S&P 500 Consumer Discretionary Sector SEC Filings — April 01, 2026

01-04-2026

LFTD Partners recorded significant impairments in 2025, including $22,292,767 on Lifted Goodwill and $800,027 on Oculus Goodwill, both reduced to $0, plus full impairment on its $399,200 Ablis investment to $0 and partial impairment on Bendistillery investment to $99,800; these stem from 'the Act' threatening ~52% of sales from hemp-derived products. While net cash from operating activities improved sharply to $1,321,503 in 2025 from $(960,067) in 2024, the company faces acute regulatory risks including state bans, potential inventory/write-offs by November 12, 2026, and declining stock prices (Q4 2025 high $0.30 vs Q4 2024 $0.79). Additional pressures include low trading volume, no national exchange listing, and potential workforce reductions.

• ·Net cash used in investing activities 2023: $(2,516,955)
• ·Net cash from financing activities 2023: $3,704,945
• ·Stock low prices declined across quarters: Q1 2025 $0.26 (vs Q1 2024 $1.80), Q4 2025 $0.18 (vs Q4 2024 $0.32)
• ·Potential inventory and AR write-offs leading up to November 12, 2026
• ·State regulations: Tennessee HB 1376 effective 2026, Alabama July 1 2025, Minnesota Jan 1 2026, Wisconsin vaping law Sept 1 2025 (nicotine) / July 1 2026 (hemp)

01-04-2026

Faraday Future reported Q4 and FY 2025 results with stockholders’ equity turning positive at $7.7 million after ~$100 million debt optimization and financing cash inflow of $161.4 million, up 100% YoY from $80.7 million. EAI Robotics exceeded first-month targets with 22 units shipped and positive product gross margins in Q1 2026, while achieving the first FX Super One pre-production vehicle roll-off. However, revenue was flat YoY, operating loss reached $331 million for FY 2025 ($185 million excluding one-time impairments), and operating cash outflow was $107.5 million.

• ·SEC investigation concluded in March 2026 with no enforcement action.
• ·Nasdaq deficiency notice received March 20, 2026, for minimum bid price below $1.00; 180 days to comply.
• ·First FX Super One pre-production vehicle rolled off December 21, 2025, at Hanford, CA AI-Factory.
• ·EAI Robotics targeting >1,000 cumulative shipments by end December 2026.
• ·Headquarters relocated to Silicon Beach, El Segundo, CA in March 2026.
• ·Initiated action on potential illegal short selling and market manipulation in March 2026.

01-04-2026

Cal-Maine Foods reported Q3 FY2026 net sales of $667.0 million, down 53.0% YoY, with conventional egg sales declining 72.1% due to 70.1% lower prices and 6.7% lower volume, while specialty egg sales fell 12.1% despite 5.8% higher volume, offset by prepared foods sales surging 441.2%. Gross profit dropped 83.3% to $119.3 million and net income attributable to Cal-Maine fell 90.1% to $50.5 million, though specialty eggs increased to 50.5% of total shell egg sales (up 2,610 basis points) and YTD prepared foods grew 604.1%. The company repurchased shares for $24.3 million and declared a $0.36 per share dividend, while announcing acquisition of Creighton Brothers assets post-quarter.

• ·Average layer hens grew 2.0% YoY in Q3 FY2026; breeding flock grew 13.0%; total chicks hatched rose 41.7%.
• ·YTD average layer hens grew 4.6%; breeding flock 18.5%; chicks hatched 59.6%.
• ·Dividend payable May 14, 2026 to holders of record April 29, 2026.
• ·Share repurchase authorization: $500M total, $350.8M remaining.
• ·Cash and short-term investments: $1,151,927 thousand as of Feb 28, 2026 (down from $1,392,100 thousand at May 31, 2025).

01-04-2026

TCW ETF Trust plans to convert the TCW MetWest Sustainable Securitized Mutual Fund (MWESX) into the TCW Securitized Income ETF around June 5, 2026, broadening its focus from sustainable securitized bonds to a diversified portfolio across Agency/non-Agency RMBS, CMBS, ABS, and CLOs while retaining the same investment process and track record from September 2021. Existing MWESX shareholders will automatically receive ETF shares of equal NAV if held in a brokerage account, with an information statement/prospectus mailed in early May 2026; non-brokerage holders will receive cash, potentially triggering taxes. The ETF targets a mid-BBB credit profile, 1-3 year duration, and aims to outperform securitized peers through security selection and sector allocation.

