S&P 500 Consumer Discretionary Sector SEC Filings — April 10, 2026

10-04-2026

Coca-Cola Europacific Partners plc (CCEP) announces board committee composition changes effective after the Annual General Meeting on 28 May 2026, including the appointment of Mary Harris as Senior Independent Director. Key changes involve Nathalie Gaveau retiring from the Environmental, Social and Governance Committee, Dessi Temperley joining it, Nicolas Mirzayantz shifting to the Nomination Committee from Audit, and Mark Price becoming Chairman of the Affiliated Transaction Committee. Subject to AGM approval, new Independent Non-executive Directors Laurence Debroux and Uvashni Raman will join the Audit, Remuneration, and Affiliated Transaction Committees.

• ·Updated Audit Committee: Dessi Temperley (Chairman), Robert Appleby, John Bryant, Nicolas Mirzayantz, Laurence Debroux, Uvashni Raman.
• ·Updated Affiliated Transaction Committee: Mark Price (Chairman), Robert Appleby, Nancy Quan, Uvashni Raman.
• ·Updated ESG Committee: Mario Rotllant (Chairman), Sol Daurella, Alfonso Líbano Daurella, Dessi Temperley.
• ·Updated Nomination Committee: Mary Harris (Chairman), Manolo Arroyo, Sol Daurella, Nicolas Mirzayantz, Mark Price.
• ·Updated Remuneration Committee: John Bryant (Chairman), Manolo Arroyo, José Ignacio Comenge, Laurence Debroux, Mary Harris.
• ·Notification in accordance with UK Listing Rule 6.4.6R(3).

10-04-2026

Luma Capital S.A. - SPF filed a 13F-HR on April 10, 2026, disclosing its equity holdings as of March 31, 2026, consisting of 12 positions all held with sole voting power. Top holdings include Alphabet Inc Cap Stk Cl A valued at 16928657 USD, Amazon.com Inc at 16400638 USD, and Markel Group Inc at 13459740 USD. No prior period data or changes are reported in the filing.

• ·All 12 holdings reported with sole voting and sole investment discretion power.
• ·Filing period end date: March 31, 2026.
• ·Filer located at 25A Boulevard Royal, Luxembourg L-2449.

10-04-2026

Artificial Intelligence Technology Solutions, Inc. (AITX) filed an 8-K on April 10, 2026, announcing the issuance of a press release titled 'AITX's RAD Expands Data Center Security Footprint to 30 Units at Single Site.' This update highlights expansion in their RAD security product deployment at a single data center site. No financial metrics or period-over-period comparisons were disclosed.

• ·Filing includes Exhibit 99.1: April 10, 2026 Press Release
• ·Items reported: 8.01 (Other Events), 9.01 (Exhibits)

10-04-2026

Abra Financial Holdings, Inc. filed a Rule 425 communication disclosing a webinar on April 9, 2026, featuring CEO Bill Barhydt and Head of Asset Management Marissa Kim discussing crypto portfolio strategies in the 'Fourth Turning' amid its Business Combination Agreement with New Providence Acquisition Corp. III dated March 16, 2026. The presentation highlighted Bitcoin's outperformance versus gold (currently at $72,000), the rapid growth of crypto companies reaching $100M revenue, and smart contracts as the future of banking, with no company-specific financial metrics or declines reported.

• ·Business Combination Agreement dated March 16, 2026, between Abra Financial Holdings, Inc. and New Providence Acquisition Corp. III
• ·Webinar aired April 9, 2026, at 4:00 pm ET
• ·Bitcoin outperforming gold since Iran conflict; Iran accepting Bitcoin for Strait of Hormuz tolls
• ·Gold up approximately 2.5X post-major crises (Great Depression, 1970s stagflation, GFC, COVID)

10-04-2026

On April 6, 2026, Onfolio Holdings Inc. held a Special Meeting of Stockholders where all four proposals passed with strong majorities: the Reverse Stock Split Proposal (1-for-5 to 1-for-50) approved by 97.21% of votes, the Notes Proposal for share issuance upon convertible note exercise by 96.44%, the Adjournment Proposal by 95.17%, and the Authorized Share Increase from 50,000,000 to 300,000,000 common shares by 89.79%. While approvals were overwhelming, the share increase faced the highest opposition at 10.17%, and broker non-votes exceeded 934,000 shares on some proposals.

