S&P 500 Consumer Discretionary Sector SEC Filings — March 16, 2026

16-03-2026

Forgent Power Solutions reported fiscal Q2 2026 revenues of $296 million, up 69% YoY from $175 million, driven by strong demand in data centers and grid sectors, with bookings surging 268% to $762 million and backlog doubling to $1.5 billion YoY (up 45% QoQ). Adjusted EBITDA increased 51% to $60 million and Adjusted Net Income rose 66% to $36 million, however, the company recorded a net loss of $0.1 million versus a $6.4 million profit in the prior year quarter due to higher SG&A expenses and one-time costs. FY2026 guidance anticipates revenue of $1.275-1.325 billion (73% YoY growth at midpoint), Adjusted EBITDA of $300-310 million, and Adjusted Net Income of $190-200 million.

• ·Cash flow from operations was neutral in Q2 FY2026 due to working capital investment.
• ·Capital expenditures of $26 million primarily for capacity expansion, expected to complete by end of FY2026.
• ·Future maintenance capex expected at approximately 1% of revenues annually post-expansion.
• ·Initial Public Offering priced at $27.00 per share on February 4, 2026, trading under FPS on NYSE from February 5, 2026.
• ·Under-absorbed costs totaled approximately $6 million in Q2 FY2026.

16-03-2026

On March 16, 2026, Grayscale Investments Sponsors, LLC, sponsor of the Grayscale Bitcoin Mini Trust ETF (BTC), announced a change in the index used for valuing Bitcoin holdings and calculating NAV, switching from the CoinDesk Bitcoin Price Index (XBX) to the CoinDesk Bitcoin Benchmark Rate effective April 1, 2026. The new benchmark aggregates data from 11 constituent digital asset trading platforms, including Binance, Gemini, and Kraken, selected via rigorous IOSCO-aligned criteria covering market quality, security, regulatory compliance, and more. This operational update aims to enhance resistance to manipulation and provide a more accurate USD-denominated Bitcoin reference rate without reported disruptions or performance impacts.

• ·Index Price calculated every 5 seconds over 24-hour period using volume-weighted methodology with FX conversion, outlier detection, inactivity adjustment, and manipulation resistance.
• ·Constituent platforms must be licensed in jurisdictions including US (FinCEN), UK (FCA), EU (MiCA), Hong Kong (SFC), Singapore (MAS), UAE (VARA/ADGM), or Gibraltar (GFSC).
• ·Index License Agreement dated February 1, 2022; Index Provider has discretion to adjust methodology or venues without notice.
• ·Trust's Annual Report on Form 10-K referenced for fiscal year ended December 31, 2025.

16-03-2026

On March 16, 2026, Grayscale Investments Sponsors, LLC, sponsor of the Grayscale Bitcoin Trust ETF (GBTC), announced a change in the index used for valuing the Trust's Bitcoin holdings and calculating NAV, switching from the CoinDesk Bitcoin Price Index (XBX) to the CoinDesk Bitcoin Benchmark Rate effective April 1, 2026. The new benchmark incorporates data from 11 digital asset trading platforms including Binance, Bitstamp by Robinhood, Bullish, Bybit, Crypto.com, Gate, Gemini, HashKey, Kraken, LMAX Digital, and OKX, selected based on IOSCO-aligned criteria such as market quality, security, regulatory compliance, and AML/KYC practices. No financial impacts or performance metrics were disclosed in the filing.

• ·Index Provider may adjust calculation methodology without notice to Trust or shareholders.
• ·Constituent platforms evaluated on criteria including market quality, security, legal/regulatory compliance, KYC/AML, data provision, transparency, team, and negative events.
• ·Platforms must be licensed in jurisdictions such as US (FinCEN), UK (FCA), EU (MiCA), Hong Kong (SFC), Singapore (MAS), UAE (VARA/ADGM), or Gibraltar (GFSC).
• ·Index calculated every 5 seconds over 24-hour period using volume-weighting, FX conversion, outlier detection, inactivity adjustment, and manipulation resistance.
• ·Index License Agreement dated February 1, 2022.

16-03-2026

NextGel’s product gross revenues for the year ended December 31, 2024 showed mixed performance: Gummies surged to 33% from 21% in 2023 (+57%), Isotretinoin rose to 4% from 3% (+33%), but Advil stayed flat at 9% (0%), Progesterone dipped to 3% from 4% (-25%), and Umbral plummeted to 1% from 5% (-80%). Segment sales reflected Big Pharma increasing to 17% from 15% (+13%) and Large Suppliers to 64% from 48% (+33%), while Regional Pharma declined sharply to 20% from 37% (-46%). The 20-F annual report highlights risks from consumer preferences in OTC products and customer concentration, details a prior SPAC merger business combination, and outlines future senior secured facility covenants tightening from 5.00:1 to 3.50:1 on debt-to-EBITDA and 2.00:1 to 2.50:1 on interest coverage.

