BLOG/🇺🇸United States··daily

S&P 500 Consumer Staples Sector SEC Filings — April 01, 2026

USA S&P 500 Consumer Staples

24 high priority26 medium priority50 total filings analysed

Executive Summary

Across 50 SEC filings from the S&P 500 Consumer Staples stream (April 1, 2026), dominant themes include proxy season acceleration with 20+ DEF 14A/DEFA14A filings for May 2026 annual meetings emphasizing director elections, say-on-pay, and auditor ratifications, alongside mixed Q3/FY2025 results showing organic sales resilience (e.g., Conagra +2.4% organic vs -1.9% reported YoY) but widespread margin compression and EBITDA declines in staples like Lamb Weston (-27% adj EBITDA despite +3% sales YoY). M&A activity surges with Keurig Dr Pepper's 96.22% acquisition of JDE Peet’s (EUR 9.9B 2025 sales) for a YE2026 coffee spin-off and Cyclerion's dilutive merger (1.5% ownership retention). Period-over-period trends reveal revenue volatility (Safe & Green +3,900% YoY to $8.2M but loss widened to $16M; Rocky Mountains -50.5% Q1 YoY), improving losses in biotech (Monopar -12% YoY), and capital returns via dividends (Armour $0.24/share, Lamb $0.38) and buybacks (IPG $50M, DFIN $172M record). Forward-looking signals mixed: Lamb Weston raised FY2026 sales/EBITDA midpoints, Conagra narrowed to margin high-end ~11.0-11.5%, with catalysts like BioXcel FDA PDUFA Nov 14, 2026. Leadership churn prominent (6+ CFO/GC changes), no widespread insider selling/buying patterns noted. Portfolio implications: Favor M&A/transforming staples (KDP) over margin-squeezed peers; monitor May proxies for governance shifts amid sector resilience via organic growth offsetting inflation.

Tracking the trend? Catch up on the prior S&P 500 Consumer Staples Sector SEC Filings digest from March 25, 2026.

Investment Signals(12)

  • Acquired 96.22% JDE Peet’s shares (EUR 9.9B 2025 sales + KDP's $16B rev), plans YE2026 split into Beverage/Global Coffee Cos

  • Q3 FY2026 sales +3% YoY ($1.56B on 7% volume/NA +5%), raised FY26 sales midpoint $6.45-6.55B/EBITDA $1.08-1.14B, $0.38 div declared

  • FY2025 equity turned +$7.7M, financing cash +100% YoY to $161.4M, Q1'26 EAI Robotics +gross margins/22 units shipped

  • FY2025 rev +3% YoY ($1.004B, first growth since 2021), medical +21%/adv apps +29%, $839M cash/no debt, $50M buybacks vs $100M auth

  • FY2025 rev +3,900% YoY to $8.2M from biomass/new lines

  • FY2025 net loss -12% YoY to $13.7M (R&D -24%), cash +35% to $61.8M/investments $78.6M, equity doubled to $137.8M post $127M raise/$35M buyback

  • Q3 FY2026 organic sales +2.4% YoY (Frozen/Snacks drive), net debt -10.1% YoY to $7.3B (3.83x leverage), narrowed FY26 guidance to adj margins high-end 11.0-11.5%

  • Refinanced $3.09B term loans via 5th amendment (no default/solvency affirmed), supports water staples stability

  • Confirmed Apr'26 $0.24 common div (record Apr15/pay Apr29), Q2 Ser C pref $0.14583 x3 months

  • FDA accepted sNDA for IGALMI at-home agitation tx, PDUFA Nov14'26

  • DFIN(BULLISH)

    Record $172M 2025 buybacks, software/AI launches despite market challenges

  • Completed $97M equity investment in BaseSix acquisition

Risk Flags(10)

  • Q3 FY2026 sales -1.9% YoY ($2.8B), adj gross margin -112bps to 23.7%, adj EBITDA -14.9% to $437M, YTD op profit -97.1% post impairments

  • Q3 adj EBITDA -27% YoY to $271.7M despite sales +3%, Intl sales -1%/-9% cc, $32.5M potato write-off

  • Q1'26 rev -50.5% YoY to $5K (9mo -40.2% to $15K), swung to Q1 loss $5.5K/9mo net loss $17.8K, cash -64% to $13.4K

  • FY2025 loss widened to $16M (+79% YoY) despite rev surge, op cash use -$7M (vs -$2.7M), auditors flag substantial doubt/Nasdaq delist risk

  • FY2025 rev -8% YoY to $3.4M, op ex +90% to $5.5M, loss widened to $7M (+736% YoY), going concern doubts/teacher reclass risk

  • FY2025 op loss $331M (ex-impairments $185M), Nasdaq bid price < $1 notice (180 days to comply), op cash outflow $107.5M

  • Merger with Korsana leaves pre-merger holders at 1.5% ownership, Series B controls 4 board seats if >30%, $150M+ financing req'd

  • 9mo FY26 sales -4.9% YoY, op profit -97.1% to $29.9M post $771M goodwill/$197M intangible impairments, net loss $299M vs +$896M

  • Former directors resigned Mar26'26 with disputed letters, mgmt disagrees/cautions reliance on filings

  • 2 NY lawsuits +16 demand letters allege disclosure defs in tender offer (Gilead $115/sh +$5 CVR), claims deemed meritless

Opportunities(10)

  • 96% JDE Peet’s control (21K emp/31 countries) enables Global Coffee Co split op readiness YE2026, Rafael Oliveira CEO

  • Expects >$250M savings by FY28 end, closed Argentina plant/curtailed NL line, FY26 capex cut to $400M

  • sNDA acceptance for IGALMI outpatient agitation (bipolar/schizophrenia), PDUFA Nov14'26 milestone

  • $380M financing funds ops to 2029, KRSA-028 Ph1 data mid-2027/Alzheimers POC end-2027, Q3'26 close

  • $839M cash/no debt, materials proc stable (86% rev), new $100M buyback auth post $50M return

  • DFIN/Transformation(OPPORTUNITY)

    Record $172M buybacks, 2 new software/AI products launched 2025 despite headwinds

  • $127M raise net proceeds, $35M buyback, R&D -24% YoY supports pipeline

  • Debt opt +$100M, FX Super One rollout Dec'25, EAI Robotics beat targets/positive margins Q1'26

  • $3.09B term loan refinance maintains liquidity/no default, staple water exposure

  • $97M BaseSix majority stake acquisition expands low-voltage integration

Sector Themes(6)

  • Proxy Season Surge

    25/50 filings DEF/DEFA14A for May'26 meetings (e.g., Circle May14, DFIN May13, Rekor May15), focus director elections/say-on-pay/auditors; board refreshes (Circle +2, DFIN +1 proposed) signal governance upgrades [IMPLICATION: Vote catalysts, potential comp changes]

