S&P 500 Consumer Staples Sector SEC Filings — March 12, 2026

12-03-2026

Grayscale Stellar Lumens Trust (GXLM) filed a 10-KT Transition Report on March 12, 2026, covering the three-month transition period from October 1, 2025, to December 31, 2025, due to a Sponsor amendment on November 24, 2025, changing the fiscal year-end from September 30 to December 31. As of June 30, 2025, the aggregate market value of shares held by non-affiliates was $27.4M, with 1,389,200 shares outstanding as of March 6, 2026. The filing emphasizes extensive risk factors including XLM price volatility, regulatory uncertainties, operational dependencies, and potential premiums/discounts to NAV, with no specific financial performance metrics for the period disclosed.

• ·Sponsor amended Trust Agreement on November 24, 2025, to change fiscal year-end
• ·Trust intends to file annual 10-K reports for twelve-month periods ending December 31 beginning with 2026
• ·Registrant classified as non-accelerated filer, smaller reporting company, and emerging growth company

12-03-2026

Grayscale Ethereum Classic Trust (ETCG) filed its 10-K for the fiscal year ended December 31, 2025, disclosing it holds approximately 7% of ETC in circulation, with each Share representing 0.7850 ETC and 13,993,800 Shares outstanding as of March 6, 2026. Shares have historically traded at substantial premiums (max 458%, avg 98%) and discounts (max 77%, avg 45%) to NAV per Share since May 10, 2018, with a 28% discount as of December 31, 2025, due to lack of redemption program and volatility. The filing emphasizes risks including ETC price volatility, regulatory uncertainties, and potential Trust dissolution.

• ·Trust formed April 18, 2017; name changed January 11, 2019.
• ·Reorganization January 1, 2025; GSO withdrew January 3, 2025; GSIS sole Sponsor effective May 3, 2025.
• ·No ongoing redemption program; creations in Baskets of 100 Shares.
• ·Shares trade on OTCQX; private placement Shares subject to Rule 144 six-month holding period.

12-03-2026

Elicio Therapeutics reported a reduced net loss of $39.6M for the year ended December 31, 2025, improving 23.8% YoY from $51.9M, primarily due to operating expenses declining 16.2% to $37.7M, with R&D expenses dropping sharply 26.0% to $24.9M. However, G&A expenses increased 13.1% to $12.8M, cash used in operating activities remained nearly flat at $37.0M, total assets decreased to $25.9M from $28.2M, and net cash position slightly declined by $225K. Stockholders' equity improved to a positive $1.6M from a $11.3M deficit, supported by financing activities including stock issuances.

• ·Net cash provided by financing activities: $36.7M in 2025 vs $42.3M in 2024.
• ·Long-term debt, net: $9.4M at Dec 31 2025 vs $20.0M at Dec 31 2024.
• ·Warrant liabilities: $2.6M at Dec 31 2025 vs $2.8M at Dec 31 2024.
• ·Cash, cash equivalents and restricted cash: $19.3M at Dec 31 2025 vs $19.5M at Dec 31 2024.
• ·Weighted average common shares outstanding: 15,312,751 in 2025 vs 12,202,996 in 2024.
• ·Net loss per common share: $(2.58) in 2025 vs $(4.25) in 2024.

12-03-2026

Eastman Kodak Co reported FY2025 revenues of $1,069M, up 2.5% YoY from $1,043M, with strong growth in Advanced Materials and Chemicals (+17% to $316M) and Brand (+15% to $23M), while Print revenues declined 3% to $715M. Gross profit rose 14% to $232M (22% margin) from $203M (19%), but the company posted a net loss of $128M versus a $102M profit in 2024, driven by $171M other charges and higher restructuring costs. Cash and equivalents increased to $442M from $301M, supported by robust operating cash flow of $480M versus -$7M.

• ·Print Operational EBITDA improved to $3M (0% of revenues) from -$8M (-1%)
• ·Advanced Materials and Chemicals Operational EBITDA margin expanded to 12% from 6%
• ·Brand Operational EBITDA margin stable at 87% vs 85%
• ·Cash increased $141M net, with investing cash outflow reduced to $29M from $39M

12-03-2026

SentinelOne reported Q4 FY26 revenue of $271.2M, up 20% YoY from $225.5M, and full-year revenue of $1.001B, up 22% YoY from $821.5M, with ARR reaching $1.119B (+22% YoY) and customers with $100k+ ARR growing 18% to 1,667. While non-GAAP operating margins improved to 6% in Q4 (from 1%) and 3% for FY (from -3%), GAAP metrics showed persistent losses with Q4 net loss margin worsening to -41% from -31% and gross margin declining to 73% from 75%. The company guides for Q1 FY27 revenue of $276-278M and FY27 revenue of $1.195-1.205B with non-GAAP operating income of $110-120M.