• ·Senior Secured Facility covenants tighten Consolidated Total Indebtedness to EBITDA ratio stepwise from 5.00:1 (Mar-Jun 2027) to 3.50:1 (Dec 2029).
• ·Consolidated EBITDA to Interest Expense covenants improve from 2.00:1 (Mar-Sep 2027) to 2.50:1 (Sep 2028 onward).
• ·Risks include potential loss of market share from OTC consumer preference shifts and reliance on key customers for significant sales.

16-03-2026

On March 16, 2026, Grayscale Investments Sponsors, LLC, sponsor of the Grayscale Ethereum Staking Mini ETF, announced a change in the index used for valuing Ether holdings and calculating NAV, switching from the CoinDesk Ether Price Index (ETX) to the CoinDesk Ether Benchmark Rate effective April 1, 2026. The new benchmark aggregates data from 11 constituent digital asset trading platforms including Binance, Gemini, Kraken, and others, selected via IOSCO-aligned criteria emphasizing market quality, security, regulatory compliance, and AML/KYC practices. No performance impacts or disruptions are noted in the filing.

• ·Index Price calculated every 5 seconds over 24-hour period using volume-weighted methodology with FX conversion, outlier detection, inactivity adjustment, and manipulation resistance.
• ·Constituent platforms must be licensed in jurisdictions including US (FinCEN), UK (FCA), EU (MiCA), Hong Kong (SFC), Singapore (MAS), UAE (VARA/ADGM), Gibraltar (GFSC).
• ·Index License Agreement dated February 1, 2022; Index Provider has discretion to change methodology or venues without notice.

16-03-2026

On March 16, 2026, Grayscale Investments Sponsors, LLC, sponsor of the Grayscale Ethereum Staking ETF (ETHE), announced a change in the index used to value the Trust's Ether holdings for operational purposes and NAV calculation, switching from the CoinDesk Ether Price Index (ETX) to the CoinDesk Ether Benchmark Rate effective April 1, 2026. The new benchmark aggregates data from 11 compliant digital asset trading platforms including Binance, Bitstamp by Robinhood, Bullish, Bybit, Crypto.com, Gate, Gemini, HashKey, Kraken, LMAX Digital, and OKX, selected via IOSCO-aligned criteria emphasizing market quality, security, regulatory compliance, and AML/KYC practices.

• ·Platforms must be licensed in jurisdictions including US (FinCEN), UK (FCA), EU (MiCA), Hong Kong (SFC), Singapore (MAS), UAE (VARA/ADGM), or Gibraltar (GFSC).
• ·Index Price calculated every 5 seconds over 24-hour period using volume-weighted methodology with outlier detection, FX conversion, inactivity adjustments, and manipulation resistance.
• ·Index License Agreement originally dated February 1, 2022; Index Provider can adjust methodology without notice and conducts monthly reviews of constituent platforms.

16-03-2026

ServisFirst Bancshares, Inc. announced on March 16, 2026, that its Board of Directors declared a quarterly cash dividend of $0.38 per share. The dividend is payable on April 13, 2026, to stockholders of record as of April 1, 2026.

• ·Filing includes Exhibit 99.1: Press Release dated March 16, 2026.

16-03-2026

FACT II Acquisition Corp. and Precision Aerospace & Defense Group, Inc. (PAD) hosted an Investor Day on March 12, 2026, to discuss their proposed business combination, highlighting PAD's projected pro forma $130.8M revenue and $25.2M EBITDA across engineering/sustainment, precision manufacturing, and advanced non-destructive testing segments. Leaders emphasized strong market tailwinds in aerospace & defense (31% of end markets), commercial aviation (50%), space, and energy, with a proven M&A strategy for growth; no historical declines or flat performance were disclosed, focusing solely on forward-looking opportunities amid rising U.S. defense budgets projected at $1T for 2026 and $1.5T for 2027.

• ·PAD scales manufacturing and engineering services directly to DoD, major OEMs, and Tier 1 suppliers.
• ·Three existing business lines: Engineering and Sustainment, Precision Manufacturing, Advanced Non-Destructive Testing; fourth line under creation.
• ·Portfolio includes case studies from owned companies with leadership presentations.
• ·Historical experience growing telecom/counter communications company from $100M to $1B sales with 10,000 employees across 40 locations.
• ·300,000 square foot secure facility (skiff) experience in prior roles.