  • Margin Compression in Staples

    4/6 food/bev cos (Conagra -141bps gross/-112bps adj Q3, Lamb -27% EBITDA) show pressures from inflation/write-offs despite organic growth (+2.4-3.6%); avg -100bps across [IMPLICATION: Cost discipline key, favor volume leaders]

  • M&A/Strategic Splits Active

    KDP JDE 96% buy/spin YE26, Cyclerion-Korsana all-stock (Q3 close), White Mountains $97M BaseSix; valuations accretive (minimal dilution Korsana) [IMPLICATION: Consolidation in bev/coffee, unlock value via splits]

  • Leadership Churn High

    8+ C-suite changes (CVGI CFO resign Apr15, CCEP GC Apr1, Consensus CFO/CAO Apr1, Elauwit CFO Apr2, Prologis CAO Apr1); interim/promotions common [IMPLICATION: Monitor execution risks but fresh talent from Goldman/Vertiv/Deloitte]

  • Capital Returns Resilient

    Dividends consistent (Armour $0.24, Lamb $0.38, KKR infra $0.26-0.33), buybacks strong (IPG $50M/$100M auth, DFIN $172M record, Monopar $35M); FCF mixed (Conagra YTD $581M -YoY) [IMPLICATION: Shareholder-friendly amid volatility]

  • Organic Growth vs Reported Declines

    Staples avg organic +2% (Conagra Frozen +3.6%, Lamb vol +7%) offsets reported -1-5% YoY (Rocky -50%, Classover -8%); outliers Safe+ +3,900% [IMPLICATION: Inflation/vol optics mask core strength]

Watch List(8)

  • Acceptance period ends Apr13'26, delist Apr30'26; monitor split readiness YE2026 [Apr13-30'26]

  • Q4 FY26 NL line curtailment early, Argentina close; cost savings progress to FY28 >$250M [Q4 FY26]

  • IGALMI sNDA PDUFA target Nov14'26 for at-home agitation [Nov14'26]

  • Stockholder approvals/SEC S-4/Nasdaq/HSR/$150M financing for Q3'26 close; Apr1 conf call [Q3'26]

  • Narrowed FY26 organic sales -1% to +1% midpoint/adj EPS low-end ~$1.70; monitor impairments impact [Ongoing FY26]

  • Multiple Proxies/Annual Meetings
    👁

    15+ May'26 votes (Circle May14, DFIN May13, IPG May12, Rekor May15, Diodes May11); watch say-on-pay/director elections [May 11-20'26]

  • Bid price deficiency notice Mar20'26, 180-day compliance window; SEC probe closed no action [By Sep'26]

  • Gilead extension to Apr24'26 ($115/sh +$5 CVR), monitor lawsuits/approvals (HSR done) [Apr24'26]

Filing Analyses(50)
Circle Internet Group, Inc.DEF 14Apositivemateriality 8/10

01-04-2026

Circle Internet Group, Inc. (CRCL) filed its 2026 definitive proxy statement (DEF 14A) on April 1, 2026, for its inaugural annual stockholder meeting as a public company on May 14, 2026. CEO Jeremy Allaire's letter recaps 2025 milestones including a successful IPO in June, follow-on offering in August, launches of Circle Payments Network (CPN) and Arc blockchain, key partnerships with firms like Visa and Kraken, regulatory progress via the GENIUS Act and OCC conditional approval for a national trust bank, plus the Circle Foundation initiative. Lead Independent Director Rajeev Date highlights board refreshment with new directors Adam Selipsky and Kirk Koenigsbauer, and the departure of David Orfao after 12 years.

  • ·Annual meeting details: Virtual live webcast on Thursday, May 14, 2026 at 10:00 a.m. Eastern Time at www.virtualshareholdermeeting.com/CRCL2026; record date March 16, 2026.
  • ·Proposals: (1) Election of three Class I directors; (2) Advisory vote to approve named executive officer compensation; (3) Advisory vote on frequency of future compensation advisory votes (annual); (4) Ratification of Deloitte & Touche LLP as independent registered public accounting firm.
  • ·Headquarters moved to 1 World Trade Center, New York City.
FARADAY FUTURE INTELLIGENT ELECTRIC INC.8-Kmixedmateriality 8/10

01-04-2026

Faraday Future reported Q4 and FY 2025 results with stockholders’ equity turning positive at $7.7 million after ~$100 million debt optimization and financing cash inflow of $161.4 million, up 100% YoY from $80.7 million. EAI Robotics exceeded first-month targets with 22 units shipped and positive product gross margins in Q1 2026, while achieving the first FX Super One pre-production vehicle roll-off. However, revenue was flat YoY, operating loss reached $331 million for FY 2025 ($185 million excluding one-time impairments), and operating cash outflow was $107.5 million.

  • ·SEC investigation concluded in March 2026 with no enforcement action.
  • ·Nasdaq deficiency notice received March 20, 2026, for minimum bid price below $1.00; 180 days to comply.
  • ·First FX Super One pre-production vehicle rolled off December 21, 2025, at Hanford, CA AI-Factory.
  • ·EAI Robotics targeting >1,000 cumulative shipments by end December 2026.
  • ·Headquarters relocated to Silicon Beach, El Segundo, CA in March 2026.
  • ·Initiated action on potential illegal short selling and market manipulation in March 2026.
Commercial Vehicle Group, Inc.8-Kneutralmateriality 8/10

01-04-2026

Commercial Vehicle Group (CVGI) announced that Chief Financial Officer Andy Cheung will resign effective April 15, 2026, to become CFO of a mid-cap publicly traded company. Angie O’Leary, current Corporate Controller and Chief Accounting Officer, has been promoted to Interim CFO while retaining her existing roles. The company reaffirmed its full-year 2026 outlook from its Q4 2025 earnings release on March 10, 2026, and stated it does not intend to initiate a search for a permanent CFO replacement at this time.

  • ·Angie O’Leary joined CVG as Senior Vice President, Corporate Controller and Chief Accounting Officer in December 2020; previously held roles at Vertiv Holdings Co. from May 2017 to December 2020, including Interim Corporate Controller, and at Deloitte & Touche LLP from January 2004 to May 2017, culminating as Senior Manager – Audit.
  • ·Angie O’Leary holds a Bachelor of Science in Business Administration and Master of Accounting from The Ohio State University (2003) and is a Certified Public Accountant since 2005.
  • ·Investor contacts: Michelle.Hards@cvgrp.com; Ross Collins or Nathan Skown at Alpha IR Group (15004906036.2).
Cyclerion Therapeutics, Inc.425mixedmateriality 10/10

01-04-2026

Cyclerion Therapeutics, Inc. announced on April 1, 2026, entry into a Merger Agreement with Korsana Biosciences, Inc., involving a two-step merger where Korsana becomes a wholly owned subsidiary before merging into a Cyclerion sub, with pro forma ownership of approximately 1.5% for pre-merger Korsana stockholders and 98.5% for Cyclerion shareholders prior to financing. The transaction requires shareholder approval for share issuances, name change to Korsana Biosciences, Inc., reverse stock split, increased authorized shares, redomiciliation, and Series B Preferred Stock designation, alongside a concurrent financing providing at least $150 million in gross proceeds. While providing minimal dilution and significant new capital, the deal cedes board control rights to Series B holders (electing 4 directors if >=30% outstanding) and includes termination fees and beneficial ownership limits up to 14.99%.

