S&P 500 Technology Sector SEC Filings — April 17, 2026

17-04-2026

Mustang Bio, Inc. received a Nasdaq notice on April 15, 2026, stating non-compliance with Listing Rule 5550(a)(2) due to its common stock (MBIO) closing below $1.00 per share for 30 consecutive business days, with no immediate delisting effect. The company has a 180-calendar day grace period until October 12, 2026, to regain compliance by maintaining a $1.00 closing bid for at least 10 consecutive business days. Failure to comply risks delisting, though a potential second 180-day period or hearing may be available, and the company intends to monitor and explore remedies without guaranteed success.

• ·Compliance requires closing bid price of at least $1.00 per share for a minimum of ten consecutive business days (generally not more than 20) during the grace period.
• ·Eligibility for second 180-day period requires meeting initial listing criteria, continued listing for market value of publicly held shares, and written notice of intent to cure via reverse stock split if needed.
• ·Timely hearing request before Nasdaq Hearings Panel would stay delisting pending outcome.

17-04-2026

Madison Technologies Inc. (MDEX) reported no revenues for the year ended December 31, 2025, matching the prior year, while net loss widened 6.4% YoY to $2,980,623 from $2,800,549 amid higher operating expenses (+65.3% to $499,658). Total liabilities increased 14.2% to $23,441,236, driven by rises in accounts payable (+40.6% to $3,898,315) and interest payable on senior secured notes (+22.9% to $7,866,912), with stockholders’ deficiency deepening to $(23,310,668) from $(20,386,295). Total assets remained flat at $130,568, consisting solely of prepaid insurance.

• ·No cash on hand at end of both periods.
• ·Net cash used in operating activities improved slightly to $(330,965) from $(394,617), fully offset by loan from principal shareholder.
• ·Issuance of common stock to pay interest: $56,250 in 2025.
• ·Loss per share worsened to $(0.0019) from $(0.0017).
• ·Senior secured notes face value: $16,500,000 with ongoing debt discount.

17-04-2026

For the three months ended February 28, 2026, Technology & Telecommunication Acquisition Corp reported a net loss of $148,317, compared to net income of $67,961 in the prior-year period, driven by sharply lower interest income of $1,268 versus $251,054. Formation and operating costs declined 18% to $149,585 from $183,093, resulting in reduced net cash used in operating activities of $70,602 versus $90,676. Shareholders' deficit widened to $10,640,252 from $9,542,248 year-over-year, with cash at period-end dropping to $85 from $16,672.

• ·Weighted average Class A ordinary shares decreased to 3,418,412 from 5,111,805 YoY, reflecting prior redemptions.
• ·Cash withdrawn from trust in connection to redemption: $1,381 in 2026 vs. $24,739,496 in 2025.

17-04-2026

Tencent Music Entertainment Group's consolidated revenues increased to RMB 32,902 million for the year ended December 31, 2025, up 15.9% YoY from RMB 28,401 million in 2024 (which was up 2.3% from RMB 27,752 million in 2023), while profit for the year rose 59.7% YoY to RMB 11,353 million, supported by operating profit of RMB 13,364 million (+53.5% YoY) and gross profit of RMB 14,535 million (+20.9% YoY). Total assets grew 13.4% to RMB 102,522 million as of December 31, 2025 from RMB 90,444 million in 2024, with total equity up 19.1% to RMB 83,050 million. However, the VIE and its consolidated subsidiaries experienced sharp gross profit declines to RMB 716 million in 2025 (-55.5% YoY from RMB 1,607 million in 2024, already down 57.1% from RMB 3,747 million in 2023), signaling ongoing margin pressures in that key structure.

• ·Hypothetical taxation scenario: statutory tax 25%, withholding tax 10%, net distribution to parent/shareholders 67.5%.
• ·Net cash inflow from operating activities: RMB 10,275 million in 2024 (up from RMB 7,337 million in 2023).
• ·Consolidated notes payable: RMB 3,572 million non-current as of Dec 31, 2024.
• ·Intercompany eliminations significant in revenues and costs, e.g., RMB 24,470 million revenue elimination in 2025.

17-04-2026

Murphy & Mullick Capital Management Corp filed its 13F-HR on April 17, 2026, disclosing 726 equity holdings as of March 31, 2026, with a total market value of $135151605000 USD. Top positions include Broadcom Inc at $3696055000, Alphabet Inc CAP STK CL A at $2885958000, Apple Inc at $2271820000, ASML HLDG NV at $1991812000, and Amazon.com Inc at $1983355000. All reported holdings are sole discretionary with no shared power or voting rights.

