Nasdaq 100 Stocks SEC Filings — April 16, 2026

16-04-2026

PepsiCo reported first-quarter 2026 net revenue of $19,443 million, up 8.5% YoY from $17,919 million, with organic revenue growth of 2.6%, driven by net pricing and a slight volume contribution amid a 3.4-point FX tailwind and 2.5-point acquisitions/divestitures benefit. Operating profit increased 24% to $3,213 million with margin expansion of 210 bps, and diluted EPS rose 27% to $1.70, while core constant currency EPS grew 5%. However, overall organic volume declined 3%, with beverages down and declines in segments like PBNA (-2.5% volume) and some international areas, though North America showed sequential improvements and convenient foods volume grew modestly.

• ·Company affirms FY 2026 guidance: organic revenue growth 2-4%, core constant currency EPS growth 4-6%, net revenue growth 4-6%, core EPS growth 5-7%, FX tailwind ~1 pp, acq/div ~1 pp to revenue.
• ·4% increase in annualized dividend per share beginning June 2026 payment, marking 54th consecutive annual increase.
• ·Net cash provided by operating activities: $41M in Q1 2026 vs $(973M) in Q1 2025.
• ·Core annual effective tax rate guidance ~22%, capital spending <5% of net revenue, free cash flow conversion >=80%.

16-04-2026

Immunocore Holdings plc has filed its DEF 14A proxy statement for the 2026 Annual General Meeting (AGM) on May 27, 2026, at 2:00 p.m. London time, held hybrid in London and via meetnow.global/IHCAGM2026, seeking shareholder approval via ordinary resolutions for re-appointing directors Siddharth Kaul, William Pao M.D. Ph.D., and Kristine Peterson; advisory vote on named executive officer compensation; ratification and re-appointment of Deloitte LLP as U.S. and U.K. auditors; adoption of the 2025 U.K. annual report and directors' remuneration report; and authorization for political donations/expenditures up to £50,000 each to parties, organizations, or incurred directly. The board recommends voting in favor of all resolutions, with voting by poll and record date of May 22, 2026 at 6:00 p.m. London time for ordinary shares.

• ·Ordinary share record date for AGM voting: May 22, 2026, 6:00 p.m. London time (1:00 p.m. EDT)
• ·ADS holder record date: April 2, 2026, 5:00 p.m. EDT
• ·Proxy submission deadline: May 22, 2026, 2:00 p.m. London time (9:00 a.m. EDT)
• ·Political donation/expenditure authority period: from AGM to 2027 AGM or May 27, 2027, whichever later

16-04-2026

On April 15, 2026, the Board of Trustees of abrdn National Municipal Income Fund (VFL) approved a change to its non-fundamental investment policy, raising the limit on below-investment grade municipal obligations from 20% of net assets to 100% of assets, effective June 1, 2026, with anticipated initial allocation of 30% rising to 30-50% over time. While this may allow for greater exposure to potentially higher-yielding securities, it increases credit risk, volatility, illiquidity, and substantial risk of loss from speculative high-yield 'junk' bonds. All other investment limitations remain unchanged.

• ·Press release attached as Exhibit 99.1.
• ·Fund's securities trade under symbol VFL on the New York Stock Exchange.

16-04-2026

Meta Platforms, Inc.'s 2026 Proxy Statement proposes the election of 12 director nominees with diverse expertise and ratification of Ernst & Young LLP as independent auditors for fiscal 2026, while recommending against all 9 shareholder proposals on topics including AI data usage, executive pay frequency, dual-class structure, human rights, antisemitism, climate commitments, and child safety in compensation. The company highlights engagement with over 50 shareholders representing approximately 40% of outstanding shares and an executive compensation program heavily weighted toward equity awards, with the CEO receiving a $1 annual base salary. No declines or flat metrics are reported, as this is a governance-focused filing.

• ·Shareholder engagement in 2025 covered corporate governance, board of directors, AI, platform integrity, youth safety, and sustainability.
• ·Board voting recommendations: FOR Proposal 1 (election of 12 directors) and Proposal 2 (ratification of Ernst & Young LLP); AGAINST Proposals 3-11.
• ·Annual Meeting voting matters detailed on pages 24, 38, 67-81 of the proxy statement.
• ·Proxy statement filed April 16, 2026, covering fiscal year ending December 31, 2025.

16-04-2026

Cottonwood Communities, Inc. issued and sold 188,601 shares of Series A Convertible Preferred Stock under its ongoing private placement offering from April 1 through April 15, 2026, receiving aggregate proceeds of $1,849,005 after paying $81,840 in selling commissions and $51,585 in placement fees. As of April 15, 2026, 12,400,430 shares of Series A Convertible Preferred Stock are outstanding from the offering launched on September 19, 2023, with a maximum of $150,000,000. The offering is conducted pursuant to Rule 506(b) of Regulation D to accredited investors.

