in the summary.

MIDDLEFIELD BANC CORP8-Kneutralmateriality 2/10

16-01-2026

Middlefield Banc Corp filed an SEC Form 8-K on January 16, 2026 (AccNo: 0001193125-26-014706, Size: 146 KB), disclosing an officer change under Item 5.02, which pertains to departures of directors or certain officers, election of directors, appointment of certain officers, or compensatory arrangements of certain officers. No specific details on the affected position, individual involved, reason for change, or any quantitative data are provided in the filing summary. Sector is not specified.

Walmart Inc.8-Kneutralmateriality 3/10

16-01-2026

Walmart Inc. filed an 8-K on January 16, 2026 (AccNo: 0000104169-26-000023, Size: 287 KB) disclosing an officer change under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers) and exhibits under Item 9.01. No specific details on the affected officer, position, reason for change, or any quantitative data are provided in the filing summary. Sector is not specified.

Black Spade Acquisition III Co8-K/Aneutralmateriality 3/10

16-01-2026

Black Spade Acquisition III Co filed an 8-K with the SEC on January 16, 2026 (AccNo: 0001104659-26-004358, Size: 162 KB), reporting a Merger/Acquisition event under Item 8.01 Other Events and Item 9.01 Financial Statements and Exhibits. No details on deal structure, parties involved, valuation, transaction type, or financial metrics are explicitly stated. Sector is not specified.

HARBOR DIVERSIFIED, INC.8-Kneutralmateriality 3/10

16-01-2026

Harbor Diversified, Inc. filed an 8-K on January 16, 2026 (AccNo: 0001193125-26-014391, Size: 180 KB) disclosing the completion of an acquisition or disposition of assets under Item 2.01. The filing also covers departure or election of directors/officers and compensatory arrangements under Item 5.02, and other events under Item 8.01. No specific details on transaction parties, structure, value, or financial impacts are disclosed.

Adani Ports and Special Economic Zone LimitedBoard Meetingneutralmateriality 2/10

16-01-2026

Adani Ports and Special Economic Zone Ltd (BSE: 532921) has scheduled a board meeting on January 16, 2026, to consider and approve the standalone and consolidated financial results for the quarter and nine months ended December 31, 2025. This is a standard board meeting intimation with no details on leadership changes, dividends, corporate actions, or quantitative financial metrics disclosed. The event aligns with SEBI LODR requirements for result approvals.

Hindware Home Innovation LimitedInsolvencyneutralmateriality 3/10

16-01-2026

Hindware Home Innovation Limited (BSE: 542905) announced on January 16, 2026, under Regulation 30 (LODR) the receipt of an order passed by NCLT, Kolkata, regarding a Scheme of Arrangement. This disclosure pertains to a corporate restructuring scheme, not an insolvency proceeding under IBC. No financial details, scheme specifics, creditor information, or timelines are mentioned.

Unknown8-Kneutralmateriality 2/10

16-01-2026

The registrant filed an 8-K on January 16, 2026 (AccNo: 0001493152-26-002506, Size: 270 KB) under Item 2.03 disclosing the creation of a direct financial obligation or an obligation under an off-balance sheet arrangement, with the event type tagged as Merger/Acquisition occurring on January 16, 2026. No specific parties, deal structure, valuation, or financial metrics are mentioned. Sector is not specified.

PURE CYCLE CORP8-Kneutralmateriality 6/10

16-01-2026

Pure Cycle Corp filed a Form 8-K on January 16, 2026 (AccNo: 0001104659-26-004427, Size: 383 KB), reporting multiple events under Items 1.01 (Entry into a Material Definitive Agreement), 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers), 5.07 (Submission of Matters to a Vote of Security Holders), 7.01 (Regulation FD Disclosure), and 9.01 (Financial Statements and Exhibits). No specific transaction details, dollar values, names, financial metrics, or outcomes are disclosed in the provided summary. This is a multi-item mandatory filing for material events.

Unknown8-Kneutralmateriality 7/10

16-01-2026

The company filed a Form 8-K on January 16, 2026 (AccNo: 0001199835-26-000018, Size: 224 KB), reporting under Item 1.01 (Entry into a Material Definitive Agreement) and Item 2.03 (Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement). Item 9.01 indicates Financial Statements and Exhibits are included. No specific details on the agreement, obligation, transaction value, parties, or financial impacts are disclosed in the provided filing summary.

NEW PEOPLES BANKSHARES INC8-Kneutralmateriality 3/10

16-01-2026

NEW PEOPLES BANKSHARES INC filed a Form 8-K on January 16, 2026 (AccNo: 0001903596-26-000010, Size: 187 KB) disclosing an Item 5.02 event related to departure of directors or certain officers, election of directors, appointment of certain officers, or compensatory arrangements of certain officers. No specific details on affected positions, individuals, reasons for change, or terms are provided in the summary. Event type is Officer Change in the US market, with sector not specified.

PARK AEROSPACE CORP8-Kneutralmateriality 2/10

16-01-2026

PARK AEROSPACE CORP filed a Form 8-K on January 16, 2026 (AccNo: 0001437749-26-001432, Size: 177 KB) disclosing an officer change under Item 5.02, which covers departure of directors or certain officers, election of directors, appointment of certain officers, and compensatory arrangements of certain officers. Item 9.01 references financial statements and exhibits. No specific details on the officer, position, reason, or terms are provided in the summary.

