S&P 500 Consumer Discretionary Sector SEC Filings — April 06, 2026

06-04-2026

Principal Financial Group, Inc. (PFG) released its 2026 Proxy Statement ahead of the annual meeting, recommending votes FOR the election of five Class I director nominees (Auerbach, Beams, Carter-Miller, Mills, Muruzabal), advisory approval of executive compensation, ratification of Ernst & Young as independent auditors, and approval of the 2026 Stock Incentive Plan. The proxy highlights strong industry recognitions including No. 1 rankings in defined benefit plans, ESOP services, nonqualified deferred compensation, and group life insurance, alongside board refreshment with six new independent directors since 2019 (50% women) and an average tenure of nine years. No declines or underperformance are noted, with emphasis on diversified business mix, governance, and sustainability.

• ·Board has three classes of directors with staggered three-year terms.
• ·50% of independent directors appointed within the last six years.
• ·Ranked No. 1 in Defined benefit plan service provider (PLANSPONSOR, Sep 2025), ESOP service provider (PLANSPONSOR, Jun 2025), Nonqualified deferred compensation (PLANSPONSOR, Jun 2025), and Group Life (LIMRA, Apr 2025).
• ·No. 3 401(k) provider by participants (PLANSPONSOR, Jun 2025).
• ·Principal Asset Management: Top 10 Global real estate manager (P&I 2025), #1 Brazil voluntary pension (Fenaprevi, Sep 2025), #2 Chile voluntary pension by AUM (CMF, Sep 2025).

06-04-2026

Profusa, Inc. entered into a non-binding Letter of Intent (LOI), dated March 31, 2026, as amended April 4, 2026, to acquire Bio Insights LLC's PanOmics assets for $30 million in stock, including 460,000 common shares at closing (capped at 19.99% of outstanding shares) and preferred stock convertible into 59,540,000 common shares after one year. The deal includes plans for $10 million in additional equity financing, allocation of up to $2 million for PanOmics validation, 3% net revenue royalties to Bio Insights, and board nomination rights, but remains subject to due diligence, definitive agreements by May 1, 2026, and shareholder approval before June 30, 2026.

• ·LOI terminates automatically on May 1, 2026, unless extended or definitive agreements executed.
• ·Exclusivity period prevents Bio Insights from engaging with other parties on similar transactions.
• ·Lock-up on conversion shares for 7 years with annual 1/7th releases and tax liability carve-out.
• ·Samples: Cohort 1 ([***] samples) within 5 business days post-closing; Cohort 2 ([***] samples) within 30 days post-MTA.

06-04-2026

Goldman Sachs Real Estate Finance Trust Inc disclosed entry into a material indenture dated March 31, 2026, among GS REFT 2026-FL1 Issuer, Ltd., GS REFT 2026-FL1 Co-Issuer, LLC, GS REFT CLO Seller, LLC (as Advancing Agent), Wilmington Trust, National Association (as Trustee), and Computershare Trust Company, National Association (as Note Administrator), governing the issuance of Offered Notes secured by Collateral including Closing Date Collateral Interests, Subsequent Collateral Interests, Delayed Close Collateral Interest, Servicing Accounts, and related rights. The transaction establishes standard provisions for note issuance, collateral management, payments, remedies, and covenants without specific issuance amounts or performance metrics disclosed. No period-over-period comparisons or financial impacts are detailed.

• ·Indenture effective as of March 31, 2026; SEC 8-K filed April 06, 2026 under Items 1.01, 2.03, 9.01
• ·Collateral excludes Excepted Property and any Retained Interest under Collateral Interest Purchase Agreement
• ·Notes issuable in forms including Regulation S Global Note, Rule 144A Global Note, and Definitive Notes

06-04-2026

Genworth Financial, Inc. (GNW) has filed definitive additional proxy materials (DEFA14A) for its 2026 Annual Meeting on May 20, 2026, at 9:00 a.m. ET virtually. Shareholders are to vote on electing ten director nominees, advisory approval of named executive officer compensation, approval of the 2026 Associate Stock Purchase Plan, and ratification of KPMG LLP as the independent auditor for 2026, with the Board recommending 'FOR' all items. No financial performance metrics or period comparisons are provided in the filing.