• ·FY26 operating cash flow margin 8% (up from 4% FY25); free cash flow margin 5% (up from 1%).
• ·Q4 free cash flow margin -1% (improved from -4% YoY).
• ·Non-GAAP diluted EPS guidance: Q1 FY27 $0.01-0.02; FY27 $0.32-0.38.
• ·Non-GAAP tax rate guidance: 17% for both Q1 FY27 and FY27.
• ·Earnings webcast on March 12, 2026 at 1:30 p.m. PT.

12-03-2026

General Electric Company filed definitive additional proxy soliciting materials (DEFA14A) on March 12, 2026, pursuant to Section 14(a) of the Securities Exchange Act of 1934. The filing was made by the registrant with no fee required. No specific proposals, financial data, or performance metrics are detailed in the provided materials.

12-03-2026

Surf Air Mobility reported Q4 2025 revenue of $26.4 million, down 6% YoY from $28.05 million, driven by a 19% decline in scheduled service revenue partially offset by 36% growth in On Demand charter revenue; full-year 2025 revenue decreased 10.8% to $106.6 million from $119.4 million. Adjusted EBITDA loss improved 5% YoY to $41.7 million for FY2025 versus $44.1 million, though Q4 loss widened 15.9% to just under $8 million from $6.9 million. The company provided 2026 guidance for 20-30% revenue growth to $128-138 million but anticipates a wider Adjusted EBITDA loss of $40-50 million amid investments.

• ·Q4 2025 controllable completion rate improved to 98% (+9.5 pp YoY); on-time departures to 72% (+10.5 pp YoY); on-time arrivals to 81% (+7 pp YoY).
• ·Order for 25 electric aircraft (options for 75 more) from BETA Technologies; designated launch operator for passenger service in Hawaii.
• ·Fleet consolidated exclusively to Cessna Caravan aircraft.
• ·Q1 2026 guidance: Revenue $24-26M; Adjusted EBITDA loss $13.5-15.5M.

12-03-2026

Axcelis Technologies, Inc. (Nasdaq: ACLS) announced David Ryzhik, Senior Vice President of Investor Relations and Corporate Strategy, as Interim Chief Financial Officer effective March 12, 2026, following James Coogan's departure to pursue a CFO role elsewhere; Coogan will remain until April 24, 2026, for a smooth transition. The company plans to engage an executive search firm for a permanent CFO hire. CEO Russell Low praised Ryzhik's expertise and his role in the pending merger with Veeco, while thanking Coogan for building a strong finance organization.

• ·David Ryzhik joined Axcelis in July 2024 with over 20 years of finance and investor relations experience.
• ·Axcelis has provided semiconductor solutions for over 45 years, headquartered in Beverly, Mass.

12-03-2026

Kosmos Energy Ltd. entered into an underwriting agreement on March 10, 2026, with Barclays Capital Inc. and Stifel, Nicolaus & Company, Incorporated, as representatives of the underwriters, to issue and sell 97,500,000 shares of common stock in a registered public offering, with an option for an additional 14,625,000 shares. The underwriters exercised the option in full on March 11, 2026, resulting in a total of 112,125,000 shares issued. The offering closed on March 12, 2026; no pricing or net proceeds details were disclosed.

• ·Underwriting Agreement filed as Exhibit 1.1
• ·Shelf Registration Statement File No. 333-280362
• ·Common stock trades on New York Stock Exchange (KOS) and London Stock Exchange

12-03-2026

Applied Optoelectronics, Inc. entered into Amendment No. 1 to its Equity Distribution Agreement with Raymond James & Associates, Inc. and Needham & Company, LLC, increasing the aggregate offering price for common stock from $250M to $500M. As of March 12, 2026, the Company has sold 2,476,307 shares for approximately $249,999,983, leaving roughly $250,000,017 available for future at-the-market offerings. Sales agents are entitled to 2% of gross sales prices as compensation, with the agreement terminable by either party.

• ·Shares to be sold in 'at the market' offerings via Nasdaq Global Market or other markets.
• ·Original Agreement dated February 26, 2026; prospectus supplement filed March 12, 2026.
• ·Registered under Form S-3ASR (Registration No. 333-283905).