• ·Reverse stock split ratio range: 1-for-5 to 1-for-50, to be effected within one year if at all.
• ·Notes issued pursuant to securities purchase agreements dated November 17, 2025.
• ·Company is an emerging growth company.

10-04-2026

Boost Run and Willow Lane Acquisition Corp. announced that the SEC has declared effective the Registration Statement on Form S-4 for their proposed Business Combination originally agreed on September 15, 2025. Willow Lane will hold an Extraordinary General Meeting of shareholders on April 30, 2026, to approve the transaction, with the combined company expected to list on Nasdaq as Boost Run Inc. under symbols BRUN and BRUNW shortly after closing. Executives expressed optimism about the milestone, highlighting Boost Run's growth in AI cloud infrastructure.

• ·Record date for Willow Lane shareholders: March 12, 2026
• ·Extraordinary General Meeting time: 10:00 a.m. ET on April 30, 2026, at offices of Ellenoff Grossman & Schole LLP, 1345 Avenue of the Americas, 11th Floor, New York, NY 10105, and virtually at https://www.cstproxy.com/willowspac/2026
• ·Proxy materials request deadline: April 23, 2026
• ·Boost Run certifications: SOC 2 Type II, HIPAA, ISO 27001, ISO 27701

10-04-2026

Prota Financial, LLC filed its 13F-HR report on April 10, 2026, disclosing a portfolio of 67 holdings valued at $138843444 as of December 31, 2025, all with sole voting and dispositive power. Largest positions include J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM ($12034940), J P MORGAN EXCHANGE TRADED F NASDAQ EQT PREM ($11772352), and BLUE OWL CAPITAL CORPORATION COM ($10718512). No shared voting authority, performance data, or changes from prior periods were reported.

• ·All 67 positions held with sole voting power (SH SOLE) and no other categories reported.
• ·Firm address: 1980 Post Oak Blvd., Suite 200, Houston, TX 77056.
• ·EIN: 812136149; State of incorporation: TX.

10-04-2026

Where Food Comes From, Inc. (WFCF) held its 2026 Annual Meeting of Stockholders on April 9, 2026. All six director nominees were elected with strong majorities, receiving 3,884,113 to 3,893,751 For votes out of approximately 3.9 million shares voted. Shareholders also ratified Haynie & Company as the independent auditor for the year ending December 31, 2025 (4,405,870 For), approved executive compensation on an advisory basis (3,861,757 For), and recommended a 3-year frequency for future advisory votes (3,412,172 votes).

• ·Meeting held on April 9, 2026; filing dated April 10, 2026.
• ·Auditor ratification for year ending December 31, 2025.
• ·All proposals passed with minimal opposition (e.g., auditor Against/Abstain <1% of votes; exec comp Against <0.2%).

10-04-2026

ALM First Financial Advisors, LLC filed its 13F-HR holdings report as of March 31, 2026, disclosing sole voting power over 25 ETF positions with no prior period comparisons provided. Key holdings include Vanguard S&P 500 ETF at 146161925 and Cambria Global Momentum ETF at 67184967, alongside other Cambria and Vanguard ETFs. The filing reflects a snapshot of discretionary assets under management focused on ETFs.

• ·Filing submitted on April 10, 2026 for period ended March 31, 2026
• ·All positions held with sole voting power (SH SOLE)
• ·Central Index Key: 0001950054
• ·SEC File Number: 028-22726

10-04-2026

On April 8, 2026, Beneficient closed a primary capital transaction through a subsidiary, acquiring a limited partner interest in Quartus AI Fund LP with a net asset value of $8.75M and issuing 875,214 shares of Series B-10 Resettable Convertible Preferred Stock to the customer. The company participates in an unrealized gain of $1.2M from the fund's asset appreciation, with expected increases of $9.77M to ExAlt loan portfolio collateral and tangible book value for stockholders. The filing includes a certificate of designation for the preferred stock and solicits proxies for stockholder approval of potential Class A Common Stock issuances upon conversion, subject to Nasdaq rules.

• ·Series B-10 Preferred Stock convertible at initial price of $3.5479 per share (B-10 Conversion Price), subject to monthly reset with floor of $1.2418 per share.
• ·Transaction closed pursuant to agreements dated April 7, 2026; certificate of designation filed April 8, 2026.
• ·Issuance exempt under Section 4(a)(2) and Regulation D; stockholder approval sought for issuances exceeding Nasdaq Exchange Cap.