• ·Vote deadline: May 19, 2026 11:59 PM ET (May 17 for Plan shares, May 18 for Canadian Plan shares)
• ·Request proxy materials by May 6, 2026 via www.ProxyVote.com, 1-800-579-1639, or sendmaterial@proxyvote.com
• ·Virtual meeting URL: www.virtualshareholdermeeting.com/GNW2026
• ·This is the Board's WHITE proxy card

06-04-2026

Innovative Food Holdings Inc. (IVFH) filed a DEFA14A additional proxy statement ahead of its stockholder meeting on May 19, 2026, at 10:00 AM ET in Broadview, IL. Shareholders will vote on electing five directors (James C. Pappas, Mark Schmulen, Denver J. Smith, Gary Schubert, Loukas D. Kozonis), ratifying CBIZ CPAs P.C. as independent auditors for the fiscal year, and approving executive compensation on a non-binding advisory basis. Materials can be requested by May 5, 2026, via ProxyVote.com, phone, or email.

• ·Meeting address: 2528 S 27th Ave, Broadview, IL 60155
• ·Request proxy materials by May 5, 2026
• ·Voting options: www.ProxyVote.com, 1-800-579-1639, or sendmaterial@proxyvote.com (include control number)

06-04-2026

Oxbridge Re Holdings Limited filed a 10-K/A amendment on April 6, 2026, disclosing grants of restricted shares to NEOs Mr. Madhu and Mr. Timothy in fiscal year 2025 under the 2021 Omnibus Incentive Plan, subject to vesting over three quarters based on continued employment. Equity compensation plans approved by shareholders show 451,250 securities to be issued upon exercise at a weighted average price of $5.42, with 1,569,514 securities remaining available for future issuance. The filing includes an extensive list of exhibits referencing various incentive plans, employment agreements, and other corporate documents, many incorporated by reference from prior 8-K filings.

• ·Restricted shares granted to NEOs carry shareholder rights including dividends and were valued using FASB ASC Topic 718 grant date fair value.
• ·Exhibits include amended employment agreements dated August 28, 2025 for Jay Madhu and Wrendom Timothy, and corporate action agreements for Sanjay Madhu and Wrendom Timothy.
• ·Equity Distribution Agreement dated July 9, 2025 with Maxim Group LLC.

06-04-2026

Laird Superfood, Inc. filed an 8-K/A providing audited historical consolidated financial statements of acquired Global Superfoods Corp. (successor to Navitas LLC) as part of acquisition completion. For the year ended December 31, 2025, the successor reported net sales of $45,284,000 (up ~24% from combined 2024 periods of $36,406,700), gross profit of $14,392,200, and net income of $1,583,800, reflecting a turnaround from net losses of $729,500 in 2024 periods. However, cash declined to $158,600 from $314,700 year-over-year, line of credit increased to $2,000,000, and prior predecessor members' deficit stood at $(40,876,700) with going concern doubts alleviated by the acquisition.

• ·Allowance for credit losses: $4,300 (Dec 31, 2025) vs $5,600 (Dec 31, 2024)
• ·Line of credit: $2,000,000 (Dec 31, 2025) vs $200,000 (Dec 31, 2024)
• ·Predecessor members’ deficit as of May 23, 2024: $(40,876,700)
• ·Going concern doubt alleviated by acquisition as per Note 16
• ·Audited by Baker Tilly US, LLP

06-04-2026

XAI Octagon Floating Rate & Alternative Income Trust (XFLT) and XAI Madison Equity Premium Income Fund (MCN) have issued a joint proxy statement for their annual meeting on May 7, 2026, to elect Scott Craven Jones and William T. Meyers as Class III Trustees for each fund, serving until the 2029 annual meeting. The Board of Trustees unanimously recommends voting FOR the nominees. As of the record date of March 27, 2026, XFLT had 15,230,918 common shares and 7,300,000 preferred shares outstanding, while MCN had 21,116,722 common shares outstanding.