12-03-2026

Molecular Partners AG reported zero revenues in 2025, a 100% YoY decline from CHF 5M in 2024 and CHF 7M in 2023, resulting in a net loss of CHF 62M, 14% worse than CHF 54M in 2024. While operating expenses fell 12% YoY to CHF 58M driven by R&D costs down 17% to CHF 40M and SG&A down 13% to CHF 15M, shareholders' equity dropped 43% to CHF 80M and total liquidity declined 38% to CHF 93M. Cash and equivalents improved 29% to CHF 83M amid net cash inflow from investing activities of CHF 73M.

• ·Restructuring expenses of CHF 2.7M in 2025.
• ·Net cash used in operating activities improved to CHF 51M from CHF 59M YoY.
• ·Net cash from investing activities of CHF 73M in 2025, driven by short-term deposit maturities.
• ·Basic and diluted net loss per share CHF 1.65 in 2025, slightly worse than CHF 1.59 in 2024.
• ·ADS depositary fees up to $0.05 per ADS for various services.

12-03-2026

CareCloud, Inc.'s 10-K filing outlines extensive risk factors, including dependencies on offshore operations in Pakistan, Azad Jammu and Kashmir, and Sri Lanka; challenges integrating acquisitions like MAP App, Medsphere Systems Corporation, and RevNu Medical Management; cybersecurity threats; and competition in adopting AI. Key personnel risks involve retaining Mahmud Haq (Executive Chairman), Stephen Snyder (CEO), and A. Hadi Chaudhry (Chief Strategy Officer), while dividends on Series A and B Preferred Stock—suspended in December 2023 and resumed in February 2025—remain in arrears with double payments planned from February 2026, subject to lender covenants. Additional concerns include potential goodwill impairments, preferred stock conversions diluting common shares (majority in March 2025), and Mahmud Haq's 12% ownership control as of December 31, 2025, with no offsetting positive performance metrics provided.

• ·Dividends on Preferred Stock suspended in December 2023; resumed February 2025 with one month of arrearage paid monthly; double dividends on Series B starting February 2026.
• ·Majority of Series A Preferred Stock converted to common stock in March 2025, increasing outstanding shares and granting full voting rights.

12-03-2026

Colgate-Palmolive elected Christopher S. Boerner, Ph.D., Board Chair and CEO of Bristol Myers Squibb, to its Board effective March 15, 2026, adding expertise in pharmaceuticals and healthcare. However, director Steven A. Cahillane will not stand for reelection at the May 8, 2026 Annual Meeting due to his new role as CEO of The Kraft Heinz Company.

• ·Dr. Boerner previously served as EVP, Chief Operating Officer (2023) and EVP, Chief Commercialization Officer (2018-2023) at Bristol Myers Squibb.
• ·Dr. Boerner to receive compensation as non-employee director per proxy statement filed March 26, 2025.
• ·Filing signed by Jennifer M. Daniels on March 12, 2026.

12-03-2026

Funko, Inc. reported net sales of $908M for the year ended December 31, 2025, down 13.5% from $1.05B in 2024, with cost of sales declining 9.5% but SG&A expenses down only 5.9%. The company swung to an operating loss of $46M from a $13M profit, resulting in net loss widening to $68M (357.7% worse) from $15M, and Adjusted EBITDA falling to $27M from $95M. Cash from operations turned negative at $5M from $124M provided.

• ·Largest facility: 862,000 sq ft Warehouse/Distribution in Buckeye, AZ (lease expires Oct 31, 2032)
• ·Net cash change: +$7.5M in 2025 vs -$1.8M in 2024
• ·2023 net sales: $1.10B, net loss attributable to Funko: $154M
• ·Loss per diluted share: $(1.24) in 2025 vs $(0.28) in 2024

12-03-2026

Motorola Solutions, Inc. (NYSE: MSI) announced on March 12, 2026, the appointment of Peter Leav to its board of directors. Leav, a senior advisor at TPG with more than 25 years of leadership experience at software companies including McAfee (former CEO), BMC Software (former CEO), and Polycom (former CEO), brings expertise in software and cybersecurity. Chairman and CEO Greg Brown stated that Leav's track record will help drive growth as the company advances.

• ·Leav currently serves as vice chairman of the board of directors of Everfox and as a board member of New Relic.
• ·Leav previously served on the boards of Box, Proofpoint, and HD Supply.