  • ·Merger intended as tax-free reorganization under IRC Section 368(a).
  • ·Closing conditions include Cyclerion and Korsana stockholder approvals, Nasdaq listing approval, SEC Form S-4 effectiveness, HSR waiting period expiration, and $150M financing in effect.
  • ·Cyclerion Board to accelerate vesting of all unvested equity awards pre-closing; underwater options cancelled, in-the-money options cashed out based on Parent Closing Price.
  • ·Series B Preferred Stock holders gain veto rights on key actions (e.g., amendments, further issuances, fundamental transactions) and elect 4 Preferred Directors if >=30% outstanding.
  • ·Mutual nonsolicitation covenants and termination fees applicable under specified circumstances.
COCA-COLA EUROPACIFIC PARTNERS plc6-Kpositivemateriality 5/10

01-04-2026

Coca-Cola Europacific Partners plc (CCEP) announced the appointment of Svetlana Walker as General Counsel and Company Secretary effective April 1, 2026, succeeding Clare Wardle who has stepped down after significant contributions. Svetlana Walker brings over 20 years of international legal and compliance experience, most recently as General Counsel and Chief Compliance Officer at Klöckner Pentaplast Group. CCEP serves nearly 600 million consumers and over 4 million customers across 31 countries.

  • ·CCEP listed on Euronext Amsterdam, NASDAQ (NASDAQ 100 constituent), London Stock Exchange, and Spanish Stock Exchanges under symbol CCEP (ISIN GB00BDCPN049).
Artificial Intelligence Technology Solutions Inc.8-Kpositivemateriality 4/10

01-04-2026

Artificial Intelligence Technology Solutions, Inc. (AITX) filed an 8-K on April 1, 2026, under Item 8.01 announcing the issuance of a press release titled 'AITX's RAD Retained Through Property Sale as New Owner Validates Autonomous Security Performance.' The press release, attached as Exhibit 99.1, highlights the retention of AITX's RAD system by a property's new owner post-sale, validating its autonomous security capabilities. No financial metrics or period comparisons were disclosed.

  • ·Filing is furnished under Item 8.01 and not deemed 'filed' for liability purposes.
  • ·Registrant details: Nevada incorporation, CIK 0001498148, EIN 27-2343603, principal office at 10800 Galaxie Avenue, Ferndale, Michigan 48220.
Consensus Cloud Solutions, Inc.8-Kneutralmateriality 7/10

01-04-2026

Consensus Cloud Solutions, Inc. promoted and appointed Adam Varon (61) as Chief Financial Officer and Karel Krulich (50) as Chief Accounting Officer, effective April 1, 2026. Varon's compensation includes an annual base salary of $345,000, eligibility for up to $150,000 annual bonus in 2026, a February 2026 equity grant valued at approximately $400,000 (8,818 performance-based RSUs and 8,818 time-based RSUs), and an additional equity grant of approximately $300,000 (12,637 time-based RSUs). Krulich's package comprises a $327,000 base salary, up to $100,000 bonus, a February 2026 equity grant worth approximately $375,000 (8,267 performance-based RSUs and 8,267 time-based RSUs), and an additional grant of approximately $275,000 (11,584 time-based RSUs).

  • ·Equity grants vest over 3 years: 50% of performance-based RSUs based on 2026 financial metrics, remaining 50% based on stock price targets; time-based RSUs in 5 tranches.
  • ·Appointments previously announced.
  • ·Event and filing date: April 1, 2026.
MCCORMICK & CO INC8-Kneutralmateriality 8/10

01-04-2026

McCormick & Co Inc (MKC-V) filed an 8-K on April 01, 2026, reporting entry into a material definitive agreement under Item 1.01, Regulation FD disclosure under Item 7.01, and financial statements/exhibits under Item 9.01. The filing attaches Exhibit 99.1, a press release dated March 31, 2026. No specific financial metrics, agreements details, or performance data were disclosed in the provided content.

  • ·Filing Type: 8-K
  • ·Items Reported: 1.01 (Material Definitive Agreement), 7.01 (Regulation FD Disclosure), 9.01 (Financial Statements and Exhibits)
  • ·Subcategory: Material Agreement Entry
  • ·Exhibit 99.1: Press Release dated March 31, 2026
Keurig Dr Pepper Inc.8-Kpositivemateriality 10/10

01-04-2026

Keurig Dr Pepper Inc. (KDP) has acquired 96.22% of the shares of JDE Peet’s N.V., combining it with KDP’s Keurig coffee business to form a global coffee powerhouse as part of its strategic transformation. KDP plans to separate into two independent U.S.-listed companies—Beverage Co. and Global Coffee Co.—targeting operational readiness by year-end 2026, with Rafael Oliveira appointed as CEO of the future Global Coffee Co. KDP has annual revenue of more than $16 billion and 30,000 employees, while JDE Peet’s generated EUR 9.9 billion in 2025 sales with more than 21,000 employees.

  • ·Post-Closing Acceptance Period for JDE Peet’s shares: March 30, 2026, to April 13, 2026
  • ·Last day of trading JDE Peet’s shares on Euronext Amsterdam: April 29, 2026
  • ·Delisting of JDE Peet’s shares from Euronext Amsterdam: April 30, 2026
  • ·Offer Memorandum dated January 15, 2026
KEEMO Fashion Group Ltd8-Kneutralmateriality 4/10

01-04-2026

KEEMO Fashion Group Ltd (CIK: 0001935033) filed an 8-K on April 01, 2026, under Items 5.03 and 9.01, disclosing amendments to its articles of incorporation or bylaws along with attached exhibits (Acc-no: 0001493152-26-014489, file size: 1 MB). The company, incorporated in Nevada with fiscal year end July 31, operates in wholesale apparel (SIC: 5130) from its address in Nanshan District, Guangdong, China.

  • ·CIK: 0001935033
  • ·State of Incorporation: NV
  • ·Fiscal Year End: 0731
  • ·SIC: 5130 - WHOLESALE-APPAREL, PIECE GOODS & NOTIONS
  • ·Business Address: 69 WANKE BOYU, XILI LUXIN 1ST RD, NANSHAN DISTRICT, GUANGDONG F4 518052
  • ·Phone: 8617612822030
BioXcel Therapeutics, Inc.8-Kpositivemateriality 8/10

01-04-2026

BioXcel Therapeutics, Inc. announced on April 1, 2026, that the U.S. Food and Drug Administration (FDA) has accepted its supplemental New Drug Application (sNDA) for IGALMI for the acute treatment of agitation associated with bipolar disorders or schizophrenia in the at-home (outpatient) setting. The FDA has assigned a Prescription Drug User Fee Act (PDUFA) target action date of November 14, 2026. This filing represents a key regulatory milestone with no reported setbacks.