10-04-2026

Blackstone Digital Infrastructure Trust Inc. filed an S-11 registration statement on April 10, 2026, for its REIT public offering, highlighting risks including the time-consuming and costly process of complying with Sarbanes-Oxley Section 404 internal controls, which could erode investor confidence if ineffective. The filing details anti-takeover provisions in the Operating Partnership agreement and charter, such as redemption rights, transfer restrictions, and consent requirements for OP unit holders, that may delay or prevent unsolicited acquisitions or changes of control. Additionally, the board's authority to amend policies, issue preferred stock, and leverage Maryland laws (e.g., Business Combination Act, Control Share Acquisition Act) without stockholder approval could subordinate common stockholder rights and discourage third-party bids.

• ·Registration No. 333- (incomplete in filing excerpt)
• ·Board size fixed exclusively by directors: not less than 1 nor more than 15, subject to Blackstone's rights under Management Agreement
• ·Maryland Business Combination Act applies for 5 years to interested stockholders (10%+ voting power) unless board-approved
• ·Bylaws designate Circuit Court for Baltimore City, Maryland as exclusive forum for certain stockholder actions (Securities Act claims in federal court)
• ·Charter limits director/officer liability except for improper benefit or deliberate dishonesty; provides maximum indemnification

10-04-2026

Amalgamated Financial Corp. (AMAL) filed a DEFA14A Definitive Additional Proxy Materials on April 10, 2026, pursuant to Section 14(a) of the Securities Exchange Act of 1934. The filing indicates no fee was required. This supplement relates to ongoing proxy solicitation activities.

10-04-2026

Voya Financial's 2026 Proxy Statement highlights exceptional 2025 performance, exceeding financial targets with over $1 billion in pre-tax adjusted operating earnings, $775 million in excess capital generation, and 22% adjusted EPS growth across all business segments. Key achievements include Retirement reaching 10 million participants with record $28.2 billion organic DC net flows and $959 million adjusted operating earnings near 40% margins, Employee Benefits improving from $40 million to $152 million in adjusted operating earnings, and Voya Investment Management achieving record $14.6 billion net flows with net revenues over $1 billion. NEO annual cash incentives were paid at 178% to 209% of target, reflecting strong individual contributions amid assets under management/administration surpassing $1 trillion.

• ·OneAmerica integration delivered adjusted operating earnings well in excess of $75M target
• ·Voya Investment Management adjusted operating margin held at 28.3%
• ·Excess capital generation 10% above targets supporting $374M capital return to shareholders
• ·Secured DALBAR’s Excellent designation for 15th consecutive year and PLANADVISER Adviser Choice Award
• ·100% resolution of critical cybersecurity vulnerabilities within SLAs
• ·Target annual cash incentives: Ms. Lavallee $2.5M, Mr. Katz $1.625M, Mr. Kaduson $1.875M, Mr. Toms $2.1125M, Mr. Keshavan $1.35M

10-04-2026

FRP Holdings, Inc. reported Q4 FY2025 net income attributable to the Company of $0.38 million, down 77% YoY from $1.68 million, primarily due to $0.5 million in Altman Logistics acquisition expenses, multifamily NOI decline of 3% from lower occupancy at Dock and Maren, and 12% drop in Industrial/Commercial NOI from vacancies and new depreciation at Chelsea. However, total NOI rose slightly to $9.29 million from $9.10 million, driven by 11% Mining Royalty Lands NOI growth from higher royalties per ton, and the Company completed the acquisition of Altman Logistics on October 21, 2025, adding development capabilities and personnel. Full-year pro rata NOI fell 0.7% YoY, adjusted up ~$1.0 million excluding prior non-recurring mining items.

• ·Multifamily average occupancy 90.7% Q4 2025 vs 92.5% Q4 2024.
• ·Industrial/Commercial: 10 buildings totaling 773,356 sq ft industrial + 33,708 sq ft office; Chelsea 258,279 sq ft 100% vacant.
• ·Mining: Royalty tons down 3% but royalties per ton up 15%.
• ·Development: Funded $27.8M of $31.1M for Harford County MD 344 residential lots; 195 lots sold.
• ·Equity in loss of joint ventures improved 11.1% to $2.47M loss.

