Dow Jones 30 Stocks SEC Filings — April 21, 2026

21-04-2026

AEI CapForce II Investment Corp, a Cayman Islands blank check company, is registering for an IPO of 10 million units at $10.00 each, targeting gross proceeds of $100 million ($115 million if over-allotment exercised), with listing on Nasdaq under AEIB and AEIBR. While proceeds before expenses are $98.85 million, significant risks include substantial dilution (NTBV of $7.85 per share assuming full over-allotment vs. $10 offering price), potential CFIUS review limiting U.S. targets due to 20% initial shareholder ownership classifying it as a 'foreign person', and challenges from executive ties to China despite excluding PRC targets. The company has no operations, plans to repay up to $800,000 in sponsor loans by end-2026, and faces a 18-24 month deadline for business combination.

• ·Auditor CBIZ CPAs P.C. is U.S.-based and PCAOB-inspectable, mitigating HFCA Act risks.
• ·Excludes business combinations with targets in China (including Hong Kong/Macau).
• ·Business combination deadline: later of 18 months post-IPO or up to 24 months with extensions.
• ·Sponsor Promissory Note Seventh Amendment effective March 9, 2026.
• ·Net tangible assets minimum $5,000,001 required for business combination.

21-04-2026

On April 15, 2026, PPG Industries granted performance-based Market Stock Unit (MSU) awards with a target value of $1,500,000 each to executives K. Henrik Bergstrom and Kevin Braun to align with shareholder interests over three years, while Chairman and CEO Timothy Knavish and retiring CFO Vincent Morales received none. At the 2026 Annual Meeting on April 16, 2026, shareholders elected all 12 director nominees (with some opposition, notably 15,994,919 votes against Catherine R. Smith), approved executive compensation, ratified PricewaterhouseCoopers LLP as auditors, and passed the 2026 Omnibus Incentive Plan, but rejected the shareholder proposal for an independent board chair. No financial performance declines were reported in the filing.

• ·MSUs vest on May 8, 2029, based on absolute stock price appreciation from 30-day average closing price preceding May 8, 2026; requires Adjusted Earnings Per Diluted Share threshold for FY ending December 31, 2028.
• ·Highest director opposition: Catherine R. Smith (15,994,919 against votes).
• ·Shareholder proposal for independent board chair: 59,695,284 For vs. 126,745,338 Against.

21-04-2026

PennyMac Mortgage Investment Trust's 2026 Proxy Statement seeks shareholder approval for the election of three Class II trustees (Preston DuFauchard, Nancy McAllister, and Stacey D. Stewart), ratification of the independent registered public accounting firm for the fiscal year ending December 31, 2026, and an advisory vote to approve executive compensation. The document highlights strong corporate governance features, including 78% independent trustees, robust share ownership guidelines (5x base retainer for non-management trustees, $2 million for CEO, $500,000 for other executives), shareholder rights to amend bylaws, and board refreshment with five new trustees added since 2021. It references 2025 business performance and shareholder returns outperforming indices as detailed in the Form 10-K filed February 18, 2026, with no declines noted in the provided content.

• ·2026 Annual Meeting: Tuesday, June 16, 2026, at 11:00 a.m. Pacific Time, online at www.virtualshareholdermeeting.com/PMT2026.
• ·Record Date: April 20, 2026.
• ·Mail Date: April 21, 2026.
• ·Preston DuFauchard elected Independent Lead Trustee on March 19, 2024, for a three-year term.
• ·Shareholder right to amend bylaws: majority vote by group of up to five shareholders holding at least 1% of common shares for one year.
• ·Trustee limits: CEO limited to two outside public boards; others to five.
• ·2025 Form 10-K filed February 18, 2026.

21-04-2026

eXp World Holdings, Inc. (EXPI) filed definitive additional proxy materials (DEFA14A) on April 21, 2026, containing investor communications urging stockholders to vote on Proposal 4 at the April 24, 2026 Annual Meeting to redomesticate the company from Delaware to Texas. The materials emphasize financial benefits, materially equivalent governance and stockholder rights under Texas law, an independent Special Committee review supported by external counsel (Gibson, Dunn & Crutcher, Hirschler Fleischer, K&L Gates), and a dual-vote approval structure exceeding statutory requirements. They address pending derivative litigation, confirming it remains governed by Delaware law with no impact on operations or pre-redomestication conduct.

• ·Record date: February 27, 2026
• ·Original proxy statement filed: March 9, 2026
• ·Annual Meeting: April 24, 2026 at 12:00 p.m. Eastern Time (virtual)
• ·In 2025, Texas ranked #1 in unit count, #2 in agent count, and #2 in volume for eXp
• ·Voting instructions: proxyvote.com with 16-digit control number or call E*TRADE at 800-387-2331
• ·10-K filed: February 24, 2026 for year ended December 31, 2025

21-04-2026

Pinnacle Wealth Management Advisory Group, LLC filed its 13F-HR on April 21, 2026, reporting equity holdings as of March 31, 2026, with no prior period comparisons provided in the filing. Top positions include Apple Inc at $55162650 (217355 shares sole discretion), Invesco QQQ Trust Series I ETF at $37945928 (65744 shares sole), Alphabet Inc Cap Cl A at $24144111 (83962 shares sole), Broadcom Inc at $19230431 (62132 shares sole), and Amazon.Com Inc at $16554022 (79483 shares sole). The diversified portfolio spans technology leaders, ETFs, healthcare, and financials, with several smaller positions at $0 value but non-zero shares indicating potential liquidations or valuation issues.