• ·Shareholders without brokerage accounts will have investments liquidated to cash, potentially taxable.
• ·ETF secondary benchmark: ICE BofA Low Duration U.S. ABS & CMBS Equal Par Index (CAEQ).
• ·Primary benchmark retained: Bloomberg U.S. Aggregate Index.
• ·Expected reduced Agency MBS exposure and increased ABS/CLO exposure relative to MWESX.
• ·Morningstar category: Securitized Bond – Diversified.

01-04-2026

Coca-Cola Europacific Partners plc (CCEP) announced the appointment of Svetlana Walker as General Counsel and Company Secretary effective April 1, 2026, succeeding Clare Wardle who has stepped down after significant contributions. Svetlana Walker brings over 20 years of international legal and compliance experience, most recently as General Counsel and Chief Compliance Officer at Klöckner Pentaplast Group. CCEP serves nearly 600 million consumers and over 4 million customers across 31 countries.

• ·CCEP listed on Euronext Amsterdam, NASDAQ (NASDAQ 100 constituent), London Stock Exchange, and Spanish Stock Exchanges under symbol CCEP (ISIN GB00BDCPN049).

01-04-2026

Artificial Intelligence Technology Solutions, Inc. (AITX) filed an 8-K on April 1, 2026, under Item 8.01 announcing the issuance of a press release titled 'AITX's RAD Retained Through Property Sale as New Owner Validates Autonomous Security Performance.' The press release, attached as Exhibit 99.1, highlights the retention of AITX's RAD system by a property's new owner post-sale, validating its autonomous security capabilities. No financial metrics or period comparisons were disclosed.

• ·Filing is furnished under Item 8.01 and not deemed 'filed' for liability purposes.
• ·Registrant details: Nevada incorporation, CIK 0001498148, EIN 27-2343603, principal office at 10800 Galaxie Avenue, Ferndale, Michigan 48220.

01-04-2026

On March 30, 2026, Nuveen Churchill Private Capital Income Fund entered into an Incentive Fee Waiver Agreement with Churchill PCIF Advisor LLC, waiving 50% of the incentive fee based on income for February 2026, while declaring gross regular distributions of $0.170 per share payable April 28, 2026. As of February 28, 2026, the Fund's aggregate NAV was $1.5 billion, investment portfolio fair value $2.4 billion with a weighted average yield of 8.70%, and it received $120.0 million in Q1 2026 gross subscriptions; however, short-term returns remained modest with Class I shares at 0.21% for 1-month, 1.15% for 3-months, and 0.74% YTD, alongside 3.2% of outstanding shares tendered in the March repurchase offer.

• ·As of February 28, 2026, NAV per share: Class I $24.16, Class S $24.09, Class D $24.16.
• ·Portfolio composition at fair value: 93.08% first-lien debt, 2.75% second-lien debt, 2.02% mezzanine/structured debt, 2.15% equity; 96% floating rate debt.
• ·Average position size 0.30%; top 10 holdings each ~1% of fair value.
• ·Gross regular distributions: Class I $0.170 (net $0.170), Class S $0.170 gross/$0.153 net, Class D $0.170 gross/$0.165 net.

01-04-2026

ASIAFIN HOLDINGS CORP. reported revenue growth of 51.6% YoY to $5,126,250 for FY 2025, with gross profit up 33.7% to $1,903,867 and a shift to operational income of $39,667 from a prior loss of $42,977. However, net loss narrowed but persisted at $120,273 (down 25.7% YoY), driven by SG&A expenses rising 28.0% to $1,874,309 and cost of revenue increasing 64.5% to $3,222,383; total assets grew 14.3% to $4,754,814 while liabilities rose 28.9% to $2,188,648.

• ·Workforce totals 129 employees: Management (4), Analyst Programmer (44), Project Manager and Quality Assurance (55), Sales and Marketing (12), Administration/HR/Finance (14).
• ·Plans to enhance internal controls by adding management staff for SEC reporting and segregating accounting duties.
• ·Weighted average common shares outstanding: 81,895,947 (2025) vs 81,551,838 (2024).
• ·Net loss per share basic and diluted: $(0.00) for both years.