• ·Annual Meeting location: 321 N. Clark Street, Suite 2430, Chicago, IL 60606 at 9:00 a.m. Central time
• ·Record date: close of business on March 27, 2026
• ·Shareholder contact: (888) 903-3358
• ·XFLT shares: Common par value $0.01 per share; Preferred: Series A Mandatory Redeemable Preferred Shares
• ·MCN shares: Common par value $0.01 per share; No preferred shares
• ·Vote required: Majority of shares present in person or by proxy at meeting with quorum

06-04-2026

Shareholders of XAI Octagon Floating Rate & Alternative Income Trust (XFLT) and XAI Madison Equity Premium Income Fund (MCN) are solicited to vote at the joint annual meeting on May 7, 2026, to elect Scott Craven Jones and William T. Meyers as Class III Trustees for each fund, serving until the 2029 annual meeting. The Board of Trustees unanimously recommends voting 'FOR' the nominees, with the record date set as March 27, 2026. As of the record date, XFLT had 15,230,918 common shares and 7,300,000 preferred shares outstanding, while MCN had 21,116,722 common shares outstanding.

• ·Meeting location: 321 N. Clark Street, Suite 2430, Chicago, IL 60606 at 9:00 a.m. Central time.
• ·Vote required: Affirmative vote of a majority of shares present in person or by proxy at meeting with quorum.
• ·Proxy solicitation allows voting by mail, telephone, or internet; in-person voting requires ID and proof of ownership.

06-04-2026

Inflection Point Acquisition Corp. VI, a blank check company, consummated its IPO on March 30, 2026, issuing 25,300,000 units at $10.00 per unit for gross proceeds of $253,000,000, including 3,300,000 units from the underwriters' over-allotment option. Simultaneously, it completed a private placement of 7,400,000 warrants at $1.00 each to its sponsor and Cantor Fitzgerald & Co., generating $7,400,000. A total of $253,000,000 was placed in trust, with the balance sheet reflecting total assets of $255,206,776 but a shareholders' deficit of $10,024,533 due to offering costs and accumulated deficit.

• ·Promissory note – related party: $36,858
• ·Accrued offering costs: $103,232
• ·Transaction costs breakdown: $4,400,000 cash underwriting fee + $12,045,000 deferred + $832,094 other
• ·Company inception: September 12, 2025
• ·Fiscal year end: December 31
• ·Business Combination requirement: target fair market value at least 80% of trust net assets
• ·IPO registration statement effective: March 26, 2026

06-04-2026

Financial Institutions, Inc. (FIISP) filed Definitive Additional Proxy Materials (DEFA14A) on April 06, 2026, pursuant to Section 14(a) of the Securities Exchange Act of 1934. The filing is marked as 'Definitive Additional Materials' with no fee required. No financial data, metrics, or specific proxy proposals are detailed in the provided content.

06-04-2026

Tompkins Financial Corporation (TMP) filed a DEFA14A Definitive Additional Proxy Materials on April 06, 2026, pursuant to Section 14(a) of the Securities Exchange Act of 1934. The filing is marked as soliciting material with no fee required. No specific proposals, financial data, or substantive content is included in the provided header.

06-04-2026

PennantPark Floating Rate Capital Ltd. filed an 8-K on April 6, 2026, under Items 7.01 and 9.01, disclosing a press release (Exhibit 99.1) announcing its scheduled earnings release for the second fiscal quarter ended March 31, 2026. The filing is pursuant to Regulation FD and includes forward-looking statements disclaimer. No financial results or metrics are provided in the filing.