• ·Several positions show split voting authority, e.g., American Express Co (23994 total shares: 23044 sole voting, 950 other voting)
• ·Amgen Inc (13876 total shares: 13836 sole voting, 40 other voting)
• ·Positions with $0 market value but shares outstanding include Hemp Inc (25000 shares, all other voting), Global Security & Intelligence (10000 shares), IDdriven Inc (10000 shares), Innovet Inc (32500 shares), Intl Meta Sys Inc (37000 shares)

21-04-2026

United Community Banks, Inc. reported Q1 2026 net income of $84.3 million, up 18% YoY from $71.4 million, with diluted EPS of $0.69, up 19% YoY, driven by 12% revenue growth to $276.5 million and NIM expansion to 3.65% (up 29 bps YoY), alongside loan growth of $218 million (4.5% annualized QoQ) and deposit growth of $237 million QoQ. However, net income declined slightly QoQ from $86.5 million, revenue dipped to $276.5 million from $278.4 million, noninterest expense rose 11% YoY, net charge-offs increased to $10.4 million (0.22% of avg loans, up from 0.21% YoY), and NPAs edged up to 0.35% of assets. The company also announced a definitive merger agreement to acquire Peach State Bancshares, Inc., repurchased 1.09 million shares at $33.97 average, and plans to redeem $100 million in subordinated debentures.

• ·Allowance for credit losses on loans at 1.15% coverage, down slightly from 1.16% at Dec 31, 2025.
• ·Common Equity Tier 1 ratio preliminary 13.4%.
• ·Mortgage closings $251M (up from $187M YoY); mortgage rate locks $408M (up from $330M YoY).
• ·Intent to redeem remaining $100M subordinated debentures in Q2 2026.
• ·Conference call scheduled for April 21, 2026 at 9:00 a.m. EST.

21-04-2026

Titan Holdings Corp. (Pubco, wholly owned by Compass Digital Acquisition Corp. or CDAQ) is advancing a $303M business combination via SPAC merger with Key Mining Corp. (KMC), originally agreed on January 6, 2026, targeting listing by end of Q2 2026. The podcast highlights KMC's rutile Titanium project at Cerro Blanco in Chile (fully permitted with premium-grade concentrate potential), associated 440 liters/second desalination plant (with excess for third-party off-takers amid 4,000 liters/second unmet demand), and copper exploration adjacent to Zonia in Arizona. Key Mining emphasizes infrastructure advantages, critical minerals demand (market to $600B by 2032), and Inflation Reduction Act tailwinds, with post-deSPAC bankable feasibility study for Titanium expected in 9 months (March/April 2027).

• ·Titanium project acquired via tax sale and negotiation in late 2022; fully permitted for mine, mill, and desalination.
• ·Chile mining represents 13-14% of GDP and 57% of exports.
• ·Desalination project partnered with BNP Paribas Infrastructure Group; excess water for third-party off-takers.
• ·Copper project is exploration-stage on trend with past-producing Zonia mine (copper oxide).
• ·Post-merger financing for Titanium: 3-4 months after feasibility study, mix of bank, equity, international development corps, possible U.S. government funding.

21-04-2026

Vernal Capital Acquisition Corp., a Cayman Islands-incorporated blank check company based in Singapore, filed Amendment No. 3 to its S-1 registration statement for a $100,000,000 IPO of units priced at $10.00 each (implying 10,000,000 units), with net proceeds before expenses of $99,482,500 and $100,500,000 to be deposited into a U.S. trust account (or $115,575,000 if over-allotment exercised in full). The company, an emerging growth company with no current operations, plans to pursue an initial business combination within 15 months (extendable to 21 months), but highlights high investment risks including failure to find a suitable target. Underwriting discounts total $517,500, with additional representative and deferred compensation shares issued to D. Boral Capital.

• ·Underwriting discounts: $0.05175 per unit.
• ·Private placement: Vernal One to purchase 213,562 units (85%), Xesse Ventures 37,688 units.
• ·Founder shares subject to up to 375,000 forfeiture if over-allotment not exercised.
• ·Extension deposits: $330,000 per one-month extension ($0.0330 per share).
• ·Listing symbols: VECA (ordinary shares), VECAR (rights) on NYSE.
• ·Fiscal year end: July 31.

21-04-2026

Collective Acquisition Corp. II, a blank check company focused on real estate and construction, filed Amendment No. 1 to its S-1 registration statement (No. 333-294701) on April 20, 2026, for an IPO of 22,000,000 units. The sponsor acquired 8,433,333 Class B founder shares for $25,000 ($0.003 per share), representing approximately 24.9% ownership post-offering on an as-converted basis. Post-IPO (assuming no over-allotment), ordinary shares will total 29,498,333 and warrants 15,670,000, with warrants exercisable at $11.50 per share starting 30 days after a business combination.

• ·Separate trading of Class A shares and warrants prohibited until Form 8-K filed with audited balance sheet post-closing.
• ·Each unit contains one Class A ordinary share and one-half of one warrant; only whole warrants trade.
• ·Warrants expire 5 years after business combination or earlier upon redemption/liquidation.
• ·Redemption of warrants possible at $0.01 each if Class A share price >= $18.00 for 20 trading days in 30-day period.
• ·Founder shares convertible to Class A on 1:1 basis post-business combination, subject to anti-dilution.
• ·Up to 1,100,000 founder shares surrender if over-allotment not fully exercised.

21-04-2026

CrowdStrike's Board approved a performance- and service-based equity award of 100,000 target PSUs to President Michael Sentonas under the 2019 Equity Incentive Plan, tied to the company's TSR relative to S&P 500 companies over a three-year period from December 22, 2025, to December 22, 2028, with potential payout from 0 to 200,000 shares based on percentile rankings (50% at 25th percentile threshold, 200% at 90th+). The award recognizes Sentonas's role in driving revenue growth from $3.06B in FY2024 to $4.81B in FY2026 and ARR from $3.44B to $5.25B, alongside a 300% stock return ranking in the 95th percentile of S&P 500 over three years. It aligns incentives with the ambition to reach $20B in ending ARR amid expansions in high-growth markets and strategic acquisitions.