10-04-2026

Seacoast Banking Corporation of Florida's 2026 definitive proxy statement for its May 20 annual meeting seeks shareholder approval for electing five Class III directors, declassifying the board, an advisory vote on named executive officer compensation, and ratifying Crowe LLP as auditors for fiscal 2026. The shareholder letter reports robust 2025 performance including 9% above-peer organic loan growth, 10% year-over-year net interest margin expansion, adjusted efficiency ratio improving over five points to 58%, and 45% growth in adjusted pre-tax pre-provision earnings, alongside completions of Villages Bancorporation and Heartland Bancshares acquisitions to bolster its Florida franchise. Strong capital position with 14.5% Tier 1 capital ratio and 78% loan-to-deposit ratio was maintained.

• ·Record date for voting eligibility: March 25, 2026
• ·Annual meeting location: Hutchinson Shores Resort, 3793 NE Ocean Blvd, Jensen Beach, FL 34957 at 10:00 a.m. ET
• ·Proposal 2: Amend Amended and Restated Articles of Incorporation to declassify the Board of Directors

10-04-2026

FGI Industries Ltd. reported revenue of $130,528,652 for the year ended December 31, 2025, a slight 1.0% decline from $131,818,073 in 2024, with gross profit also down 0.5% to $35,251,092. Operating loss widened 14.4% to $2,402,056 amid higher G&A expenses (+8.9%), while net loss attributable to shareholders deteriorated sharply by 411.2% to $6,139,526, driven by increased other expenses and tax provisions. Cash and equivalents fell to $1,899,801 from $4,558,160, and total shareholders' equity decreased to $15,610,041 from $21,565,650.

• ·Adjusted net loss attributable to shareholders was $2,555,789 in 2025 vs. $939,648 in 2024, worsening 172.0%.
• ·Accounts receivable decreased to $13,847,762 from $20,293,555; inventories increased to $15,292,742 from $13,957,867.
• ·Short-term loans reduced to $11,868,828 from $14,502,367; accounts payable rose to $24,687,900 from $19,349,529.
• ·Basic and diluted loss per share was $3.20 in 2025 vs. $0.63 in 2024.

10-04-2026

Bitwise Hyperliquid ETF filed Amendment No. 2 to Form S-1 on April 10, 2026, detailing its Delaware statutory trust structure, staking program with Staking Agents (preferencing affiliate Attestant, Ltd.), approved Hyperliquid Trading Counterparties (FalconX, Flowdesk, Nonco LLC, Wintermute Trading Ltd.), service providers including Sponsor Bitwise Investment Advisers, LLC, Trustee CSC Delaware Trust Company, Administrator/Transfer Agent/Cash Custodian BNY Mellon, Hyperliquid Custodian Anchorage Digital Bank N.A., and Marketing Agent Foreside Fund Services, LLC. The Trust will pay a 0.67% per annum Sponsor Fee (covering most ordinary expenses up to $500,000 in legal fees) and staking expenses of 15% on generated Hyperliquid (retaining ~85%). It uses the CF Hyperliquid-Dollar US Settlement Price as Pricing Benchmark from platforms like Bitget, Kucoin, MEXC, and Gati.io.

• ·Trust formed pursuant to Trust Agreement dated December 9, 2025; Sponsor Agreement also dated December 9, 2025.
• ·Sponsor formed June 4, 2018 in Delaware.
• ·Trustee: CSC Delaware Trust Company; Hyperliquid Custodian address: 101 South Reid Street, Suite 329, Sioux Falls, SD 57103; Administrator address: 240 Greenwich Street, New York, New York 10286.
• ·ITV disseminated every 15 seconds during 9:30 a.m. to 4:00 p.m. ET trading hours.

10-04-2026

Marqeta, Inc. filed a DEFA14A proxy statement on April 10, 2026, recommending shareholders authorize a 1-for-4 reverse stock split of common stock and a proportional reduction in authorized shares, based on share counts as of December 31, 2025, to improve per-share metrics, EPS meaningfulness, marketability, and reduce administrative costs without altering market capitalization or ownership percentages. The Board has one year post-2026 Annual Meeting approval to implement, with fractional shares cashed out (anticipated <0.1% of shares) and automatic adjustments to equity awards under the 2021 Stock Option and Incentive Plan, Amended and Restated 2011 Equity Incentive Plan, and 2021 ESPP. No dilutive impact or change in voting power is expected.