01-04-2026

B. Riley Financial, Inc. reported FY 2025 total revenues of $967,599 up 29.6% YoY from $746,421, primarily due to trading gains swinging to $125,530 from a $57,007 loss, and a net income turnaround to $307,415 attributable to BRC Group Holdings, Inc. from a $764,274 loss. However, core services and fees revenues declined 19.1% to $633,836 across all major segments including Capital Markets (-17.3%), Wealth Management (-20.0%), and Lingo (-16.2%), while operating cash flow shifted to negative $(59,711) from $263,551 provided.

• ·Senior notes payable reduced to $1,301,798 from $1,530,561 YoY.
• ·Total equity securities increased to $368,804 from $232,508.
• ·Discontinued operations income declined to $70,841 from $147,470.
• ·Net cash decrease of $27,399 vs increase of $22,837 prior year.

01-04-2026

Safe Harbor Financial reported preliminary FY2025 total revenue of $7.7M, down 50% YoY from $15.2M, driven by declines in deposit income (-39%), loan program income (-63%), and investment income (-45%), with Safe Harbor program income flat at 0%. However, Q4 2025 revenue grew 12% sequentially to $2.1M, with loan program income up 71% QoQ to $0.9M, reflecting improved CAA terms. The balance sheet strengthened significantly with debt eliminated to $0 from $18.3M and cash rising 192% to $6.8M.

• ·Majority of material weaknesses remediated by year-end 2025.
• ·PCCU CAA extended through December 31, 2031, with loan program income share up to 65% (from 35%) and 23% reduction in asset hosting fee.
• ·Board reduced to 5 members with no PCCU appointment rights (previously 7 members with rights).
• ·Form 10-K filing delayed via Form 12b-25; expected within 15-day extension period.
• ·Company has facilitated more than $26B in cannabis-related transactions across 41 states and territories.

01-04-2026

Pensionfund PDN, a Netherlands-based pension fund, filed its 13F-HR on April 1, 2026, reporting total equity holdings of $172,922,000 as of March 31, 2026, across 76 positions exclusively in real estate investment trusts (REITs) and related stocks, all held with sole voting authority. Top holdings include Prologis Inc at $17,058,000 (129,053 shares), Equinix Inc at $14,031,000 (14,314 shares), and Welltower Inc at $11,913,000 (60,253 shares). No prior period comparisons or changes in holdings are disclosed in this filing.

• ·All 76 positions held as SOLE with no shared voting authority (0 put, 0 call).
• ·Portfolio exclusively focused on REITs across sectors including industrial, residential, healthcare, office, lodging, retail, self-storage, data centers, and cell towers.
• ·Former names: Pensionfund DSM Netherlands (changed 2007-04-03), Pensionfund DSM Chemicals (changed 2004-07-20).

01-04-2026

Off The Hook YS Inc. filed an 8-K on April 1, 2026, under Items 7.01 and 9.01, disclosing a press release correcting and replacing its report on fourth quarter and full-year 2025 financial and operating results. The press release is attached as Exhibit 99.1 and furnished under Regulation FD, but is not deemed 'filed' for liability purposes. No specific financial metrics or performance details are included in the filing body.

• ·Filing date: April 1, 2026 (date of earliest event reported)
• ·Trading symbol: OTH on NYSE American LLC
• ·Common Stock par value: $0.001
• ·Emerging growth company: Yes
• ·Principal executive offices: 1701 Jel Wade Dr, Wilmington, NC 28401
• ·Telephone: (910) 772-9277
• ·State of incorporation: Nevada
• ·Commission File Number: 001-42930
• ·I.R.S. Employer Identification No.: 33-2636992

01-04-2026

Pensionfund Sabic filed its 13F-HR on April 1, 2026, for the quarter ended March 31, 2026, disclosing a portfolio of 77 holdings primarily in real estate investment trusts (REITs) with a total market value of $83,024,000. All positions are held with sole voting and investment power, with no other shared discretion indicated. Top holdings include Prologis Inc ($8,322,000), Equinix Inc ($6,950,000), and Welltower Inc ($6,141,000).

• ·Holdings include minor liquidated positions: NEW YORK REIT INC (2200 shares, $0 value), RETAIL VALUE INC (108 shares, $0 value)
• ·Filer address: Poststraat 1, Sittard, Limburg Province, Netherlands (ZIP 6135 KR)

01-04-2026

KEEMO Fashion Group Ltd (CIK: 0001935033) filed an 8-K on April 01, 2026, under Items 5.03 and 9.01, disclosing amendments to its articles of incorporation or bylaws along with attached exhibits (Acc-no: 0001493152-26-014489, file size: 1 MB). The company, incorporated in Nevada with fiscal year end July 31, operates in wholesale apparel (SIC: 5130) from its address in Nanshan District, Guangdong, China.

