S&P 500 Consumer Staples Sector SEC Filings — April 22, 2026

22-04-2026

Taylor Morrison reported Q1 2026 net income of $99 million ($1.01 per diluted share) and adjusted net income of $109 million ($1.12 per diluted share), with home closings revenue declining 28% YoY to $1.3 billion on 2,268 closings (down 26% YoY) at an average price of $578,000 and adjusted gross margin down 420 bps to 20.6%. Net sales orders fell 14% YoY to 2,914, with sales pace at 2.7 per community (down from 3.3 YoY but up from 2.4 in Q4 2025), while backlog grew 23% sequentially to 3,465 homes valued at $2.3 billion. The company repurchased 2.5 million shares for $150 million, ended with $1.6 billion liquidity, and reaffirmed FY2026 guidance including ~11,000 closings and mid-10% SG&A.

• ·Homebuilding lot supply of 75,626 homesites (51% off-balance sheet), representing 6.2 years of supply vs. 6.5 years in Q1 2025.
• ·Monthly sales pace of 2.7 per community (down from 3.3 in Q1 2025).
• ·FY2026 guidance: ~11,000 home closings at $580K-$590K ASP, mid-10% SG&A, ~$2B land investment, ~$400M share repurchases.
• ·Gross homebuilding debt-to-capital ratio 26.6%; net 20.5%.

22-04-2026

Philip Morris International reported Q1 2026 net revenues up 9.1% (2.7% organically) to $10.1 billion, driven by strong international smoke-free segment growth of 24.7% (15.8% organically) and combustibles up 6.8% despite a 5.1% volume decline. Adjusted diluted EPS grew 16.0% to $1.96 (5.3% excluding currency), though reported diluted EPS declined 9.3% to $1.56 due to a non-cash fair value adjustment. The U.S. segment significantly underperformed with net revenues down 30.8%, smoke-free shipment volumes down 21.2%, and adjusted gross profit down 44.5%.

• ·IQOS HTU adjusted IMS volume grew 10.9% YoY; Japan HTU IMS +10.4%, Europe +5.4%, outside +19.4%.
• ·PMI holds ~77% global heat-not-burn volume share; IQOS #1 nicotine brand at 10.9% share where present.
• ·2026 full-year adjusted diluted EPS forecast $8.36-$8.51 (7.5%-9.5% excluding currency vs. 2025 $7.54).
• ·Forecast assumes ~2% industry volume decline for cigarettes/HTUs ex-China/US, organic net revenue growth 5%-7%.
• ·U.S. ZYN offtake volumes +10% per Nielsen, but shipments to 2.3B pouches (-23.5%) due to inventory normalization.

22-04-2026

Teledyne Technologies reported record Q1 2026 net sales of $1,560.1 million, up 7.6% YoY including $33.3 million from acquisitions, with strong growth in Digital Imaging (+7.9% sales, +15.9% operating income) and Aerospace and Defense Electronics (+14.4% sales, +28.2% operating income), driving non-GAAP diluted EPS to $5.80, up 17.2% YoY, and non-GAAP operating margin to 22.6%. However, Instrumentation operating income declined 4.6% YoY, Engineered Systems sales fell 2.6% YoY, and cash from operations decreased to $234.0 million from $242.6 million amid higher inventory purchases and capital expenditures. The company raised FY2026 non-GAAP EPS guidance to $23.85-$24.15 and acquired DD-Scientific.

• ·Q1 2026 operating margin 18.9% (GAAP) vs 17.9% prior year; non-GAAP 22.6% vs 22.0%.
• ·Quarter-end leverage ratio 1.3x, down from prior.
• ·FY2026 GAAP EPS outlook raised to $20.08-$20.44 (prior $19.76-$20.22); Q2 2026 non-GAAP EPS $5.70-$5.80.
• ·Capital expenditures $29.7M vs $18.0M prior year.
• ·$1,165.8M available under $1.20B credit facility.

22-04-2026

Moody's Corporation (MCO) reported record Q1 2026 results with revenue of $2,079 million, up 8% YoY from $1,924 million, driven by MIS revenue of $1,153 million (+8%) and MA revenue of $926 million (+8%), alongside adjusted operating margin expansion to 53.2% (+150 bps) and adjusted diluted EPS of $4.33 (+13%). However, MA transactional revenue declined 54% to $17 million due to divestiture and subscription shift, MIS structured finance revenue fell 1%, and leveraged loans revenue dropped 13%. Operating cash flow rose 24% to $939 million, with $1.7 billion returned to shareholders via repurchases and dividends.

• ·MA ARR increased 8% YoY to $3,607 million.
• ·MIS achieved record revenues on over $2 trillion in rated issuance.
• ·Raised full-year 2026 share repurchase guidance to approximately $2.5 billion.
• ·Reaffirmed FY2026 MCO revenue growth in high-single-digit percent range and Adjusted Diluted EPS of $16.40 to $17.00.
• ·Quarterly dividend of $1.03 per share declared, payable June 5, 2026.
• ·Christina Kosmowski named CEO of Moody’s Analytics, effective June 2026.