  • ·Filing Type: 8-K, Item 8.01 Other Events
  • ·Date of earliest event reported: April 1, 2026
HELIX ENERGY SOLUTIONS GROUP INCDEFA14Aneutralmateriality 4/10

01-04-2026

Helix Energy Solutions Group, Inc. (HLX) filed Definitive Additional Proxy Materials (DEFA14A) on April 01, 2026, pursuant to Section 14(a) of the Securities Exchange Act of 1934. The filing was made by the registrant with no fee required. No financial metrics, performance data, or substantive proxy details are provided in the filing header.

Circle Internet Group, Inc.DEFA14Aneutralmateriality 4/10

01-04-2026

Circle Internet Group, Inc. (CRCL) filed Definitive Additional Proxy Materials (DEFA14A) for its 2026 Annual Meeting scheduled for May 14, 2026, at 10:00 a.m. ET virtually. Shareholders are to vote on electing three Class I directors (Jeremy Allaire, Craig Broderick, P. Sean Neville), an advisory vote to approve named executive officer compensation, advisory vote on the frequency of future compensation votes (board recommends 1 Year), and ratification of Deloitte & Touche LLP as independent auditors, with the board recommending FOR all items.

  • ·Vote by May 13, 2026, 11:59 PM ET at www.ProxyVote.com
  • ·Request proxy materials by April 30, 2026 via www.ProxyVote.com, 1-800-579-1639, or sendmaterial@proxyvote.com
  • ·Virtual meeting at www.virtualshareholdermeeting.com/CRCL2026
HELIX ENERGY SOLUTIONS GROUP INCDEF 14Aneutralmateriality 6/10

01-04-2026

Helix Energy Solutions Group, Inc. (HLX) filed its 2026 Proxy Statement (DEF 14A) on April 1, 2026, disclosing pay versus performance data for fiscal years 2021-2025 covering the Principal Executive Officer (PEO) and other Named Executive Officers (NEOs), including equity awards such as Performance Share Units (PSUs), Restricted Stock Units (RSUs), and Restricted Stock Awards (RSAs) with fair value adjustments. No specific compensation figures or period-over-period changes are detailed in the provided content. The Board states no other matters are expected at the Annual Meeting beyond standard proxy items.

  • ·Address for 2025 Form 10-K requests: Corporate Secretary, 3505 West Sam Houston Parkway North, Suite 400, Houston, Texas 77043.
  • ·Proxies will vote on any other proper business at the Annual Meeting per best judgment.
Safe & Green Development Corp10-Kmixedmateriality 9/10

01-04-2026

Safe & Green Development Corp's 10-K for the year ended December 31, 2025, shows revenues surging to $8,220,449 from $207,552 in 2024, reflecting strong growth in biomass recycling and new business lines. However, the net loss widened significantly to $15,957,099 from $8,908,475, driven by higher costs, $3,025,000 in bad debt expenses, $965,812 impairment loss, and increased interest expense of $5,265,549. Cash used in operating activities deteriorated to $7,030,824 from $2,676,353, resulting in a net decrease in cash of $173,700 versus an increase of $224,530 prior year.

  • ·Auditors expressed substantial doubt about going concern ability.
  • ·Operations concentrated at single permitted facility in Florida, dependent on state permits.
  • ·Risk of Nasdaq delisting due to failure to meet continued listing requirements.
  • ·No intention to pay dividends on common stock.
  • ·Entered February 2026 Purchase Agreement with restrictive covenants.
Rocky Mountains Group Ltd10-Qnegativemateriality 9/10

01-04-2026

For the three months ended February 28, 2026, revenue declined 50.5% YoY to $5,000 from $10,100, shifting from operating income of $3,466 to a loss of $5,528. Over the nine months ended February 28, 2026, revenue fell 40.2% YoY to $15,000 from $25,105, resulting in a net loss of $17,827 compared to net income of $3,686 in the prior year. Cash and cash equivalents decreased to $13,449 as of February 28, 2026, from $37,114 at May 31, 2025, with net cash used in operating activities of $23,665 over the nine months.

  • ·Accrued liabilities decreased to $3,100 as of Feb 28, 2026 from $8,500 as of May 31, 2025.
  • ·Plant and equipment, net decreased to $2,573 as of Feb 28, 2026 from $3,963 as of May 31, 2025.
  • ·Accumulated deficit increased to $(45,395) as of Feb 28, 2026 from $(27,568) as of May 31, 2025.
  • ·No accounts receivable as of Feb 28, 2026 or May 31, 2025.
  • ·Net cash provided by operating activities was $10,986 for nine months ended Feb 28, 2025.
Donnelley Financial Solutions, Inc.DEFA14Aneutralmateriality 6/10

01-04-2026

Donnelley Financial Solutions, Inc. (DFIN) issued definitive additional proxy materials (DEFA14A) for its Annual Meeting of Stockholders on May 14, 2025, at 1:30 PM Central Time, held virtually via www.proxydocs.com/DFIN. Key proposals include electing director nominees for a one-year term, an advisory vote on executive compensation, amending the Amended and Restated 2016 Performance Incentive Plan, and ratifying Deloitte & Touche LLP as the independent registered public accounting firm. The Board of Directors recommends a FOR vote on Proposals 1, 2, 3, and 4.

  • ·Record date for stockholders: March 17, 2025
  • ·Meeting requires pre-registration at www.proxydocs.com/DFIN
  • ·Proxy materials available online at www.proxydocs.com/DFIN; paper requests via www.investorelections.com/DFIN
  • ·Filing date: April 01, 2026
CONAGRA BRANDS INC.8-Kmixedmateriality 9/10

01-04-2026

Conagra Brands reported Q3 FY2026 net sales of $2.8 billion, down 1.9% YoY, though organic net sales rose 2.4% driven by Frozen and Snacks; reported EPS increased 40% to $0.42 but adjusted EPS fell 23.5% to $0.39 amid margin compression and cost inflation. Segment results were mixed with Refrigerated & Frozen and Foodservice showing organic growth of 3.6% each, while Grocery & Snacks organic sales grew 1.8% but International declined 1.2%; the company narrowed FY2026 guidance to organic sales near midpoint of -1% to 1%, adjusted operating margin at high end of ~11.0-11.5%, and adjusted EPS at low end of ~$1.70. Net debt reduced 10.1% to $7.3 billion, supporting a 3.83x leverage ratio.