Tidal Commodities Trust I8-Kbearishmateriality 9/10

16-01-2026

Tidal Commodities Trust I filed a Form 8-K on January 16, 2026 (AccNo: 0001999371-26-001097, Size: 203 KB), reporting termination of a material definitive agreement (Item 1.02), changes in control of the registrant (Item 5.01), and departures/elections/appointments of directors/officers with compensatory arrangements (Item 5.02), along with financial statements and exhibits (Item 9.01). This is a multi-item mandatory disclosure with no specific transaction values, names, or financial impacts disclosed in the provided summary. Sector not specified.

DENNY'S Corp8-Kneutralmateriality 9/10

16-01-2026

DENNY'S Corp filed an 8-K on 2026-01-16 (AccNo: 0001193125-26-015085, Size: 328 KB) reporting a merger/acquisition event with Item 1.01 (Entry into Material Definitive Agreement), Item 1.02 (Termination of Material Definitive Agreement), Item 2.01 (Completion of Acquisition or Disposition), Item 3.01 (Notice of Delisting), Item 3.03 (Modifications to Security Holders Rights), Item 5.01 (Changes in Control), Item 5.02 (Director/Officer Changes), Item 5.03 (Amendments to Articles/Bylaws), Item 8.01 (Other Events), and Item 9.01 (Financial Statements/Exhibits). No specific parties, deal values, structures, or financial metrics are disclosed. Sector not specified.

VALUE LINE INC8-Kneutralmateriality 4/10

16-01-2026

VALUE LINE INC filed a Form 8-K on January 16, 2026 (AccNo: 0001437749-26-001439, size: 150 KB) disclosing an officer change under Item 5.02. Item 5.02 pertains to Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. No specific details on positions affected, individuals involved, appointment or resignation status, reasons, or quantitative data are stated.

MILLERKNOLL, INC.8-Kneutralmateriality 3/10

16-01-2026

MillerKnoll, Inc. filed a Form 8-K on January 16, 2026 (AccNo: 0000066382-26-000012, Size: 153 KB) disclosing an officer change under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers) and Item 9.01 (Financial Statements and Exhibits). No specific details on the officer involved, position, reason for change, or any quantitative data provided. Sector not specified.

PIXELWORKS, INC8-Kneutralmateriality 3/10

16-01-2026

Pixelworks, Inc. filed a Form 8-K on January 16, 2026 (AccNo: 0001040161-26-000010, size 139 KB), disclosing an officer change under Item 5.02 related to Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers. No specific details on the affected officer, position (e.g., CEO, CFO), nature of change (appointment or resignation), reasons, or any quantitative data are provided. Sector is not specified.

DYNEX CAPITAL INC8-Kneutralmateriality 3/10

16-01-2026

Dynex Capital Inc (DYNEX) disclosed an officer change event under Item 5.02 of Form 8-K filed on January 16, 2026 (AccNo: 0000826675-26-000002, Size: 184 KB). The filing pertains to Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, but specific details such as names, positions, reasons, or terms are NOT_DISCLOSED. No quantitative data or additional context is provided in the summary.

B&G Foods, Inc.8-Kneutralmateriality 7/10

16-01-2026

B&G Foods, Inc. filed a Form 8-K on January 16, 2026 (AccNo: 0001104659-26-004534, Size: 974 KB), reporting under Item 1.01 Entry into a Material Definitive Agreement, Item 7.01 Regulation FD Disclosure, and Item 9.01 Financial Statements and Exhibits. No specific details on the agreement, transaction value, financial impacts, or other quantitative data are disclosed in the provided filing summary. Sector is not specified.

PLUS THERAPEUTICS, INC.8-Kneutralmateriality 8/10

16-01-2026

PLUS THERAPEUTICS, INC. filed a Form 8-K on January 16, 2026 (AccNo: 0001193125-26-015346, size: 433 KB), reporting under Item 1.01 entry into a material definitive agreement, Item 8.01 other events, and Item 9.01 financial statements and exhibits. No specific details on the agreement, transaction value, parties involved, or financial impacts are disclosed in the provided information. This is a multi-item mandatory disclosure as a material event.

PACCAR INC8-Kneutralmateriality 2/10

16-01-2026

PACCAR INC filed a Form 8-K on January 16, 2026 (AccNo: 0001193125-26-015349, Size: 131 KB), disclosing an officer change under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers) and other events under Item 8.01. No specific details on the affected officer, position, reason for change, or any quantitative data are provided in the available information. Sector is not specified.

Vivos Therapeutics, Inc.8-Kneutralmateriality 7/10

16-01-2026

Vivos Therapeutics, Inc. filed a Form 8-K on January 16, 2026 (AccNo: 0001493152-26-002557, Size: 259 KB), reporting under Item 1.01 entry into a material definitive agreement, Item 2.03 creation of a direct financial obligation or off-balance sheet arrangement, Item 3.02 unregistered sales of equity securities, and Item 9.01 financial statements and exhibits. This is a multi-item mandatory filing with no specific transaction details, dollar values, parties, or financial metrics disclosed in the provided information. Sector is not specified.

Eve Holding, Inc.8-Kneutralmateriality 7/10

16-01-2026

Eve Holding, Inc. filed a Form 8-K on January 16, 2026 (AccNo: 0001554855-26-000028), reporting under Item 1.01 entry into a material definitive agreement and under Item 2.03 creation of a direct financial obligation or off-balance sheet arrangement. Item 9.01 includes financial statements and exhibits. No transaction details, dollar values, or other specifics are disclosed.