22-04-2026

Claros Mortgage Trust, Inc.'s DEF 14A proxy statement for the 2026 annual meeting seeks stockholder approval for the election of nine directors (Richard Mack, Michael McGillis, Steven L. Richman, Andrew Silberstein, Derrick D. Cephas, Mary Haggerty, Pamela Liebman, Denise Olsen, and W. Edward Walter III), following Vincent Tese's retirement and a temporary board expansion to ten; ratification of PricewaterhouseCoopers LLP as independent auditors for fiscal 2026; advisory approval of named executive officer compensation; and amendment to the 2016 Incentive Award Plan. As of the record date, 140,218,764 shares of common stock are outstanding, with a quorum requiring a majority of entitled votes. No financial performance metrics or period comparisons are detailed in the provided content.

• ·Voting requires plurality for director elections, majority of votes cast for other proposals.
• ·Broker non-votes and abstentions have no effect on voting results.
• ·Principal executive offices: c/o Mack Real Estate Credit Strategies, L.P., 60 Columbus Circle, 20th Floor, New York, New York 10023.
• ·Annual meeting proposals are routine only for auditor ratification; others may result in broker non-votes.

22-04-2026

Kinder Morgan reported Q1 2026 net income attributable to KMI of $976 million, up 36% YoY from $717 million, Adjusted Net Income of $1,063 million (up 39%), Adjusted EBITDA of $2,539 million (up 18%), and Adjusted EPS of $0.48 (up 41%), driven by strong Natural Gas Pipelines performance. However, refined products volumes declined 2% YoY and crude/condensate volumes fell 12% YoY, while 2026 net income outlook remains flat at $3.1 billion despite modest 2-5% growth in adjusted metrics. The company approved a 2% higher dividend of $0.2975 per share, received a Moody's upgrade to Baa1, announced COO retirement and succession, and agreed to acquire Monument Pipeline for $505 million.

• ·Net Debt-to-Adjusted EBITDA ratio ended Q1 2026 at 3.6 times; expected 3.8 times at end-2026.
• ·Project backlog $10.1B, up $145M from Q4 2025; $8.9B (ex-CO2/gathering) with 5.6x first-full-year Project EBITDA multiple.
• ·Annual average utilization of five major natural gas pipeline systems reached 90% in 2025 vs 74% in 2016.
• ·Moody’s upgraded senior unsecured rating to Baa1 (stable outlook) on March 12, 2026.
• ·James Holland retiring as COO effective September 4, 2026; succeeded by Ken Grubb.

22-04-2026

Reliance, Inc. reported Q1 2026 net sales of $4,026.0 million, up 15.5% YoY from $3,484.7 million and 15.1% sequentially from $3,498.6 million, driven by record tons sold of 1,672.7 thousand (up 2.7% YoY and 9.4% sequentially) and average selling price per ton up 12.6% YoY. Non-GAAP EPS rose 36.9% YoY to $5.16 and pretax income increased 33.2% YoY to $349.5 million, exceeding expectations; however, gross profit margin declined 0.6% YoY to 29.1% and cash provided by operations fell 45.2% sequentially to $151.4 million due to seasonal working capital increases. The company repurchased $234.2 million in shares, raised its quarterly dividend by 4.2% to $1.25 per share, and secured government contracts through AMI Metals including a $2.24 billion border wall deal.

• ·Reliance outperformed MSCI industry YoY shipment decline of 5.1% by nearly 8 percentage points for 13 consecutive quarters.
• ·Share repurchases reduced outstanding common shares by 3% YoY; $3.4 billion repurchased since 2021 reducing shares by 22%.
• ·Q2 2026 guidance: non-GAAP EPS $5.15-$5.35 (16-21% YoY growth), tons sold up 1-3% seq and 4.5-6.5% YoY.

22-04-2026

Bankwell Financial Group reported Q1 2026 GAAP net income of $11.3 million ($1.41 per diluted share), up from $9.1 million ($1.15 per share) in Q4 2025, driven by core deposit growth of $113 million (including $39 million in low-cost deposits) and net loan growth of $27.1 million. However, net interest margin declined 12 basis points to 3.28%, noninterest expense increased $1.4 million to $16.9 million, PPNR fell 10.2% to $13.3 million, and nonperforming loans rose $2.7 million to $19.0 million (0.66% of total loans). The board declared a $0.20 per share dividend payable May 19, 2026, to shareholders of record on May 8, 2026.

• ·SBA loan sale gains increased to $2.4 million in Q1 2026 from $2.2 million in Q4 2025.
• ·Opened first full-service branch in New York State on February 20, 2026, in Bay Ridge, Brooklyn.
• ·Brokered deposits declined $44.5 million (8.0%) and FHLB borrowings $50.0 million QoQ; reduced brokered deposits by $512.4 million (49.9%) since December 31, 2022 peak.
• ·Credit for credit losses - loans of $1.0 million in Q1 2026; ACL-Loans coverage of nonperforming loans at 155.39%.
• ·Guidance: non-interest expense $64-65M full year 2026; non-interest income increased to $12-13M.
• ·Conference call scheduled for April 23, 2026, at 9:00 a.m. ET.

22-04-2026

Crisp Momentum Inc. (CRSF) entered into a Loan Settlement and Share Repurchase Agreement dated April 20, 2026, with Banji Step K.K. and Motoko Yorozu to fully settle a convertible loan originally provided in September 2025 with principal of USD $2,900,000. Previously, TaleOn app assets were transferred in partial satisfaction, but instead of the remaining Carpenstream Inc. equity interest and TopReels app assets, Banji will transfer 80,000,000 shares of CRSF common stock back to the company as treasury shares upon closing. The agreement discharges all loan obligations, including principal and accrued interest as of April 15, 2026 (Payoff Amount per Schedule 1), with no further payments required.