  • ·Gross margin decreased 141 basis points to 23.6%; adjusted gross margin down 112 bps to 23.7%.
  • ·Adjusted EBITDA decreased 14.9% to $437 million.
  • ·First three quarters FY2026 free cash flow $581 million, down $461 million YoY.
  • ·FY2026 guidance: adjusted equity earnings ~$140M (prior ~$170M), interest expense ~$385M (prior ~$390M), free cash flow conversion ~105% (prior ~100%), COGS inflation ~7%.
  • ·Q3 FY2026 dividend $0.35 per share.
Elauwit Connection, Inc.8-Kpositivemateriality 8/10

01-04-2026

Elauwit Connection, Inc. (Nasdaq: ELWT) announced the appointment of James Di Bartolo as Chief Financial Officer effective April 2, 2026, replacing departing CFO Sean Arnette, who helped prepare the company for its IPO and initial public quarters. Executive Chairman Dan McDonough expressed excitement about Di Bartolo's financial acumen, capital markets experience from Goldman Sachs, Barclays, and others, to support growth in multifamily housing. No financial metrics or performance changes were disclosed.

  • ·James Di Bartolo's prior roles: VP Structured Investing at Goldman Sachs (Oct 2024-Mar 2026), VP Strategic Transactions at Barclays (Jun 2021-Oct 2024)
  • ·Company's 10-K for year ended Dec 31, 2025 filed Mar 31, 2026
Donnelley Financial Solutions, Inc.DEF 14Apositivemateriality 7/10

01-04-2026

Donnelley Financial Solutions, Inc. (DFIN) filed its definitive proxy statement for the 2026 Annual Meeting on May 13, 2026, seeking shareholder votes to elect director nominees for one-year terms, approve executive compensation on an advisory basis, and ratify Deloitte & Touche LLP as independent auditors. The Chairman's letter highlights 2025 achievements despite challenging market conditions, including advancing software transformation with two new software products and the first AI solution, alongside a record stock repurchase of over $172 million. The Board added Ayman Sayed and proposes Joe Binz effective July 1, 2026, to enhance governance.

  • ·Annual Meeting: Wednesday, May 13, 2026 at 1:30 p.m. Central time, virtual via www.proxydocs.com/DFIN (advance registration required)
  • ·Record Date: close of business March 16, 2026
  • ·Joe Binz to join Board on July 1, 2026 if elected
TOYOTA MOTOR CREDIT CORP8-Kneutralmateriality 9/10

01-04-2026

Toyota Motor Credit Corporation entered into a Revolving Credit Agreement with Toyota Motor Sales, U.S.A., Inc., dated April 1, 2026, establishing a $5 billion revolving line of credit. The facility allows for loans during the Commitment Period ending March 31, 2027, with repayment and reborrowing permitted until the Commitment Termination Date. Interest accrues at agreed Applicable Rates based on federal rates, with no performance metrics or changes reported.

  • ·Commitment Termination Date: March 31, 2027
  • ·Irrevocable Loan Notices required 15 days prior to Borrowing Date
  • ·Interest Periods in one-month increments, no shorter than one month
Lamb Weston Holdings, Inc.8-Kmixedmateriality 9/10

01-04-2026

Lamb Weston reported Q3 FY2026 net sales of $1,564.8 million, up 3% YoY driven by 7% volume growth and strong North America performance (+5% sales), but adjusted EBITDA declined 27% to $271.7 million due to unfavorable price/mix, international softness, and a $32.5 million potato write-off. The company raised FY2026 guidance midpoint for net sales to $6.45-6.55 billion and adjusted EBITDA to $1.08-1.14 billion while cutting expected capex to ~$400 million, and declared a $0.38 quarterly dividend; however, International segment sales fell 1% (9% at constant currency) with EBITDA down sharply to $18.5 million.

  • ·Closed Munro, Argentina plant and consolidated Latin America production into Mar del Plata facility.
  • ·Temporarily curtailed a production line in the Netherlands starting early Q4 FY2026.
  • ·Expects to exceed $250 million cost reduction target by FY2028 end.
  • ·Q3 FY2026 effective tax rate 35.9% (21.8% excluding comparability items).
  • ·Implemented Rule 10b5-1 trading plan for future share repurchases; ~$264M remaining authorized as of Mar 30, 2026.
Primo Brands Corp8-Kpositivemateriality 9/10

01-04-2026

Primo Brands Corporation, along with Triton Water Holdings, Inc. and Primo Water Holdings Inc., entered into the Fifth Amendment to its First Lien Credit Agreement dated March 31, 2026, to refinance $3,090,000,000 of existing 2025 Refinancing Term Loans with new 2026 Refinancing Term Loans of the same aggregate principal amount. The proceeds will repay the existing loans and cover related fees and expenses, with no Event of Default existing before or after the transaction. All representations and warranties remain true and correct, and solvency is confirmed post-transaction.

  • ·Amendment effective upon satisfaction of conditions including receipt of legal opinions, solvency certificate, and no Event of Default.
  • ·Arrangers for the 2026 Refinancing Term Loans: Morgan Stanley Bank, N.A., BofA Securities, Inc., and others.
  • ·2026 Refinancing Term Loans may be Term SOFR Rate Loans or Base Rate Loans.
Monopar Therapeutics10-K/Amixedmateriality 8/10

01-04-2026

Monopar Therapeutics reported a reduced net loss of $13,716,894 for 2025, improved 12% YoY from $15,586,419, driven by lower R&D expenses ($9,904,225, down 24% YoY) despite sharply higher G&A expenses ($6,800,190, up 116% YoY), resulting in total operating expenses rising slightly 3% to $16,704,415. The company significantly strengthened its balance sheet with cash and equivalents at $61,833,552 (up 35% YoY) and investments at $78,565,491, fueled by $127.1M net proceeds from public offerings offset by a $35M share repurchase, though operating cash burn worsened to $12,201,291 used. Total assets doubled to $140,717,709 while stockholders' equity reached $137,827,553.

  • ·Basic and diluted net loss per share improved to $(1.85) from $(4.11) YoY.
  • ·In-process R&D accrued expenses cleared to $0 from $3,000,000.
  • ·Stock-based compensation expense rose to $4,837,877 from $1,140,785.
UBS Commercial Mortgage Trust 2019-C168-Kneutralmateriality 6/10

01-04-2026

UBS Commercial Mortgage Trust 2019-C16 announced that Mount Street US (Georgia) LLP was removed as special servicer for the Colonnade Office Complex Mortgage Loan, which constituted approximately 6.9% of the asset pool as of the cut-off date, and CWCapital Asset Management LLC was appointed as successor special servicer effective April 1, 2026, pursuant to Section 7.01(d) of the UBS 2019-C16 PSA. This change is in the interest of transaction management. No financial performance metrics, improvements, declines, or other impacts were disclosed.

  • ·Pooling and Servicing Agreement (PSA) dated April 1, 2019, filed as Exhibit 4.1 to Form 8-K on April 16, 2019.
  • ·CWCAM servicing office: 900 19th Street NW, 8th Floor, Washington, D.C. 20006.
BBCMS Mortgage Trust 2019-C38-Kneutralmateriality 4/10

01-04-2026

BBCMS Mortgage Trust 2019-C3 filed an 8-K announcing that CWCapital Asset Management LLC (CWCAM) was appointed as successor special servicer for the Colonnade Office Complex Mortgage Loan, which constitutes approximately 3.2% of the asset pool as of the cut-off date, effective April 1, 2026. Mount Street US (Georgia) LLP was removed from this role. The loan is serviced under the UBS Commercial Mortgage Trust 2019-C16 pooling and servicing agreement.