• ·CIK: 0001935033
• ·State of Incorporation: NV
• ·Fiscal Year End: 0731
• ·SIC: 5130 - WHOLESALE-APPAREL, PIECE GOODS & NOTIONS
• ·Business Address: 69 WANKE BOYU, XILI LUXIN 1ST RD, NANSHAN DISTRICT, GUANGDONG F4 518052
• ·Phone: 8617612822030

01-04-2026

Target Hospitality Corp. filed an 8-K on April 1, 2026, under Items 7.01 (Regulation FD Disclosure) and 9.01, announcing a press release with a business update and revised financial outlook. The press release is furnished as Exhibit 99.1 but specific financial details are not included in the filing body. No quantitative metrics or performance changes are disclosed in the provided content.

• ·Filing Type: 8-K
• ·Commission File Number: 001-38343
• ·I.R.S. Employer Identification No.: 98-1378631
• ·Trading Symbol: TH (NASDAQ Capital Market)

01-04-2026

Safe & Green Development Corp's 10-K for the year ended December 31, 2025, shows revenues surging to $8,220,449 from $207,552 in 2024, reflecting strong growth in biomass recycling and new business lines. However, the net loss widened significantly to $15,957,099 from $8,908,475, driven by higher costs, $3,025,000 in bad debt expenses, $965,812 impairment loss, and increased interest expense of $5,265,549. Cash used in operating activities deteriorated to $7,030,824 from $2,676,353, resulting in a net decrease in cash of $173,700 versus an increase of $224,530 prior year.

• ·Auditors expressed substantial doubt about going concern ability.
• ·Operations concentrated at single permitted facility in Florida, dependent on state permits.
• ·Risk of Nasdaq delisting due to failure to meet continued listing requirements.
• ·No intention to pay dividends on common stock.
• ·Entered February 2026 Purchase Agreement with restrictive covenants.

01-04-2026

Jeffs' Brands Ltd's 20-F annual report emphasizes its competitive strengths, including sophisticated logistical capabilities via BI tools and warehouses in the UK (Fort) with US expansion plans through acquired Pure Logistics in New Jersey. The company is led by CEO Mr. Eliyahu Zamir since August 1, 2025, who has experience leading over $150 million in equity financings, and highlights brand strength, price advantages, and a unique three-phase process for product sourcing and sales. Key products featured include Whoobli children's punching bags, KnifePlanet knife-sharpening sets, CC-Exquisite darts, and PetEvo car door protectors.

• ·Fort leases two warehouses in the U.K. for inventory storage.
• ·Logistics center in New Jersey operated by recently acquired Pure Logistics.

01-04-2026

Donnelley Financial Solutions, Inc. (DFIN) issued definitive additional proxy materials (DEFA14A) for its Annual Meeting of Stockholders on May 14, 2025, at 1:30 PM Central Time, held virtually via www.proxydocs.com/DFIN. Key proposals include electing director nominees for a one-year term, an advisory vote on executive compensation, amending the Amended and Restated 2016 Performance Incentive Plan, and ratifying Deloitte & Touche LLP as the independent registered public accounting firm. The Board of Directors recommends a FOR vote on Proposals 1, 2, 3, and 4.

• ·Record date for stockholders: March 17, 2025
• ·Meeting requires pre-registration at www.proxydocs.com/DFIN
• ·Proxy materials available online at www.proxydocs.com/DFIN; paper requests via www.investorelections.com/DFIN
• ·Filing date: April 01, 2026

01-04-2026

Great Lakes Dredge & Dock Corporation filed its Third Amended and Restated Certificate of Incorporation as Exhibit 3.1 to an 8-K, significantly reducing authorized capital stock to 1,000 shares of Common Stock with a par value of $0.0001 per share. The document outlines standard Delaware corporate provisions, including limitations on director and officer liability for breaches of fiduciary duty, comprehensive indemnification rights, and advancement of expenses for directors and officers. This update accompanies 8-K items indicating completion of an acquisition or disposition, changes in control, board departures and elections, and potential delisting or suspension notices.