• ·PSU payout levels: 200% at 90th+ percentile TSR, 150% at 75th, 100% at 55th, 50% at 25th, 0% below 25th
• ·Earned PSUs subject to additional one-year service vesting (25% quarterly on Mar 20, Jun 20, Sep 20, Dec 20, 2029)
• ·Performance period: December 22, 2025 to December 22, 2028
• ·Award approved April 16, 2026

21-04-2026

UnitedHealth Group reported Q1 2026 revenues of $111.7 billion, up 2% YoY from $109.6 billion, with UnitedHealthcare revenues growing 2% to $86.3 billion and operating margin expanding 40 basis points to 6.6%; however, Optum revenues dipped slightly to $63.7 billion from $63.9 billion with earnings declining to $3.3 billion from $3.9 billion, operating cost ratio rose to 13.8% from 12.4%, and earnings from operations fell to $9.0 billion from $9.1 billion. The company raised its full-year 2026 adjusted earnings outlook to greater than $18.25 per share, announced the acquisition of Alegeus Technologies (expected earnings neutral), completed the sale of Optum UK for $400 million in net proceeds, and plans to repurchase at least $2 billion in stock by end-Q2.

• ·Medical care ratio improved to 83.9% from 84.8% YoY (down 90 basis points).
• ·Days claims payable 48.6 (up from 45.5 YoY); days sales outstanding 21.6 (down from 22.3 YoY).
• ·Debt-to-capital ratio 42.9% as of March 31, 2026 (down from 44.6% YoY).
• ·UnitedHealthcare Medicare & Retirement seniors served declined by 965,000 in Q1 2026.
• ·UnitedHealthcare Community & State people served contracted by 220,000 in Q1 2026.
• ·Optum Rx adjusted scripts 383 million vs 408 million YoY.

21-04-2026

AppLovin reported exceptional 2025 financial performance with $5.5B revenue (+70% YoY), $4.5B Adjusted EBITDA (+87% YoY), and $4.0B Free Cash Flow (+91% YoY), alongside $2.2B in Class A stock repurchases and a $3.2B increase in repurchase authorization. The company sold its Apps business to focus on the core advertising platform, launching the rebranded Axon Ads Manager and enhancing Axon AI. Governance updates include Craig Billings transitioning to independent Chairperson, with the annual meeting on June 3, 2026, proposing election of nine directors, auditor ratification, say-on-pay, officer exculpation amendment, and a stockholder proposal on voting disclosure.

• ·Annual meeting date: June 3, 2026 at 10:00 a.m. PT, virtual at www.virtualshareholdermeeting.com/APP2026
• ·Record date: April 13, 2026
• ·Alyssa Harvey Dawson not standing for re-election
• ·Board recommendations: FOR director elections, auditor ratification (Deloitte & Touche LLP for FY ending Dec 31, 2026), say-on-pay, officer exculpation amendment; AGAINST stockholder proposal on voting results disclosure by share class
• ·6 of 9 director nominees independent; Independent Chairperson
• ·No executive base salary increases since IPO; No annual cash bonus program for executives

21-04-2026

NeoVolta Inc. amended agreements for its joint venture NeoVolta Power, LLC, removing NPJV MANAGER LLC as a member, increasing NeoVolta's authorized Class A Units to 80 and reducing Can Current Corporation's (CCC) Class B Units to 20, with NeoVolta designating all three Board managers. NeoVolta Power entered an Asset Purchase Agreement to acquire battery manufacturing equipment from CCC for $9,000,000 payable in milestone installments of $2,000,000, $3,000,000, and $4,000,000, plus tariffs. NeoVolta also issued 1,200,000 shares of common stock to PotiSedge Technology Pte Ltd. for sales and marketing services, vesting semi-annually over 24 months.

• ·Management Services Agreement effective April 20, 2026, with 24-month initial term and termination provisions for breach.
• ·Share Grant to PotiSedge retains voting/dividend rights on unvested shares; repurchase at $0.001 per share upon forfeiture.
• ·CCC granted right to designate up to two non-voting observers to NeoVolta Power Board meetings.
• ·Agreements filed as Exhibits 10.1 (A&R Operating Agreement), 10.2 (First Amendment to Contribution Agreement), 10.3 (Asset Purchase Agreement), 10.4 (Management Services Agreement).

21-04-2026

NCR Voyix Corporation's DEF 14A proxy statement for the June 3, 2026 virtual annual meeting (record date March 16, 2026) proposes electing eight directors (James G. Kelly, Janet Haugen, Irv Henderson, Kirk Larsen, Laura Miller, Kevin Reddy, Laura Sen, Jeffrey Sloan), advisory approval of named executive officer compensation, ratification of PricewaterhouseCoopers LLP as auditors for FY 2026, and approval of the 2026 Stock Incentive Plan to replace the expiring 2017 plan. CEO James G. Kelly's letter highlights 2025 progress in cost alignment post spin-off and divestitures, customer/employee engagement, and software modernization with 20 early adopters of next-generation products across regions; no declines or challenges are mentioned. The document references pay versus performance disclosures and director qualifications but provides no specific financial metrics or period-over-period comparisons.

• ·Annual Meeting: 9:30 a.m. ET, June 3, 2026, virtual via www.virtualshareholdermeeting.com/VYX2026
• ·Record Date: March 16, 2026 for common stock and Series A Convertible Preferred Stock holders voting as single class
• ·2017 Stock Incentive Plan expires May 2027
• ·Fiscal year end for auditor ratification: December 31, 2026

21-04-2026

Joby Aviation, Inc. filed a DEFA14A (definitive additional proxy materials) on April 21, 2026, pursuant to Section 14(a) of the Securities Exchange Act of 1934. The filing is marked as definitive additional materials with no fee required. No specific proposals, financial data, or other substantive details are included in the provided content.