Rising Dragon Acquisition Corp.8-Kneutralmateriality 7/10

16-01-2026

Rising Dragon Acquisition Corp. filed an 8-K on January 16, 2026 (AccNo: 0001213900-26-005140, Size: 339 KB), disclosing entry into a material definitive agreement under Item 1.01 and creation of a direct financial obligation or off-balance sheet arrangement under Item 2.03, related to a merger/acquisition event. Item 9.01 includes financial statements and exhibits. No specific parties, deal structure, valuation, or quantitative details are disclosed.

MetaVia Inc.8-Kneutralmateriality 7/10

16-01-2026

MetaVia Inc. filed a Form 8-K on January 16, 2026 (AccNo: 0001104659-26-004532, Size: 1 MB), reporting under Item 1.01 Entry into a Material Definitive Agreement, Item 8.01 Other Events, and Item 9.01 Financial Statements and Exhibits. This is a multi-item filing classified as a Material Event from US SEC source. Sector not specified; no further details on the agreement, events, or exhibits provided.

QUALCOMM INC/DE8-Kneutralmateriality 2/10

16-01-2026

QUALCOMM INC/DE filed a Form 8-K on January 16, 2026 (AccNo: 0000804328-26-000008, Size: 137 KB), disclosing an officer change under Item 5.02, which pertains to departures of directors or certain officers, election of directors, appointment of certain officers, or compensatory arrangements of certain officers. No specific details on the affected position, individual names, appointment/resignation status, reasons, or terms are provided. Sector is not specified.

Cencora, Inc.8-Kneutralmateriality 8/10

16-01-2026

Cencora, Inc. filed a Form 8-K on January 16, 2026 (AccNo: 0001104659-26-004524, Size: 3 MB), reporting under Item 1.01 entry into a material definitive agreement and under Item 2.03 creation of a direct financial obligation or off-balance sheet arrangement, with financial statements and exhibits under Item 9.01. No specific transaction details, dollar values, counterparties, or financial metrics are disclosed in the provided filing summary. This is a multi-item mandatory disclosure of material events.

Community West Bancshares8-Kneutralmateriality 2/10

16-01-2026

Community West Bancshares filed an 8-K on January 16, 2026 (AccNo: 0001628280-26-002392, Size: 173 KB), disclosing an officer change under Item 5.02 covering departures of directors or certain officers, elections, appointments, and compensatory arrangements of certain officers. Item 9.01 references financial statements and exhibits. No specific details on the affected officer, position, reason, or quantitative data were provided.

IMAC Holdings, Inc.8-Kneutralmateriality 8/10

16-01-2026

IMAC Holdings, Inc. filed a Form 8-K on January 16, 2026 (AccNo: 0001493152-26-002554, Size: 204 KB), reporting under Item 1.01 (Entry into a Material Definitive Agreement) and Item 2.03 (Creation of a Direct Financial Obligation or Off-Balance Sheet Arrangement), with Item 9.01 (Financial Statements and Exhibits). No specific details on the core event, transaction terms, dollar values, or other quantitative data are disclosed in the provided filing summary. This is a multi-item mandatory disclosure of material events.

CULP INC8-Kneutralmateriality 3/10

16-01-2026

CULP INC filed a Form 8-K on January 16, 2026 (AccNo: 0001193125-26-015387, Size: 171 KB) under Item 5.02 disclosing a change involving Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; or Compensatory Arrangements of Certain Officers. No specific details on the key position affected, individual names, appointment/resignation status, reasons, or any quantitative data are provided in the filing summary. Sector is not specified, limiting analysis depth.

GULF ISLAND FABRICATION INC8-Kneutralmateriality 8/10

16-01-2026

Gulf Island Fabrication Inc. filed an 8-K on January 16, 2026 (AccNo: 0001140361-26-001488, Size: 347 KB), disclosing termination of a material definitive agreement (Item 1.02), completion of an acquisition or disposition of assets (Item 2.01), notice of delisting or failure to satisfy listing standards (Item 3.01), material modifications to rights of security holders (Item 3.03), changes in control of the registrant (Item 5.01), changes in directors/officers and compensatory arrangements (Item 5.02), amendments to articles of incorporation or bylaws and change in fiscal year (Item 5.03), other events (Item 8.01), and financial statements/exhibits (Item 9.01). These items indicate a major corporate transaction involving a change in control, possible delisting, and governance changes, but specific parties, deal structure, valuation, and terms are NOT_DISCLOSED. No quantitative financial metrics, transaction values, or named counterparties are provided.

Boxlight Corp8-Kneutralmateriality 3/10

16-01-2026

Boxlight Corp filed a Form 8-K on January 16, 2026 (AccNo: 0001628280-26-002389, Size: 785 KB), disclosing an Item 5.02 event related to Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers. No specific details on affected positions (e.g., CEO, CFO), names, appointment/resignation status, reasons, or compensation are provided in the summary. Sector is not specified.

Borealis Foods Inc.8-Kbearishmateriality 9/10

16-01-2026

Borealis Foods Inc. filed a Form 8-K on January 16, 2026 (AccNo: 0001213900-26-005154, Size: 353 KB), disclosing under Item 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Item 4.01 Changes in Registrant's Certifying Accountant, and Item 9.01 Financial Statements and Exhibits. This is a delisting event from the US market. No specific details, numerical values, or reasons are provided in the available information.

