Nasdaq 100 Stocks SEC Filings — April 20, 2026

USA NASDAQ-100

7 high priority8 medium priority15 total filings analysed

Executive Summary

Across 15 filings from the USA NASDAQ-100 stream (April 20, 2026), proxy statements dominate (9/15 filings), signaling peak governance season with annual meetings clustered in late May to mid-June 2026, focusing on director elections, auditor ratifications, and equity plan expansions. Notable outliers include Muncy Columbia Financial's stellar Q1 2026 results with net income surging 64.6% YoY to $7.2M, NIM expanding 50bps YoY to 4.33%, and deposit growth of $40.8M QoQ, contrasting neutral sentiment elsewhere. Financing activities highlight risks, such as Faraday Future's $45M dilutive notes (9% and 3.5% interest, convertible after 6 months subject to Nasdaq $0.0603 min price), while Acadia Realty's amended credit facility garners positive sentiment. Apple's planned CEO transition (Tim Cook to Exec Chair, John Ternus to CEO on Sept 1, 2026) is neutral but material, with comp details pending. Limited period-over-period data shows Muncy as a strong financial performer amid sparse metrics; forward-looking includes AITX FY2027 revenue targets and multiple proxy catalysts. Portfolio-level: Neutral sentiment prevails (13/15), with governance focus outweighing operational trends, but capital raises signal cash needs in EVs/biotech.

Tracking the trend? Catch up on the prior Nasdaq 100 Stocks SEC Filings digest from April 13, 2026.

Investment Signals(11)

  • Q1 2026 net income +64.6% YoY to $7.156M ($2.02/share vs $1.23), NIM expanded 50bps YoY to 4.33%, deposits +$40.8M QoQ, special $1/share dividend payable Apr 23

  • Fourth Amended Credit Agreement (Revolver, Term A-1/A-2/A-3 facilities) with major banks (BoA, Wells Fargo), positive sentiment on strengthened liquidity

  • Smooth CEO succession with John Ternus (SVP Hardware) to CEO Sept 1, 2026; no family relationships or disclosable transactions, standard indemnification [BULLISH continuity]

  • AITX(BULLISH)

    Issued FY2027 revenue targets and market opportunity press release under Reg FD, signaling forward growth focus

  • Non-interest expense -9.1% YoY to $10.2M (post one-time costs), provision for credit losses down to $69k from $110k YoY

  • Proxy seeks approval for +6M shares to 2004 Equity Incentive Plan, supporting employee retention amid governance refresh

  • Policy shift to 100% below-investment grade munis effective June 1 aligns with peer MFS, potential yield boost

  • Intelligent Bio Solutions (INBS)(BULLISH)

    Shares outstanding updated to 2.18M post warrant exercises/ATM sales, indicating capital inflow via Sept 2024 agreement

  • Definitive proxy for June 11 meeting with 64.7M shares outstanding, standard director/auditor votes signal stable governance

  • Saga Communications (SGA)

    Board size reduction to 7 directors at June 1 meeting, retirement of Timothy Clarke, streamlined leadership [BULLISH efficiency]

  • Updated Clawback Policy (eff Oct 2023) and Insider Trading Policies in 10-K/A, enhances governance post-2025 FY

Risk Flags(8)

  • Faraday Future (FFIE) / Dilution[HIGH RISK]

    $45M notes (A-1 $15.8M at 9%, B $30M at 3.5%) mature 24mo, redeemable/convertible to Class A stock after 6mo at Nasdaq min $0.0603, 1.5x share reserve required

  • Faraday Future (FFIE) / Exchange Conditions[HIGH RISK]

    Note exchanges up to 50% of $300k+ reductions require $5M equity, market cap thresholds, stockholder approval

  • Tim Cook transition details pending Item 5.02(c)(3) amendment within 4 business days, potential comp/leadership uncertainty

  • Non-interest income pressured by $637k loan sale loss (vs $83k gain YoY), despite overall +YoY

  • BVPS dipped to $54.29 from $54.44 QoQ amid asset growth to $1.72B

  • Intelligent Bio Solutions (INBS) / Dilution[MEDIUM RISK]

    Shares updated to 2.18M post ATM/warrant exercises under Sept 2024 Ladenburg agreement, ongoing sales risk