21-04-2026

Battalion Oil Corporation filed an S-3 shelf registration statement on April 21, 2026, to enable future securities offerings, incorporating its 2025 10-K and recent 8-Ks. As of December 31, 2025, the company reported 59.7 MMBoe proved reserves (60% proved developed), average daily production of 12,096 Boe/d from Delaware Basin assets, and 39,968 net acres. Recent developments include the February 2026 closing of the $60.1 million West Quito Divestiture (reducing production by 15% and reserves by 10%) and a March 2026 private placement raising $15.0 million in gross proceeds.

• ·Reserves prepared using SEC-required pricing: WTI $66.01/Bbl, Henry Hub $3.39/MMBtu.
• ·Private placement shares priced at $5.50/share; pre-funded warrants at $5.4999/share with $0.0001 exercise price, expiring March 4, 2033.

21-04-2026

James Reed Financial Services, Inc. filed its 13F-HR report as of March 31, 2026, disclosing 17 equity holdings with a total market value of $115,512,810,000. The portfolio is concentrated in ETFs such as iShares TR MSCI USA SZE FT ($26,146,082,000), Vanguard Index FDS Large CAP ETF ($25,621,737,000), J P MORGAN EXCHANGE TRADED F NASDAQ EQT PREM ($23,389,877,000), and individual stocks including Apple Inc ($1,134,188,000) and Microsoft Corp ($1,212,307,000). All positions are held solely with sole investment discretion and voting authority.

• ·Filing date: April 21, 2026
• ·Report period end: March 31, 2026
• ·All holdings reported as SH SOLE with sole voting authority (2474 shares 3M, 1034 Amazon, 905 Amgen, 4469 Apple, 586128 Capital Group, 2053 Exxon, 30413 Global X Artificial ETF, 163966 iShares MSCI USA, 421287 JPM EQ Prem, 1684 JPM Chase, 3275 Microsoft, 4488 NVIDIA, 3440 Progressive, 85734 Vanguard Large Cap, 52181 Vanguard Mid Cap, 430 Vanguard S&P 500, 2450 Vanguard Russell 1000 Growth)

21-04-2026

SmartHarvest Portfolios, LLC filed its 13F-HR on April 21, 2026, disclosing 387 equity holdings totaling $239706731 as of March 31, 2026. The portfolio features significant allocations to technology leaders including Apple Inc. ($13679989, 53903 shares), Amazon.com Inc. ($7328396, 35187 shares), Alphabet Inc. Class A ($7709021, 26808 shares), Alphabet Inc. Class C ($4555919, 15882 shares), and Broadcom Inc. ($5479743, 17705 shares). No period-over-period changes or performance data were provided in the filing.

• ·Filing covers period ending March 31, 2026
• ·Investment discretion: Sole voting authority on nearly all positions
• ·Portfolio includes diverse sectors with emphasis on technology, healthcare, and ETFs

21-04-2026

PAVmed Inc. filed an S-3 registration statement on April 21, 2026, enabling selling stockholders to offer 9,230,786 shares of common stock, which would increase outstanding shares from 7,272,739 (as of April 6, 2026) to 11,888,132 upon full issuance. The company will receive no proceeds from these sales but could obtain up to $30,000,000 if the underlying Warrants are exercised for working capital. The prospectus extensively details risks, including substantial doubt about going concern status, ongoing operating losses, capital-raising difficulties, potential Nasdaq delisting, and significant dilution from future share issuances.

• ·84,169 shares issuable upon exercise of stock options at weighted average price of $197.07 per share.
• ·3,467 shares issuable upon conversion of Series B Preferred Stock at $1,350.00 per share.
• ·33,333 shares issuable upon full conversion of 2026 Note at $450.00 per share.
• ·Common stock trades on Nasdaq Capital Market under symbol 'PAVM'.
• ·No cash dividends intended on common stock.

21-04-2026

Provectus Biopharmaceuticals, Inc. announced via press release that its 2026 Annual Meeting of Stockholders will be held on June 18, 2026, at Perkins Place, its planned new headquarters in Knoxville, Tennessee. A preliminary proxy statement was filed with the SEC on April 20, 2026, with a record date of the same day, and proxy materials will be made available to stockholders.

• ·Preliminary proxy statement filed with SEC on April 20, 2026
• ·Record date for stockholders: April 20, 2026
• ·Annual Report on Form 10-K for year ended December 31, 2025, filed March 26, 2026

21-04-2026

MRWM Advisors, LLC filed its 13F-HR on April 21, 2026, for the quarter ended March 31, 2026, disclosing 74 equity holdings with a total market value of $184,447,846, all held with sole voting and disposition power. The portfolio is diversified across ETFs (e.g., Vanguard Total Stock Market ETF at $26,858,213) and large-cap stocks (e.g., Apple Inc. at $5,517,834). No shared power positions or other voting authority reported.

• ·Formerly known as Cypress Capital Advisors, LLC (name change February 28, 2018)
• ·Business address: 1614 16th Avenue South, Nashville, TN 37212
• ·No other managers or shared voting/disposition power reported

21-04-2026

BCU Wealth Advisors, LLC filed its 13F-HR on April 21, 2026, reporting institutional holdings as of March 31, 2026, with a total portfolio value of $268239693 thousand across 60 positions, heavily allocated to Dimensional and iShares ETFs. Top holdings include Dimensional ETF Trust US Core Equity 2 (3058573 shares, value $118856133 thousand), Dimensional ETF Trust Intl Core Equity (1073062 shares, value $38125878 thousand), and Dimensional ETF Trust Emerging Mkts Core Eqy Mkt ETF (346910 shares, value $11985724 thousand). Other significant positions feature Baxter Intl Inc (21145 shares, value $355229 thousand) and various BlackRock ETFs, with no voting authority changes indicated (all DFND 1 0 0).