• ·Stockholders not entitled to appraisal rights under Delaware law.
• ·Fractional shares receive cash payment based on closing price day before effective date, no interest accrued.
• ·Equity awards adjusted proportionally: options/RSUs/ESPP share counts reduced by 4x, prices/values increased by 4x.
• ·Contact ir@marqeta.com or Computershare (800-736-3001) for questions.

10-04-2026

Palomar Holdings, Inc. issued a notice for its 2026 Annual Meeting of Stockholders on May 21, 2026, seeking approval to elect Class I directors Daryl Bradley and Thomas Bradley to serve until the 2029 Annual Meeting, an advisory vote on named executive officer compensation, and ratification of Ernst & Young LLP as independent auditors for the fiscal year ending December 31, 2026. The Board of Directors recommends voting FOR all proposals. Proxy materials, including the 2026 Proxy Statement and 2025 Annual Report, are available online at www.investorvote.com/PLMR.

• ·Annual Meeting location: Corporate Headquarters, 7979 Ivanhoe Avenue, Suite 500, La Jolla, CA 92037 at 9:00 A.M. Pacific Time
• ·Electronic votes must be received by May 20, 2026 at 11:59 P.M. Pacific Time
• ·Requests for paper copies of proxy materials must be received by May 10, 2026
• ·Fiscal year end: December 31, 2026 (for auditor ratification)

10-04-2026

TPG Twin Brook Capital Income Fund filed Definitive Additional Proxy Materials (DEFA14A) on April 10, 2026, pursuant to Section 14(a) of the Securities Exchange Act of 1934. The filing is marked as 'Definitive Additional Materials' by the registrant with no fee required. No specific proxy proposals, shareholder matters, or financial details are included in the provided content.

10-04-2026

The Cheesecake Factory Incorporated filed a DEFA14A Definitive Additional Proxy Statement on April 10, 2026, pursuant to Section 14(a) of the Securities Exchange Act of 1934. The filing indicates no fee was required and is marked as Definitive Additional Materials. No specific proposals, financial data, or shareholder actions are detailed in the provided filing content.

10-04-2026

TWFG, Inc. issued a DEFA14A notice for its 2026 Annual Meeting of Stockholders, scheduled virtually for May 27, 2026, at 9:00 a.m. Central Time. Shareholders are to vote on electing six director nominees and ratifying Deloitte & Touche LLP as independent auditor for the year ending December 31, 2026; no other financial or performance metrics are highlighted.

• ·Annual Meeting: May 27, 2026, 9:00 a.m. Central Time, virtually at www.virtualshareholdermeeting.com/TWFG2026
• ·Vote deadline: May 26, 2026, 11:59 PM ET at www.ProxyVote.com
• ·Proxy materials request deadline: May 13, 2026
• ·Company address: 10055 Grogans Mill Rd Ste. 500, The Woodlands, TX 77380

10-04-2026

On April 10, 2026, indirect subsidiaries of XPLR Infrastructure, LP borrowed approximately $232 million under a limited-recourse senior secured variable rate term loan facility. As of that date, approximately $27 million remained available under the facility, subject to specified conditions. No prior period comparisons or performance metrics were disclosed.

• ·The facility is described as limited-recourse and senior secured with a variable rate.
• ·Registrant's Common Units trade under symbol XIFR on the New York Stock Exchange.
• ·Principal executive offices: 700 Universe Boulevard, Juno Beach, Florida 33408.

10-04-2026

Melfa Wealth Management, Inc., based in Westborough, MA, filed its 13F-HR report on April 10, 2026, disclosing $174,154,737 in equity holdings as of March 31, 2026, across 195 positions all held with sole discretionary authority. The portfolio is diversified with significant allocations to ETFs such as Dimensional ETF Trust US Core Equity 2 ($12,108,499), Vanguard Index FDS Total Stk Mkt ($10,720,425), and individual stocks including Apple Inc. ($4,932,703 for 19,436 shares) and BlackRock Muniyield Quality ($4,406,105). No prior period data or changes are provided in the filing.