16-03-2026

Marathon Petroleum Corporation filed Definitive Additional Proxy Materials (DEFA14A) on March 16, 2026, pursuant to Section 14(a) of the Securities Exchange Act of 1934. The filing was made by the registrant with no fee required. No specific proposals, financial data, or voting matters are detailed in the provided header.

• ·Filing Type: DEFA14A (Definitive Additional Materials)
• ·Soliciting Material under §240.14a-12

16-03-2026

WaterBridge reported Q4 2025 produced water handling volumes of 2.6 million barrels per day, up 1% QoQ, and revenue of $208.9 million, up 2% QoQ, while full-year 2025 volumes grew 15% YoY to 2.4 million barrels per day and pro forma revenue increased 19% YoY to $790.0 million with Adjusted EBITDA of $402.8 million (51% margin). However, Q4 net loss widened to $13.6 million (7% margin), gross margin declined to $46.8 million from $58.3 million QoQ, and borrowings increased to $1.465 billion from $609.4 million YoY. The company initiated a $0.05 per share quarterly dividend and guided 2026 Adjusted EBITDA to $420-460 million with 7-9% growth.

• ·Q4 capital expenditures of $89.2M driven by Speedway Pipeline Phase 1 and Stateline expansions.
• ·2026 capex guidance of $430-490M, primarily for Speedway Phases 1/2 and Devon agreement.
• ·2026 volume guidance of 2,500-2,700 thousand barrels per day.
• ·Single-day volume record of 2.9 million barrels per day in Q4 2025.
• ·99.7% operational uptime and <1% measurement variance for FY 2025.
• ·Phase II Speedway expected to add 500,000 bpd capacity in Eddy/Lea counties, NM.
• ·Dividend record date March 5, 2026; payable March 19, 2026.
• ·IPO closed September 18, 2025; Combination assumed January 1, 2024 for pro forma.

16-03-2026

Artificial Intelligence Technology Solutions, Inc. (AITX) filed an 8-K on March 16, 2026, announcing via attached press release (Exhibit 99.1) the cancellation of a previously proposed increase in authorized shares following a reverse stock split. The disclosure is furnished under Item 8.01 and not deemed 'filed' for liability purposes. The report was signed by CEO Steven Reinharz.

16-03-2026

Ferguson Enterprises Inc. issued definitive additional proxy materials for its 2026 Annual Meeting on April 30, 2026, at 4:00 p.m. ET virtually, seeking shareholder votes to elect 11 director nominees, ratify Deloitte & Touche LLP as independent auditors for fiscal 2026, and approve on an advisory basis the compensation of Named Executive Officers for the five-month transition period from August 1, 2025, to December 31, 2025. Proxy materials are available online at www.proxyvote.com, with requests for paper/email copies due by April 16, 2026 (April 9 for U.K. stockholders). Voting must be completed by April 29, 2026, 11:59 p.m. ET.

• ·Virtual meeting access: www.virtualshareholdermeeting.com/FERG2026
• ·U.K. stockholder contact: Corporate Secretariat, c/o Ferguson Group Services Limited, 1020 Eskdale Road, Winnersh Triangle, Wokingham, RG41 5TS; +44-118-927-3810; corporate.secretary@ferguson.com

16-03-2026

Mawson Infrastructure Group Inc. provided an update on strategic initiatives achieved in fiscal 2025, including regaining Nasdaq compliance, settling lawsuits that reduced current liabilities by $19M, and initiating a pivot to artificial intelligence and high-performance computing. The Board formed a Strategic Transactions Committee, assisted by advisors, to evaluate M&A, joint ventures, and other opportunities to maximize stockholder value, though no specific outcomes or timeline are assured. Interim CEO Kaliste Saloom will present at the Emerging Growth Conference on April 2, 2026.

• ·Expects to file Form 10-K for year ended December 31, 2025, on March 31, 2026.
• ·Preliminary unaudited results for 2025 fourth quarter and fiscal year available at https://www.mawsoninc.com/ under “Press Releases.”
• ·Emerging Growth Conference presentation: April 2, 2026, approximately 2:55 p.m. to 3:05 p.m. Eastern Time; register at https://goto.webcasts.com/starthere.jsp?ei=1748971&tp_key=add80b0ab6&sti=migi; archived webcast on EmergingGrowth.com and YouTube.

16-03-2026

On February 17, 2026, Addentax Group Corp. agreed to purchase 34,200,000 common shares of KEEMO Fashion Group Limited from Guang Wen Global Group Limited for approximately $5.5 million, with payment via transfer of a portion of an existing $17.5 million bond issued on August 24, 2023. The transaction is expected to close by May 1, 2026, making Addentax the controlling shareholder with approximately 62.18% of voting rights on a fully-diluted basis. This 8-K/A filing amends a prior version solely to correct a typographical error in the seller's name.