• ·Private Offering launched September 19, 2023, exempt under Rule 506(b) of Regulation D, offered at $10.00 per share to accredited investors without general solicitation.
• ·Date of earliest event reported: April 10, 2026; Filing date: April 16, 2026.

16-04-2026

Faraday Future Intelligent Electric Inc. amended its securities purchase agreement with Gold King Arthur Holding Limited, a purchaser designated by AIxCrypto Holdings Inc., increasing the total investment from $10 million to $12 million, consisting of $500,000 in common stock (1,923,077 shares at $0.26 per share) and $11.5 million in convertible Series C preferred stock. The amendment eliminates the anti-dilution true-up provision, replacing it with a warrant to purchase up to 1,000,000 shares of common stock at $1.50 per share (4-year term, exercisable after delivery of the 500th FX Super One vehicle), which the company views as favorable to existing stockholders. Proceeds will fund the EAI robotics business targeting 1,000 deliveries with positive contribution margin and FX Super One advancement in 2026.

• ·Per share purchase price revised to average closing price of 10 trading days prior to April 14, 2026 signing date: $0.26
• ·Warrant exercise price: $1.50 per share; term: 4 years
• ·Initial Agreement dated February 4, 2026
• ·AIxC pre-funded the $12 million on behalf of the investor

16-04-2026

On April 14, 2026, Michael L. Swenson, a member of the Board of Directors of Citizens Community Bancorp, Inc. (CZWI) since May 2011, provided notice that he will continue serving until the 2026 annual meeting of stockholders on June 16, 2026, but does not plan to stand for re-election. Mr. Swenson's decision is not due to any disagreement with the Company. The filing was signed by James S. Broucek, Chief Financial Officer, on April 16, 2026.

• ·Company incorporated in Maryland; NASDAQ: CZWI; Principal offices in Eau Claire, WI.

16-04-2026

Netflix's 2026 DEF 14A Proxy Statement details 2025 board governance, including 6 Board meetings with at least 75% attendance by all members and full attendance at most committee meetings (Compensation: 3, Audit: 7, Nominating & Governance: 4). Chairman Reed Hastings will not stand for re-election, leading to a review of leadership structure with co-CEOs Greg Peters and Ted Sarandos on the Board and Jay Hoag as lead independent director. Non-employee directors received stock option awards valued mostly at $407,877, with partial-year adjustments for Timothy M. Haley ($205,211), Elinor Mertz ($202,032), and Susan E. Rice ($373,592 options + $25,000 cash).

• ·Effective April 17, 2025, Reed Hastings transitioned from Executive Chairman to non-executive Chairman, receiving director compensation from May 2025.
• ·Leslie Kilgore moved from Audit Committee to Compensation Committee Chair on June 5, 2025.
• ·Elinor Mertz joined Audit Committee in June 2025.
• ·Ambassador Susan E. Rice transitioned from cash retainer to stock options in February 2025.
• ·Jay Hoag missed one Nominating and Governance Committee meeting convened to consider his resignation but attended all others.
• ·No Compensation Committee interlocks or insider participation.
• ·Director equity grants made monthly on first trading day at FMV strike price, fully vested upon grant.

16-04-2026

International Battery Metals Ltd. announced a non-brokered private placement financing under a prior LOI, with affiliates of insider EV Metals VII LLC (controlled by director Jacob Warnock) subscribing for the remaining USD $2.8 million of units at USD $0.08 per unit, each consisting of one common share and one four-year warrant exercisable at C$0.15 per share. The offering is expected to close around April 24, 2026, pending TSXV approval, and includes a 5% cash structuring fee to Jacob Warnock. No financial performance metrics or declines were reported.

• ·Units subject to four-month plus one-day hold period under Canadian securities laws and restricted under U.S. Securities Act Section 4(a)(2).
• ·Filing date and earliest event date: April 16, 2026.
• ·Expected closing: on or around April 24, 2026, pending TSXV approval.

16-04-2026

Altimmune, Inc. filed a Certificate of Amendment to its Amended and Restated Certificate of Incorporation, increasing the total authorized shares of capital stock to 401,000,000, comprising 400,000,000 shares of Common Stock and 1,000,000 shares of Preferred Stock, each with a par value of $0.0001 per share. The amendment was adopted by the Board of Directors and stockholders in accordance with Delaware GCL section 242 and becomes effective at 5:30 p.m. EDT on April 16, 2026.

• ·Corporation originally incorporated on April 25, 2005, under the name Healthcare Acquisition Corp.
• ·Amendment adopted pursuant to section 242 of the Delaware General Corporation Law (GCL).