• ·Filing CIK: 0002003570
• ·SEC File Number: 028-23673
• ·Business Address: 300 N Milwaukee Ave, Vernon Hills, IL 60061
• ·All positions reported as DFND with voting authority sole:1, shared:0, none:0
• ·Conformed period end: 2026-03-31

21-04-2026

AA Financial Advisors, LLC filed a 13F-HR disclosing holdings in 221 securities with a total market value of $709,887,826,000 as of March 31, 2026. The portfolio features significant allocations to ETFs such as Capital Group Dividend Value ETF ($34.2B), Vanguard Index Fds Small Cp ETF ($33.5B), and Dimensional ETF Trust US Core Equity 2 ($28.8B), alongside individual stocks like Apple Inc., Microsoft Corp., and Nvidia Corporation. All reported positions are held with sole investment discretion and sole voting power.

• ·Filing date: April 21, 2026
• ·Report period end: March 31, 2026
• ·Business address: 150 E Broad St., Suite 100, Columbus, OH 43215
• ·Phone: 614-442-3355
• ·SEC file number: 028-24043
• ·All holdings reported as SH SOLE with sole voting power

21-04-2026

Delek US Holdings, Inc. announced the appointment of Amber Russell as Executive Vice President, Refining, effective April 20, 2026, succeeding Joseph Israel, who is departing after contributions to operational excellence. Ms. Russell brings nearly three decades of experience from ExxonMobil and bp, including senior roles in refining, terminals, and pipelines. Avigal Soreq, President and CEO, highlighted her expertise as key to strengthening Delek's refining platform.

• ·Ms. Russell will be based at Delek’s Brentwood, Tennessee office and report directly to Avigal Soreq.
• ·Announcement dated April 20, 2026; SEC filing April 21, 2026.

21-04-2026

Onto Innovation announced a strategic partnership with Rigaku to advance X-ray process control solutions for advanced V-NAND, DRAM, logic, and memory, integrating its Ai Diffract™ software with Rigaku’s CD-SAXS platforms, which has been selected by two key customers targeting a market estimated in excess of $1 billion within five years. The company entered a definitive agreement to acquire 27% of Rigaku’s outstanding common stock for $710 million from an affiliate of The Carlyle Group, gaining board nomination rights, with the deal expected to close in H2 2026 and be accretive by December 31, 2026. No declines or flat metrics reported.

• ·Transaction subject to customary closing conditions including regulatory approvals
• ·Onto Innovation to account for investment under fair value option method without consolidation
• ·Right to nominate one director to Rigaku’s board upon closing
• ·Expected closure in second half of 2026
• ·Advisors: Greenhill (financial), Goldman Sachs (financing), Simpson Thacher & Bartlett LLP and Nishimura & Asahi (legal) for Onto

21-04-2026

On April 20, 2026, lenders under Inotiv, Inc.'s Credit Agreement (dated November 5, 2021) granted a limited waiver of the minimum liquidity covenant specifically for the April 17, 2026 and April 24, 2026 liquidity test dates. No provisions of the Credit Agreement were amended by this waiver. The event highlights potential short-term liquidity covenant compliance issues at the company.

• ·Credit Agreement originally dated November 5, 2021, among Inotiv, Inc., certain subsidiaries, and lenders party thereto.

21-04-2026

Coronado Global Resources Inc. filed an 8-K under Regulation FD Disclosure, announcing that it lodged an ASX announcement on April 20, 2026, regarding an upcoming investor conference call on April 27, 2026 (April 28, 2026 in Australia). The announcement is attached as Exhibit 99.1, with direct call link details provided. No financial or operational metrics were disclosed.

• ·Direct link to conference call: https://s1.c-conf.com/diamondpass/10053845-e8cjhi.html
• ·Filing date: April 21, 2026; Earliest event date: April 20, 2026

21-04-2026

Grey Ledge Advisors, LLC disclosed total holdings of $442,992,213 across 239 securities in its 13F-HR filing as of March 31, 2026. The portfolio is diversified with significant allocations to ETFs such as Harbor International Compounders ETF ($11,158,009) and PIMCO Multisector Bond Active Exchange-Traded Fund ($12,347,591), alongside individual stocks like Apple Inc. and NVIDIA Corporation. No prior period comparisons or changes are provided in this routine quarterly snapshot.

• ·Filing date: April 21, 2026
• ·Report period end: March 31, 2026
• ·All reported holdings held with sole voting and dispositive power

21-04-2026

Verus Financial Partners, Inc., based in Richmond, VA, filed its 13F-HR disclosing $1,114,955,862 in total holdings across 121 positions as of March 31, 2026. The portfolio is diversified with heavy emphasis on passive ETFs, led by Vanguard Total Stock Market (267780264 value) and Vanguard Total Bond Market (131527459 value), alongside Dimensional and iShares funds. No prior period data is provided in the filing.

• ·Filing Date: April 21, 2026
• ·Report Period End: March 31, 2026
• ·State of Incorporation: VA
• ·SEC File Number: 028-13642
• ·Former Name: Kuehl Shepherd Kozlowski & Associates, Inc. (name change 2010-01-21)

21-04-2026

LifeWealth Investments, LLC filed a 13F-HR on April 21, 2026, disclosing its institutional holdings as of March 31, 2026, with a total portfolio value of $335042535 across 141 positions, all held as sole ownership. The largest holding is iShares Russell Top 200 Growth ETF valued at $32926892 (132322 shares), followed by iShares Russell Top 200 Value ETF at $21180188 (228555 shares) and Capitol Series Trust Sterling Capital Enhanced Equity at $19138773 (762957 shares). No period-over-period changes are disclosed in this filing.

• ·All positions held as sole ownership (SH SOLE) with no shared, other, or none voting rights indicated.
• ·Firm address: 270 W. PLANT STREET, STE. 240, WINTER GARDEN, FL 34787.
• ·SEC file number: 028-25415; CIK: 0002033794.