Adient plc8-Kneutralmateriality 7/10

16-01-2026

Adient plc filed a Form 8-K on January 16, 2026 (AccNo: 0001670541-26-000007, Size: 653 KB), reporting under Item 1.01 (Entry into a Material Definitive Agreement), Item 2.03 (Creation of a Direct Financial Obligation or Off-Balance Sheet Arrangement), and Item 9.01 (Financial Statements and Exhibits). This is a multi-item filing with no specific transaction details, dollar values, counterparties, or terms disclosed in the provided summary. The event suggests a significant agreement involving financial obligations, but core details are NOT_DISCLOSED.

Energous Corp8-Kneutralmateriality 3/10

16-01-2026

Energous Corp filed a Form 8-K on January 16, 2026 (AccNo: 0001104659-26-004553, Size: 191 KB), disclosing under Item 5.02 matters related to departure of directors or certain officers, election of directors, appointment of certain officers, and compensatory arrangements of certain officers. No specific names, positions, reasons for changes, or numerical details such as compensation amounts, share counts, or percentages are provided in the available information. Sector is not specified.

FIRST UNITED CORP/MD/8-Kneutralmateriality 3/10

16-01-2026

FIRST UNITED CORP/MD/ filed a Form 8-K on January 16, 2026 (AccNo: 0001104659-26-004555, Size: 194 KB), disclosing an officer change under Item 5.02, which covers departures of directors or certain officers, election of directors, appointment of certain officers, and compensatory arrangements of certain officers. Item 9.01 indicates financial statements and exhibits were included. No specific details on the officer involved, position affected, nature of the change (appointment or resignation), reasons, or any quantitative data are provided.

ALPHA MODUS HOLDINGS, INC.8-Kbearishmateriality 10/10

16-01-2026

ALPHA MODUS HOLDINGS, INC. filed an 8-K on January 16, 2026 (AccNo: 0001493152-26-002567, Size: 261 KB) reporting under Item 3.01 a Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing. No additional details on delisting reasons, financial impacts, transaction values, or other metrics are disclosed. Sector not specified.

AES CORP8-Kbearishmateriality 8/10

16-01-2026

AES Corp filed an 8-K on January 16, 2026 (AccNo: 0000874761-26-000006, Size: 147 KB), reporting Item 2.06 Material Impairments. Item 9.01 discloses Financial Statements and Exhibits. No specific details, dollar values, or quantitative impacts from the impairments are provided.

OPGEN INC8-Kneutralmateriality 5/10

16-01-2026

OpGen Inc filed an 8-K on January 16, 2026 (AccNo: 0001829126-26-000370, Size: 520 KB), reporting under Item 1.01 entry into a material definitive agreement and under Item 2.01 completion of an acquisition or disposition of assets. Item 9.01 provides financial statements and exhibits. No details on parties, deal structure, valuation, or terms are disclosed in the provided filing summary.

LIBERTY STAR URANIUM & METALS CORP.8-Kneutralmateriality 7/10

16-01-2026

LIBERTY STAR URANIUM & METALS CORP. filed a Form 8-K on January 16, 2026 (AccNo: 0001493152-26-002574, Size: 406 KB), reporting under Item 1.01 entry into a material definitive agreement, under Item 2.03 creation of a direct financial obligation or obligation under an off-balance sheet arrangement, and under Item 9.01 financial statements and exhibits. This is a multi-item mandatory disclosure as a material event. No details on transaction terms, values, or parties are provided in the filing summary.

HOPE BANCORP INC8-Kneutralmateriality 6/10

16-01-2026

HOPE BANCORP INC filed a Form 8-K on January 16, 2026 (AccNo: 0001128361-26-000005, Size: 619 KB), reporting under multiple items: 3.03 (Material Modifications to Rights of Security Holders), 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements), 5.03 (Amendments to Articles of Incorporation or Bylaws), 7.01 (Regulation FD Disclosure), 8.01 (Other Events), and 9.01 (Financial Statements and Exhibits). This is a multi-item mandatory filing with no specific details, transaction values, or quantitative data disclosed in the provided information.

Grayscale Bittensor Trust (TAO)8-Kneutralmateriality 7/10

16-01-2026

Grayscale Bittensor Trust (TAO) filed a Form 8-K on January 16, 2026 (AccNo: 0001193125-26-015365, Size: 936 KB), reporting Item 1.01 (Entry into a Material Definitive Agreement), Item 5.07 (Submission of Matters to a Vote of Security Holders), and Item 9.01 (Financial Statements and Exhibits). This is a multi-item mandatory filing triggered by material events, but specific details on the agreement, vote results, or exhibits are NOT_DISCLOSED. Sector not specified.

LIFECORE BIOMEDICAL, INC. DE8-Kneutralmateriality 2/10

16-01-2026

Lifecore Biomedical, Inc. (DE) filed a Form 8-K on January 16, 2026 (AccNo: 0001628280-26-002400, Size: 199 KB) disclosing an officer change under Item 5.02, covering departure of directors or certain officers, election of directors, appointment of certain officers, and compensatory arrangements. Item 9.01 includes financial statements and exhibits. No specific details on positions, individuals, reasons, or quantitative data provided in the filing summary.