16-04-2026

Texas Community Bancshares, Inc. reported achieving the highest annual ROA and ROE in the past decade in 2025 through efficiencies, balance sheet rightsizing, and capital returns via increased dividends and stock repurchases, alongside NIM expansion and technology upgrades. However, the company noted deterioration in two large secured loan relationships, resulting in collateral moved to REO, though positioned favorably with market interest and NPLs returning to historic levels. The proxy statement solicits votes for electing three directors and ratifying Forvis Mazars, LLP as auditors at the May 19, 2026 annual meeting.

• ·Annual meeting at 10:00 a.m. local time on May 19, 2026, at 215 W Broad Street, Mineola, Texas.
• ·Record date: March 27, 2026.
• ·Proxy materials mailed beginning April 16, 2026; available at https://annualgeneralmeetings.com/tcbs2026/ including Form 10-K for year ended December 31, 2025.
• ·Record holders owning >10% of shares have voting limited to 10%.

16-04-2026

Paladin Wealth, LLC filed its quarterly 13F-HR report on April 16, 2026, disclosing $145,381,132 in total holdings value across 125 positions as of March 31, 2026, with all positions held under sole discretionary authority. The portfolio is diversified with heavy emphasis on ETFs including SPDR sector and index funds (e.g., $11,881,564 in SPDR CUSIP 78464A854) and fixed income products like DoubleLine Mortgage ETF ($5,394,172), alongside equities such as NVIDIA ($3,232,155), Amazon ($3,166,745), and Microsoft ($2,701,501). No prior period comparisons or changes are provided in the filing.

• ·All 125 holdings reported with sole voting authority (SH SOLE); no shared power or other managers.
• ·No put/call options or short positions reported.
• ·Firm details: CIK 0002040377, EIN 821090419, based in Arden Hills, MN.

16-04-2026

PECO Energy Company withdrew its electric and gas rate proceedings filed on March 30, 2026, with the Pennsylvania Public Utility Commission, leading to delays in capital projects and implementation of operational efficiencies. The Maryland Utility RELIEF Act passed the Maryland General Assembly on April 13, 2026, awaiting Governor's signature to modify ratemaking for BGE, Pepco, and DPL. Despite these developments, Exelon reaffirmed its 2026 Adjusted operating earnings guidance of $2.81-$2.91 per share and cumulative annualized growth from 2025 to 2029 near the top end of the 5 to 7 percent range.

• ·PECO will continue evaluating timing and approach for future capital investments informed by customer affordability, system reliability, and stakeholder engagement.
• ·Exelon first quarter 2026 earnings call scheduled for May 6, 2026.
• ·Press release attached as Exhibit 99.1.

16-04-2026

Community Bancorp (CMTV) amended its prior dividend announcement by changing the record date for its quarterly cash dividend of $0.25 per share from April 15, 2026, to April 26, 2026, while keeping the payment date as May 1, 2026. This amendment supersedes the original Form 8-K filed on March 18, 2026. No changes to the dividend amount were made.

• ·Original record date: April 15, 2026 (changed)
• ·New record date: April 26, 2026
• ·Payment date: May 1, 2026
• ·Filing amends 8-K dated March 18, 2026
• ·Exhibit 99.1: Press Release dated April 16, 2026

16-04-2026

FIRST COMMUNITY TRUST NA filed a 13F-HR reporting total equity holdings valued at $135,521,083 across 359 positions as of March 31, 2026. Top holdings include Apple Inc. ($11,665,204, 45,964 shares), Nvidia Corp. ($8,634,893, 49,512 shares), Microsoft Corp. ($7,203,138, 19,459 shares), Applied Materials Inc. ($9,857,565, 28,841 shares), and Alphabet Inc. Class A ($5,290,241, 18,397 shares). The portfolio shows diversification but no prior period comparisons are provided in the filing.

• ·Filing date: April 16, 2026
• ·Report period end: March 31, 2026
• ·Business address: 3385 Hillcrest Rd Ste 100, Dubuque, IA 52002
• ·Phone: 563-587-0534

16-04-2026

The Federal Home Loan Bank of San Francisco reported the creation of a direct financial obligation through a consolidated obligation bond issuance for which it is the primary obligor, with a par value of $10,000,000. The bond, traded on April 14, 2026, has a settlement date of April 30, 2026, matures on April 17, 2028, features a fixed constant coupon rate of 4.050%, and is subject to optional principal redemption on a Bermudan style with next call date July 17, 2026. This routine funding activity via capital markets has no associated period-over-period comparisons or performance metrics.

• ·CUSIP: 3130BADV6
• ·Next pay date: October 17, 2026
• ·Call type: Optional Principal Redemption
• ·Call style: Bermudan
• ·Rate type/sub-type: Fixed Constant