• ·Registered office: 251 Little Falls Drive, Wilmington, County of New Castle, Delaware 19808
• ·Registered agent: Corporation Service Company
• ·Board has power to amend bylaws

01-04-2026

Wells Fargo Commercial Mortgage Trust 2019-C50 filed an 8-K announcing that the Colonnade Office Complex Mortgage Loan, constituting approximately 3.0% of the asset pool as of its cut-off date, will now be specially serviced by CWCapital Asset Management LLC (CWCAM) as successor special servicer, effective April 1, 2026. Mount Street US (Georgia) LLP was removed from this role pursuant to Section 7.01(d) of the UBS 2019-C16 PSA. This change is for transaction management purposes with no reported impact on performance metrics.

• ·Change effective as of April 1, 2026, pursuant to Section 7.01(d) of the UBS 2019-C16 PSA dated April 1, 2019.
• ·CWCAM servicing office: 900 19th Street NW, 8th Floor, Washington, D.C. 20006.
• ·Loan is part of a loan combination serviced and administered under the UBS 2019-C16 PSA.

01-04-2026

Comenity Bank and Comenity Servicing LLC executed the Sixth Addendum to the Sixth Amended and Restated Service Agreement, effective April 1, 2026, amending Services in Appendix A (including Digital Engineering for Omnichannel Platform, Mobile App, Loyalty and Rewards; Servicing and Core Processing Engineering for VCARS, IVR, Jack Henry, Fiserv platforms, Servicing AI Assistant) and Performance Standards in Appendix B. Amendments reorganize standards such as adding and deleting 99.9% availability targets for PLP Services Rewards Website Fulfillment on a monthly basis. The Agreement, originally dated January 1, 2025, continues in full force and effect except as modified.

• ·Original Sixth Amended and Restated Service Agreement dated January 1, 2025
• ·Amendments detailed in Exhibit A (Services) and Exhibit B (Performance Standards)

01-04-2026

Las Vegas Sands Corp's fiscal 2025 highlights include record net revenue of $13.02B, net income of $1.87B, and Adjusted Property EBITDA of $5.23B, with Marina Bay Sands achieving a record $2.92B Adjusted Property EBITDA, up 42% YoY or $870M higher than prior year. However, Macao's Adjusted Property EBITDA remained approximately flat amid a competitive environment and subdued non-premium spending. The company returned $2.94B to stockholders via $2.25B in repurchases and $694M in dividends, commenced the $8.0B MBS expansion, and enhanced executive compensation structures effective March 2026.

• ·Invested $53M in workforce development in 2025; cumulative $272M from 2021-2025.
• ·54% reduction in Scope 1 and 2 emissions in 2025 from 2018 baseline (target: 17.5%).
• ·Sands China Ltd. equity ownership increased to 74.80%.
• ·Proxy agenda includes election of eight directors, ratification of auditors, and advisory vote on NEO compensation.
• ·Compensation changes effective March 2, 2026: greater at-risk and equity pay, performance stock units, broader metrics, no tax gross-ups.

01-04-2026

Fulton Financial Corporation filed its definitive proxy statement (DEF 14A) on April 1, 2026, for the 2026 Annual Meeting of Shareholders on May 28, 2026, seeking shareholder approval for the election of ten director nominees for one-year terms, a non-binding advisory vote on named executive officers' compensation, and ratification of KPMG LLP as independent auditor for the fiscal year ending December 31, 2026. The record date for shareholders entitled to vote is March 2, 2026. The proxy accompanies the 2025 Annual Report on Form 10-K and includes references to executive compensation data for principal executive officers (e.g., Mr. Myers) and non-PEO NEOs across 2021-2025, though specific figures are not detailed in the filing excerpt.

• ·Annual Meeting location: Lancaster Marriott at Penn Square, 25 South Queen Street, Lancaster, Pennsylvania 17603
• ·Fiscal year end: December 31
• ·Proxy materials mailing expected on or about April 1, 2026
• ·Compensation disclosures cover periods 2021-2025, including stock/option awards, fair value changes, vested awards, and dividends for PEO and non-PEO NEOs

01-04-2026

On March 31, 2026, Greg Campbell resigned from the Board of Directors of Newton Golf Company, Inc. (NWTG), effective immediately, with no disagreement on the company's operations, policies, or practices. The filing was signed by Akinobu Yorihiro, Interim Chief Executive Officer and Chief Technology Officer. No other changes or compensatory arrangements were disclosed.