• ·Common Stock, par value $0.001 per share, traded as PFLT on The New York Stock Exchange
• ·Address: 1691 Michigan Avenue, Miami Beach, Florida 33139

06-04-2026

FrontView REIT, Inc. (NYSE: FVR) filed an 8-K on April 6, 2026, under Items 7.01 and 9.01, furnishing a press release announcing its first quarter investment activity update (Exhibit 99.1). The filing confirms the company is an emerging growth company. No specific financial metrics or performance details were disclosed in the filing body.

• ·Principal executive offices: 3131 McKinney Avenue, Suite L10, Dallas, Texas 75204
• ·Telephone: 214 796-2445
• ·Securities: Common stock, $0.01 par value per share, trading as FVR on NYSE
• ·Incorporated in Maryland; Commission File Number: 001-42301; IRS Employer ID: 93-2133671

06-04-2026

Bank of the James Financial Group, Inc. (BOTJ) issued Definitive Additional Proxy Materials (DEFA14A) for its 2026 Annual Meeting on May 19, 2026, at 1:00 p.m. ET virtually. Key voting items include the election of four director nominees (Robert R. Chapman III, Julie P. Doyle, Lydia K. Langley, Augustus A. Petticolas, Jr.), ratification of Elliott Davis, PLLC as independent auditors for the fiscal year ending December 31, 2026, and an advisory vote on executive compensation. No other business is anticipated beyond procedural matters.

• ·Vote deadline: May 18, 2026, 11:59 PM ET at www.proxyvote.com
• ·Material request deadline: May 5, 2026 via www.proxyvote.com, 1-800-579-1639, or sendmaterial@proxyvote.com
• ·Virtual meeting access: www.virtualshareholdermeeting.com/BOTJ2026
• ·Filing date: April 6, 2026

06-04-2026

Femasys Inc. filed a DEF 14A proxy statement for a Special Meeting on April 29, 2026, at 10:00 a.m. EDT in Suwanee, Georgia, to vote on Proposal 1 (Reverse Stock Split), Proposal 2 (Issuance), and an Adjournment Proposal, each requiring more FOR than AGAINST votes. As of the March 27, 2026 Record Date, 60,390,686 common shares were outstanding, with a quorum needing 33.34% present or by proxy. The statement details voting procedures, noting Proposal 1 is likely 'routine' (broker discretion possible) while Proposal 2 is 'non-routine' (broker non-votes expected without instructions).

• ·Voting deadline: 11:59 P.M. EDT on April 28, 2026
• ·Transfer agent contact: Broadridge at (844) 998-0339 or shareholder@broadridge.com
• ·Investor Relations: ir@femasys.com or (770) 500-3910
• ·No appraisal rights for dissenting stockholders
• ·Proxy solicitation costs borne by the company; possible reimbursement to brokers

06-04-2026

Willow Lane Acquisition Corp. issued a press release announcing the rescheduling of its extraordinary general meeting of shareholders to approve the proposed Business Combination with Boost Run Inc. (Pubco) and related parties from April 8, 2026, to April 30, 2026. The Business Combination stems from a Business Combination Agreement entered into on September 15, 2025. No financial metrics or performance changes were disclosed, with the filing emphasizing forward-looking statements and associated risks.

• ·Registration Statement on Form S-4 filed with SEC, including proxy statement/prospectus.
• ·Shareholder records for voting to be set for the rescheduled April 30, 2026 meeting.
• ·Securities traded: WLACU (Units), WLAC (Class A shares), WLACW (Warrants) on Nasdaq.

06-04-2026

Aptiv PLC completed the spin-off of Versigent Limited on April 1, 2026, distributing one ordinary share of Versigent for every three ordinary shares of Aptiv held by shareholders of record on March 17, 2026, with Versigent shares beginning trading on the NYSE under ticker VGNT. This 8-K/A amends the original filing to include unaudited pro forma condensed consolidated financial information, comprising a balance sheet as of December 31, 2025, and statements of operations for the years ended December 31, 2023, 2024, and 2025, reflecting the post-spin-off business. No specific financial metrics or performance changes are detailed in the filing text.