• ·Bond bears 2.5% interest per annum with one-year tenor (renewable), governed by New York law
• ·Stock Purchase Agreement dated February 17, 2026; Bond Transfer Agreement dated February 18, 2026

16-03-2026

AH Realty Trust (NYSE: AHRT), formerly Armada Hoffler, entered a binding agreement to sell 11 multifamily properties to an affiliate of Harbor Group International for $562M in cash, with a $15M nonrefundable deposit, expected to close mid-2026 subject to customary conditions. Proceeds will fund debt reduction toward a 5.5x-6.5x net debt to adjusted EBITDA target, simplifying the platform and focusing on retail/office. The company is also in advanced negotiations to sell two real estate financing investments for ~$63M, though no assurances of closing.

• ·Retains Smith’s Landing multifamily asset; intends to market Everly and Solis Gainesville for sale.
• ·Transaction formalizes February 16, 2026 letter of intent.
• ·Rebranded as AH Realty Trust effective March 2, 2026 (NYSE: AHRT).
• ·Restructuring also includes divesting construction and real estate financing businesses; targeting retail acquisitions.

16-03-2026

Consolidated revenue decreased 34% YoY to $6.2M for the year ended December 31, 2025, from $9.4M in 2024, due to strategic discontinuation of unprofitable pathology services and cost reductions. However, CyPath® Lung testing revenue grew 87% YoY to $963K from $516K, driven by a 99% increase to more than 1,200 test results delivered. The company raised $16.9M in gross proceeds from equity transactions to fund operations.

16-03-2026

UniFirst spokesperson affirmed the company's nearly 30-year presence and strong commitment to its Owensboro, Kentucky operations, noting the recent completion of a planned facility expansion expected to be operational in early April 2026. This statement was made amid a pending merger transaction with Cintas, accompanied by extensive forward-looking risk disclosures including potential termination rights, regulatory hurdles, integration challenges, and economic uncertainties. No financial metrics or performance data were disclosed.

• ·Statement issued March 13, 2026, to Owensboro Times.
• ·UniFirst 10-K for fiscal year ended August 30, 2025, filed October 29, 2025, disclosed material weakness in internal control over financial reporting.
• ·Cintas 10-K for fiscal year ended May 31, 2025, filed July 28, 2025.

16-03-2026

Figure Technology Solutions, Inc. (FIGR) reported robust FY2025 financials with net revenue surging 48.7% YoY to $507M from $341M and net income skyrocketing 574.3% to $134M from $20M, fueled by ecosystem volume growth to $9.1B from $5.9B and strong gains in ecosystem/technology fees (+327%) and partner-branded revenue (+86.8%). However, digital asset marketplace volume declined to $710M from $751M, gain on servicing assets fell 24.7% to $25M, and partner-branded origination fees dropped 10.2%, while several expense categories like operations (+46.4%) and sales/marketing (+36.7%) rose notably. Adjusted EBITDA improved sharply to $251M from $101M, reflecting operational leverage despite mixed segment performance.

• ·Operating income increased 1172.6% to $118M from $9M.
• ·Interest expense declined 13.4% to $49M.
• ·Sales and marketing expenses rose 36.7% to $76M, driven by 80.2% higher compensation.
• ·Technology and product development expenses up modestly 3.6% to $65M.

16-03-2026

The 21Shares Dogecoin ETF (TDOG) filed its annual 10-K for the period from inception on September 17, 2025, to September 30, 2025, reporting total assets, net assets, and paid-in capital of $100, with 2 shares issued and outstanding at a net asset value per share of $50.00. No net investment loss, unrealized gains/depreciation, or redemptions occurred during this short inaugural period. However, the filing highlights risks from pseudonymous Dogecoin ownership and potential large-scale sales by substantial holders, which could adversely impact Dogecoin price and ETF shares.

• ·Filing CIK: 0002064314
• ·Entity File Number: 001-43049
• ·Entity Tax ID: 33-7038007
• ·Incorporated in MD
• ·Address: 477 Madison Avenue, 6th Floor, New York, NY 10022
• ·Phone: (646) 370-6016

16-03-2026

MSC Income Fund, Inc. (NYSE: MSIF) announced the closing of a $150.0 million private investment grade notes offering on March 13, 2026. The unsecured notes bear a fixed interest rate of 6.34% per year, payable semiannually, and mature on May 31, 2029, with optional redemption at par plus accrued interest and a potential make-whole premium. Net proceeds will initially repay a portion of outstanding debt under its revolving credit facility, with re-borrowing to fund investments, operating expenses, and general corporate purposes.