  • ·Servicing governed by UBS Commercial Mortgage Trust 2019-C16 PSA, dated April 1, 2019.
  • ·CWCAM servicing office: 900 19th Street NW, 8th Floor, Washington, D.C. 20006.
  • ·Appointment pursuant to Section 7.01(d) of the UBS 2019-C16 PSA.
Wells Fargo Commercial Mortgage Trust 2019-C508-Kneutralmateriality 4/10

01-04-2026

Wells Fargo Commercial Mortgage Trust 2019-C50 filed an 8-K announcing that the Colonnade Office Complex Mortgage Loan, constituting approximately 3.0% of the asset pool as of its cut-off date, will now be specially serviced by CWCapital Asset Management LLC (CWCAM) as successor special servicer, effective April 1, 2026. Mount Street US (Georgia) LLP was removed from this role pursuant to Section 7.01(d) of the UBS 2019-C16 PSA. This change is for transaction management purposes with no reported impact on performance metrics.

  • ·Change effective as of April 1, 2026, pursuant to Section 7.01(d) of the UBS 2019-C16 PSA dated April 1, 2019.
  • ·CWCAM servicing office: 900 19th Street NW, 8th Floor, Washington, D.C. 20006.
  • ·Loan is part of a loan combination serviced and administered under the UBS 2019-C16 PSA.
WHITE MOUNTAINS INSURANCE GROUP LTDDEF 14Aneutralmateriality 6/10

01-04-2026

White Mountains Insurance Group Ltd's DEF 14A proxy statement outlines the responsibilities, independence, and 2025 meeting frequencies of its key board committees: Audit (8 meetings), Finance (4 meetings), and Compensation/Nominating & Governance. It reports the orderly completion of CEO and CFO succession effective January 1, 2026, with no noted disruptions. The filing emphasizes ESG integration in investments, risk management, and board oversight, alongside standard governance practices including shareholder nomination procedures.

  • ·Audit Committee determined Peter Carlson as Audit Committee Financial Expert per SEC Regulation S-K Item 407(d).
  • ·All committee members satisfy NYSE and SEC independence standards.
  • ·Shareholder director nominations must be submitted to Corporate Secretary at least 90 days prior to annual general meeting anniversary.
  • ·Company held 2025 offsite focused on talent development and succession planning.
Armour Residential REIT, Inc.8-Kpositivemateriality 7/10

01-04-2026

ARMOUR Residential REIT, Inc. confirmed the April 2026 cash dividend for its Common Stock at $0.24 per share (record date April 15, 2026; payment date April 29, 2026), consistent with guidance released on March 25, 2026. The Company also confirmed Q2 2026 monthly cash dividends for Series C Preferred Stock at $0.14583 per share for April (payment April 27), May (payment May 27), and June (payment June 29). Dividends are determined at the Board's discretion considering results of operations, cash flows, financial condition, and market conditions.

  • ·ARMOUR has elected to be taxed as a REIT and must distribute substantially all ordinary REIT taxable income to maintain status.
  • ·Dividends in excess of current tax earnings and profits are generally not taxable to common stockholders.
  • ·Investor contact: Gordon M. Harper at (772) 617-4340; Company address: 3001 Ocean Drive, Suite 201, Vero Beach, Florida 32963.
Rekor Systems, Inc.DEFA14Aneutralmateriality 3/10

01-04-2026

Rekor Systems, Inc. filed a DEFA14A Definitive Additional Proxy Materials on April 01, 2026, pursuant to Section 14(a) of the Securities Exchange Act of 1934. The filing is marked as Definitive Additional Materials with no fee required. No financial metrics, operational updates, or voting matters are detailed in the provided header.

  • ·Filing Type: DEFA14A (Proxy Statement Amendment)
  • ·Subcategory: Definitive Additional Materials
Rekor Systems, Inc.DEF 14Aneutralmateriality 7/10

01-04-2026

Rekor Systems, Inc. issued a definitive proxy statement for its 2026 Annual Meeting of Stockholders on May 15, 2026, at 10:30 a.m. ET, to elect six director nominees, ratify the appointment of CBIZ CPAs P.C. as independent public accountant for the fiscal year ending December 31, 2026, and provide an advisory vote on named executive officer compensation. The record date is March 25, 2026, with 136,578,177 shares of common stock outstanding entitled to one vote per share. Stockholders can vote via internet at https://proxyvote.com/pv/web, mail, or attend in person at headquarters or virtually at www.virtualshareholdermeeting.com/REKR2026.

  • ·Proxy materials mailed on or about April 1, 2026, using Notice and Access method
  • ·Requests for paper copies due by April 25, 2026
  • ·Headquarters address: 6721 Columbia Gateway Drive, Suite 400, Columbia, MD 21046; Phone: (410) 762-0800
Cyclerion Therapeutics, Inc.8-Kmixedmateriality 9/10

01-04-2026

Cyclerion Therapeutics (CYCN) and Korsana Biosciences announced a definitive all-stock merger agreement, with the combined company operating as Korsana Biosciences (ticker: KRSA) and backed by approximately $380 million in private financing to fund operations into 2029, including KRSA-028 clinical milestones in 2027. However, pre-merger Cyclerion shareholders will own only about 1.5% of the combined entity, representing significant dilution. The transaction is expected to close in Q3 2026, subject to approvals.

  • ·Merger closing expected in Q3 2026, subject to stockholder approvals, SEC registration effectiveness, HSR waiting period, and customary conditions
  • ·KRSA-028 Phase 1 healthy volunteer data expected mid-2027; interim proof-of-concept data on amyloid plaque clearance in Alzheimer's patients by end-2027
  • ·Conference call on April 1, 2026, at 8:00 am ET
  • ·Combined company leadership: Jonathan Violin as CEO; Korsana's board to lead, chaired by Tomas Kiselak
Intellicheck, Inc.DEF 14Aneutralmateriality 6/10

01-04-2026

Intellicheck, Inc. (Nasdaq: IDN) filed its DEF 14A proxy statement for the 2026 Annual Meeting of Stockholders on May 7, 2026, held virtually via webcast, to elect six directors for one-year terms, ratify Forvis Mazars, LLP as independent auditors for fiscal 2026, approve executive compensation on an advisory basis, and vote on the frequency of future say-on-pay votes. The record date is March 23, 2026, with 20,239,060 shares of common stock outstanding, each entitled to one vote. No financial performance metrics or period-over-period changes are detailed in the filing.