  • Faraday Future (FFIE) / Proxy Solicitation

    DEFA14A for critical proposals (reverse split, share issuance, ESOP), heavy solicitation by FF Global/Weiwei Zhao [HIGH RISK governance]

  • Proposal to add 6M Class A shares to incentive plan, potential overhang with 82.7M shares outstanding

Opportunities(8)

  • +64.6% YoY net income, +18.6% NII to $16.4M, NIM 4.33% beats peers; special $1 dividend Apr 23

  • John Ternus promotion to CEO Sept 1; hardware expertise positions for product cycles, monitor comp amendment

  • Amended credit facility (CUSIPs issued) with syndication agents, enables development (Albee projects)

  • AITX / Revenue Guidance(OPPORTUNITY)

    FY2027 targets disclosed, AI/tech opportunity; pair with investor presentation for alpha

  • abrdn VFL / Yield Strategy(OPPORTUNITY)

    Junk muni limit to 100% eff June 1 aligns with MFS, potential income uplift in low-rate environment

  • May 28 virtual meeting votes on directors/equity plan; 82.7M shares, activist potential

  • June 11 meeting ratifies RSM auditors for FY2026, 64.7M shares; watch director terms to 2029

  • Saga Communications (SGA) / Board Refresh(OPPORTUNITY)

    June 1 meeting elects 7 directors post-retirement, 6.4M shares; advisory Say-on-Pay vote

Sector Themes(5)

  • Proxy Season Intensity(GOVERNANCE FOCUS)

    9/15 filings (SGAx2, Virtus AIO, IMRXx2, Entravision, FFIE, VFL) with meetings May 28-June 11; standard director/auditor votes, equity expansions signal talent retention amid neutral sentiment

  • Dilutive Financing Pressures

    EV/biotech cluster (FFIE $45M notes, INBS ATM shares to 2.18M) shows cash crunch, conversion risks post-6mo; contrasts Muncy/Acadia strength [SECTOR RISK EV/SMALL CAP]

  • Financial Metrics Outlier(BANK GROWTH)

    Muncy sole strong YoY (income +65%, NIM +50bps, deposits +$41M QoQ) vs sparse data elsewhere; highlights relative outperformance in regionals

  • Neutral Governance Overhaul(STABLE LEADERSHIP)

    Media (SGA, Entravision) and biotech (IMRX) proxies emphasize auditor ratifications (Crowe, Deloitte, RSM), board shrinks/expansions; low materiality but time-sensitive votes

  • Forward Policy Shifts(CATALYST BUILDUP)

    Funds (Virtus AIO, VFL) adjust strategies (trustee elections, junk muni to 100%); Apple leadership pivot adds tech transition theme

Watch List(7)

Filing Analyses(15)
SAGA COMMUNICATIONS INCDEFA14Aneutralmateriality 3/10

20-04-2026

Saga Communications, Inc. (SGA) filed Definitive Additional Proxy Materials (DEFA14A) on April 20, 2026, pursuant to Section 14(a) of the Securities Exchange Act of 1934. The filing was made by the registrant with no fee required. No specific proposals, financial data, or other substantive details are included in the provided materials.

Artificial Intelligence Technology Solutions Inc.8-Kneutralmateriality 6/10

20-04-2026

Artificial Intelligence Technology Solutions, Inc. (AITX) filed a Form 8-K on April 20, 2026, under Items 7.01 (Regulation FD Disclosure) and 9.01 (Exhibits), announcing the issuance of a press release titled 'AITX Shares Fiscal 2027 Revenue Targets and Market Opportunity.' The press release is furnished as Exhibit 99.1. No specific financial figures, targets, or performance metrics were detailed in the filing itself.

Virtus Artificial Intelligence & Technology Opportunities FundDEF 14Aneutralmateriality 5/10

20-04-2026

This DEF 14A proxy statement solicits votes for the Joint Annual Meeting of Shareholders of nine Virtus closed-end funds, including Virtus Artificial Intelligence & Technology Opportunities Fund (AIO), held virtually on June 1, 2026 at 3:30 p.m. ET. Proposals include electing multiple Class I, II, and III trustees/directors specific to each fund (e.g., Donald C. Burke, R. Keith Walton, and Brian T. Zino for AIO) and ratifying PricewaterhouseCoopers LLP as independent auditor for each fund. The Boards, including independent trustees, unanimously recommend voting 'FOR' all nominees and the ratification.