• ·Company is an emerging growth company.
• ·Common stock trades as NWTG on Nasdaq Stock Market LLC, par value $0.01 per share.
• ·Principal executive offices: 551 Calle San Pablo, Camarillo, CA 93012.

01-04-2026

Chain Bridge I, a SPAC, reported total assets declining to $1,183,329 at December 31, 2025 from $5,442,658 YoY, primarily due to Investments held in Trust Account dropping 85.5% to $766,224 from $5,285,060 amid heavy redemptions of Class A ordinary shares (62,590 shares remaining vs. 455,736). While cash rose 201% to $390,255, total liabilities increased 72% to $4,282,588 and accumulated deficit worsened 63% to $(3,866,058) from $(2,367,244), driven by higher accrued expenses, new Senior Note debt of $1,078,066, and elevated derivative liabilities.

• ·Class A redeemable shares at $12.242 per share (2025) vs. $11.377 (2024).
• ·New Senior Note of $1,078,066 issued in 2025.
• ·Accrued expenses – related party cleared to $0 from $120,000.
• ·Derivative liabilities increased to $557,870 from $88,200.

01-04-2026

The Robert B. Daugherty Foundation filed a 13F-HR report on April 1, 2026, for the quarter ended March 31, 2026, disclosing its sole holdings of 250,000 shares in Valmont Industries, Inc. (CUSIP: 920253101) with a total market value of $99,982,500. The foundation reports sole voting power over all 250,000 shares and no other holdings.

• ·CUSIP: 920253101
• ·Business address: 15000 Valmont Plaza, Ste 202, Omaha, NE 68154
• ·SEC file number: 028-25952

01-04-2026

NIKE's Q3 FY2026 revenues were nearly flat YoY at $11,279M versus $11,269M, while nine-month revenues edged up 0.6% to $35,426M from $35,212M. However, gross profit declined 3.1% to $4,530M in Q3 and 5.3% to $14,518M over nine months, with net income dropping sharply 34.5% to $520M in Q3 and 32.2% to $2,039M over nine months. Cash from operations for nine months fell 62% to $1,231M from $3,235M, though total assets grew slightly to $37,064M as of February 28, 2026.

• ·Diluted EPS declined to $0.35 in Q3 FY2026 from $0.54 YoY.
• ·Inventories stable at $7,487M as of Feb 28, 2026 versus $7,489M at May 31, 2025.
• ·Current portion of long-term debt increased to $999M from $0 at May 31, 2025.
• ·Shareholders' equity rose to $14,090M from $13,213M at May 31, 2025.
• ·Accrued liabilities increased to $6,183M from $5,911M at May 31, 2025, driven by higher compensation and benefits ($1,544M).

01-04-2026

Blue Owl Technology Finance Corp. (NYSE: OTF) announced the release of its first quarter ended March 31, 2026 financial results on May 6, 2026 after market close, with a quarterly earnings call scheduled for May 7, 2026 at 11:30 a.m. Eastern Time. As of December 31, 2025, OTF had investments in 199 portfolio companies with an aggregate fair value of $14.3 billion.

• ·Earnings call webcast available on www.blueowltechnologyfinance.com News & Events section.
• ·Conference call dial-in: Domestic (877) 407-8629, International +1 (201) 493-6715; reference 'Blue Owl Technology Finance Corp.'
• ·Replay dial-in: Domestic (877) 660-6853, International +1 (201) 612-7415, Access Code 13759513 (available for 14 days via phone, 1 year via webcast).

01-04-2026

bioAffinity Technologies, Inc. announced via press release that unit sales for its CyPath® Lung diagnostic in Q1 2026 exceeded internal projections and achieved 146% YoY growth compared to Q1 2025, based on preliminary unaudited data. This performance reflects accelerating physician adoption and expanding clinical use of the company's noninvasive lung cancer diagnostic test. No declines or flat metrics were reported in the filing.

• ·Data is preliminary and unaudited
• ·Press release attached as Exhibit 99.1
• ·Filed under Items 8.01 (Other Events) and 9.01 (Financial Statements and Exhibits)

01-04-2026

Alerus Financial Corporation (ALRS) has issued its DEF 14A proxy statement for the virtual annual stockholder meeting on May 14, 2026, at 1:30 p.m. Central Time, with a record date of March 16, 2026. Key proposals include the election of directors, a non-binding advisory vote on executive officer compensation, and ratification of RSM US LLP as the independent registered public accounting firm. The statement references the Annual Report on Form 10-K for the year ended December 31, 2025, and provides access details for proxy materials online.