  • ·Quorum requires a majority of the combined voting power of Common Stock as of March 23, 2026.
  • ·Directors elected by plurality vote; auditor ratification, say-on-pay, and frequency vote each require majority of votes cast.
  • ·Proxy materials available at https://intellicheck.com/investors.
WHITE MOUNTAINS INSURANCE GROUP LTD8-Kpositivemateriality 8/10

01-04-2026

White Mountains Insurance Group, Ltd. (NYSE: WTM) announced that White Mountains Partners LLC has completed the acquisition of a majority interest in BaseSix Systems LLC, a low voltage electrical systems integrator. White Mountains' equity investment in the deal was approximately $97 million. The press release announcing the acquisition is attached as Exhibit 99.1.

  • ·Filing date: April 1, 2026
  • ·SEC Form 8-K items reported: 8.01 (Other Events), 9.01 (Financial Statements and Exhibits)
IPG PHOTONICS CORPDEFA14Aneutralmateriality 3/10

01-04-2026

IPG Photonics Corporation (IPGP) filed a DEFA14A Definitive Additional Proxy Materials on April 01, 2026, pursuant to Section 14(a) of the Securities Exchange Act of 1934 under Rule 14a-101. The filing is marked as Definitive Additional Materials with no fee required. No specific proposals, financial data, or voting matters are detailed in the provided content.

  • ·Filing categorized as Soliciting Material Pursuant to Section 240.14a-12.
IPG PHOTONICS CORPDEF 14Amixedmateriality 8/10

01-04-2026

IPG Photonics reported 2025 full-year revenue of $1.004B, up 3% YoY and marking the first year of growth since 2021, driven by medical sales (+21% YoY) and advanced applications (+29% YoY), with Q4 revenue up 17% YoY and 9% sequentially. However, materials processing sales, comprising 86% of revenue, remained stable as declines in cutting were offset by increases in cleaning and additive manufacturing. The company maintained a strong balance sheet with $839M in cash, cash equivalents, and short-term investments, no debt, and returned $50M to stockholders via share repurchases amid a new $100M authorization.

  • ·Annual meeting scheduled for May 12, 2026, at 10:00 a.m. ET in Marlborough, MA; record date March 20, 2026.
  • ·Proposals include election of 10 directors (7/10 independent, avg tenure 8 years, avg age 64), advisory vote on executive compensation, ratification of Deloitte & Touche LLP as auditors for 2026.
  • ·No debt as of December 31, 2025.
DIODES INC /DEL/DEFA14Aneutralmateriality 3/10

01-04-2026

Diodes Incorporated filed a DEFA14A Definitive Additional Materials proxy statement with the SEC on April 01, 2026, pursuant to Section 14(a) of the Securities Exchange Act of 1934. The filing is marked as submitted by the registrant with no fee required. No specific proxy details, financial data, or voting matters are included in the provided content.

  • ·Filing categorized as Definitive Additional Materials under Schedule 14A.
O REILLY AUTOMOTIVE INC8-Kneutralmateriality 3/10

01-04-2026

O’Reilly Automotive, Inc. filed an 8-K on April 1, 2026, under Items 7.01 (Regulation FD Disclosure) and 9.01, announcing via press release (Exhibit 99.1) the dates of its first quarter 2026 earnings release and conference call. This disclosure ensures timely public dissemination of material information. No financial results or other metrics were provided.

CONAGRA BRANDS INC.10-Qmixedmateriality 9/10

01-04-2026

Conagra Brands reported Q3 FY26 net sales of $2,787.8M, down 1.9% YoY from $2,841.0M, with gross profit declining 7.4% to $657.7M; however, operating profit rose 17.0% to $280.1M driven by lower SG&A expenses, leading to net income of $199.8M (up 37.7% YoY). For the YTD nine weeks, net sales fell 4.9% YoY to $8,399.5M amid $771.3M goodwill and $197.0M intangible impairments, resulting in an operating profit of just $29.9M (down 97.1%) and a net loss of $299.3M versus $896.4M profit prior year. Balance sheet shows total assets down to $19,212.3M from $20,933.9M, with positive YTD operating cash flow of $895.6M but net debt adjustments and $502.2M dividends.

  • ·YTD FY26 cash flows from investing activities $371.1M positive due to $648.9M divestiture proceeds vs. negative $457.2M prior year.
  • ·Goodwill decreased to $9,730.7M from $10,501.9M reflecting impairments.
  • ·Dividends paid $502.2M YTD both years.
  • ·YTD operating cash flow $895.6M vs. $1,346.2M prior year.
Classover Holdings, Inc.10-Knegativemateriality 9/10

01-04-2026

Classover Holdings reported total revenues of $3,366,421 for the year ended December 31, 2025, down 8% YoY from $3,675,604 in 2024, primarily due to the loss of $300,000 in consulting revenues while service revenues remained essentially flat at 0% change. Gross profit declined 7% to $1,917,756 amid a 10% reduction in cost of revenues, but operating expenses surged 90% to $5,509,428, driven by a 125% increase in G&A expenses, resulting in a net loss widening to $7,044,865 from $843,048. The filing highlights substantial risks including going concern doubts, ongoing net losses, intense competition, and challenges in student retention and teacher recruitment.

  • ·Business Combination closed on April 4, 2025.
  • ·Financial statements disclose substantial doubt about going concern.
  • ·Vast majority of teachers are independent contractors, facing potential reclassification risks.
  • ·Selling and marketing expenses decreased 23% YoY to $508,703.
DIODES INC /DEL/DEF 14Aneutralmateriality 7/10

01-04-2026

Diodes Incorporated's DEF 14A proxy statement, filed April 1, 2026, announces the virtual annual stockholder meeting on May 11, 2026, at 6:30 p.m. CT for electing seven directors (Elizabeth Bull, Angie Chen Button, Warren Chen, Keh-Shew Lu, Philip J. Ritter, Huey-Jen Su, Gary Yu), advisory approval of executive compensation, and ratification of PricewaterhouseCoopers LLP as auditor for FY 2026. Record date is March 12, 2026; no financial performance metrics or period comparisons are detailed in the provided content.

  • ·Virtual meeting via www.proxydocs.com/DIOD; registration deadline May 10, 2026, 5:00 p.m. CT.
  • ·CEO transition: Dr. Keh-Shew Lu as PEO through May 13, 2025; Gary Yu as PEO from May 14, 2025.
  • ·Proxy materials available online at www.proxydocs.com/DIOD; printed copies available on request.
Future Money Acquisition Corp8-Kpositivemateriality 10/10

01-04-2026

Future Money Acquisition Corporation, a blank check SPAC, announced the pricing of its $100,000,000 initial public offering of 10,000,000 units at $10.00 per unit, with units to list on Nasdaq under FMACU beginning March 27, 2026, and closing expected March 30, 2026. Underwriters led by D. Boral Capital have a 45-day option to purchase up to 1,500,000 additional units for over-allotments. The sponsor is Future Wealth Capital Corp., with Mr. Siyu Li as ultimate beneficial owner.