  • ·Record date for shareholders entitled to vote: close of business on March 31, 2026
  • ·Virtual meeting access: www.meetnow.global/MN6WL79 (control number from proxy card required)
  • ·Proxy materials first mailed: on or about April 20, 2026
  • ·Advance registration deadline for beneficial owners: 5:00 p.m. ET on May 27, 2026 (email legal proxy to shareholdermeetings@computershare.com)
FARADAY FUTURE INTELLIGENT ELECTRIC INC.8-Kneutralmateriality 9/10

20-04-2026

On April 17, 2026, Faraday Future Intelligent Electric Inc. entered into a Note Purchase Agreement with an accredited investor, issuing a Promissory Note A-1 with $15,780,000 principal and a Secured Promissory Note B with $30,000,000 principal for an aggregate purchase price of $45 million. The notes mature in 24 months, carry 9% and 3.5% interest rates respectively, and allow investor redemptions into Class A Common Stock after 6 months, subject to share reservations and Nasdaq minimum price rules. No period-over-period financial metrics are reported, but the agreement includes dilutive equity conversion risks and strict exchange conditions requiring at least $5 million shareholders' equity and market cap.

  • ·Share Reserve to be established within 10 trading days after next annual stockholder meeting, calculated as 1.5x (A Notes balance / Nasdaq Minimum Price) + 0.5x (B Note balance / Nasdaq Minimum Price).
  • ·Note Exchange right upon A Notes reduction by at least $300,000, up to half of reduction amount, subject to Exchange Conditions including stockholder approval.
  • ·Redemptions start 6 months after Purchase Price Date; aggregated across A Notes with cash or equity payment options if Nasdaq Minimum Price >= $0.0603.
  • ·Monitoring fee after 180 days: (Outstanding Balance / 0.80) - Outstanding Balance.
  • ·Trigger Events lead to potential Event of Default and Mandatory Default Amount after Cure Period.
SAGA COMMUNICATIONS INCDEF 14Aneutralmateriality 5/10

20-04-2026

Saga Communications, Inc. has issued a proxy statement for its 2026 Annual Meeting of Shareholders, to be held virtually on June 1, 2026, with a record date of April 6, 2026, for electing seven directors (noting the retirement of Timothy J. Clarke), ratifying Crowe LLP as independent auditors for the fiscal year ending December 31, 2026, and an advisory 'Say on Pay' vote on named executive officer compensation. As of the record date, 6,363,968 shares of Class A Common Stock are issued and outstanding, entitled to vote as a single class. No financial performance metrics or period-over-period comparisons are provided in the filing.

  • ·Board size reducing from eight to seven directors effective at the Annual Meeting.
  • ·Voting quorum requires holders of a majority of issued and outstanding Class A Common Stock present in person or by proxy.
  • ·Directors elected by plurality vote; Proposals 2 and 3 require majority of shares entitled to vote present.
  • ·Proxy materials available via Internet Availability Notice sent on or about April 20, 2026; 2025 Annual Report accessible online.
READING INTERNATIONAL INC10-K/Aneutralmateriality 3/10

20-04-2026

Reading International, Inc. filed a 10-K/A on April 20, 2026, incorporating exhibits by reference from prior 10-K and 10-K/A filings for the years ended December 31, 2024 and 2025. Key exhibits include Insider Trading Policies (19.1 and 19.2), List of Subsidiaries (21), Consent from Grant Thornton LLP (23.1), Sarbanes-Oxley certifications (31.1, 31.2, 32.1, 32.2), and Executive Officer Clawback Policy (97.1). No new financial data or performance metrics are disclosed.

  • ·Clawback Policy effective as of October 2, 2023.
  • ·Exhibits reference 10-K/A No.1 for year ended December 31, 2024 (filed April 21, 2025) and 10-K for year ended December 31, 2025 (filed March 31, 2026).
Immuneering CorpDEFA14Aneutralmateriality 3/10

20-04-2026

Immuneering Corporation (IMRX) filed a DEFA14A Definitive Additional Proxy Materials on April 20, 2026, pursuant to Section 14(a) of the Securities Exchange Act of 1934. This filing serves as soliciting material to supplement ongoing proxy efforts, with no fee required. No financial metrics, performance data, or operational updates are disclosed in the provided filing header.