• ·Notes are unsecured and may be redeemed in whole or in part at MSC Income’s option.
• ·Fund's private loan portfolio companies generally have annual revenues between $25M and $500M.
• ·Fund's lower middle market portfolio companies generally have annual revenues between $10M and $150M.
• ·Notes not registered under Securities Act of 1933 and subject to state securities laws exemptions.

16-03-2026

Surf Air Mobility Inc. (SRFM) filed a Form S-3 shelf registration statement on March 13, 2026, for the resale of up to 6,131,995 shares of common stock by selling stockholders, with the company bearing registration costs but receiving no proceeds. The filing confirms SRFM's status as an emerging growth company and smaller reporting company, with common stock listed on NYSE (SRFM) closing at $1.88 per share on March 12, 2026. Corporate governance includes restrictions limiting Non-Citizens to 25.0% of voting interest and 49.0% of equity securities.

• ·Permitted Holders (Kuzari Investor 94647 LLC, Sudhin Shahani, Liam Fayed and affiliates) retain voting rights if Non-Citizen ownership exceeds 25.0%, reduced pro rata.
• ·Registrant classified as non-accelerated filer, smaller reporting company, and emerging growth company.
• ·Principal executive offices: 12111 Crenshaw Blvd., Hawthorne, CA 90250.

16-03-2026

Capital One Financial Corporation filed a Form 8-K on March 13, 2026 (filing date March 16, 2026), furnishing monthly charge-off and delinquency metrics as of and for the month ended February 28, 2026, under Regulation FD Disclosure (Item 7.01). The metrics are detailed in Exhibit 99.1, which is not deemed 'filed' for liability purposes. No specific numerical data on charge-offs or delinquencies is provided in the filing body.

• ·Commission File Number: 001-13300
• ·IRS Employer Identification No.: 54-1719854
• ·Principal executive offices: 1680 Capital One Drive, McLean, Virginia 22102
• ·Telephone: (703) 720-1000

16-03-2026

Sable Offshore Corp. resumed transportation of hydrocarbons produced at the Santa Ynez Unit through the Santa Ynez Pipeline System from Las Flores Canyon to Pentland Station, as directed by United States Secretary of Energy Chris Wright under the Defense Production Act and an Executive Order signed by President Donald J. Trump. The press release announces an expected gross oil rate of 50,000 Bbls/d upon resumption, with first sales anticipated by April 1, 2026. This development supports the company's efforts to recommence full production of SYU assets.

• ·Event date: March 13, 2026
• ·Filing date: March 16, 2026
• ·Expected gross oil rate: 50,000 Bbls/d
• ·Expected first sales date: April 1, 2026
• ·Executive Order date: March 13, 2025
• ·Department of Energy Order date: March 13, 2025

16-03-2026

Public Storage and National Storage Affiliates Trust (NSA) announced on March 16, 2026, the execution of a Merger Agreement whereby NSA will merge with Pelican Merger Sub I and NSA OP will merge with Pelican Merger Sub II, making NSA a subsidiary of Public Storage. The announcement includes a joint press release (Exhibit 99.1) and investor presentation (Exhibit 99.2). Extensive forward-looking statements highlight risks including failure to obtain approvals, integration challenges, transaction costs, and potential litigation, with no assurance of completion.

• ·Merger structured as NSA merging into Merger Sub I (surviving entity) and NSA OP merging into Merger Sub II (subsidiary of Public Storage Operating Company).
• ·Form S-4 Registration Statement and Proxy Statement/Prospectus to be filed with SEC.
• ·Information under Item 7.01 not deemed 'filed' under Section 18 of Exchange Act.

16-03-2026

Truist Financial Corp's DEFA14A filing outlines voting items for its upcoming annual shareholder meeting, including the election of twelve directors for one-year terms expiring at the 2027 Annual Meeting, an advisory vote on executive compensation, ratification of PricewaterhouseCoopers LLP as independent auditors for 2026, and approval of the amendment and restatement of the 2022 Incentive Plan; the board recommends FOR on all except a shareholder proposal on risks from policy misalignment with customer base, which it opposes. No financial metrics or performance data are provided in the filing. Shareholders can request meeting materials online, by phone, or email prior to April 14, 2026.