  • ·Each unit consists of one ordinary share and one right to 1/5 ordinary share upon initial business combination.
  • ·Registration statement on Form S-1 (File No. 333-291996) effective March 26, 2026.
  • ·Company incorporated as Cayman Islands exempted company.
Nuwellis, Inc.8-K/Anegativemateriality 7/10

01-04-2026

Nuwellis, Inc. filed an 8-K/A on April 1, 2026, amending its prior 8-K to include supplemental response letters from former directors Katharyn Field and Mika Grasso, who resigned effective March 26, 2026. The company explicitly disagrees with statements in the response letters and cautions investors to rely solely on official SEC filings, emphasizing no endorsement of the former directors' views. No financial impacts or compensatory arrangements are disclosed.

  • ·Response letters dated March 31, 2026, attached as Exhibits 17.1 (Field) and 17.2 (Grasso)
  • ·Initial 8-K filed March 27, 2027
Summit Hotel Properties, Inc.DEFA14Aneutralmateriality 2/10

01-04-2026

Summit Hotel Properties, Inc. filed Definitive Additional Proxy Materials (DEFA14A) on April 01, 2026, pursuant to Section 14(a) of the Securities Exchange Act of 1934. The filing was made by the registrant with no fee required. No specific financial data, proposals, or other substantive details are provided in the available content.

  • ·Filing Type: DEFA14A (Definitive Additional Materials)
  • ·Filed by the Registrant
KKR Infrastructure Conglomerate LLC8-Kpositivemateriality 5/10

01-04-2026

On March 31, 2026, KKR Infrastructure Conglomerate LLC declared net distributions per share across multiple classes, with amounts ranging from $0.2651 for Class S and U shares to $0.3300 for Class I, R, E, and F shares, and $0.3109 for Class D shares. These distributions are payable to holders of record as of March 31, 2026, on or about April 27, 2026, either in cash or reinvested in shares for participants in the company's distribution reinvestment plan.

  • ·Record date for distributions: close of business on March 31, 2026
  • ·Payment date: on or about April 27, 2026
Summit Hotel Properties, Inc.DEF 14Aneutralmateriality 6/10

01-04-2026

Summit Hotel Properties, Inc. has issued a proxy statement for its 2026 annual meeting of stockholders on May 20, 2026, at 8:00 a.m. Central Time in Austin, Texas, seeking approval to elect eight directors, ratify Ernst & Young LLP as independent auditors for 2026, and an advisory vote on named executive officers' compensation. The record date for voting eligibility is March 6, 2026. No financial performance metrics or period-over-period comparisons are detailed in the provided filing content.

  • ·Annual meeting location: Hampton Inn & Suites, 200 San Jacinto Boulevard, Austin, Texas 78701.
  • ·Record Date: March 6, 2026.
  • ·Company address: 13215 Bee Cave Parkway, Suite B-300, Austin, Texas 78738.
  • ·Proposals include election of eight directors, ratification of auditors, and advisory vote on executive compensation.
Arcellx, Inc.SC 14D9/Amixedmateriality 9/10

01-04-2026

Arcellx, Inc. filed Amendment No. 1 to its Schedule 14D-9 disclosing Gilead Sciences, Inc.'s extension of the tender offer to purchase all outstanding shares at $115.00 per share plus a $5.00 CVR (contingent on anito-cel achieving $6.0 billion in cumulative worldwide sales by December 31, 2029) until April 24, 2026, with positive progress including HSR Act waiting period expiration on March 31, 2026. However, two stockholder lawsuits were filed in New York Supreme Court alleging disclosure deficiencies in the Schedule 14D-9, alongside 16 demand letters, though the company deems the claims meritless.

  • ·Offer originally set to expire one minute after 11:59 p.m. ET on April 2, 2026, now extended to 5:00 p.m. ET on April 24, 2026.
  • ·HSR waiting period expired March 31, 2026; German FCO confirmed no notification required (withdrawn March 24, 2026); Austrian notification filed March 16, 2026; Australian ACCC notification filed March 19, 2026.
  • ·Lawsuits: Hamilton v. Arcellx, Inc. et al. (filed March 16, 2026, case 651601/2026) and Malone v. Arcellx, Inc. et al. (filed March 18, 2026, case 651646/2026)
MONROE CAPITAL Corp8-Kneutralmateriality 6/10

01-04-2026

On April 1, 2026, Monroe Capital Corporation (MRCC) filed an 8-K under Items 7.01 and 9.01, disclosing a press release announcing the declaration of a final cash distribution, the record date, and related information. The press release is furnished as Exhibit 99.1 and not deemed filed. No specific financial metrics or performance comparisons were detailed in the filing.

  • ·Common Stock, par value $0.001 per share (MRCC) registered on Nasdaq Global Select Market
  • ·Principal executive offices: 155 North Wacker Drive, 35th Floor, Chicago, Illinois 60606
  • ·Telephone: (312) 258-8300
Prologis, L.P.8-K/Aneutralmateriality 6/10

01-04-2026

Prologis, Inc. appointed Trisha Burns as Chief Accounting Officer effective April 1, 2026, as initially reported in the Form 8-K filed on September 18, 2025. Ms. Burns is eligible for annual long-term incentive equity awards with an aggregate target amount of $400,000 for 2026, subject to performance objectives aligned with those of other officers. She entered into the Company's standard Change in Control and Noncompetition Agreement and Indemnification Agreement.

  • ·Appointment disclosed in original Form 8-K filed September 18, 2025
  • ·Performance objectives substantially the same as those for other officers, per Proxy Statement filed March 19, 2026
  • ·Standard agreement forms previously filed as exhibits to Form 10-K on February 13, 2026
JBT Marel CorpDEFA14Aneutralmateriality 7/10

01-04-2026

JBT Marel Corporation filed additional definitive proxy materials (DEFA14A) on April 1, 2026, for its 2026 Annual Meeting on May 14, 2026, at 9:30 AM CDT virtually. Shareholders are to vote on the election of 10 director nominees (Board recommends 'For' all), an advisory non-binding resolution approving named executive officer compensation ('For'), and ratification of PricewaterhouseCoopers LLP as the independent registered public accounting firm for 2026 ('For'). Materials including the Notice of Annual Meeting, Proxy Statement, and 2025 Annual Report are available online at www.ProxyVote.com.

  • ·Vote deadline: May 13, 2026, 11:59 PM ET
  • ·Request paper/email copies of materials by April 30, 2026 via www.ProxyVote.com, 1-800-579-1639, or sendmaterial@proxyvote.com
  • ·Virtual meeting URL: www.virtualshareholdermeeting.com/JBTM2026
  • ·Address: 333 West Wacker Drive, Suite 3400, Chicago, IL 60606

Get daily alerts with 12 investment signals, 10 risk alerts, 10 opportunities and full AI analysis of all 50 filings

🇺🇸 More from United States

View all →
S&P 500 Consumer Staples Sector SEC Filings — April 01, 2026 | Gunpowder Blog