12-03-2026

Velocity Financial, Inc. filed an 8-K on March 12, 2026, disclosing under Regulation FD the posting of management's fourth quarter and full year 2025 earnings presentation on its Investor Relations website (www.velfinance.com) as of March 11, 2026. The presentation is furnished as Exhibit 99 but no specific financial metrics, improvements, or declines were detailed in the filing itself.

• ·Filing covers Items 7.01 (Regulation FD Disclosure) and 9.01 (Financial Statements and Exhibits).
• ·Securities: Common stock, par value $0.01 per share (VEL) listed on NYSE and NYSE Texas, Inc.
• ·Principal offices: 2945 Townsgate Road, Suite 110, Westlake Village, California 91361.

12-03-2026

Angel Studios reported record Q4 2025 revenue of $109.9M, up 254.3% YoY from $31.0M, and full-year revenue of $321.6M, up 233.2% YoY from $96.5M, driven by Angel Guild recurring revenue which grew 488.3% YoY to represent 65.2% of total revenue and membership reaching 2.2M. However, net loss widened to $78.6M in Q4 (from $37.2M) and $170.5M for the year (from $88.4M), due to sharply higher selling and marketing expenses of $120.6M in Q4 (up from $38.0M), while gross margin improved slightly to 60% from 58%. The company anticipates Adjusted EBITDA loss narrowing to less than $25M in 2026 amid content expansion.

• ·Total assets grew to $241.4M from $111.4M YoY, but total liabilities surged to $267.2M from $94.7M, resulting in negative stockholders' equity of -$25.8M vs. positive $16.7M prior year.
• ·Guild membership grew from 550K at end of Q4 2024 to 2.0M in Q4 2025 and 2.2M quarter-to-date.
• ·Plans to double streaming library by adding 200 films and 500+ TV episodes/specials; expect 730 titles by end of 2026.
• ·Upcoming releases: Animal Farm (May 1, 2026), Young Washington (July 3, 2026), Zero A.D. (Q4 2026).

12-03-2026

Keurig Dr Pepper Inc. announced the pricing of private offerings for $2.55B in USD notes and €3.0B in Euro notes, consisting of multiple tranches with maturities from 2028 to 2056 and interest rates from 3.495% to 6.625%, to fund the JDE Peet’s Acquisition and related expenses. The notes are issued by Maple Parent Holdings Corp., initially guaranteed by the Company, with expected closing on March 26, 2026, subject to customary conditions. The filing highlights forward-looking risks including completion uncertainties, significant debt incurrence, integration challenges, potential credit downgrades, and share price impacts.

• ·Notes offered under Rule 144A and Regulation S, unregistered under Securities Act
• ·Guarantees terminate upon Separation; JDE Peet’s expected to guarantee post-acquisition
• ·Net proceeds to fund JDE Peet’s Acquisition, related fees, and expenses alongside other financing

12-03-2026

Littelfuse, Inc. (LFUS) filed a DEFA14A Definitive Additional Proxy Materials on March 12, 2026, pursuant to Section 14(a) of the Securities Exchange Act of 1934. The filing indicates no fee was required and was submitted by the registrant. No substantive proxy details, financial metrics, or shareholder proposals are included in the provided header.

• ·Filing categorized as Definitive Additional Materials under Schedule 14A.

12-03-2026

Non-Invasive Monitoring Systems, Inc. (NIMU), a Florida corporation, entered into an Agreement and Plan of Merger and Reorganization dated March 6, 2026, whereby its wholly-owned subsidiary, Gravitics Merger Sub, Inc., will merge with Gravitics, Inc., with Gravitics surviving as a wholly-owned subsidiary and its stockholders receiving at least 95.5% of NIMU's post-merger equity. This represents significant dilution for existing NIMU stockholders, who will retain no more than 4.5% ownership. The closing is targeted on or before June 30, 2026, at the offices of Lucosky Brookman LLP, with Colin Doughan to serve as Chairman of the post-merger board.

• ·Merger intended to qualify as a tax-free reorganization under Section 368(a) of the Internal Revenue Code.
• ·Effective Time upon filing Certificate of Merger with Delaware Secretary of State pursuant to DGCL Section 251(c).
• ·Post-merger board to include a majority of independent directors under Nasdaq Rule 5605(a)(2).