21-04-2026

Donor Advised Charitable Giving, Inc. (formerly Schwab Charitable Fund) filed its 13F-HR report on April 21, 2026, disclosing institutional equity holdings as of March 31, 2026, totaling $3,922,073,872,000 across 32 positions, all held on a sole discretionary basis. The portfolio is heavily concentrated in NVIDIA Corporation at $3,870,568,374,000 (22,193,626 shares), with other significant holdings including iShares Core S&P Total Stock Market ETF at $7,977,827,000 (56,012 shares) and Vanguard International Equity Index Fund FTSE Total World Stock ETF at $6,003,088,000 (43,400 shares). No prior period data is provided in the filing for comparison.

• ·All 32 positions held as sole discretionary (SH SOLE)
• ·No other investment managers reported (put call 0 0)
• ·Company EIN: 311640316, incorporated in CA

21-04-2026

JFS Wealth Advisors, LLC filed a Form 13F-HR disclosing 1,892 equity positions totaling $1,787,282,882 as of March 31, 2026, all held with sole discretionary voting power. Top holdings include Apple Inc. ($25,182,238 value, 99,225 shares), Berkshire Hathaway Inc. Class B ($50,049,805 value, 104,445 shares), and Alphabet Inc. Class A ($9,404,996 value, 32,706 shares). No prior period data or changes were reported in the filing.

• ·Filing date: April 21, 2026
• ·Report period end: March 31, 2026
• ·All holdings reported with sole voting power (0 shared discretionary, 0 other)
• ·Central Index Key: 0001568068

21-04-2026

CMB.TECH NV's total shipping revenues grew 16% YoY to $1,888M in 2025, driven by voyage charter revenues up 42% to $970M and time charter revenues surging 170% to $696M. However, gains on disposal of vessels declined sharply 70% to $193M, other operating income fell 41%, total vessel operating expenses rose 111% to $420M, and net finance expenses deteriorated 211% to $407M. The balance sheet expanded with total assets reaching $8,406M (up from $3,905M) and vessels at $6,324M, though debt levels increased significantly with other borrowings at $2,151M combined non-current and current.

• ·Depreciation and amortization expenses increased 134% to $388M in 2025.
• ·Total tankers operating expenses decreased 12% to $132M, while dry bulk vessels operating expenses surged 1758% to $230M.
• ·Equity attributable to owners grew to $2,623M from $1,192M.
• ·Bank loans non-current increased to $2,840M from $1,451M.

21-04-2026

Crane Advisory, LLC filed a 13F-HR report on April 21, 2026, disclosing 52 equity positions held solely as of March 31, 2026, with a total portfolio value of $668,063,634. The portfolio features significant allocations to ETFs including Vanguard S&P 500 ETF ($111,317,586), PGIM Ultra Short Bond ETF ($76,292,236), and Schwab Strategic Trust Intermediate-Term U.S. Treasury ETF ($69,540,795), alongside stocks such as Apple Inc. ($12,369,614) and Alphabet Inc. Class A ($1,617,059). No prior period comparisons or changes are provided in the filing.

• ·All 52 positions held with sole voting and disposition power (SH SOLE 0 0 shares).
• ·Filer address: 801 E Chapman Ave #104, Fullerton, CA 92831.
• ·Report filed as of April 21, 2026, for period ending March 31, 2026.

21-04-2026

Peoples Bancorp Inc. reported net income of $29.0 million ($0.81 diluted EPS) for Q1 2026, down from $31.8 million ($0.89 EPS) in Q4 2025 but up from $24.3 million ($0.68 EPS) in Q1 2025. Net interest margin improved to 4.16% from 4.12% QoQ and the prior year, driven by lower deposit costs, with asset quality enhancing as net charge-offs fell to 0.40% from 0.44% QoQ and nonperforming assets declined to 0.59%. However, net interest income decreased $0.6 million QoQ due to lower accretion income and fewer days, provision for credit losses rose to $9.7 million from $8.1 million QoQ, and efficiency ratio increased slightly to 58.6% from 57.8%.

• ·Core deposits increased $191.8 million QoQ due to strategic reduction in brokered CDs.
• ·Criticized loans decreased $12.3 million (5%) QoQ.
• ·Available-for-sale investment securities unrealized losses, net of tax: $76.4 million at March 31, 2026.
• ·Commercial and industrial loans increased $111.0 million QoQ but construction loans decreased $31.4 million QoQ.
• ·Income tax expense $8.3 million at 22.3% effective rate Q1 2026.

21-04-2026

Concurrent Investment Advisors, LLC filed its 13F-HR report disclosing holdings in 3,357 positions as of March 31, 2026, with a total portfolio value of $9,197,402,639. Notable positions include Apple Inc. (value $237,777,498, 952,843 shares sole), Amazon.com Inc. (value $121,897,646, 585,287 shares sole), and Alphabet Inc. (multiple classes totaling over $126M). The filing provides a point-in-time snapshot with no period-over-period changes reported.

• ·Filing date: April 21, 2026
• ·Report period end: March 31, 2026
• ·Includes sole voting shares, some defined (DFND), calls, and puts across equities, ETFs, and funds

21-04-2026

LS Investment Advisors, LLC filed its 13F-HR report disclosing institutional equity holdings totaling $668,251,289,000 as of March 31, 2026, across 126 investment titles. The portfolio is heavily weighted toward technology leaders, with top positions including Apple Inc. ($68,860,212,000; 271,328 shares), Microsoft Corp. ($28,141,489,000; 76,023 shares), Alphabet Inc. Class C ($36,429,503,000; 126,994 shares), NVIDIA Corp. ($21,123,000,000; 121,118 shares), and Amazon.com Inc. ($15,494,038,000; 74,394 shares). No prior period comparisons are provided in the filing.