• ·Agreement effective date: April 20, 2026; Closing within 3 Business Days after conditions met, by Outside Date May 31, 2026.
• ·Loan Agreement dated September 16, 2025; amended by Term Sheet dated October 27, 2025.
• ·TaleOn Assets previously transferred via Asset Purchase Agreement dated November 14, 2025.
• ·Conditions to closing include Board approval, independent valuation confirming Transferred Assets >= Outstanding Loan Balance, audited financials, legal opinions, and regulatory approvals.

22-04-2026

Pinnacle Financial Partners reported Q1 2026 financial results significantly impacted by its merger with Synovus Financial Corp., closed January 1, 2026, driving loans to $85,197 million (up 118% linked-quarter from $39,154 million and up from $36,137 million YoY) and deposits to $100,103 million (up 111% LQ from $47,401 million and 125% YoY from $44,482 million). Reported diluted EPS declined 50% YoY to $0.89 with net income available to common shareholders at $135 million (down 1% YoY from $136 million), primarily due to $275.4 million in merger-related expenses, though adjusted diluted EPS increased 26% YoY to $2.39. Net interest margin expanded 26 bps LQ to 3.53%, but efficiency ratio worsened to 77.4% while adjusted tangible efficiency was 51.3%; credit quality held with NPA ratio at 0.58% (up from 0.36% LQ) and NCO ratio at 0.23%.

• ·Common Equity Tier 1 (CET1) ratio preliminary at 9.83%
• ·Allowance coverage of non-performing loans at 221%
• ·Hiring of 50 experienced revenue producers in Q1 2026 vs 41 in combined 4Q25 and 45 in combined 1Q25
• ·Conference call scheduled for April 23, 2026 at 8 a.m. ET
• ·Assets total $123 billion as of reporting

22-04-2026

Gazelle Parent, Inc. filed an S-4 registration statement on April 22, 2026, for mergers with Galera and Obsidian, conditioned on, among other things, receipt of at least $350 million in cash proceeds from a subscription agreement and stockholder approvals. Both Galera and Obsidian are clinical-stage biopharma companies reporting significant historical and expected future losses, heavy reliance on unapproved product candidates tilarginine and OBX-115, respectively, and potential need for additional capital post-merger, which could dilute stockholders. The mergers face numerous risks, including no adjustment to exchange ratios based on market prices, possible lawsuits, and CVRs that may expire valueless.

• ·Merger conditions include Nasdaq listing approval for Parent common stock, no Material Adverse Effect on Galera or Obsidian, and continued OTCQB listing for Galera shares.
• ·Merger agreement includes non-solicitation provisions, with limited exceptions for superior offers prior to stockholder approval.
• ·Directors and executives of Galera and Obsidian have interests differing from stockholders, including severance benefits and equity treatment.

22-04-2026

Elevance Health reported Q1 2026 operating revenue of $49.5 billion, up 1.5% YoY from $48.8 billion, driven by higher premium yields and CarelonRx growth, with adjusted diluted EPS of $12.58 exceeding expectations. However, operating gain fell 34.2% to $2.1 billion from $3.2 billion due to a $935 million CMS accrual, $129 million business optimization charge, and higher Medicaid medical costs, while key memberships like Medicare Advantage declined 15.8% YoY and Health Benefits operating gain dropped 2.7%. The company raised FY 2026 adjusted diluted EPS guidance to at least $26.75 and reaffirmed operating cash flow of at least $5.5 billion.

• ·Days in Claims Payable: 46.6 days as of Mar 31 2026, up 3.8 days YoY
• ·Q1 2026 dividend: $1.72 per share; Q2 dividend declared $1.72 per share payable June 25 2026
• ·Share repurchase authorization remaining: $5.6 billion as of Mar 31 2026
• ·CarelonRx quarterly adjusted scripts: 80.3 million, down 4.3% YoY

22-04-2026

Shotwell Rutter Baer Inc, an institutional investment manager, filed its 13F-HR report on April 22, 2026, disclosing total holdings of $170,197,922 across 38 positions as of March 31, 2026, primarily consisting of ETFs focused on equities, international markets, ESG themes, and fixed income. Key holdings include Vanguard Total Stock Market ETF ($24,293,205), American Century US Large Cap Value ETF ($17,458,706), and Dimensional International Core Equity Market ETF ($13,792,279), with smaller positions in individual stocks such as Walmart ($677,187), IBM ($485,149), and Illinois Tool Works ($222,359). No period-over-period changes are provided in the filing.

• ·Filing period end date: March 31, 2026
• ·All positions reported as sole discretionary with no voting or shrunken shares authority
• ·White Mountains Insurance Group Ltd holding: 242 shares valued at $531,664

22-04-2026

Kopin Corporation's DEF 14A proxy statement solicits votes for its 2026 Annual Meeting on May 21, 2026, including election of five directors for terms expiring at the 2027 meeting, approval of the amendment and restatement of the 2020 Equity Incentive Plan, ratification of BDO USA, P.C. as independent auditors for the fiscal year ending December 26, 2026, and advisory approval of named executive officer compensation for the fiscal year ended December 27, 2025. The record date is March 26, 2026, with 183,476,366 shares of common stock and 1,000 shares of Series A convertible preferred stock (convertible into 2,333,333 common shares) outstanding and entitled to vote. No financial performance metrics or period-over-period changes are detailed beyond standard governance disclosures.