12-03-2026

Zurn Elkay Water Solutions Corp (ZWS) issued DEFA14A additional proxy materials for its Annual Meeting on April 30, 2026, at 9:00 a.m. Central Time in Milwaukee, Wisconsin. Key matters include election of three director nominees (Thomas D. Christopoul, Emma M. McTague, Peggy N. Troy), an advisory vote on named executive officer compensation as disclosed in the proxy statement, and ratification of Ernst & Young LLP as independent auditors for the year ending December 31, 2026. The record date for shareholders is March 3, 2026, with voting available online, by phone, mail, or in person.

• ·Meeting location: 511 W. Freshwater Way, Milwaukee, Wisconsin 53204
• ·Online voting deadline: 11:59 p.m. the day before the meeting for registered holders; April 20, 2026 for plan participants
• ·Proxy default vote: FOR all director nominees and FOR proposals 2 and 3 if no instructions specified

12-03-2026

Pinnacle West Capital Corporation (PNW) and Arizona Public Service Company announced an Underwriting Agreement dated March 10, 2026, for the offering of $600M aggregate principal amount of 5.10% Notes due 2036. The filing under Item 9.01 includes exhibits such as the Thirty-Third Supplemental Indenture, the form of Note, and a legal opinion from Shirley A. Baum. This supports their effective Registration Statement on Form S-3 (No. 333-277448 and 333-277448-01) from February 28, 2024.

• ·Registration Statement on Form S-3 (No. 333-277448 and No. 333-277448-01) effective February 28, 2024
• ·Filing signed on March 12, 2026

12-03-2026

Constellium SE announced that its Board of Directors authorized a new share repurchase program of up to $300 million for its outstanding ordinary shares, effective following the 2026 Annual General Meeting on May 21, 2026, and expiring on December 31, 2028. This new program replaces the current one authorized in February 2024.

• ·Filing signed by Jack Guo, Chief Financial Officer, on March 12, 2026
• ·Previous share repurchase program authorized in February 2024

12-03-2026

Pixelworks reported net revenue of $693K for FY 2025, essentially flat YoY from $690K with 0% change. Gross profit improved to $589K (85.0% margin) from $561K (81.3% margin), while cost of revenue declined to $104K from $129K. However, restructuring expenses totaled $1.262M (including $1.109M severance and $153K lease costs), net loss from discontinued operations narrowed 11% to $15.009M, and other income rose to $3.123M largely from a $3M one-time gain on patent sales.

• ·Lease expirations: China (Aug 2026, 3,000 sq ft), California (Feb 2028, 6,000 sq ft), Oregon (Dec 2026, 5,000 sq ft).
• ·Provision (benefit) for income taxes: $(184)K FY 2025 vs $44K FY 2024.
• ·Restructuring (Table 4) fully eliminated in FY 2025 at $0 vs $174K FY 2024.
• ·Included in cost of revenue restructuring: $78K FY 2025 vs $16K FY 2024.

12-03-2026

The Chemours Company completed a private offering of $700M aggregate principal amount of 7.875% senior unsecured notes due 2034, using net proceeds and cash on hand to redeem $188M of its 5.750% senior notes due 2028 at approximately $189.8M plus accrued interest. Remaining proceeds are expected to fund the redemption of its outstanding 5.375% senior notes due 2027 at approximately $500.3M plus accrued interest, extending maturities but at a higher interest rate compared to the redeemed notes.

• ·Headquartered in Wilmington, Delaware; listed on NYSE under symbol CC.
• ·Operates three businesses: Thermal & Specialized Solutions, Titanium Technologies, and Advanced Performance Materials.
• ·Notes offered to qualified institutional buyers under Rule 144A and non-U.S. persons under Regulation S; not registered under Securities Act.

12-03-2026

For the three months ended January 31, 2026, Limoneira reported total net revenues of $18.2M, down 47% YoY from $34.3M, driven by a 49% decline in agribusiness revenues to $16.8M, resulting in an operating loss of $10.6M (worsened from $5.3M) and net loss attributable to common stockholders of $9.6M or $0.53 per share (vs. $3.2M or $0.18 prior year). However, net cash used in operating activities improved 9% to $11.7M from $12.9M YoY, with financing activities providing $15.3M mainly from $38.0M in debt borrowings. Total assets stood at $307.5M as of January 31, 2026, down slightly QoQ from $311.1M, while stockholders' equity decreased to $169.8M from $180.0M.

• ·Long-term debt increased to $89.9M from $72.5M QoQ.
• ·Common stock dividends paid $1.4M ($0.075 per share).
• ·Preferred dividends: Series B $32 ($2.19/share), Series B-2 $93 ($10/share).
• ·Capital expenditures $3.0M in Q1 FY2026.
• ·Cash paid for interest $721K (net of capitalized).