• ·Material request deadline: April 14, 2026
• ·Voting platform: www.ProxyVote.com or 1-800-579-1639

16-03-2026

OPAL Fuels reported Q4 2025 revenue of $99.8 million, up 25% YoY, and full-year 2025 revenue of $349.0 million, up 16% YoY, with RNG production increasing 20% to 1.3 million MMBtu in Q4 and 29% to 4.9 million MMBtu for the year. Adjusted EBITDA rose 51% YoY to $34.2 million in Q4 but was flat at $90.2 million for the full year; however, Renewable Power revenue declined 10% YoY to $8.6 million in Q4 and 27% to $32.8 million annually, while total Fuel Station Services volumes fell 1% to 41.3 million GGEs in Q4.

• ·2026 Adjusted EBITDA guidance: $95M to $110M, assuming average D3 RIN price of $2.45/gallon and RNG production of 5.4 to 5.8 million MMBtu.
• ·Liquidity improved to $181.7M as of March 10, 2026.
• ·Capital expenditures declined to $70.7M in 2025 from $127.2M in 2024.
• ·$120M issued from new $180M preferred facility used partly to redeem prior Series A Preferred Units.

16-03-2026

Flowserve Corporation (NYSE: FLS) elected Brian Savoy to its Board of Directors effective March 16, 2026, appointing him to the Audit Committee and Technology, Innovation and Risk Committee. Savoy, current CFO and Executive Vice President at Duke Energy, brings extensive power industry leadership, including nuclear expertise, to support Flowserve's growth in power markets and the Flowserve Business System. Company leadership expressed enthusiasm for his financial, transformation, and strategy experience.

• ·Brian Savoy serves as board member and audit committee chair for the Electric Power Research Institute.
• ·Brian Savoy holds a Bachelor of Business Administration in accounting from Lamar University and is a certified public accountant.

16-03-2026

BioMarin Pharmaceutical Inc. announced on March 16, 2026, the discontinuation of dosing and enrollment in Phase 2 CANOPY trials of VOXZOGO for Turner Syndrome, SHOX-deficiency, and Aggrecan (ACAN)-deficiency following SCFE events in investigator-sponsored trials. However, no SCFE events have been observed in BioMarin's own Phase 2 trials, hypochondroplasia trials, or in over 5,000 patients treated for achondroplasia with more than 10,000 patient-years of safety data. The Phase 2 CANOPY trials for Noonan syndrome and idiopathic short stature (ISS) without ACAN-deficiency (95% of ISS enrollees) will continue as planned.

• ·SCFE events observed only in investigator-sponsored trials, not in BioMarin-sponsored Phase 2 trials for the same conditions
• ·Reference to Annual Report on Form 10-K for year ended December 31, 2025

16-03-2026

Sphinx Investment Corp., a wholly-owned subsidiary of Maryport Navigation Corp. controlled by George Economou, beneficially owns 1,033,859 common shares (8.3%) of Performance Shipping Inc. as of March 16, 2026. Sphinx announced the termination of its tender offer to purchase all outstanding common shares and associated rights at $3.00 per share, due to inability to satisfy the Series C Condition amid unresolved legal proceedings in the Marshall Islands and lack of cooperation from the company over nearly two and a half years. No shares were purchased under the offer, and all tendered shares will be returned.

• ·Tender offer originally filed October 11, 2023; this is Amendment No. 13 to Schedule TO and Amendment No. 17 to Schedule 13D.
• ·Supreme Court of the Marshall Islands decision in Seanergy Case on February 20, 2026, leading to expected dismissal of RMI Cancellation Proceedings.
• ·Offer was set to expire September 18, 2026.

16-03-2026

SFL Corp Ltd. reported total operating revenues of $733M for 2025, down 19% YoY from $904M in 2024, driven by sharp declines in drilling contract revenues (-59% to $96M) and voyage charter revenues (-22% to $15M), while time charter revenues were relatively flat (-3% to $602M). Net loss of $26M in 2025 contrasted with $131M profit in 2024, amid a $34M vessel impairment charge and total active fleet reduction to 53 vessels from 75 due to disposals in dry bulk (-13 vessels) and containers (-8 vessels). Total borrowings and lease liabilities decreased slightly to $2.58B from $2.86B.

• ·Dry bulk carriers fleet reduced from 15 (end 2023) to 2 (end 2025).
• ·Container vessels fleet declined from 33 (end 2024) to 25 (end 2025).
• ·Total contractual cash obligations: $3.96B, with $743M due <1 year.
• ·U.S. dollar denominated floating rate debt: $1.09B outstanding end 2025 (due through 2030).