Unknown8-Kneutralmateriality 2/10

16-01-2026

Company filed an 8-K on January 16, 2026 (AccNo: 0001580642-26-000286, Size: 183 KB) disclosing an officer change under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers) and Item 9.01 (Financial Statements and Exhibits). Event Type: Officer Change, Date: January 16, 2026, Source: us_sec. No specific details on positions, individuals, reasons, or quantitative data provided.

Hyperscale Data, Inc.8-K/Aneutralmateriality 7/10

16-01-2026

Hyperscale Data, Inc. filed a Form 8-K on January 16, 2026 (AccNo: 0001214659-26-000601, Size: 545 KB), reporting under Item 1.01 entry into a Material Definitive Agreement and under Item 9.01 Financial Statements and Exhibits. No details on the agreement, transaction value, parties, or financial impacts are disclosed in the provided summary. Sector is not specified.

BlackRock, Inc.8-Kneutralmateriality 3/10

16-01-2026

BlackRock, Inc. filed a Form 8-K on January 16, 2026 (AccNo: 0001193125-26-015405, Size: 338 KB), disclosing an officer change under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers) and Item 9.01 (Financial Statements and Exhibits). No specific details on the affected officer, position, reason for change, or any quantitative data are provided in the filing summary. Sector is not specified.

Unknown8-Kneutralmateriality 8/10

16-01-2026

Company filed an 8-K on January 16, 2026 (AccNo: 0001104659-26-004560, Size: 1 MB) disclosing entry into a Material Definitive Agreement (Item 1.01) and creation of a Direct Financial Obligation or Off-Balance Sheet Arrangement (Item 2.03), with Financial Statements and Exhibits (Item 9.01). This is a multi-item mandatory filing for a Material Event. No transaction details, dollar values, counterparties, or financial impacts are disclosed.

United Homes Group, Inc.8-Kneutralmateriality 2/10

16-01-2026

United Homes Group, Inc. filed a Form 8-K on January 16, 2026 (AccNo: 0001830188-26-000003, size 195 KB), disclosing an officer change under Item 5.02 related to Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. No specific details on the affected position, individual names, appointment/resignation status, reasons, or compensation provided in the available summary. Sector not specified.

New Mountain Finance Corp8-Kneutralmateriality 3/10

16-01-2026

New Mountain Finance Corp filed an 8-K on January 16, 2026 (AccNo: 0001580642-26-000287, Size: 248 KB) disclosing an officer change under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers) and Item 9.01 (Financial Statements and Exhibits). No specific details on the officer's position, name, appointment or resignation, reasons, or compensation are provided in the summary. Sector is not specified.

FutureTech II Acquisition Corp.8-Kneutralmateriality 3/10

16-01-2026

FutureTech II Acquisition Corp. filed an 8-K on January 16, 2026 (AccNo: 0001493152-26-002585, Size: 277 KB), disclosing changes in its certifying accountant under Item 4.01 and financial statements and exhibits under Item 9.01. No merger or acquisition details, transaction values, parties, or strategic rationale are mentioned in the filing summary. Sector is not specified.

Coeptis Therapeutics Holdings, Inc.8-Kbearishmateriality 10/10

16-01-2026

Coeptis Therapeutics Holdings, Inc. filed a Form 8-K on January 16, 2026 (AccNo: 0001683168-26-000370, Size: 242 KB) reporting under Item 3.01 a Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing. No specific details on the reason for delisting, financial impacts, or transaction values are disclosed. Sector is not specified.

KKR & Co. Inc.8-Kneutralmateriality 6/10

16-01-2026

KKR & Co. Inc. filed a Form 8-K on 2026-01-16 (AccNo: 0001140361-26-001496, Size: 220 KB) disclosing Items 1.01 (Entry into a Material Definitive Agreement) and 2.03 (Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement). This is a multi-item filing with no specific details on the agreement, counterparties, transaction value, or financial terms provided in the summary.

OneIM Acquisition Corp.8-Kneutralmateriality 5/10

16-01-2026

OneIM Acquisition Corp. filed an 8-K on January 16, 2026 (AccNo: 0001213900-26-005171, Size: 1 MB) disclosing a Merger/Acquisition event via Item 1.01 (Entry into a Material Definitive Agreement), Item 3.02 (Unregistered Sales of Equity Securities), Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements), Item 5.03 (Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year), Item 8.01 (Other Events), and Item 9.01 (Financial Statements and Exhibits). No specific details on deal structure, parties, valuation, or financial metrics are disclosed in the provided filing summary. Sector not specified.

Sharps Technology Inc.8-Kneutralmateriality 7/10

16-01-2026

Sharps Technology Inc. filed a Form 8-K on January 16, 2026 (AccNo: 0001493152-26-002584, Size: 308 KB), reporting Item 1.01 (Entry into a Material Definitive Agreement), Item 8.01 (Other Events), and Item 9.01 (Financial Statements and Exhibits). No specific details on the agreement, events, transaction values, or financial impacts are disclosed in the provided filing summary. Sector is not specified.

GameSquare Holdings, Inc.8-Kneutralmateriality 3/10

16-01-2026

GameSquare Holdings, Inc. disclosed an officer change via Form 8-K filed on 2026-01-16 (AccNo: 0001493152-26-002602, Size: 424 KB), under Item 5.02 covering departures of directors or certain officers, elections, appointments, or compensatory arrangements of certain officers, and Item 9.01 for financial statements and exhibits. No specific details on the key position affected, individuals involved, appointment or resignation status, reasons, or timing are explicitly stated. Sector is not specified.