12-03-2026

On March 9, 2026, Cryo-Cell International, Inc. (CCEL) received a notice from NYSE American LLC indicating non-compliance with continued listing standards under Section 1003(a) of the NYSE American Company Guide, posing a risk of potential delisting. Trading of the company's common stock continues uninterrupted on NYSE American under the symbol CCEL while Cryo-Cell prepares to submit a compliance plan by April 8, 2026. There is no assurance that the plan will be accepted or that compliance will be regained within any granted extension period.

• ·Common Stock: $0.01 par value, trading symbol CCEL on NYSE American LLC
• ·Principal executive offices: 700 Brooker Creek Blvd, Suite 1800, Oldsmar, Florida 34677
• ·Filing items reported: 3.01, 7.01, 9.01
• ·Exhibit 99.1: Press Release dated March 12, 2026

12-03-2026

Artificial Intelligence Technology Solutions Inc. completed a 100-for-1 reverse stock split processed by FINRA on March 12, 2026, after which its Board of Directors unanimously voted not to proceed with a proposed Authorized Share Increase of 3.8B common shares filed via Definitive Information Statement on March 2, 2026. The authorized capitalization remains unchanged at 27.52B total shares, including 27.5B common shares and 20M preferred shares. No other material changes or performance metrics were reported.

• ·Reverse Stock Split ratio of 100 for 1 processed by FINRA on March 12, 2026

12-03-2026

Wheeler Real Estate Investment Trust, Inc. filed an S-11 registration statement on March 12, 2026, for the resale of 673,971 shares of common stock by selling stockholders, including up to 501,894 shares upon full exercise of A&R Warrants at $0.01 per share, potentially resulting in 2,107,954 shares outstanding and diluting existing holders by 12%. The company recently regained Nasdaq compliance with bid price ($1.00 minimum, post-May 2024 reverse split) and publicly held shares rules (1,200,110 shares as of November 6, 2024), but faces ongoing risks of delisting due to multiple reverse splits (including January 2026) and potential future non-compliance. Key risks include substantial dilution from low-price warrants, reduced liquidity from reverse splits, and geographic concentration in retail properties vulnerable to tenant losses and economic weakness.

• ·Nasdaq bid price non-compliance notified December 7, 2023; compliance regained June 3, 2024 after May 16, 2024 reverse stock split.
• ·Nasdaq Publicly Held Shares non-compliance notified June 28, 2024; compliance plan submitted July 12, 2024; extension to December 25, 2024; regained November 13, 2024.
• ·Cumulative reverse stock splits exceed 250:1 over two years ending January 16, 2026, limiting future bid price compliance opportunities.
• ·Previous S-11 registration (No. 333-294263) filed December 13, 2023, has been closed.
• ·Properties geographically concentrated in Southeast, Mid-Atlantic, and Northeast regions.

12-03-2026

Ascend Wellness Holdings, Inc. reported net revenue of $500.6M for FY 2025, down 11% YoY from $561.6M, with gross profit declining 8% to $169.7M despite a gross margin expansion to 33.9% from 32.8%; operating loss widened to $17.0M from a $4.7M profit, and net loss increased 39% to $118.2M. Adjusted EBITDA remained nearly flat at $116.9M (up 0.6% YoY) with margin improvement to 23.4% from 20.7%, while cash from operating activities dropped sharply to $38.1M from $73.3M. Stockholders' equity turned to a $46.6M deficit from a $71.8M surplus, amid rising long-term debt to $291.1M.

• ·Long-term debt increased to $291.1M from $214.4M YoY.
• ·Stockholders' equity shifted to ($46.6M) deficit from $71.8M surplus.
• ·Common stock repurchases: 4,801 Class A shares in FY2025 and 11,000 in FY2024.
• ·Settlement expense of $17M in FY2025.

12-03-2026

Kodiak Gas Services, Inc. announced via press release that its subsidiary, Kodiak Gas Services, LLC, priced a private offering of $1.0 billion aggregate principal amount of 5.875% senior unsecured notes due 2031. The announcement was filed under Item 8.01 Other Events, with the press release attached as Exhibit 99.1.