• ·Meeting location: offices of Morgan, Lewis & Bockius LLP, One Federal Street, Boston, Massachusetts 02110, at 10:00 a.m. Eastern Time
• ·Proxy materials mailed on or about April 20, 2026
• ·Internet and telephone voting closes at 11:59 p.m. ET on May 20, 2026

22-04-2026

Monarch Casino & Resort reported record Q1 2026 results with net revenue of $136.6 million, up 8.9% YoY from $125.4 million, net income of $27.6 million, up 38.9% YoY, and Adjusted EBITDA of $49.0 million, up 19.0% YoY, driven by casino revenue +9.4%, hotel +13.5%, and F&B +5.6%, alongside margin expansions including casino ops at 36.0% (down from 37.7%). The company repurchased 181,258 shares for $17.6 million and declared a $0.30 per share dividend payable June 15, 2026. No declines noted in core operating metrics, with cash at $120.1 million and zero debt.

• ·Ongoing litigation with PCL Construction: $74,627,657 judgment against Monarch, appeal pending.
• ·No borrowings on credit facility as of Mar 31, 2026.
• ·Total assets $725.2M as of Mar 31, 2026, up from $712.8M at Dec 31, 2025.
• ·Depreciation and amortization $10.5M in Q1 2026, down from $13.2M in Q1 2025.

22-04-2026

Montgomery Investment Management Inc. filed its 13F-HR on April 22, 2026, for the quarter ended March 31, 2026, disclosing 103 equity holdings under sole investment discretion with a mix of sole and none voting authority shares. Top positions by value include United Rentals Inc ($24792897), VSE Corp ($22806487), Truist Financial Corp ($14624482), Deere & Co ($14240224), and Apple Inc ($12456013), reflecting diversification across industrials, financials, technology, and energy sectors. No other managers reported; all holdings are SH (shares) with no puts or calls.

• ·Business address: 6229 Executive Boulevard, Rockville, MD 20852
• ·SEC file number: 028-10668
• ·All positions held with sole investment discretion and no puts/calls

22-04-2026

Morey & Quinn Wealth Partners, LLC filed a 13F-HR on April 22, 2026, disclosing 136 equity securities positions totaling $140597833000 in market value as of March 31, 2026, all held with sole voting and investment discretion. Top holdings by value include Berkshire Hathaway Inc. DEL CL B ($11712127000, 24441 shares), NVIDIA Corporation ($7628085000, 43739 shares), and Apple Inc. ($7476827000, 29461 shares). The portfolio features a mix of individual stocks and ETFs, with no shared voting power reported across any position.

• ·Report period end date: March 31, 2026
• ·Filing signed on: April 21, 2026
• ·All positions reported as SH SOLE with 0 shared voting power and 0 none voting power
• ·Firm address: 11225 Davenport St Suite 109, Omaha NE 68154-2641

22-04-2026

Biltmore Wealth Management, LLC filed its 13F-HR on April 22, 2026, disclosing 60 securities holdings totaling $281,197,886 as of March 31, 2026. The portfolio features large positions in Select Sector SPDR ETFs including Industrial ($34,468,911), Technology ($29,054,862), and Health Care ($25,627,404), alongside PIMCO municipal bond ETFs ($21,114,769 and $18,519,977) and stocks like Apple Inc ($1,542,800 for 6,079 shares). No prior period comparisons or changes are provided in the filing.

• ·All positions reported with sole shared voting authority and no other managers.
• ·Business address: 1400 E Southern Avenue, Suite 650, Tempe, AZ 85282.
• ·SEC file number: 028-16482.

22-04-2026

Pinnacle Associates Ltd filed its 13F-HR on April 22, 2026, reporting institutional equity holdings as of March 31, 2026, with a diverse portfolio spanning technology, healthcare, financials, and other sectors. Top holdings include Apple Inc valued at $310,546,564,000 with 1,223,636 shares (sole voting authority 1,208,704 shares), Broadcom Inc at $139,233,779,000 with 449,852 shares, and Amazon.com Inc at $111,545,555,000 with 535,581 shares. The filing provides a snapshot of approximately 300 positions with breakdowns of sole, shared, and other voting authority shares, showing no overall portfolio performance metrics or changes from prior periods.

• ·Filer CIK: 0000743127
• ·SEC File Number: 028-01669
• ·Business Address: 335 Madison Avenue, 11th Floor, New York, NY 10017
• ·Signed by: /s/ Scott M. Brown on April 21, 2026

22-04-2026

Kraneshares Crypto Trust filed an S-1/A registration statement on April 21, 2026, to offer shares providing passive exposure to an index of 13 cryptocurrencies: BTC, ETH, XRP, SOL, DOGE, ADA, LINK, BCH, XLM, AVAX, LTC, SHIB, and DOT, without leverage, lending, or pledging assets. The fund will hold these digital assets and USD cash to track the index, reducing complexities of direct crypto investment. No financial metrics, performance data, or period comparisons are disclosed.

• ·Fund provides intraday indicative value (IIV) every 15 seconds during regular market session (9:30 a.m. to 4:00 p.m. ET).
• ·Bitcoin Network has finite supply limited to 21 million coins.
• ·XRP Ledger uses consensus-based algorithm, not mining, with low energy usage compared to PoW blockchains.