• ·Report filed on April 21, 2026, for period ending March 31, 2026; date as of change April 20, 2026.
• ·All holdings reported as sole discretionary with varying voting authority allocations (sole/shared/none).
• ·SEC file number: 028-13360; CIK: 0001455845.

21-04-2026

Faraday Future received full $45 million in low-cost, low-dilution financing from a U.S. institutional investor, with $15 million immediately available to accelerate EAI robotics and FX Super One deliveries, and approximately 120 million shares reserved for potential future conversion. The proxy seeks stockholder approval for a 45% increase in authorized shares (~140 million additional) and a reverse stock split as a precautionary measure for Nasdaq listing compliance, while new executive directors Jerry Wang and Lucky Jiang join the board amid management restructuring. This funding follows the closure of an SEC investigation without action, signaling capital market recognition, though Nasdaq compliance and dilution risks persist.

• ·Notes not redeemable until at least six months after closing.
• ·EAI Developer Ecosystem Forum and FF EAI Robotics platform launch scheduled for April 25, 2026, in San Francisco Bay Area.
• ·SEC investigation closed with no enforcement action less than one month prior.

21-04-2026

Ondas Inc. has issued a proxy statement for its 2026 Annual Meeting on May 28, 2026, seeking stockholder approval for electing four directors, ratifying BDO USA, P.C. as independent auditors for FY 2026, advisory approval of executive compensation, amending the charter to increase authorized common shares from 800,000,000 to 1,200,000,000, and amending the 2021 Stock Incentive Plan to increase authorized shares for issuance. As of the record date April 9, 2026, 481,883,390 shares of common stock are issued and outstanding. The Board recommends voting FOR all proposals, with no financial performance metrics or period comparisons disclosed.

• ·Annual Meeting time: 10:00 a.m. Eastern Time on Thursday, May 28, 2026
• ·Annual Meeting location: law offices of Akerman LLP at 777 South Flagler Drive, Suite 1100 West Tower, West Palm Beach, Florida 33401
• ·Record Date: close of business on April 9, 2026
• ·Voting deadline for proxies: 11:59 p.m. Eastern Time on May 27, 2026

21-04-2026

MFA Wealth Advisors, LLC filed its 13F-HR report on April 21, 2026, disclosing institutional holdings as of March 31, 2026, consisting of 88 positions with a total market value of $508197895. The portfolio includes a mix of individual stocks, ETFs, and bonds, all held with sole voting and investment discretion. Top holdings by value include Vanguard Bd Index Fds Intermed Term ($47454033), iShares Tr Ishs 5-10yr Invt ($47225797), Schwab Strategic Tr Fundamental Intl ($44180516), and Vanguard Index Fds S&P 500 ETF ($40752998).

• ·Report filed as of date: 2026-04-21
• ·Conformed period of report: 2026-03-31
• ·All 88 positions held as SOLE (no shared or other discretion)
• ·Central Index Key: 0001688184

21-04-2026

Williams & Novak, LLC filed its Form 13F-HR on April 21, 2026, reporting 143 equity holdings as of March 31, 2026, with a total portfolio market value of $133,614,525. The portfolio features significant allocations to fixed income and equity ETFs, including the top holding in Fidelity Merrimack Strategic Trust Total Bond ETF at $10,760,623, PIMCO Equity Series RAFI Dynamic ML US at $8,571,096, and Fidelity Covington Trust Enhanced Large Cap at $6,469,504. Other notable positions include Sypris Solutions Inc at $6,250,572 and a diversified mix of individual stocks like Apple Inc ($2,934,827) and PIMCO ETFs.

• ·Filer address: 2625 Townsgate Road Suite 330, Westlake Village, CA 91361
• ·State of incorporation: NV
• ·Portfolio includes positions in Salesforce Inc put options valued at $229,425
• ·Certain holdings have shared or other voting authority, e.g., Alphabet Inc Cl A (sole: 300 shares, none: 2772 shares)

21-04-2026

Generali Investments Towarzystwo Funduszy Inwestycyjnych filed its 13F-HR on April 21, 2026, disclosing 146 equity holdings as of March 31, 2026, with a total portfolio value of $193731471, all held as sole discretionary positions with no reported changes, puts, or calls. Top holdings are concentrated in technology and growth stocks, including Microsoft Corp at $11251377 (30300 shares), NVIDIA Corporation at $10376800 (59500 shares), and HubSpot Inc at $3637090 (14900 shares). The filing provides a static snapshot with no period-over-period comparisons available.

• ·All 146 positions held as SOLE with 0 shared, 0 other managers, 0 puts, and 0 calls.
• ·SEC file number: 028-24764.
• ·Business address: UL SENATORSKA 18, WARSAW R9 00-082.

21-04-2026

Verisail Partners, LLC filed its 13F-HR on April 21, 2026, reporting $246484429 in total 13F securities holdings as of March 31, 2026, across 25 positions with sole voting authority and no options. The portfolio is dominated by Dimensional ETF Trust funds, including US Core Equity 2 (85116552 value, 2190338 shares), Intl Core Equity (44812390 value, 1261255 shares), and Emerging Mkts Core (15925028 value, 460927 shares). Notable individual stock positions include Apple Inc. (675081 value, 2660 shares), Microsoft Corp. (767732 value, 2074 shares), and Berkshire Hathaway Inc. Del Cl B New (743239 value, 1551 shares).

• ·All 25 holdings reported with sole voting authority and shared power of 0.
• ·No put or call options held.
• ·Additional holdings include Duke Energy Corp New Com New (200731 value, 1533 shares) and Walmart Inc Com (601018 value, 4836 shares).