• ·Event date: March 11, 2026
• ·Filing date: March 12, 2026
• ·Notes are privately offered and not for sale in jurisdictions where unlawful

12-03-2026

Braemar Hotels & Resorts Inc. reported portfolio-wide weighted average occupancy of 67.37%, ADR of $410.00, and RevPAR of $276.21 for the year ended December 31, 2025, with total hotel net income of -$13.0M and hotel EBITDA of $164.2M across 3,028 rooms. While properties like Pier House Resort & Spa achieved 3.2% YoY revenue growth to $30.8M and net margin expansion to 40.4%, and Bardessono Hotel saw 4.9% revenue increase, others declined including The Ritz-Carlton St. Thomas with 8.7% YoY revenue drop to $67.9M and 19% EBITDA decline, Park Hyatt Beaver Creek with 5.0% revenue decline, and Sofitel Chicago Magnificent Mile posting a sharp net income swing to -$28.7M from $1.2M. Overall performance was mixed with flat to declining revenues at several major properties and persistent net losses at multiple hotels.

• ·Four Seasons Resort Scottsdale Hotel EBITDA $28.0M; ADR $867.26; RevPAR $522.22
• ·The Ritz-Carlton Sarasota Hotel EBITDA $25.1M
• ·Cameo Beverly Hills Hotel EBITDA -$4.0M and net income -$8.4M
• ·Portfolio includes properties in AZ, FL, U.S. Virgin Islands, Puerto Rico, DC, CO, PA, IL, CA

12-03-2026

Deutsche Bank's 2025 total net revenues remained flat at €31.4B compared to €31.5B in 2024, with net interest income up 3% to €15.7B but noninterest income down 4% and trading gains (FVTPL) declining 19% to €4.6B. Profit attributable to shareholders rose 58% YoY to €5.8B, boosted by a 10% drop in noninterest expenses to €20.7B (driven by 21% lower general and administrative costs) and 7% reduced provisions for credit losses. The bank proposes a dividend of €1.00 ($1.17) per share for 2025, with a 33% payout ratio.

• ·Proposed dividend €1.00 ($1.17) per share for 2025 (up from €0.68 in 2024), 33% payout ratio on basic EPS.
• ·2024 net interest income declined 6% YoY from 2023.
• ·Equity Plan Rules and Restricted Share Plan Rules listed for 2021-2026 as exhibits.

12-03-2026

Chicago Atlantic Real Estate Finance, Inc. (REFI) reported total interest and fee income of $62.9M for the year ended December 31, 2025, up 1.4% YoY from $62.1M in 2024, with cash interest rising 1.9% to $49.4M and other fees surging 72.5% to $5.6M, but offset by a sharp 33.5% decline in paid-in-kind interest to $5.8M. The loans held for investment portfolio grew modestly with principal up 1.6% to $411.1M and net carrying value up 1.5% to $403.9M (after a higher CECL reserve of $5.1M vs. $4.3M), though weighted average coupon fell to 12.3% from 13.6% and fixed-rate loans remained flat at ~$23.6M in interest income. Quarterly common share dividends stayed steady at $0.47, totaling $1.88 for 2025.

• ·Base management fees calculated at 0.375% quarterly (1.50% annualized) of Equity, reduced by 50% of certain fees earned by Manager.
• ·Incentive compensation at 20% of Core Earnings excess over 8% annualized return on Equity, payable quarterly if aggregate Core Earnings over 12 quarters >0.
• ·Weighted average remaining life of loans stable at 2.2 years for both 2025 and 2024.
• ·Regular quarterly dividends of $0.47 per common share paid April, July, October 2025 and January 2026, fully characterized as taxable ordinary income and return of capital.

12-03-2026

Sunbelt Rentals reported fiscal Q3 2026 total revenue of $2.637B, up 2.7% YoY from $2.567B, driven by 2.6% rental revenue growth to $2.443B amid mega project strength, though adjusted for lower hurricane activity it would be ~4%. However, operating income fell 7.5% to $492M with margin contracting to 18.7% from 20.7%, adjusted EBITDA declined to $1.082B (41.0% margin vs 43.5%), and net income dropped to $290M due to higher costs and non-recurring items. YTD FY26 highlights include $2.834B cash flow from operations, $1.428B free cash flow, and $1.354B shareholder returns, with outlook narrowed to 2-3% rental growth and capex raised to $2.2-2.3B.