• ·Virtual meeting access: https://edge.media-server.com/mmc/p/52pjzmgx with passcode 'alerus2026' and 11-digit control number.
• ·Proxy materials available at investors.alerus.com and http://www.astproxyportal.com/ast/19579/.
• ·Notice first mailed on or about April 1, 2026.

01-04-2026

URBN's FY2026 net sales rose 11.1% YoY to $6,165.4 million, driven by gross profit growth of 15.1% to $2,217.8 million (margin expansion to 36.0%) and operating income surging 27.8% to $605.6 million (9.8% margin). Net income increased 15.5% to $464.9 million ($5.15 basic EPS). However, other expenses jumped to $45.5 million from $4.6 million, and SG&A expenses held flat at 26.2% of sales.

• ·Working capital increased to $568.0 million from $417.1 million.
• ·Share repurchases in FY2026 totaled 3,711,472 shares for $177.0 million inclusive of excise tax.
• ·Net cash used in financing activities widened to $191.4 million from $77.1 million, primarily due to repurchases.
• ·Accumulated other comprehensive loss improved to $(22.1) million from $(46.6) million.

01-04-2026

Compass Diversified Holdings (NYSE: CODI) announced quarterly distributions on its 7.250% Series A Preferred Shares (CODI PR A), 7.875% Series B Preferred Shares (CODI PR B), and 7.875% Series C Preferred Shares (CODI PR C), covering the period from January 30, 2026, to April 30, 2026. The distributions are payable on April 30, 2026, to holders of record as of April 15, 2026. A press release is attached as Exhibit 99.1.

• ·Filing date: April 1, 2026
• ·Securities traded on New York Stock Exchange under symbols CODI, CODI PR A, CODI PR B, CODI PR C

01-04-2026

F&G Annuities & Life, Inc. entered into a Rule 10b5-1 trading plan on March 30, 2026, for open market repurchases of its common stock (par value $0.001, ticker FG), pursuant to previously authorized share repurchase programs by the Board of Directors. Repurchases may begin no earlier than April 7, 2026, subject to specified price parameters, daily volume limits, and other conditions, with the plan terminating on May 30, 2026. The company is not obligated to repurchase any shares, and actual repurchases depend on market conditions and plan terms.

• ·Plan complies with Rule 10b5-1 and Rule 10b-18 under the Exchange Act
• ·Broker granted discretion over transaction execution based on tiered market price structure
• ·Designed to allow repurchases when insider trading laws might otherwise restrict the company

01-04-2026

Jefferies Credit Partners BDC Inc. declared a distribution of $0.1224 per share for its Class I common stock and Class S common stock on March 26, 2026. The distribution is payable on April 16, 2026 to shareholders of record as of the close of business on March 26, 2026, and may be paid in cash or reinvested in additional shares for participants in the distribution reinvestment plan.

• ·Filing date: April 1, 2026
• ·Date of earliest event reported: March 26, 2026
• ·Registrant is an emerging growth company

01-04-2026

Marwynn Holdings, Inc. (MWYN) filed an 8-K on April 1, 2026, disclosing a change in its certifying accountant effective March 27, 2026, under Item 4.01. The former accountant, Golden Eagle CPAs LLC, issued a letter concurring with the company's statements pertaining to their firm and neither agreeing nor disagreeing with other statements. No disagreements or financial impacts were reported.

• ·Company address: 12 Chrysler Unit C, Irvine, CA 92618
• ·Trading symbol: MWYN on NASDAQ
• ·Entity Central Index Key: 0002030522
• ·Fiscal year end: April 30
• ·Emerging Growth Company: true

01-04-2026

Booking Holdings Inc. (BKNG) appointed Kurt Sievers, retired CEO of NXP Semiconductors, to its Board of Directors effective April 1, 2026, bringing experience in technology, mobility, and global markets from roles including leading NXP's acquisition of Marvell’s Wi-Fi Connectivity Business Unit and the 2015 merger with Freescale Semiconductor. Concurrently, Director Lynn Radakovich announced her retirement from the Board effective at the company's Annual Meeting in June 2026 after a decade of service providing leadership in global business, technology, sales, and marketing.