21-04-2026

East West Ave Acquisition Corp., a blank-check SPAC structured as a limited liability company (CIK 0002100704), filed an S-1 registration statement on April 21, 2026, to register its initial public offering of units at $10.00 per unit. The filing details multiple pro forma scenarios for net proceeds from the offering and private unit sales, tangible book value calculations excluding certain offering costs, proceeds subject to redemption, and common share counts under varying over-allotment option exercises (none or full) and redemption levels (0%, 25%, 50%, 75%, or 100% of maximum). Private units are allocated to EastWaterAve LLC, NFRCapital Limited, and the Sponsor.

• ·Scenarios include over-allotment option exercised or not exercised.
• ·Redemption scenarios modeled at 25%, 50%, 75%, and 100% of maximum.
• ·Key reference dates: February 28, 2026 (pro forma as of) and April 20, 2026.

21-04-2026

GHP Investment Advisors, Inc. filed its 13F-HR report on April 21, 2026, disclosing institutional equity holdings as of March 31, 2026, across 1637 positions with a total market value of $2430417630 thousand (approximately $2.43 trillion). Top holdings by reported value include Apple Inc. at 41188178 ($41.19 billion), Ametek Inc. at 17750712 ($17.75 billion), Analog Devices Inc. at 16290581 ($16.29 billion), Alphabet Inc. Cap Stk Cl C at 34330483 ($34.33 billion), and Berkshire Hathaway Inc. Del Cl B New at 26480299 ($26.48 billion). The report indicates sole voting authority on the vast majority of shares.

• ·Report filed as of April 21, 2026; signed by Sebrina Ivey on April 20, 2026
• ·Business address: 1290 N Broadway, Ste. 1100, Denver, CO 80203
• ·SEC file number: 028-12544
• ·Primarily sole investment discretion and voting authority across holdings

21-04-2026

Silver Bow Mining Corp. completed asset acquisitions including Ferry Lane Limited for total consideration of $9,823,859 and Goldsmith Block for $1,006,851, increasing mineral properties from $37,254,528 at Dec 31, 2024 to $38,261,379 at Dec 31, 2025 (+2.7%, relatively flat). Property and equipment net grew significantly from $99,641 to $253,469 (+154%) while depreciation expense rose 23% YoY to $36,366; however, the company raised approximately $5M in 2024 and several million in 2025 through multiple small financings and issued performance warrants and options to executives. Litigation related to the FL acquisition was settled via the Lane F Agreement, with payments including cash and 503,333 shares.

• ·Annual property tax costs approximately $13,000-$17,000 to maintain mineral properties.
• ·2% NSR Royalty granted to Lane F on certain mineral properties, buyout option $7,500,000 until Sep 19, 2034.
• ·Multiple 2024 financings raised ~$5M (e.g., $2,768,650 on Apr 23; $1,150,000 on Mar 28).
• ·2025 financings included $2,344,356 on Nov 7 and $1,157,962 on Oct 31.
• ·Office lease in Toronto terminated May 2025.

21-04-2026

Energy Recovery, Inc. (ERII) issued its 2026 Proxy Statement for the virtual annual stockholder meeting on June 4, 2026, at 10:00 a.m. PT, seeking approval for election of six directors (five independent), advisory vote on executive compensation, ratification of Deloitte & Touche LLP as independent auditor, and Amendment No. 1 to the 2020 Incentive Plan; the Board recommends FOR all items. The proxy highlights a diverse board with two women directors, one racially/ethnically diverse director, and one of diverse national origin, alongside governance practices like stock ownership guidelines and no hedging/pledging. No specific financial performance metrics or period-over-period changes are detailed in the provided content.

• ·Record date: April 6, 2026
• ·Proxy materials mailed on or about April 20, 2026
• ·Virtual meeting access: www.virtualshareholdermeeting.com/ERII2026
• ·Board includes directors since 1995 (Arve Hanstveit); average tenure not specified but mix of long- and short-term
• ·Prohibitions on hedging and pledging shares; stock ownership guidelines in place

21-04-2026

Atlantic Union Bankshares reported Q1 2026 net income available to common shareholders of $119.2 million ($0.84 basic/diluted EPS) and adjusted operating earnings of $126.2 million ($0.89 adjusted diluted EPS), reflecting solid execution post-Sandy Spring integration. While net interest income declined $17.8 million QoQ to $312.4 million with NIM down 10 bps to 3.80%, loans grew 2.19% QoQ and 51.65% YoY to $27,946 million, and total assets increased 51.49% YoY to $37,315 million despite a 2.92% QoQ drop. Asset quality strengthened with NPAs at 0.36% of LHFI (down 6 bps QoQ), though noninterest income fell $2.2 million QoQ and noninterest expense decreased $33.4 million mainly due to lower merger costs.

• ·Provision for credit losses $2.7 million in Q1 2026, down from $17.6 million in Q1 2025.
• ·Common equity Tier 1 capital ratio 10.21% at Q1 2026 (up from 10.10% in Q4 2025).
• ·Net charge-offs $1.6 million (0.02% annualized) in Q1 2026, up from $0.916 million in Q4 2025.
• ·Past due loans accruing 0.45% of LHFI at Q1 2026, up 4 bps QoQ.

21-04-2026

Employees Provident Fund Board disclosed its U.S. equity portfolio as of December 31, 2012, in a 13F-HR filing, reporting a total value of $1,979,124,882 across 41 holdings, all with sole voting authority. Top positions include Apple Inc ($173,500,199, 325,498 shares), Microsoft Corp ($138,813,568, 5,193,175 shares), Exxon Mobil Corp ($129,667,479, 1,498,180 shares), Procter & Gamble Co ($86,659,005, 1,276,462 shares), and Chevron Corp ($94,206,161, 871,150 shares). No period-over-period comparisons, performance data, or changes from prior filings are provided.

• ·Filing date: April 21, 2026
• ·Report period end: December 31, 2012
• ·All holdings reported with sole voting authority (SOLE)
• ·No put/call options, rights, warrants, or other manager holdings disclosed