• ·Record date for distribution: March 17, 2026
• ·Versigent ordinary shares trade on NYSE under ticker VGNT
• ·Pro forma balance sheet as of December 31, 2025
• ·Pro forma statements of operations for years ended December 31, 2025, 2024, and 2023
• ·Cash in lieu of fractional Versigent shares

06-04-2026

This DEFA14A filing contains proxy solicitation scripts and materials for a special shareholder meeting of the Fidelity Advisor Health Care Fund on May 12, 2026, proposing a merger into the Fidelity Select Health Care Portfolio. The Board of Trustees and portfolio manager Eddie Yoon strongly recommend voting FOR the proposal, highlighting benefits such as increased management flexibility to take larger positions in high-conviction stocks for potential better performance. No financial metrics or performance data are provided in the materials.

• ·Requires simple majority shareholder approval to proceed
• ·Dedicated toll-free voting number: 888-381-8296 (available Monday-Friday, 9AM-10PM ET)
• ·Proxy materials available via 1-877-208-0098 or www.sec.gov

06-04-2026

Morgan Stanley Direct Lending Fund (MSDL) issued a press release on April 6, 2026, announcing it will report its first quarter 2026 financial results on Thursday, May 7, 2026, after market close. The company will host an earnings call on Friday, May 8, 2026, at 10:00 a.m. Eastern Time to discuss the results. The press release is furnished under Item 7.01 as Exhibit 99.1 and not deemed filed.

• ·Trading symbol: MSDL on The New York Stock Exchange
• ·Common Stock: $0.001 par value per share
• ·Principal executive offices: 1585 Broadway, New York, New York 10036

06-04-2026

Medifast, Inc. filed its definitive proxy statement for the 2026 Annual Meeting of Stockholders on May 19, 2026, at 4:30 p.m. ET in Baltimore, MD, with a record date of March 23, 2026. Stockholders will vote on electing seven director nominees for one-year terms (including new nominees Parsa Kiai and Jeffrey Rose; incumbents Jeffrey J. Brown and Michael A. Hoer not standing for re-election), ratifying RSM US LLP as independent auditors for FY 2026, advisory approval of named executive officer compensation, and approval of the Amended and Restated 2012 Share Incentive Plan.

• ·Annual Meeting location: Courtyard by Marriott Baltimore Downtown/Inner Harbor, 1000 Aliceanna Street, Baltimore, Maryland 21202; doors open at 4:00 p.m. ET.
• ·Board changes: Two independent directors (Brown and Hoer) not standing for re-election; two new nominees (Kiai and Rose).
• ·Strict admission requirements: proof of ownership and photo ID required; no cellphones, recording, or photographic equipment permitted.

06-04-2026

Eagle Point Institutional Income Fund is convening its 2026 Annual Meeting of Shareholders on May 12, 2026, at 8:20 a.m. ET in Greenwich, CT, primarily to elect two Class II Trustees: Paul E. Tramontano by common and preferred shares voting together, and James R. Matthews by preferred shares voting separately, each to serve until the 2029 annual meeting. The record date is March 31, 2026, with 18,517,365 common shares, 1,400,000 Series A Preferred Shares, and 300,000 Series B Preferred Shares outstanding. The Board recommends voting FOR both nominees, with proxy materials available at www.epiif.com.

• ·Quorum requires one-third of votes entitled to be cast.
• ·Election requires plurality of shares voted; abstentions and broker non-votes have no effect.
• ·Annual Report for fiscal year ended December 31, 2025, available upon request or at www.epiif.com.
• ·Proxies may be solicited by phone/mail by Fund personnel or retained solicitor at market rates.