• ·Kurt Sievers served as President and CEO of NXP Semiconductors from 2020 until retirement in 2025; previously President from 2018 and joined Executive Management Team in 2009.
• ·Kurt Sievers currently serves on boards of Capgemini SE (Strategy & CSR and Compensation Committees) and supervisory board of Daimler Truck Holding AG.
• ·Filing date: April 01, 2026; Items 5.02, 7.01, 9.01.

01-04-2026

Bassett Furniture Industries reported fiscal Q1 2026 consolidated net sales of $80.3 million, down 2.2% YoY from $82.2 million, with operating income declining to $1.2 million (1.4% of sales) from $2.5 million (3.0% of sales). While wholesale sales edged up 0.1% to $53.0 million and Bassett Casegoods sales grew 12.1%, retail sales fell 1.4% to $52.5 million with an operating loss of $1.0 million versus breakeven, gross margins dropped 80 basis points to 56.2%, and SG&A expenses rose 70 basis points to 54.7% of sales due to lower sales leverage. Diluted EPS was $0.13, down from $0.21 YoY, though e-commerce sales increased 28% and retail written sales were flat.

• ·Inventories increased to $65,666 thousand from $61,790 thousand quarter-over-quarter.
• ·Total assets stood at $316,154 thousand as of February 28, 2026, down from $323,819 thousand.
• ·Initiatives expected to save $1.5 to $2.0 million annually beginning late Q2 FY26.
• ·Conference call scheduled for April 2, 2026, at 9:00 am ET.

01-04-2026

abrdn National Municipal Income Fund (NYSE: VFL) adjourned its Special Shareholder Meeting on April 1, 2026, to April 15, 2026, at 11:00 am Eastern Time, to solicit additional proxies and achieve quorum. The meeting concerns approval of an Agreement and Plan of Reorganization with MFS Municipal Income Trust (NYSE: MFM), which the Board of Trustees unanimously recommends. Aberdeen Investments, the manager, had approximately $525 billion in assets under management as of December 31, 2025.

• ·Proxy materials available on www.sec.gov and via mail.
• ·Contact: Aberdeen Investments U.S. Closed-End Funds Investor Relations at 1-800-522-5465 or investor.relations@aberdeenplc.com

01-04-2026

abrdn Global Income Fund, Inc. (NYSE American: FCO) adjourned its Special Shareholder Meeting held on April 1, 2026, to April 10, 2026, at 10:00 am Eastern Time, to solicit additional proxies and achieve quorum. Shareholders are voting on an Agreement and Plan of Reorganization with abrdn Asia-Pacific Income Fund, Inc. (NYSE American: FAX) and the subsequent liquidation and dissolution of FCO, with the Board unanimously recommending approval. No financial performance metrics were reported in this filing.

• ·Proxy statement and supplemental materials available on www.sec.gov
• ·Contact: Aberdeen Investments U.S. Closed-End Funds Investor Relations at 1-800-522-5465 or investor.relations@aberdeenplc.com

01-04-2026

O’Reilly Automotive, Inc. filed an 8-K on April 1, 2026, under Items 7.01 (Regulation FD Disclosure) and 9.01, announcing via press release (Exhibit 99.1) the dates of its first quarter 2026 earnings release and conference call. This disclosure ensures timely public dissemination of material information. No financial results or other metrics were provided.

01-04-2026

Cinemark Holdings, Inc. (CNK) filed a DEFA14A notice regarding the availability of proxy materials for its Annual Stockholders Meeting on May 14, 2026, for stockholders of record as of March 19, 2026. Proposals include the election of four Class I directors (Nancy Loewe, Steven Rosenberg, Enrique Senior, Nina Vaca) for terms expiring in 2029, an advisory vote to approve named executive officer compensation, and ratification of Deloitte & Touche LLP as independent auditors. The Board of Directors recommends voting FOR all three proposals.

• ·Paper materials can be ordered via www.investorelections.com/CNK, call 1-866-648-8133, or email paper@investorelections.com using the 12-digit control number.
• ·No other requests or inquiries should be included in email subject line beyond the control number.

01-04-2026

MVB Financial Corp. and its subsidiary MVB Bank, Inc. announced via press release that Michael L. Giorgio's role has been expanded to include Chief Operating Officer alongside his existing Chief Information Officer position, effective April 1, 2026. The disclosure was made under Regulation FD to ensure fair public dissemination of the information.

• ·Press release filed as Exhibit 99.1
• ·SEC filing under Items 7.01 (Regulation FD Disclosure) and 9.01 (Financial Statements and Exhibits)