Applied Digital Corp.8-Kneutralmateriality 4/10

16-01-2026

Applied Digital Corp. filed a Form 8-K on January 16, 2026 (AccNo: 0001493152-26-002580, Size: 263 KB) disclosing an officer change under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers), other events under Item 8.01, and financial statements/exhibits under Item 9.01. No specific details on the officer's name, position, appointment/resignation status, reasons, or compensation are provided in the summary. Sector is not specified.

Unknown8-Kneutralmateriality 7/10

16-01-2026

Company filed 8-K on January 16, 2026 (AccNo: 0001580642-26-000288) reporting entry into a Material Definitive Agreement (Item 1.01), creation of a Direct Financial Obligation or Off-Balance Sheet Arrangement (Item 2.03), and Departure/Election/Appointment of Directors/Officers or Compensatory Arrangements (Item 5.02), with exhibits under Item 9.01. This is a multi-item mandatory filing with no specific details on transaction terms, parties, values, or personnel provided. All quantitative and qualitative event specifics are NOT_DISCLOSED.

Strive, Inc.8-Kneutralmateriality 5/10

16-01-2026

Strive, Inc. filed an 8-K on January 16, 2026 (AccNo: 0000950103-26-000616, Size: 1 MB), disclosing a Merger/Acquisition event under Items 1.01 (Entry into a Material Definitive Agreement), 2.01 (Completion of Acquisition or Disposition of Assets), 2.03 (Creation of a Direct Financial Obligation or Off-Balance Sheet Arrangement), 5.02 (Departure/Election of Directors/Officers and Compensatory Arrangements), 8.01 (Other Events), and 9.01 (Financial Statements and Exhibits). No specific details on parties, deal structure, valuation, consideration, synergies, regulatory pathway, shareholder impact, or quantitative metrics are disclosed in the provided filing summary. Sector is not specified.

Unknown8-Kneutralmateriality 5/10

16-01-2026

Unnamed company filed an 8-K on January 16, 2026 (AccNo: 0001193125-26-015466, Size: 1 MB) as a Material Event, reporting Item 1.01 (Entry into a Material Definitive Agreement), Item 2.03 (Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement), and Item 9.01 (Financial Statements and Exhibits). No details on the core event, transaction value, parties, strategic importance, financial impacts, or other specifics are disclosed in the provided filing summary. All quantitative financial metrics, named entities, and further context are NOT_DISCLOSED.

Semler Scientific, Inc.8-Kneutralmateriality 9/10

16-01-2026

Semler Scientific, Inc. filed an 8-K on January 16, 2026 (AccNo: 0001104659-26-004581), disclosing entry into and termination of a material definitive agreement (Item 1.01/1.02), completion of acquisition or disposition of assets (Item 2.01), notice of delisting or failure to satisfy listing standards (Item 3.01), material modifications to rights of security holders (Item 3.03), changes in control (Item 5.01), departures/elections of directors/officers (Item 5.02), amendments to articles/bylaws (Item 5.03), and financial statements/exhibits (Item 9.01). No parties, deal structure, valuation, or quantitative details are provided. Events suggest a significant transaction involving change of control and potential privatization or delisting.

KEYCORP /NEW/8-Kneutralmateriality 2/10

16-01-2026

KeyCorp (/NEW/) filed a Form 8-K on January 16, 2026 (AccNo: 0000091576-26-000003, size: 232 KB), disclosing an officer change under Item 5.02, which pertains to departures of directors or certain officers, election of directors, appointment of certain officers, and compensatory arrangements of certain officers. No specific details on the key position affected, individuals involved, appointment or resignation status, reasons, or any quantitative impacts are provided. Sector is not specified.

American Resources Corp8-Kbearishmateriality 10/10

16-01-2026

American Resources Corp filed a Form 8-K on January 16, 2026 (AccNo: 0001654954-26-000427, Size: 579 KB) disclosing Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, and Item 9.01: Financial Statements and Exhibits. This indicates a material delisting event from the US market, but no specific reasons, financial details, transaction values, or impacts are provided in the filing summary. Sector is not specified.

CARRIAGE SERVICES INC8-Kneutralmateriality 2/10

16-01-2026

Carriage Services Inc filed a Form 8-K on January 16, 2026 (AccNo: 0001016281-26-000010, Size: 200 KB), disclosing an officer change under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers), Regulation FD Disclosure under Item 7.01, and Financial Statements and Exhibits under Item 9.01. No specific details on the affected officer, position, appointment or resignation, reasons, or any quantitative data are provided in the filing summary. Sector is not specified.

Unknown8-Kneutralmateriality 7/10

16-01-2026

Company filed Form 8-K on January 16, 2026 (AccNo: 0001580642-26-000289, Size: 191 KB), reporting under Item 1.01 (Entry into a Material Definitive Agreement), Item 2.03 (Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement), Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers), and Item 9.01 (Financial Statements and Exhibits). This is a multi-item material event filing with no specific details on the agreement, obligation, personnel changes, transaction values, or other quantitative data provided in the disclosure summary. Sector is not specified.