• ·Dollar Utilization: North America General Tool 47% (flat vs prior 48%), North America Specialty 74% (flat vs prior 73%), UK 52% (flat vs prior 53%)
• ·Net leverage 1.6x at Jan 31, 2026
• ·Original cost of rental equipment $19.152B, average fleet age 51 months
• ·Completed $1.5B share buyback Feb 24, 2026; new $1.5B program started March 2, 2026
• ·Interim dividend increased to $0.375/share, paid Feb 6, 2026
• ·FY26 free cash flow outlook ~$2B (GAAP basis)

12-03-2026

G-III Apparel Group reported FY2026 net sales of $2.96B, down 7% YoY from $3.18B, primarily due to $254M lost sales from PVH brands (Calvin Klein and Tommy Hilfiger), though key owned brands grew mid-single digits. Reported net income declined to $67.4M ($1.51 EPS) from $193.6M ($4.20 EPS), with Q4 posting a $31.9M net loss vs prior $48.8M income, impacted by $46.1M impairments and $17.5M bad debt from Saks Global bankruptcy; non-GAAP EPS was $2.61 vs $4.42. Cash rose to $407M from $181M, inventories fell 3.8% to $460M, and $54M was returned to shareholders amid a $25M run-rate cost savings initiative, with FY2027 outlook at $2.71B sales (down due to $470M PVH loss) but EPS of $2.00-$2.10.

• ·Q1 FY2027 outlook: net sales ~$530M (down from $583.6M prior year Q1), net loss $(18.0)M to $(13.0)M or EPS $(0.40) to $(0.30)
• ·FY2027 outlook: Adjusted EBITDA $158M-$162M (down from $192.4M FY2026), net interest income ~$2M, tax rate 30%
• ·FY2026 capital return: $49.8M share repurchases, $4.2M dividends
• ·Q4 FY2026 non-GAAP EPS $0.30 vs $1.27 prior year

12-03-2026

Universal Electronics Inc. (UEIC) reported Q4 2025 net sales of $87.7M, down 21% YoY from $110.5M, with both connected home ($29.7M, -14%) and home entertainment ($58.0M, -24%) segments declining, though gross margins improved to 29.7% from 28.4% and GAAP operating expenses fell $10.5M. For FY 2025, net sales decreased 7% YoY to $368.3M from $394.9M, driven by a 15% drop in home entertainment to $242.9M despite 16% growth in connected home to $125.4M; however, cost savings reduced GAAP operating loss to $6.4M from $15.3M, adjusted non-GAAP operating income rose to $6.3M from $2.2M, and operating cash flow reached $23.6M. The Board approved an additional 1M share repurchase authorization following $3.1M repurchased in 2025, including 765,201 shares (5.8% outstanding) in Q4.

• ·Cash and equivalents increased to $32.3M from $26.8M at year-end.
• ·Total assets decreased to $274.0M from $323.4M.
• ·GAAP net loss for FY 2025 was $18.6M ($1.41/share) vs $24.0M ($1.85/share) in FY 2024.
• ·FY 2026 revenue expected to decline YoY with Adjusted non-GAAP EPS guidance of $0.45-$0.65.

12-03-2026

flyExclusive, Inc. entered into an Asset Purchase Agreement on March 6, 2026, acquiring Non-Vaunt Assets (including Mission Control software, IP, and related goodwill) from Volato Group, Inc. and subsidiaries for $1,333,333, paid entirely in 451,901 shares of Class A common stock at a volume-weighted average price of $2.9505 per share. This transaction follows the Fifth Amendment to the Aircraft Management Services Agreement, which caps total Volato Option exercises at $2,000,000 (leaving $666,667 available for future exercises) and includes registration rights for the issued shares.

• ·Shares issued in reliance on Section 4(a)(2) exemption from Securities Act registration requirements.
• ·Fifth Amendment provides reciprocal asset options for Vaunt or Non-Vaunt assets and requires registration statement filing within 30 days if shares are issued.
• ·Original Volato Agreement dated September 2, 2024; Fourth Amendment dated October 1, 2025.

12-03-2026

CECO Environmental raised its FY26 orders outlook to exceed $1.5B (excluding Thermon), up approximately 50% from FY25 with a book-to-bill ratio >1.5x, driven by a $6.5B sales pipeline in natural gas power, industrial water, and reshoring markets. The Thermon acquisition remains on track to close mid-2026 at $10 per share plus 0.6840 CECO shares (max cash $330M), expecting $40M run-rate cost synergies by year three and combined adjusted EBITDA margins of ~20%. No declines reported, though economic uncertainty is noted.

• ·Transaction terms: $10 per Thermon share and 0.6840 CECO share.
• ·Expected combined entity: double-digit topline growth and adjusted EBITDA margins ~20%.
• ·Filing date: March 12, 2026; expected Thermon close: mid-2026.