06-04-2026

Goldman Sachs Asset Management, L.P. is seeking shareholder approval via proxy to reclassify several equity mutual funds and ETFs, including Goldman Sachs Enhanced U.S. Equity ETF (GUSE), S&P 500 Premium Income ETF (GPIX), and Technology Opportunities ETF (GTOP) within Goldman Sachs ETF Trust, from 'diversified' to 'non-diversified' under the Investment Company Act of 1940. The change provides portfolio managers greater flexibility to concentrate in high-performing positions without materially altering investment strategy, risk profile, or philosophy. No performance metrics or financial impacts are disclosed in the filing.

• ·Proxy statements anticipated to have been sent to shareholders on or around March 27, 2026.
• ·If approved, sub-classification change expected to become effective on June 12, 2026.

06-04-2026

FB Financial Corporation issued a DEFA14A notice regarding the availability of proxy materials for its 2026 Annual Meeting of Shareholders, scheduled for May 21, 2026, at 1:00 p.m. Central Time at 1221 Broadway, Suite 1300, Nashville, Tennessee 37203. Shareholders will vote on electing 13 directors, approving the 2026 Incentive Plan and an amendment to the Employee Stock Purchase Plan, a non-binding advisory vote on named executive officer compensation, amendments to the charter to eliminate supermajority voting standards, and ratification of Crowe LLP as independent auditors for the fiscal year ending December 31, 2026. Proxy materials are accessible online at www.investorvote.com/FBK, with electronic votes due by 11:00 p.m. Central Time on May 20, 2026, and paper copy requests needed by May 7, 2026.

• ·Board of Directors recommends FOR all 13 director nominees and FOR Proposals 2 through 6.
• ·Investor Relations contact: (615) 564-1212.

06-04-2026

Veradigm Inc. (MDRX) announced the appointment of Christian Greyenbuhl as permanent Chief Financial Officer, effective the later of May 11, 2026, or the first business day after filing its delayed Annual Reports on Form 10-K for fiscal years 2023 and 2024. Greyenbuhl, with over 25 years of finance experience including roles at Ministry Brands, Xplor Technologies, and ADP, succeeds Interim CFO Lee Westerfield, who will transition to a consulting role. The appointment supports Veradigm's 'Reset, Recover, Reignite' plan amid ongoing efforts to become current on SEC filings.

• ·Greyenbuhl is a Chartered Accountant (Institute of Chartered Accountants of Scotland) and Certified Public Accountant (inactive); holds BA in Accountancy with Business Law from University of Stirling.
• ·Prior experience: CFO at Ministry Brands since Nov 2022; SVP Corporate Finance and IR at Xplor Technologies; over 10 years at ADP; 11 years at PricewaterhouseCoopers.
• ·Investor contact: Steven Halper (312-506-1237); Media: Amanda Cohen (732-567-7607).

06-04-2026

BOK Financial Corp announced on March 31, 2026, that Scott Andrews has been promoted to the role of Executive Vice President – Specialized Industries Banking, succeeding Brad Vincent who plans to retire effective November 30, 2026. A press release detailing the appointment is attached as Exhibit 99.1. The filing was signed by Martin E. Grunst, Executive Vice President and Chief Financial Officer.

• ·Event reported date: March 31, 2026
• ·Filing date: April 6, 2026
• ·Press release title: 'Scott Andrews has been named head of specialized industries for BOK Financial.'

06-04-2026

Southern First Bancshares, Inc. (SFST) filed its DEF 14A proxy statement on April 6, 2026, for the annual shareholder meeting on May 19, 2026, with a record date of March 20, 2026, and 8,247,710 shares of common stock outstanding. Shareholders will vote on director elections by plurality, an advisory approval of named executive officer compensation, and ratification of Elliott Davis, LLC as independent auditors for the year ending December 31, 2026. No financial performance metrics or period-over-period comparisons are detailed in the filing.