MDU RESOURCES GROUP INC8-Kneutralmateriality 7/10

16-01-2026

MDU Resources Group Inc filed a Form 8-K on January 16, 2026 (AccNo: 0000067716-26-000005, Size: 24 MB), reporting Items 1.01 (Entry into a Material Definitive Agreement), 2.03 (Creation of a Direct Financial Obligation or Off-Balance Sheet Arrangement), and 9.01 (Financial Statements and Exhibits). This is a multi-item filing indicating a significant agreement and financial obligation, but specific transaction details, dollar values, parties, or impacts are NOT_DISCLOSED in the provided summary.

Meta Platforms, Inc.8-Kneutralmateriality 3/10

16-01-2026

Meta Platforms, Inc. filed a Form 8-K on January 16, 2026 (AccNo: 0001628280-26-002429, size 185 KB) disclosing an officer change under Item 5.02. Item 5.02 covers Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers. No specific details on individuals, positions, reasons, or financial terms are provided.

MGM Resorts International8-Kneutralmateriality 3/10

16-01-2026

MGM Resorts International filed a Form 8-K on January 16, 2026 (AccNo: 0000789570-26-000010, Size: 309 KB) disclosing an officer change under Item 5.02, covering departures of directors or certain officers, elections of directors, appointments of certain officers, and compensatory arrangements of certain officers. Item 9.01 references financial statements and exhibits. No specific details on the officer involved, position, reason for change, or any quantitative data are provided in the filing summary.

AST SpaceMobile, Inc.8-Kneutralmateriality 3/10

16-01-2026

AST SpaceMobile, Inc. filed an 8-K on January 16, 2026 (AccNo: 0001493152-26-002617, Size: 204 KB) disclosing an officer change under Item 5.02, covering departure of directors or certain officers, election of directors, appointment of certain officers, and compensatory arrangements of certain officers. Item 9.01 indicates financial statements and exhibits were included. No specific details on the officer, position, reason, or terms provided in the summary.

NRX Pharmaceuticals, Inc.8-Kbearishmateriality 9/10

16-01-2026

NRX Pharmaceuticals, Inc. filed a Form 8-K on January 16, 2026 (AccNo: 0001437749-26-001455, Size: 208 KB), reporting a delisting event under Item 3.01 (Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing), along with Items 7.01 (Regulation FD Disclosure), 8.01 (Other Events), and 9.01 (Financial Statements and Exhibits). This multi-item filing discloses a notice of delisting from the US market. No financial metrics, transaction values, or specific details on the delisting reasons are provided.

Affirm Holdings, Inc.8-Kneutralmateriality 2/10

16-01-2026

Affirm Holdings, Inc. filed a Form 8-K on January 16, 2026 (AccNo: 0001628280-26-002442, Size: 141 KB), disclosing under Item 5.02 matters related to departure of directors or certain officers, election of directors, appointment of certain officers, or compensatory arrangements of certain officers. No specific details on individuals involved, positions, reasons for change, or terms are stated. Sector is not specified.

Clean Energy Technologies, Inc.8-Kneutralmateriality 7/10

16-01-2026

Clean Energy Technologies, Inc. filed a Form 8-K on January 16, 2026 (AccNo: 0001493152-26-002624), reporting under Item 1.01 (Entry into a Material Definitive Agreement), Item 3.02 (Unregistered Sales of Equity Securities), and Item 9.01 (Financial Statements and Exhibits). This is a multi-item mandatory disclosure of material events, but no details on the agreement, securities sales, transaction values, parties involved, or financial impacts are provided in the summary. All quantitative metrics such as dollar values, share counts, or percentages are NOT_DISCLOSED.

MICROVISION, INC.8-Kbearishmateriality 10/10

16-01-2026

MicroVision, Inc. filed a Form 8-K on January 16, 2026 (AccNo: 0001493152-26-002621, size: 201 KB) reporting under Item 3.01 a notice of delisting or failure to satisfy a continued listing rule or standard, or transfer of listing from the US market. No specific reasons, financial details, transaction values, or further impacts are disclosed. Sector is not specified.

ARTELO BIOSCIENCES, INC.8-Kbearishmateriality 9/10

16-01-2026

ARTELO BIOSCIENCES, INC. filed Form 8-K on 2026-01-16 (AccNo: 0001640334-26-000109, Size: 143 KB) under Item 3.01, disclosing a notice of delisting or failure to satisfy a continued listing rule or standard, or transfer of listing. Sector not specified. No financial metrics, transaction values, or additional details provided in the filing summary.

Lafayette Digital Acquisition Corp. I8-Kneutralmateriality 2/10

16-01-2026

Lafayette Digital Acquisition Corp. I filed an 8-K on January 16, 2026 (AccNo: 0001213900-26-005241, Size: 410 KB) disclosing a Merger/Acquisition event under Item 8.01 (Other Events) and Item 9.01 (Financial Statements and Exhibits). No details on deal structure, parties involved, valuation, consideration, synergies, regulatory pathway, or shareholder impacts are explicitly stated. Sector is not specified.

Unknown8-Kneutralmateriality 7/10

16-01-2026

An unnamed company filed an 8-K on January 16, 2026 (AccNo: 0001213900-26-005217, Size: 1 MB) disclosing a Merger/Acquisition event under Item 1.01 (Entry into a Material Definitive Agreement), Item 3.02 (Unregistered Sales of Equity Securities), Item 7.01 (Regulation FD Disclosure), and Item 9.01 (Financial Statements and Exhibits). No specific parties, deal structure, valuation, or quantitative details are mentioned in the provided filing summary. Sector is not specified.