  • ·Filing Type: DEFA14A (Schedule 14A)
  • ·Filed by the Registrant
  • ·No fee required
Immuneering CorpDEF 14Aneutralmateriality 5/10

20-04-2026

Immuneering Corporation (IMRX) has filed a definitive proxy statement (DEF 14A) for its 2026 Annual Meeting of Stockholders, to be held virtually on June 11, 2026 at 11:00 a.m. ET via www.virtualshareholdermeeting.com/IMRX2026. Shareholders of record as of April 15, 2026 (64,697,227 shares of Class A common stock outstanding) will vote on electing Peter Feinberg and Laurie B. Keating as Class II directors for terms expiring in 2029 and ratifying RSM US LLP as independent registered public accounting firm for the fiscal year ending December 31, 2026. No other matters are anticipated, and a quorum requires a majority in voting power present or by proxy.

  • ·Proxy materials first sent on or about April 20, 2026; voting deadline 11:59 p.m. ET on June 10, 2026 for phone/internet/mail.
  • ·Proposal 1 (director election) is non-discretionary (broker non-votes possible); Proposal 2 (auditor ratification) is discretionary.
  • ·Stockholder list available for examination by emailing mbookman@immuneering.com with proof of ownership, up to 10 days before meeting.
ENTRAVISION COMMUNICATIONS CORPDEF 14Aneutralmateriality 6/10

20-04-2026

Entravision Communications Corporation's DEF 14A proxy statement, filed April 20, 2026, solicits votes for the virtual 2026 Annual Meeting on May 28, 2026, including electing seven directors, ratifying Deloitte & Touche LLP as independent auditors for FY 2026, advisory approval of named executive officer compensation, and amending the 2004 Equity Incentive Plan to authorize an additional 6,000,000 shares of Class A common stock. The record date is April 13, 2026, with 82,686,451 Class A shares outstanding entitled to vote. No financial performance metrics are detailed, focusing instead on standard governance proposals.

  • ·Meeting held virtually only at 10:00 a.m. Pacific Daylight Time; no physical location.
  • ·Quorum requires majority voting interest of Class A common stock.
  • ·Brokers have discretionary voting authority only for auditor ratification (Proposal 2).
Apple Inc.8-Kneutralmateriality 10/10

20-04-2026

Apple Inc. announced on April 17, 2026, that Tim Cook will transition from Chief Executive Officer to Executive Chair of the Board effective September 1, 2026. The Board appointed John Ternus, currently Senior Vice President of Hardware Engineering, as the new CEO and a Board member effective the same date, with Art Levinson transitioning from Chair to Lead Independent Director. There are no family relationships or disclosable transactions involving Mr. Ternus.

  • ·Apple and Mr. Ternus will enter into the company's standard indemnification agreement for directors and executive officers.
  • ·Apple intends to file an amendment to this 8-K with information required by Item 5.02(c)(3) within four business days after it becomes available.
  • ·No family relationships between Mr. Ternus and any director or executive officer pursuant to Item 401(d) of Regulation S-K.
  • ·No transactions between Mr. Ternus and Apple required to be disclosed pursuant to Item 404(a) of Regulation S-K.
ACADIA REALTY TRUST8-Kpositivemateriality 8/10

20-04-2026

Acadia Realty Limited Partnership (Parent Borrower), along with Albee Retail Development LLC, Albee Development LLC, and Albee Phase 3 Development LLC (City Point Borrowers), entered into a Fourth Amended and Restated Credit Agreement dated April 17, 2026, restating the prior Third Amended and Restated Credit Agreement from April 15, 2024, with Acadia Realty Trust and certain subsidiaries as guarantors. The agreement establishes a Revolving Credit Facility, Term A-1 Facility, Term A-2 Facility, and Term A-3 Facility, administered by Bank of America, N.A., with participation from multiple banks including Wells Fargo, M&T, Truist, and PNC as syndication agents. No specific facility sizes or commitment amounts are detailed in the provided filing excerpt, and no declines or flat performance metrics are mentioned.