• ·All 195 holdings reported as SH SOLE (sole discretionary authority, no shared or other managers)
• ·Filed under SEC file number 028-22780
• ·Company formerly known as Melfa Wealth Management, LLC (name change January 17, 2023)

10-04-2026

Lyft, Inc. filed a DEFA14A Definitive Additional Materials proxy statement on April 10, 2026, pursuant to Section 14(a) of the Securities Exchange Act of 1934. The filing was made by the registrant with no fee required. No substantive financial or operational details are provided in the filing header.

• ·Filing subcategory: Proxy Statement Definitive Additional Materials
• ·Payment of Filing Fee: No fee required

10-04-2026

Cantor Fitzgerald Income Trust, Inc. classified 920,000 authorized but unissued shares of preferred stock as 9.50% Series A Cumulative Redeemable Preferred Stock with a $25.00 liquidation preference per share via board resolutions. Holders are entitled to cumulative cash dividends of $2.375 per share annually (9.50% rate), payable quarterly in arrears starting July 31, 2026, for the initial period from the Original Issue Date through July 30, 2026. The series includes redemption rights, conversion upon change of control, and other protective provisions.

• ·Quarterly dividend payment dates: last day of January, April, July, October (or next business day), commencing July 31, 2026.
• ·Series A Record Dates: January 15th, April 15th, July 15th, October 15th.
• ·Initial dividend prorated for partial period based on 360-day year of twelve 30-day months.

10-04-2026

FG Merger II Corp. (Acquiror), FG Merger Sub II Inc., and Boxabl Inc. executed a Second Amendment to their Agreement and Plan of Merger (originally dated August 4, 2025, first amended November 3, 2025) as of April 6, 2026, extending a key date in Section 10.1(e) to July 31, 2026 and adding a termination right for non-response to requests after five business days. The amendment introduces provisions for potential early release of lock-up restrictions on Acquiror securities held by Sponsor Parties, Paolo Tiramani, Galiano Tiramani, and affiliates if Acquiror Common Stock trades at or above $20.00 prior to May 6, 2026 or Closing, while updating Acquiror share capital details to reflect 10,295,800 shares of Common Stock issued and outstanding. No financial metrics or performance declines are disclosed.

• ·Amendment adds new Section 8.9 requiring joint agreements for lock-up releases subject to ThinkEquity LLC consent.
• ·30-day post-Closing lock-up on Sponsor Parties' securities not affected by the $20.00 trading trigger.
• ·New termination provision (Section 10.1(i)) allows either party to terminate if no response to written request after five Business Days.

10-04-2026

Briaud Financial Planning Inc, a Texas-based firm, filed its 13F-HR disclosing $381,383,269 in assets under management across 38 equity positions as of March 31, 2026. The portfolio is heavily weighted toward gold and precious metals ETFs, with SPDR Gold Trust ($85,325,311) and iShares Silver Trust ($22,427,973) as top holdings, alongside diversified exposure to tech giants like Apple ($2,477,298) and NVIDIA ($1,580,762). No period-over-period changes are reported in this point-in-time filing.

• ·Holdings include 198,343 shares of SPDR Gold Trust
• ·329,248 shares of iShares Silver Trust
• ·Filing covers period ending March 31, 2026, submitted April 10, 2026

10-04-2026

FS KKR Capital Corp announced that updated investor presentations will be made available on its website after market close on April 10, 2026, under the 'Events & Presentations' page in the 'For Investors' section at www.fskkrcapitalcorp.com. The company disclaims any obligation to update the information except as required by federal securities laws. No specific financial metrics, performance data, or other quantitative details were disclosed in the filing.

• ·Securities registered: Common stock (FSK) on New York Stock Exchange
• ·Address: 3025 JFK Boulevard, OFC 500, Philadelphia, Pennsylvania 19104
• ·Telephone: (215) 495-1150

10-04-2026

Ingles Markets, Incorporated issued a DEFA14A filing on April 10, 2026, as part of a contested proxy solicitation for its 2026 annual meeting of shareholders, with record date March 12, 2026. The company urges shareholders to vote 'FOR' its director candidates using only the WHITE universal proxy card and to review the definitive proxy statement filed on April 1, 2026, available on SEC website or company IR site. Participants in the solicitation include company directors and certain executives.