• ·Report period end date: March 31, 2026
• ·Filing date: April 17, 2026
• ·All holdings reported as SOLE ownership with 0 shared power and 0 voting power

17-04-2026

Evommune, Inc. filed an S-1 registration statement on April 17, 2026, to enable Selling Stockholders to resell shares, with the company receiving no proceeds from these sales and bearing the registration costs. The prospectus highlights a seasoned management team and board with extensive biopharma experience from companies like Dermira (acquired by Eli Lilly for $1.1B) and Kadmon (acquired by Sanofi for $1.9B). The company has never paid dividends and does not anticipate doing so, intending to retain earnings for business development.

• ·Ages of executives and directors as of March 31, 2026: Luis Peña (63), Kyle Carver (38), Eugene A. Bauer (83), Gregory S. Moss (42), Jeegar Patel (48), Janice Drew (63), Benjamin F. McGraw III (76), David E. Cohen (60), Derek DiRocco (45), Rob Hopfner (52), Felice Verduyn-van Weegen (38), Arthur Kirsch (73)
• ·Board committees: Audit (1), Compensation (2), Nominating and Corporate Governance (3), Science and Technology (4)
• ·Company inception: April 2020

17-04-2026

Madison Air Solutions Corp priced its initial public offering of 82,692,308 shares of Class A common stock at $27.00 per share, with shares expected to begin trading on the NYSE under ticker 'MAIR' on April 16, 2026, and closing on April 17, 2026. Underwriters, led by Goldman Sachs & Co. LLC, Barclays, Jefferies, and Wells Fargo Securities, have a 30-day option to purchase up to an additional 12,403,846 shares. Concurrently, the company agreed to sell $100.0 million of Class B common stock in a private placement to an entity controlled by founder Larry Gies.

• ·A registration statement for the IPO securities has been declared effective by the SEC.
• ·The private placement of Class B shares is unregistered under the Securities Act of 1933.
• ·Madison Air provides air quality solutions for commercial and residential markets.

17-04-2026

Bristol Myers Squibb Co (CELG-RI) filed a DEFA14A additional proxy statement on April 17, 2026, containing standard disclaimers on forward-looking statements, non-GAAP financial measures, and Ex-FX metrics. The filing notes that these measures supplement GAAP results to portray baseline performance and trends, with reconciliations available on the company's investor website at www.bms.com/investors. Documents such as Forms 10-Q and 8-K are referenced as available on the SEC website, company website, or Investor Relations Department.

• ·Filing emphasizes non-GAAP measures exclude effects of foreign currency translation and adjusted items.
• ·Ex-FX measures calculated by converting current-period local currency results using prior-period average rates.

17-04-2026

Cumulus Media Inc. secured U.S. Bankruptcy Court approval for its prepackaged Chapter 11 Plan of Reorganization, enabling the elimination of approximately $600 million in debt and improved financial flexibility upon emergence pending FCC approval. The company continues normal operations amid the restructuring. While this strengthens the balance sheet, the ongoing bankruptcy process highlights prior financial distress.

• ·Court: United States Bankruptcy Court for the Southern District of Texas.
• ·Restructuring information available at www.cumulus.com/restructuring.
• ·Company reaches a quarter billion people monthly via audio content.

17-04-2026

Radian Group Inc. filed Amendment No. 1 to its Form 8-K dated February 3, 2026, to include the audited consolidated financial statements of acquired Inigo Limited for the year ended December 31, 2025 (prepared under UK GAAP with US GAAP reconciliation) as Exhibit 99.1, and unaudited pro forma condensed combined financial information (balance sheet as of December 31, 2025, and statement of operations for the year then ended) as Exhibit 99.2. The amendment follows the completion of the acquisition of Inigo on February 2, 2026, and provides required Item 9.01 disclosures omitted from the original filing. The pro forma data is presented for informational purposes only and is not indicative of actual or future financial position or results.

• ·Original Form 8-K filed February 3, 2026.
• ·Auditor consent from KPMG LLP included as Exhibit 23.1.
• ·Securities: Common Stock, $0.001 par value per share (RDN, NYSE).

17-04-2026

At the annual meeting of stockholders on April 16, 2026, all 12 Board nominees were elected with strong support, receiving between 719,055,390 and 749,524,714 For votes each amid 63,949,850 broker non-votes. Shareholders approved the advisory vote on executive compensation (629,949,018 For vs. 127,448,980 Against) and ratified Ernst & Young LLP as independent auditors for 2026 (757,840,159 For). However, a stockholder proposal to permit action by written consent was rejected (338,654,128 For vs. 417,882,720 Against).