  • ·Published Deal CUSIP Number: 00423GAN3
  • ·Published Revolver CUSIP Number: 00423GAP8
  • ·Published Term A-1 CUSIP Number: 00423GAQ6
  • ·Published Term A-2 CUSIP Number: 00423GAR4
  • ·Published Term A-3 CUSIP Number: 00423GAS2
  • ·Existing Credit Agreement dated April 15, 2024
INTELLIGENT BIO SOLUTIONS INC.8-Kneutralmateriality 4/10

20-04-2026

Intelligent Bio Solutions Inc. (INBS) furnished an investor presentation under Item 7.01 (Regulation FD Disclosure) on April 20, 2026, accessible via the Investors section of www.ibs.inc. Under Item 8.01, the company updated shares outstanding to 2,176,848 common shares as of April 20, 2026, following warrant exercises and sales under the September 18, 2024 ATM Offering Agreement with Ladenburg Thalmann & Co. Inc. No financial performance metrics, period comparisons, or other quantitative business updates were provided in the filing.

  • ·ATM Offering Agreement dated September 18, 2024
  • ·Previous 8-K filed March 23, 2026
  • ·Presentation as Exhibit 99.1
FARADAY FUTURE INTELLIGENT ELECTRIC INC.DEFA14Aneutralmateriality 7/10

20-04-2026

Faraday Future Intelligent Electric Inc. issued additional proxy soliciting material for its Annual Meeting, seeking stockholder approval on proposals including Director Election, Note Purchase, Share Issuance, Share Authorization, Reverse Stock Split, Incentive Plan (ESOP), Say-on-Pay, and Say-on-Frequency. The preliminary proxy statement was filed with the SEC on April 17, 2026, with the definitive version expected to be mailed around April 28, 2026. FF Global Partners Investment LLC (formerly FF Top Holding LLC), FF Global Partners, LLC, and Weiwei Zhao are disclosed as additional participants in the solicitation.

  • ·Preliminary proxy statement filed with SEC on April 17, 2026.
  • ·Definitive proxy statement expected to be mailed to stockholders on or around April 28, 2026.
  • ·10-K for year ended December 31, 2025 filed with SEC on March 31, 2026.
  • ·Company's website: https://www.ff.com/; Investor contacts: ir@ff.com (English), cn-ir@ff.com (Chinese).
MUNCY COLUMBIA FINANCIAL Corp8-Kmixedmateriality 8/10

20-04-2026

Muncy Columbia Financial Corporation reported Q1 2026 net income of $7,156,000 ($2.02 per share), up 64.6% YoY from $4,345,000 ($1.23 per share), driven by net interest income growth of 18.6% to $16,443,000 and a fully tax-equivalent net interest margin expansion to 4.33% from 3.83%. Non-interest income rose slightly to $2,490,000 despite a $637,000 loss on loan sales (vs. $83,000 gain YoY), while non-interest expense fell 9.1% to $10,197,000 due to lower salaries after prior-year one-time costs. Total assets grew to $1,717,328,000 with strong deposit growth of $40,816,000 QoQ, though book value per share dipped slightly to $54.29 from $54.44 QoQ.

  • ·Provision for credit losses $69,000 in Q1 2026 vs. $110,000 in Q1 2025.
  • ·Special one-time cash dividend of $1.00 per share declared Feb 18, 2026, payable Apr 23, 2026.
  • ·Sales tax refund of $454,000 received in Q1 2026.
  • ·Journey Bank Common equity tier 1 capital ratio 15.87% at Mar 31, 2026.
abrdn National Municipal Income FundDEFA14Aneutralmateriality 7/10

20-04-2026

On April 15, 2026, the Board of Trustees of abrdn National Municipal Income Fund (VFL) approved a change to its non-fundamental investment policy, increasing the limit on below-investment grade municipal obligations from 20% of net assets to 100% of assets, effective June 1, 2026. This Supplement No. 1, dated April 20, 2026, updates the Joint Proxy Statement/Prospectus dated March 11, 2026, by removing or replacing descriptions of the prior 20% limitation and aligning VFL's strategy with MFS Municipal Income Trust. No financial metrics or performance data are provided.

  • ·This change eliminates certain described differences between VFL and MFS Municipal Income Trust in the Proxy/Prospectus sections on principal investment strategies and risks.
  • ·The Supplement must be read in conjunction with the original Proxy/Prospectus and supersedes inconsistent information.

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