22-04-2026

Pflug Koory, LLC filed its 13F-HR report disclosing total equity holdings valued at $218,249,761 across 419 positions as of March 31, 2026. Top holdings by value include Berkshire Hathaway Inc. Class A (21 shares, $15,080,940), Apple Inc. (49,935 shares, $12,672,927), Berkshire Hathaway Inc. Class B (20,330 shares, $9,742,136), Caterpillar Inc. (13,841 shares, $9,805,586), and Applied Materials Inc. (18,316 shares, $6,260,226). No period-over-period changes are provided in the filing.

• ·Filing date: April 22, 2026
• ·Report period end: March 31, 2026
• ·Filer address: 11312 Q St, Omaha, NE 68137
• ·All positions reported with sole voting power (SH SOLE)

22-04-2026

Travel + Leisure Co. reported Q1 2026 net revenue of $961 million, up 3% YoY from $934 million, with Vacation Ownership revenue increasing 6% to $798 million and Adjusted EBITDA surging 20% to $191 million, driven by 7% higher Gross VOI sales of $549 million, 5% tour growth, and 3% VPG increase to $3,321. However, Travel and Membership revenue fell 8% to $165 million with Adjusted EBITDA down 13% to $59 million due to lower transaction revenue and margin mix, while net cash from operations dropped to $38 million from $121 million and adjusted free cash flow turned neutral from $152 million. The company returned $128 million to shareholders via $87 million share repurchases and $41 million dividends, incurred $19 million in resort optimization impairments, and reaffirmed FY2026 Adjusted EBITDA guidance of $1,030-1,055 million.

• ·Leverage ratio below 3.2x as of March 31, 2026
• ·$832 million remaining share repurchase authorization as of March 31, 2026
• ·Q2 2026 guidance: Adjusted EBITDA $260-270 million, Gross VOI sales $660-690 million, VPG $3,200-3,250
• ·FY2026 guidance: Gross VOI sales $2.5-2.6 billion, VPG $3,175-3,275
• ·$325 million term securitization on March 26, 2026 at 5.11% weighted average coupon and 98% advance rate
• ·1.2 million shares repurchased at weighted average price of $72.51 per share

22-04-2026

GXO Logistics, Inc.'s 2026 Proxy Statement solicits votes for the May 20, 2026 virtual annual meeting to elect 10 board directors (9 of 10 nominees independent), ratify KPMG LLP as independent auditors for fiscal 2026, and approve executive compensation on an advisory basis. The document highlights 2025 as a year of record performance and transition, including the appointment of Patrick Kelleher as CEO in August 2025 and Patrick Byrne as non-executive Chairman in January 2026, alongside board refreshment adding independent directors with expertise in automation, technology, and supply chain operations. No declines or flat metrics are disclosed in the provided content.

• ·Annual Meeting date and time: May 20, 2026 at 9:00 a.m. Eastern Time, virtual webcast at https://meetnow.global/M5JFT4M
• ·Record date: April 16, 2026
• ·Street name holders registration deadline: May 15, 2026 at 5:00 p.m. Eastern Time via legalproxy@computershare.com
• ·All current directors independent; Audit, Compensation, Nominating/Corporate Governance/Sustainability, and Operational Excellence Committees entirely independent
• ·Lead Independent Director role complements independent committees

22-04-2026

Stifel Financial Corp reported record first quarter 2026 net revenues of $1.48 billion, up approximately 18% YoY from $1.26 billion, driven by 44% higher investment banking revenues (advisory +59%, capital raising +22%) and 12% growth in asset management revenues, with net income available to common shareholders surging to $242.1 million ($1.48 diluted EPS) from $43.7 million ($0.26 EPS) a year ago impacted by legal provisions. Global Wealth Management net revenues rose 10% to $932.1 million with client assets up 11% to $538.7 billion, while Institutional Group revenues increased 29% to $495.3 million. However, Institutional equity transactional revenues declined 7% YoY to $55.4 million due to European Equities restructuring, and investment banking revenues fell 25% QoQ from Q4 2025.

• ·Sale of Stifel Independent Advisors, LLC closed February 2, 2026, with gain recognized in revenues; included $9.0B client assets and $4.2B fee-based assets.
• ·Three-for-two stock split declared January 26, 2026, effective February 26, 2026 (record date February 12, 2026).
• ·Quarterly dividend of $0.34 per common share payable March 16, 2026 (record March 2, 2026).
• ·Tangible book value per common share $24.89, up 12% YoY.
• ·Tier 1 common capital ratio 15.8% (up from 14.7% YoY); Tier 1 capital $4,530M.
• ·Fitch BBB+ Stable, S&P BBB Stable.

22-04-2026

Rafael Holdings' subsidiary, Cyclo Therapeutics, LLC, entered into an exclusive licensing agreement with MIT for U.S. Patent No. 12285440, covering the use of cyclodextrins in ApoE4-positive Alzheimer’s Disease patients, strengthening IP around Trappsol® Cyclo™. The ApoE4 variant is present in 50-70% of AD patients and is a key risk factor. Phase 3 results from the Transport NPC study for NPC1 are due in Q3 2026.

• ·U.S. Patent No. 12285440 covers cyclodextrins for improving myelination in ApoE4-positive AD
• ·Trappsol® Cyclo™ in pivotal Phase 3 trial for Niemann-Pick Disease Type C1 (NPC1), largest ever in NPC patients

22-04-2026

US Nuclear Corp. (UCLE) disclosed that Michael Pope resigned as a member of the Board of Directors effective immediately on April 16, 2026, to pursue other opportunities. The resignation did not result from any disagreement with the company's operations, policies, or practices. The 8-K filing was submitted on April 22, 2026.