• ·Proxy statement dated March 4, 2026
• ·Securities registered: Common Stock, par value $1.00 (TXN on Nasdaq Global Select Market)

17-04-2026

Hanson & Doremus Investment Management reported total holdings of $869 million as of March 31, 2026, across 534 positions in a diversified portfolio of common stocks, ETFs, and REITs. Top holdings include Corning ($18.7M), Apple Inc. ($12.7M), Costco ($11.0M), Berkshire Hathaway Cl B ($9.4M), and Alphabet Inc. Cl A ($9.3M). No period-over-period changes are disclosed in this filing.

• ·Filing date: April 17, 2026
• ·Report period end: March 31, 2026
• ·Portfolio includes significant ETF positions such as iShares products and First Trust ETFs

17-04-2026

Chemung Financial Corporation reported record Q1 2026 net income of $9.2 million ($1.91 per share), up 19.5% from Q4 2025's $7.7 million ($1.61) and 53.3% from Q1 2025's $6.0 million ($1.26), driven by 19.2% YoY net interest income (NII) growth to $23.6 million and annualized loan growth of 7.5%. However, NII declined 0.8% QoQ from $23.8 million, non-interest income fell 6.0% QoQ to $6.3 million, and net interest margin was nearly flat at 3.60%. The adjusted efficiency ratio improved to a record low of 58.27%, with dividends declared at $0.34 per share.

• ·Opened representative office in downtown Buffalo, New York in March 2026 to support Canal Bank division.
• ·Period-end loan growth nearly 15% in Western New York Canal Bank division; over 7% annualized in Capital Bank division.
• ·Average total loans up $69.1M QoQ and $214.5M YoY.
• ·Fully taxable equivalent net interest margin 3.60% (down 1 bp QoQ).
• ·Provision for credit losses $0.6M, down from $1.1M QoQ due to $0.7M recovery and CECL model update.

17-04-2026

Ribbon Communications Inc.'s 2026 Proxy Statement outlines proposals for the June 3, 2026 Annual Meeting, including election of nine directors (six independent), ratification of auditors, and advisory approval of executive compensation. Director nominees reflect designation rights under the 2020 Stockholders Agreement, with three from JPM Stockholders (30% ownership) and three from Swarth (16% ownership), alongside CEO Bruce W. McClelland and two committee designees. While highlighting strong governance practices like majority voting and independent committees, it notes risks including a contained 2025 cybersecurity incident and supply chain disruptions.

• ·Stockholders Agreement entered March 3, 2020, requires Board composition: 3 JPM designees, 3 Swarth designees, CEO, and others to fill vacancies
• ·Louis Silver appointed April 2026 to fill Board vacancy, designated by Swarth
• ·Cybersecurity incident in 2025 involving nation-state actor access to IT network, subsequently contained and remediated
• ·2025 Annual Report to Stockholders available at www.proxyvote.com

17-04-2026

17-04-2026

Community Bank of Raymore filed its 13F-HR on April 17, 2026, disclosing 123 equity positions with a total market value of $149344506 as of March 31, 2026. Top holdings include JPMorgan Chase & Co ($15378391, 52279 shares sole), NRG Energy Inc ($6167108, 42200 shares sole), and Vanguard Index Fds S&P 500 ETF ($5204744, 8710 shares sole). The filing provides a snapshot of holdings with no period-over-period comparisons or performance metrics.

• ·Filed as of date: April 17, 2026
• ·Period of report: March 31, 2026
• ·SEC file number: 028-16360
• ·Business address: PO Box 200, Raymore, MO 64083-0200

17-04-2026

Community Bank & Trust, Waco, Texas filed its 13F-HR report for the quarter ended March 31, 2026, disclosing 161 equity holdings with a total market value of $504,524,000. Top positions include Apple Inc. at $50,775,000 (200,068 shares), Nvidia Corp at $18,052,000 (103,508 shares), and Microsoft Corp at $16,153,000 (43,636 shares), with all holdings under sole voting authority. No prior period data is available in this filing for comparison.

• ·Filing submitted on April 17, 2026 for period ending March 31, 2026
• ·All 161 positions held with sole investment discretion and voting authority

17-04-2026

On April 15, 2026, the Board of Directors of C2 Blockchain, Inc. approved the rescission and cancellation of 245,000,000 shares of common stock previously issued to Mendel Holdings LLC, an entity owned and controlled by Levi Jacobson, the Company's sole officer, director, and controlling shareholder. Mendel Holdings LLC voluntarily returned the shares for cancellation with no consideration paid by the Company, reverting them to authorized but unissued status. This action reduces outstanding shares held by the insider.

• ·Event approved on April 15, 2026; filing dated April 17, 2026
• ·Company confirms emerging growth company status