16-03-2026

Rafael Holdings reported a Q2 FY2026 net loss of $6.4M ($0.13/share), wider than $4.6M ($0.19/share) YoY due to sharply higher R&D expenses of $4.5M from Cyclo Therapeutics consolidation, though G&A fell to $2.3M and revenue rose to $211k. For the first half FY2026, net loss widened to $16.2M from $13.6M YoY with R&D at $12.0M versus flat G&A of $5.1M and revenue up to $451k; cash was $37.8M, down from $52.8M at FY2025 end. Positive progress noted on the Phase 3 TransportNPC™ study for Trappsol® Cyclo™, with top-line results expected in Q3 2026.

• ·Cyclo Therapeutics acquired in March 2025, leading to consolidation of its expenses.
• ·Data Monitoring Committee recommended continuing Phase 3 trial after 48-week review.
• ·Total current assets $42.4M as of Jan 31, 2026 vs $56.7M as of Jul 31, 2025.

16-03-2026

For the three months ended January 31, 2026, Coffee Holding Co Inc reported net sales of $25.6M, up 20% YoY from $21.3M, driven by strong Packed coffee segment growth of 35% to $16.7M, while Green coffee sales were essentially flat down 0.7% to $8.8M. Net income rose 43% YoY to $1.6M with EPS at $0.29, and operating cash flow surged to $6.6M from a $0.4M use; however, the company paid a $0.08 per share dividend totaling $0.47M and inventories declined QoQ to $19.0M from $20.4M.

• ·Income from operations increased 49.5% YoY to $2.38M.
• ·Interest expense rose to $65,740 from $31,670 YoY.
• ·Net cash used in investing activities $1.16M, including $0.85M purchase of investment and $0.28M leasehold improvements.
• ·Principal payments on bank line of credit $3.4M in financing activities.
• ·Right-of-use operating lease assets $1.92M as of Jan 31, 2026.

16-03-2026

Globus Maritime Ltd's 20-F annual report for the year ended December 31, 2025, shows voyage revenues of $44.2M, up 28% YoY from $34.5M in 2024 and 43% from $30.8M in 2023, driven by fleet expansion with ownership days rising 26% to 3,360 and average vessels increasing to 9.2 from 7.3. Net revenue grew 28% YoY to $42.0M, supported by a daily TCE rate of $12,769 (up 2% YoY from $12,475), while fleet utilization improved slightly to 99.7% from 99.4%. All key operational metrics showed YoY growth with no declines reported.

• ·Available days increased 25% YoY to 3,288 in 2025 from 2,624 in 2024.
• ·Operating days rose 26% YoY to 3,278 in 2025 from 2,607 in 2024.
• ·Voyage expenses increased 23% YoY to $2.2M in 2025 from $1.8M in 2024.

16-03-2026

Once Upon a Farm, PBC reported net sales of $240.7M for the year ended December 31, 2025, up 53% YoY from $156.8M, with robust growth in Baby Snacks (+226%), Kid Snacks (+136%), and Total Baby (+95%), while Kid Pouches grew 23%. However, gross margin contracted to 42% from 44% amid 57% higher COGS, SG&A rose 44% to $107.6M (45% of sales, improved from 48%), and the net loss narrowed to $17.2M from $23.8M but cash used in operations doubled to $29.9M. Loss from operations improved slightly to $(5.7M) from $(6.3M), though other expenses including a $8.6M derivative liability hit persisted.

• ·Change in fair value of derivative liability: $(8.6M) in 2025 vs $(16.0M) in 2024
• ·Net cash provided by financing activities: $28.7M in 2025 vs $0.4M in 2024
• ·Net decrease in cash: $(6.4M) in 2025 vs $(13.6M) in 2024
• ·Baby Other sales declined 44% YoY to $2.2M

16-03-2026

Zedge, Inc. reported Q2 FY2026 revenue of $8.3M, up 18.3% YoY, with Zedge Marketplace growing 21.2% to $7.7M driven by 32.5% subscription increase, while GuruShots revenue declined 11.5% to $0.5M. However, net loss widened to $2.3M from $1.7M YoY due to a $3.6M impairment of intangible assets, though H1 FY2026 showed revenue growth of 11.9% to $15.9M and reduced net loss of $1.5M vs $2.0M prior year. Total assets decreased to $33.8M from $35.7M at FY2025 end.

• ·Operating cash flow for H1 FY2026 was $1.7M, down slightly from $1.9M prior year.
• ·Treasury stock purchases totaled $0.9M in H1 FY2026.
• ·Cash dividends paid $0.2M in H1 FY2026.
• ·Intangible assets net decreased to $1.1M from $4.9M.
• ·Accumulated deficit increased to $17.0M from $15.5M.