22-04-2026

New Mountain Guardian IV BDC, L.L.C. disclosed its consolidated portfolio investments classification as of December 31, 2025, categorizing them into 11 industry types with sub-classifications. Business Services represented the largest portion at 36.3% of total investments at fair value, followed by Software at 28.9%, Financial Services & Technology at 14.3%, and Healthcare at 10.6%, while smaller categories included Consumer Services at 5.0% and Education at 2.1%. This information is furnished under Item 7.01 and not deemed filed.

• ·Portfolio classified into 11 industry types for quarterly Form 10-Q and annual Form 10-K reporting.
• ·Sub-classifications assigned for internal monitoring to reflect business mix.
• ·Disclosure date: April 22, 2026; portfolio date: December 31, 2025.

22-04-2026

Pulmonx Corp's DEF 14A proxy statement details 2025 executive compensation, including large equity grants to new CEO/President Mr. French (1,200,000 RSUs and 800,000 PSUs) and COO/CFO Mr. Sung (1,200,000 RSUs and 400,000 PSUs) amid leadership transitions after resignations of prior CEO Mr. Williamson and CFO Mr. Joshi in October 2025. Outgoing executives received severance payments ($600,000 for Williamson over 12 months; $347,625 for Joshi over 9 months) and consulting fees ($50,000 and $30,000 respectively) through December 2025, while new hires got sign-on bonuses ($50,000 for French; $200,000 for Sung) and base salaries up to $625,000. PSUs for annual grants tie to two-year cumulative revenue or stock price targets of $4.00 average, aligning with shareholders but introducing potential dilution.

• ·PSUs for annual grants vest based on two-year cumulative consolidated revenue; new exec PSUs require $4.00 average stock price over 60 days plus service vesting.
• ·CIC Plan provides 18 months base salary + target bonus for CEO, 12 months for others in change-in-control qualifying termination, with 100% equity acceleration.
• ·Clawback policy compliant with Dodd-Frank Act and Sarbanes-Oxley Section 304.

22-04-2026

Lawson Kroeker Investment Management Inc/NE filed its 13F-HR on April 22, 2026, reporting holdings across 59 equity securities as of March 31, 2026, with a total market value of $343,099,991. Key positions include Texas Pacific Land Corp at $53,575,451, Berkshire Hathaway Inc Cl B at $21,933,942, Phillips 66 at $15,776,606, Fifth Third Bancorp at $10,301,483, and Nelnet at $8,571,584. All holdings are reported with sole investment discretion; one position, Cardinal Resources, shows $0 value despite 100,000 shares.

• ·Business address: 1926 S. 67th Street, Suite 201, Omaha, NE 68106
• ·Phone: 4023922606
• ·SEC file number: 028-05512
• ·All positions held with sole investment discretion

22-04-2026

New Mountain Guardian IV Income Fund, L.L.C. furnished its portfolio investment allocation as of December 31, 2025, under Regulation FD, classifying investments into 11 industry types with sub-classifications representing percentages of total fair value. Business Services was the largest at 34.1%, followed by Software at 30.5%, Financial Services & Technology at 14.8%, and Healthcare at 10.3%. Remaining sectors including Consumer Services (4.5%), Education (3.3%), and others totaled 20.3%.

• ·Portfolio classified into 11 industry types for quarterly (Form 10-Q) and annual (Form 10-K) reporting.
• ·Disclosure date: April 22, 2026; portfolio as of December 31, 2025.
• ·Information furnished under Item 7.01, not deemed 'filed' under Section 18 of the Exchange Act.

22-04-2026

Smallwood Wealth Investment Management, LLC, a New Jersey-based investment manager, filed its quarterly 13F-HR report on April 22, 2026, for the period ended March 31, 2026, disclosing $189,740,016 in total holdings across 527 positions, all held with sole voting authority. Top holdings include Vanguard Total Stock Market ETF (Vanguard Index Fds Total Stk Mkt) valued at $9,689,273 (30,202 shares), PGIM Ultra Short Bond ETF at $5,500,539 (111,122 shares), and Microsoft Corp at $1,832,193 (4,949 shares). No changes from prior periods or performance metrics are indicated in the filing.

• ·Filing CIK: 0001921304
• ·Business address: 199 Broad Street, Red Bank, NJ 07701
• ·Report period end: 2026-03-31

22-04-2026

Spirepoint Private Client, LLC, a Florida-based investment manager, filed its 13F-HR disclosing $1,051,343,626 in equity holdings across 322 positions as of March 31, 2026. The portfolio is heavily weighted toward technology giants including Apple ($43.68M), Broadcom ($31.43M), Microsoft ($30.49M), and NVIDIA ($26.05M), with additional significant exposure to healthcare, energy, and ETFs. No changes in ownership voting authority or other manager shares were reported.