• ·Record date for shareholders: March 12, 2026
• ·Definitive proxy statement and WHITE proxy card filed with SEC: April 1, 2026
• ·Proxy materials available at www.sec.gov, www.ingles-markets.com (Investor Relations under 'Corporate' tab), or via email to barnold@ingles-markets.com
• ·Using any other proxy card revokes prior voting instructions

10-04-2026

Magnus Financial Group LLC filed its 13F-HR on April 10, 2026, disclosing holdings as of March 31, 2026, with 373 positions and a total market value of $1,231,960,929. The portfolio is diversified across equities, ETFs, and preferred securities, with all positions held with sole voting power and no shared or other voting authority. Top holdings by value include SPDR S&P 500 ETF Trust ($103,981,979), J P Morgan Exchange Traded F Nasdaq Eqt Prem ($28,049,789), and iShares Bitcoin Trust ETF ($24,226,660).

• ·All 373 positions held with sole voting power (SH SOLE) and zero shared, none, or other voting authority.
• ·Largest position by shares: Energy Transfer L P 9.250% Fxd Pfd I (355,555 shares).
• ·Portfolio includes significant ETF exposure, such as Vanguard Intl Equity Index F FTSE Emr Mkt ETF (237,926 shares).

10-04-2026

SOBR Safe, Inc.'s 10-K filing details extensive business risks, including heavy reliance on its SOBRsafeTM technology for personal alcohol awareness tracking devices, limited operating history, manufacturing challenges with third-party suppliers, and potential product defects or market non-acceptance that could impair revenue growth. Additional risks encompass cyber vulnerabilities, regulatory compliance costs, talent retention issues, supply chain disruptions, and stock volatility with threats of Nasdaq delisting. Marketing efforts focus on e-commerce, SEO/SEM, partnerships, and brand development, but face hurdles from technological obsolescence and competition.

• ·Risk of inability to meet future capital needs or sustain profitability, potentially leading to reduced operations.
• ·Dependency on third-party manufacturers for key components, with risks of delays, quality issues, or sole supplier disruptions.
• ·Potential for common stock delisting from Nasdaq and classification as penny stock, reducing liquidity.

10-04-2026

Expensify, Inc. (EXFY) filed a DEFA14A Definitive Additional Proxy Materials on April 10, 2026, pursuant to Section 14(a) of the Securities Exchange Act of 1934. The filing indicates no fee is required and is marked as Definitive Additional Materials rather than a preliminary or definitive proxy statement.

• ·Filing Type: DEFA14A (Schedule 14A)
• ·Payment of Filing Fee: No fee required

10-04-2026

Affinity Wealth Management LLC filed its 13F-HR on April 10, 2026, disclosing $660,629,282 in total 13F securities held with sole voting authority as of March 31, 2026, across 103 positions. The portfolio shows heavy ETF exposure including Invesco QQQ Trust ($50,236,282), Invesco S&P MidCap Momentum ETF ($46,788,327), and First Trust Rising Dividend Achievers ETF ($45,300,096), alongside individual stocks like NVIDIA ($22,478,089) and Microsoft ($12,741,380). No prior period comparisons or performance metrics are provided in the filing.

• ·All 103 positions held with sole voting authority (SH SOLE); no shared or other voting authority reported
• ·Filing CIK: 0000810672
• ·Business address: 2751 Centerville Road, Suite 110, Wilmington, DE 19808

10-04-2026

abrdn Global Income Fund, Inc. (NYSE American: FCO) announced the adjournment of its Special Shareholder Meeting held on April 10, 2026, to Monday, April 13, 2026, at 6:00 pm Eastern Time, to solicit additional proxies for quorum. Shareholders are voting on two proposals: an Agreement and Plan of Reorganization with abrdn Asia-Pacific Income Fund, Inc. (NYSE American: FAX) and the liquidation and dissolution of FCO. The Board unanimously recommends approval, with supplemental proxy materials to be mailed.

• ·Proxy statement available on www.sec.gov
• ·Contact: Aberdeen Investments U.S. Closed-End Funds Investor Relations at 1-800-522-5465 or investor.relations@aberdeenplc.com

10-04-2026

Blue Owl Technology Finance Corp. (OTF) filed DEFA14A proxy solicitation materials for its 2026 Annual Meeting of Shareholders scheduled for June 25, 2026, at 9:30 a.m. ET (virtual). The materials urge shareholders of record as of March 27, 2026, to vote FOR Proposal 1 (re-elect board members Eric Kaye and Victor Woolridge for 3-year terms) and Proposal 2 (ratify KPMG as independent registered public accounting firm for fiscal year ending December 31, 2026), in line with the unanimous Board recommendation. Voting can be done online at www.proxyvote.com or by phone at 844-264-6051 to help manage solicitation costs borne by the company and shareholders.