HeartSciences Inc.8-Kneutralmateriality 7/10

16-01-2026

HeartSciences Inc. filed a Form 8-K on January 16, 2026 (AccNo: 0001213900-26-005245), reporting under Item 1.01 (Entry into a Material Definitive Agreement), Item 2.03 (Creation of a Direct Financial Obligation or Off-Balance Sheet Arrangement), Item 3.02 (Unregistered Sales of Equity Securities), and Item 9.01 (Financial Statements and Exhibits). No specific transaction details, dollar values, share counts, parties, or terms are disclosed in the provided summary. This is a multi-item mandatory filing signaling a material financing-related event.

WARRIOR MET COAL, INC.8-Kneutralmateriality 7/10

16-01-2026

Warrior Met Coal, Inc. filed a Form 8-K on January 16, 2026 (AccNo: 0001193125-26-015506, Size: 176 KB), reporting under Item 1.01 entry into a material definitive agreement and under Item 2.03 creation of a direct financial obligation or off-balance sheet arrangement. No specific transaction details, dollar values, or terms are disclosed in the provided filing summary. Sector not specified.

NovaBay Pharmaceuticals, Inc.8-Kneutralmateriality 7/10

16-01-2026

NovaBay Pharmaceuticals, Inc. filed a Form 8-K on January 16, 2026 (AccNo: 0001437749-26-001459, Size: 1 MB), reporting Item 1.01 (Entry into a Material Definitive Agreement), Item 3.02 (Unregistered Sales of Equity Securities), Item 8.01 (Other Events), and Item 9.01 (Financial Statements and Exhibits). No specific details on the agreement, sales, events, or exhibits are provided in the summary. Sector is not specified.

Fusemachines Inc.8-Kbearishmateriality 10/10

16-01-2026

Fusemachines Inc. filed a Form 8-K on January 16, 2026 (AccNo: 0001493152-26-002639, Size: 256 KB) under Item 3.01, disclosing a Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing from the US market. No specific reasons for delisting, financial impacts, transaction values, or sector details are provided. This is a material regulatory event signaling potential liquidity and valuation risks.

Rein Therapeutics, Inc.8-Kneutralmateriality 5/10

16-01-2026

Rein Therapeutics, Inc. filed a Form 8-K on January 16, 2026 (AccNo: 0001193125-26-015524, Size: 342 KB) reporting under Item 1.01 (Entry into a Material Definitive Agreement), Item 2.03 (Creation of a Direct Financial Obligation or Off-Balance Sheet Arrangement), Item 3.02 (Unregistered Sales of Equity Securities), and Item 9.01 (Financial Statements and Exhibits). No specific details on the core transaction, dollar values, share counts, counterparties, or financial impacts are disclosed in the provided filing summary. Sector is not specified.

Mount Logan Capital Inc.8-Kneutralmateriality 7/10

16-01-2026

Mount Logan Capital Inc. filed a Form 8-K on January 16, 2026 (AccNo: 0001628280-26-002447, Size: 680 KB), reporting under Item 1.01 Entry into a Material Definitive Agreement, Item 7.01 Regulation FD Disclosure, and Item 9.01 Financial Statements and Exhibits. This is a multi-item filing for a material event. Sector not specified; no specific details on the agreement, transaction value, or financial impacts provided.

NORTH EUROPEAN OIL ROYALTY TRUST8-Kneutralmateriality 4/10

16-01-2026

North European Oil Royalty Trust filed an 8-K on January 16, 2026 (AccNo: 0001140361-26-001518, Size: 162 KB), reporting an officer change under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers), along with Item 7.01 (Regulation FD Disclosure) and Item 9.01 (Financial Statements and Exhibits). No specific details on the officer involved, position affected, reason for change, or any quantitative data are disclosed in the provided summary. Sector is not specified.

NKGen Biotech, Inc.8-Kneutralmateriality 8/10

16-01-2026

NKGen Biotech, Inc. filed a Form 8-K on January 16, 2026 (AccNo: 0001213900-26-005260, Size: 259 KB), reporting entry into a material definitive agreement under Item 1.01 and creation of a direct financial obligation or off-balance sheet arrangement under Item 2.03, with financial statements and exhibits under Item 9.01. No specific details on the transaction, dollar value, terms, counterparties, or financial metrics are disclosed in the provided filing summary. This is a multi-item mandatory disclosure.

Helio Corp /FL/8-Kneutralmateriality 7/10

16-01-2026

Helio Corp (/FL/) filed a Form 8-K on January 16, 2026 (AccNo: 0001213900-26-005256, Size: 1 MB), reporting under Item 1.01 (Entry into a Material Definitive Agreement), Item 2.03 (Creation of a Direct Financial Obligation or Off-Balance Sheet Arrangement), Item 3.02 (Unregistered Sales of Equity Securities), and Item 9.01 (Financial Statements and Exhibits). This is a multi-item filing indicating a significant transaction involving a new agreement, financial obligation, and equity issuance. No specific details on transaction value, parties, terms, or financial metrics are disclosed in the provided information.

Get daily alerts with 5 investment signals, 4 risk alerts, 4 opportunities and full AI analysis of all 104 filings

πŸ‡ΊπŸ‡Έ More from United States

View all β†’
Global High-Priority Regulatory Events β€” January 15, 2026 | Gunpowder Blog