• ·Filing submitted on April 22, 2026, for period ending March 31, 2026
• ·All reported holdings are sole voting authority with zero shares held by other managers
• ·Business address: 830 Azalea Lane, Vero Beach, FL 32963

22-04-2026

SyKon Capital LLC filed its 13F-HR on April 22, 2026, reporting 88 holdings as of March 31, 2026, primarily consisting of ETFs and select large-cap equities with all positions held on a sole discretionary basis. Top holdings by market value include WisdomTree Trust Floating Rate Treasury ($28,279,105), SPDR Series Trust State Street SPD (78468R663, $26,431,429), SPDR Series Trust State Street SPD (78464A854, $25,219,096), and Vanguard Institutional Index Fund 0-3 Mo Treas Bil ($24,995,395). Notable individual stock positions feature Apple Inc. ($6,154,726, 24,251 shares), NVIDIA Corporation ($4,240,013, 24,312 shares), and Amazon.com Inc. ($2,475,914, 11,888 shares).

• ·All 88 positions held with sole voting authority and no other managers reported
• ·Filer CIK: 0001988408, based in Harrison, NY
• ·No put/call options or short positions indicated

22-04-2026

Constellation Brands' FY2026 consolidated net sales declined 10.4% YoY to $9,139.0 million from $10,208.7 million, driven by sharp drops in Wine (-51.7% to $700.4 million) and Spirits (-43.6% to $123.4 million) following the 2025 Wine Divestitures and SVEDKA Divestiture. Beer net sales fell 2.6% to $8,315.2 million from $8,539.8 million. The Board approved a new $4.0 billion stock repurchase authorization in April 2025, succeeding prior programs.

• ·2025 Authorization to repurchase up to $4.0 billion of publicly traded common stock approved in April 2025.
• ·2025 Credit Agreement provides $2.25 billion revolving credit facility dated April 28, 2025.
• ·2025 Term Credit Agreement for $500.0 million unsecured delayed draw term loan facility, now terminated.

22-04-2026

Bicycle Therapeutics plc has issued a proxy statement for its 2026 Annual General Meeting (AGM) on June 17, 2026, seeking shareholder approval for re-election of directors Felix Baker and Hervé Hoppenot, advisory approval of named executive officer compensation, ratification and re-appointment of PricewaterhouseCoopers LLP as auditors, authorization of auditor remuneration, adoption of the 2025 U.K. Annual Report, and approval of the directors’ remuneration report and policy. As of April 13, 2026, there were 50,373,184 ordinary shares issued and outstanding. The Board recommends voting in favor of all nine ordinary resolutions.

• ·Record date for ordinary shareholders: 6:00 p.m. London time on June 15, 2026
• ·Proxy submission deadline: 2:00 p.m. London time on June 15, 2026
• ·ADS record date: 5:00 p.m. Eastern Daylight Time on April 20, 2026
• ·AGM location: Blocks A & B, Portway Building, Granta Park, Great Abington, Cambridge, CB21 6GS, United Kingdom

22-04-2026

TPG Advisors LLC, an Illinois-based investment advisor (CIK 0002033388), filed its quarterly 13F-HR on April 22, 2026, covering holdings as of March 31, 2026. The filing discloses a diversified portfolio of over 100 positions primarily in large-cap stocks such as Amazon.com Inc, Microsoft Corp, Nvidia Corporation, Apple Inc, Alphabet Inc (Class A and C), Berkshire Hathaway Inc (Cl B), and ETFs from iShares, Vanguard, Schwab Strategic Trust, and others. No total AUM, market values in dollars, or period-over-period changes are explicitly provided in the filing content.

• ·Period end date: March 31, 2026
• ·Filing date: April 22, 2026
• ·Filer address: 485 Central Ave, Suite 201, Northfield, IL 60093
• ·Phone: 847-441-9400
• ·SEC file number: 028-24300
• ·Contact phone: 512-881-2528

22-04-2026

Selective Insurance Group reported Q1 2026 net income available to common stockholders of $95.4 million ($1.58 per diluted share), down 11% YoY from $107.6 million, with non-GAAP operating income of $101.9 million ($1.69 per share) and operating ROE of 12.0%. Net premiums written declined 1% to $1,225.5 million, driven by a 1% drop in Standard Commercial Lines (81% of NPW) and 6% in Standard Personal Lines, while the combined ratio worsened 2.2 points to 98.3% due to higher catastrophe losses (6.2 points vs 3.7). However, after-tax net investment income rose 18% to $113.1 million, and Excess & Surplus Lines NPW grew 1% with combined ratio improving 3.0 points to 89.5%.

• ·Share repurchases of 337,303 shares at average $88.94 per share.
• ·Book value per common share $56.58 (flat QoQ), adjusted book value $58.94 (up 2% QoQ).
• ·2026 guidance: GAAP combined ratio 96.5%-97.5% (incl. 6 pts cat losses), after-tax NII $465M, effective tax rate 21.5%, weighted avg diluted shares 60.5M.
• ·Quarterly dividend $0.43 per common share payable June 1, 2026.
• ·Invested assets per dollar of common stockholders' equity 3.36x.

22-04-2026

Kodiak Sciences Inc. filed a DEFA14A Definitive Additional Proxy Materials on April 22, 2026, pursuant to Section 14(a) of the Securities Exchange Act of 1934. The filing indicates no fee was required and is not preliminary, confidential, or soliciting material under §240.14a-12. No substantive proposals, financial data, or other details are provided in the filing header.

22-04-2026

lululemon athletica inc. announced the unanimous Board approval of Heidi O’Neill, a Nike veteran with over 30 years of experience who helped grow Nike from $9+ billion to $45+ billion, as its next CEO effective September 8, 2026. Interim co-CEOs Meghan Frank and André Maestrini will return to their prior senior roles upon her arrival, ensuring continuity. The leadership transition aims to accelerate product innovation, brand relevance, and global growth.