• ·Proxy solicitation handled by Broadridge with toll-free number 844-264-6051 (Mon-Fri, 9AM-10PM ET).
• ·Alternative voting phone: 1-800-690-6903.
• ·Shareholders may receive multiple ballots/emails and must vote each to cover all shares.

10-04-2026

Compass Diversified Holdings and Compass Group Diversified Holdings LLC filed definitive additional proxy materials (DEFA14A) with the SEC on April 10, 2026, pursuant to Section 14(a) of the Securities Exchange Act of 1934. The filing indicates no fee was required. No financial metrics, performance data, or specific proposals are detailed in the provided materials.

• ·Filing classified as Definitive additional materials under Schedule 14A.

10-04-2026

GM Financial Consumer Automobile Receivables Trust 2026-2, sponsored by AmeriCredit Financial Services, Inc. d/b/a GM Financial, will issue $1,269,810,000 in asset-backed notes across multiple classes (A-1 through C) backed by prime consumer automobile loan receivables secured by new and used vehicles, with closing on April 15, 2026. The notes carry fixed rates from 3.826% to 4.64% (and one floating rate class), sold via underwriters led by J.P. Morgan Securities LLC pursuant to key agreements filed as exhibits. No performance declines or flat metrics are reported in this new issuance filing.

• ·Underwriting Agreement dated April 8, 2026, among GM Financial, AFS SenSub, and J.P. Morgan as Representative.
• ·Indenture dated April 15, 2026, between Issuing Entity and The Bank of New York Mellon as Trustee and Trust Collateral Agent.
• ·Trust Agreement dated February 27, 2026, as amended and restated April 15, 2026, between AFS SenSub and Wilmington Trust Company as Owner Trustee.
• ·Sale and Servicing Agreement dated April 15, 2026, with GM Financial as Servicer.
• ·Clayton Fixed Income Services LLC engaged as Asset Representations Reviewer.

10-04-2026

AppFolio, Inc. entered into a Second Amended and Restated Employment Agreement with President and CEO Shane Trigg on April 9, 2026, superseding the prior agreement from March 1, 2023. The agreement provides for at-will employment with a minimum annual base salary of $570,000, target annual bonus of 100% of base salary, and significant equity awards including $5,000,000 RSUs and $4,479,000 PSUs at target for FY2026, plus annual RSUs of $5,000,000 and formula-based PSUs for FY2027-2030. It also outlines enhanced severance benefits conditioned on release of claims, including up to 24 months base salary continuation in a corporate transaction scenario.

• ·Severance for termination without cause or good reason (outside corporate transaction): 18 months base salary, prorated bonus up to target, 12 additional months vesting acceleration on certain equity.
• ·Death/disability severance: 12 months base salary, full vesting of RSUs and PSUs up to target.
• ·Corporate transaction severance (within specified window): 24 months base salary, 200% bonus up to target, full vesting of RSUs/PSUs.
• ·Agreement filed as Exhibit 10.1.

10-04-2026

Brownie's Marine Group, Inc. reported total net revenues of $7,516,687 for the year ended December 31, 2025, down 7.99% YoY from $8,169,668, driven by declines in Legacy SSA Products (-1.87%), Ultra-Portable Tankless Dive Systems (-9.33%), Redundant Air Tank Systems (-12.00%), and Guided Tour Retail (-100%), despite growth in High Pressure Gas Systems (+14.83%). Liquidity strengthened with working capital surging 240.3% to $579,074 from $170,175, and current liabilities decreasing 14.0%. However, cash used in operating activities was $170,644 (improved from $293,434 prior year), and the company disclosed inadequate internal controls over revenue recognition.

• ·Shareholder-approved equity plans: 1,800,000 outstanding options/warrants/rights at weighted average exercise price $0.0447; 23,200,000 securities available for future issuance.
• ·Non-shareholder-approved equity plans: 28,869,400 outstanding options/warrants/rights at weighted average exercise price $0.0448; none available for future issuance.
• ·Net cash used in investing activities improved to $(14,178) from $22.
• ·Net cash used in financing activities: $(75,028) vs. provided $280,022 prior year.
• ·Inadequate internal controls over revenue recognition disclosed.