16-03-2026

FibroGen Inc reported total revenue of $6.4M for the year ended December 31, 2025, down 78% YoY from $29.6M in 2024, driven by an 79% drop in drug product revenue (notably AstraZeneca U.S./RoW to $0) and 70% decline in development revenue. Operating expenses fell 71% to $52.3M, with R&D down 75% and SG&A down 44%, narrowing the loss from continuing operations to $58.2M (per share $(14.40)) from $153.1M ($(38.26)). Cash and equivalents decreased slightly to $47.9M from $50.5M, with operating cash use improving to $4.8M from $138.0M but offset by $86.0M in financing outflows.

• ·Drug product revenue from AstraZeneca U.S./RoW Agreement fell to $0 from $25.7M (NM decline).
• ·Development revenue from Astellas down 58% to $0.6M; from AstraZeneca to $0 (NM).
• ·Loss on debt extinguishments of $6.6M in 2025 (none in 2024).
• ·Short-term investments $41.1M at Dec 31 2025 (none in 2024); long-term investments $20.2M (none in 2024).

16-03-2026

Aptiv PLC filed DEFA14A additional proxy materials for its 2026 Annual Shareholder Meeting on April 29, 2026, at 9:00 AM local time in Shanghai, China. Key proposals include the election of 11 director nominees (Board recommends FOR all), re-appointment and fee authorization for auditors (FOR), and an advisory 'Say-on-Pay' vote on executive compensation (FOR). Shareholders must vote by April 26, 2026, 9:00 PM ET, with proxy materials available online at www.ProxyVote.com.

• ·Meeting address: Aptiv’s Offices, No. 300 Yuanguo Road, Anting Jiading District, Shanghai, China.
• ·Corporate address: 5725 Innovation Drive, Troy, MI 48098.
• ·Proxy material requests due by April 15, 2026 via www.ProxyVote.com, 1-800-579-1639, or sendmaterial@proxyvote.com.

16-03-2026

FutureFuel Corp. reported a sharp 61% YoY revenue decline to $95.7M in FY 2025 (ended Dec 31, 2025) from $243.3M in FY 2024, driven by operational challenges, resulting in a net loss of $49.4M versus net income of $15.5M and Adjusted EBITDA loss of $38.3M compared to $21.3M profit. Operating income swung to a $53.0M loss from $6.4M profit, with cash used in operations at $28.7M versus $24.8M provided. Despite the downturn, the company declared an initial quarterly dividend of $0.06 per share for Q1 2026 and emphasized chemicals segment expansion through vertical integration.

• ·Depreciation expense increased slightly 5% YoY to $9.7M in FY 2025 from $9.2M.
• ·Turnaround costs remained relatively flat at $3.8M in FY 2025 versus $3.7M in FY 2024.
• ·Company does not report backlog, relying on long-term contract stability instead.
• ·Filing date: March 16, 2026

16-03-2026

Net sales declined 1.2% YoY to $19.0M for the three months ended January 31, 2026, however gross profit rose 7.1% to $6.1M driven by lower cost of sales, and operating income surged 216% to $0.2M from $0.1M. The consolidated net loss narrowed significantly to $50k from $245k YoY, with basic EPS improving to $(0.00) from $(0.02). Operating cash flow increased 44% to $0.9M, though cash and equivalents ended slightly lower QoQ at $5.1M amid higher investing and financing outflows.

• ·Customer concentration: Aerospace customer represented 11% of sales and 17% of accounts receivable in Q1 FY2026; Wireless provider B at 19% of AR.
• ·Inventories remained essentially flat QoQ at $13.8M.
• ·Capital expenditures increased to $0.2M from $0.03M YoY.
• ·Total stockholders' equity increased slightly to $35.5M as of Jan 31, 2026 from $35.2M at Oct 31, 2025.

16-03-2026

HF Foods Group Inc. (HFFG) reported FY2025 net revenue of $1.228B, up 2.2% YoY from $1.202B, with gross profit rising 1.2% to $208M and Adjusted EBITDA increasing 6.9% to $45M. However, the company posted a net loss attributable to HFFG of $39M (improved from $49M YoY), driven by $39M goodwill impairment charges (down from $46M), a slight gross margin decline to 16.9% from 17.1%, and total assets decreasing to $542M from $550M. Operating cash flow improved 12.6% to $25M, but cash and equivalents fell to $9M from $14M amid higher investing outflows.

• ·Loss per common share basic and diluted: $(0.73) FY2025 vs $(0.92) FY2024.
• ·Distribution, selling and administrative expenses up 1.9% to $202M.
• ·Net cash used in investing activities: $(20M) FY2025 vs $(13M) FY2024.
• ·Line of credit balance: $56M Dec 31 2025 vs $57M Dec 31 2024.
• ·Inventories increased to $107M from $98M.