• ·Heidi O’Neill to be based in Vancouver upon joining.
• ·Previous roles of O’Neill include President, Consumer, Product & Brand at Nike, overseeing product pipeline, brand voice, and operations.
• ·Company to file proxy statement for 2026 annual meeting with details on participants including directors and executives.

22-04-2026

ARMOUR Residential REIT reported a Q1 2026 GAAP net loss related to common stockholders of $58.0 million or $0.49 per common share, primarily due to a $182.6 million loss on MBS, while Distributable Earnings available to common stockholders increased to $90.5 million or $0.76 per share from $79.8 million or $0.71 per share in Q4 2025. Book value per common share fell 6.5% to $17.42 from $18.63, yielding a total economic return of -2.6%, despite raising $215.3 million via common stock issuance and maintaining $1.1 billion in liquidity.

• ·Debt to equity ratio of 7.90:1 at March 31, 2026; implied leverage 8.21:1.
• ·Portfolio comprised of 92.5% Agency MBS, 4.7% U.S. Treasury Securities, and 2.8% TBA securities.
• ·43.4% of repurchase agreements with affiliate BUCKLER Securities LLC.
• ·Paid common stock dividends of $0.24 per share per month, or $0.72 per share for Q1.
• ·Conference call scheduled for April 23, 2026, at 9:00 a.m. ET.

22-04-2026

Raymond James Financial reported record quarterly net revenues of $3.86 billion for fiscal Q2 2026 ended March 31, 2026, up 13% YoY from $3.40 billion and 3% QoQ from $3.74 billion, driven by 17% YoY growth in asset management fees to $2.02 billion. Net income available to common shareholders was $542 million, up 10% YoY but down 4% QoQ due to a higher 26.0% effective tax rate, while PCG pre-tax income declined 3% YoY and 5% QoQ. Segments showed mixed performance with Capital Markets revenues up 17% YoY and 22% QoQ, but cash sweep balances down 1% QoQ and principal transactions down 9% YoY.

• ·Completed acquisition of GreensLedge Holdings LLC during the quarter.
• ·Repurchased $400 million of common stock at average $155 per share; $1.5 billion remains authorized.
• ·Total capital ratio 24.0% and tier 1 leverage ratio 12.4% as of March 31, 2026.
• ·Domestic PCG annualized net new asset growth of 5.8% for Q2 FY2026.
• ·Annualized ROE 17.3% and adjusted ROTCE 20.9% for Q2 FY2026.

22-04-2026

Flexsteel Industries Inc reported net sales of $115,125 for Q3 FY26, up 1.0% YoY from $113,972, with gross profit rising 2.8% to $26,045 and net income of $6,445 versus a $3,742 loss in the prior year; nine-month net sales increased 5.3% to $343,813 while net income more than doubled to $20,416 from $9,452. However, SG&A expenses rose 4.4% to $17,823 in Q3 and 6.2% to $52,609 nine-month, trade receivables grew 17.7% to $41,455, and inventories declined 9.6% to $80,569. The balance sheet improved with cash up 43.1% to $57,283, total assets at $290,171, and shareholders' equity at $185,303.

• ·Operating cash flows nine months: $27,195 in 2026 vs $21,353 in 2025
• ·Capital expenditures nine months: $3,539 in 2026 vs $2,690 in 2025
• ·Treasury stock purchases nine months 2026: $1,130
• ·Cash dividends declared nine months 2026: $3,294
• ·Diluted EPS nine months: $3.63 in 2026 vs $1.70 in 2025
• ·Unvested RSUs and PSUs as of March 31, 2026: 270 thousand shares

22-04-2026

Hexcel Corporation filed a supplement to its proxy statement for the Annual Meeting of Stockholders on May 14, 2026, solely to update the biographical information for Thomas C. Gentile III, its Chairman, Chief Executive Officer, and President, who is standing for re-election. The update discloses that on April 20, 2026, RPM International Inc. appointed Mr. Gentile as a director and to its compensation committee. Mr. Gentile now serves on two public company boards, including Hexcel's, and has indicated he does not intend to join any others; no other information in the original proxy statement is affected.

• ·This supplement does not change the proposals to be acted upon at the Annual Meeting.
• ·Proxy materials are available at www.proxyvote.com.

22-04-2026

BlackRock ESG Capital Allocation Term Trust (ECAT) filed definitive additional proxy materials (DEFA14A) on April 22, 2026, soliciting votes FOR nine board member nominees across Class I (Cynthia L. Egan, Lorenzo A. Flores, Stayce D. Harris), Class II (R. Glenn Hubbard, W. Carl Kester, John M. Perlowski), and Class III (Robert Fairbairn, J. Phillip Holloman, Arthur P. Steinmetz). The materials highlight strong performance, including over $9,000 in distributions received by a holder of 1,000 shares since inception (as of December 31, 2025, with 93.11% from return of capital) and +150% outperformance versus peers since January 1, 2023 (Morningstar data). The trust supports share price via a discount management program and offers full NAV return at term end in 2033.

• ·Data as of December 31, 2025; peer comparison excludes BlackRock funds from Morningstar Closed-End Tactical Allocation category median.
• ·Voting options: online via QR code/website, phone, or mail using WHITE voting instruction form.
• ·Contact proxy solicitor Georgeson LLC at 1-866-961-8444 for questions.