• ·Record date: March 20, 2026
• ·Annual meeting date: May 19, 2026
• ·Quorum requirement: majority of outstanding shares
• ·Voting on director election by plurality; advisory votes on compensation and auditor ratification
• ·Company address: 6 Verdae Boulevard, Greenville, SC 29607

06-04-2026

Stoneridge, Inc. filed an 8-K/A on April 6, 2026, amending its February 23, 2026 Form 8-K to provide compensation details for Natalia Noblet, appointed President and Chief Executive Officer effective April 1, 2026. Her annual base salary is €490,475 (approximately $568,568 USD at €1.00 = $1.16 exchange rate), with a 2026 annual incentive target of 100% of base salary and long-term incentive target of 125% of base salary. The Compensation Committee delegated authority to the Chairperson to approve her employment agreement, with material terms to be disclosed in a future filing.

• ·Appointment announced February 19, 2026, effective 12:01 a.m. April 1, 2026
• ·Compensation Committee to approve employment agreement covering term, duties, termination, severance, change-in-control protections, and restrictive covenants; material terms to be filed within four business days of execution

06-04-2026

South Plains Financial, Inc. (SPFI) filed a definitive proxy statement (DEF 14A) on April 6, 2026, for its 2026 Annual Meeting of Shareholders, to be held virtually on May 11, 2026, at 2:00 p.m. Central Time. The meeting agenda includes electing two Class I directors to serve until the 2029 annual meeting, ratifying Forvis Mazars, LLP as the independent auditor for the year ending December 31, 2026, and an advisory vote on named executive officer compensation. The record date is March 19, 2026, and attendance requires a 16-digit control number via www.virtualshareholdermeeting.com/SPFI2026.

• ·Meeting held solely by remote communication per Texas law and Third Amended and Restated Bylaws; no in-person attendance allowed.
• ·2025 Annual Report to Shareholders and Form 10-K for year ended December 31, 2025 available at www.proxyvote.com and https://www.spfi.bank/financials-filings/sec-filings.
• ·Shareholder proposals for 2027 annual meeting due by specified date (details in full proxy statement).

06-04-2026

Reborn Coffee, Inc. entered into a Forbearance Agreement with Arena Investors on March 31, 2026, waiving defaults and remedies related to a delay in paying 30% of the $6,500,000 gross cash proceeds from an October 20, 2025, equity issuance of 1,192,661 shares to Charles Joeng. In exchange, the Company committed to cash payments of $1,059,522 by April 6, 2026, $400,000 by April 20, 2026, and $500,000 monthly starting May 2026 until Debentures are repaid or converted, plus issuing warrants for 250,000 shares at $2.00 exercise price. This resolves the payment delay but imposes significant near-term cash outflows and potential shareholder dilution.

• ·Debentures originally issued to Arena Investors on February 10, 2025, February 26, 2025, March 28, 2025, and July 31, 2025.
• ·Arena Investors requested payment of 30% of October Agreement proceeds on February 19, 2026, leading to Specified Delay.
• ·Company to file registration statement covering Forbearance Warrants and other warrants issued December 31, 2025, within 5 business days of 10-K filing.

06-04-2026

Six Flags Entertainment Corporation completed the sale of six parks—Worlds of Fun (Kansas City, Missouri), Michigan’s Adventure (Muskegon, Michigan), Valleyfair (Shakopee, Minnesota), Six Flags Great Escape (Queensbury, New York), Schlitterbahn Waterpark Galveston (Galveston, Texas), and Six Flags St. Louis (Eureka, Missouri)—to EPR Properties and EP OPCO WOFR, LLC on April 6, 2026, pursuant to the Equity Purchase Agreement dated March 5, 2026. A press release announcing the consummation of the transaction was issued and furnished as Exhibit 99.1. No financial terms of the transaction are disclosed in the filing.

• ·Equity Purchase Agreement dated March 5, 2026
• ·Transaction filed under Items 7.01 (Regulation FD Disclosure), 8.01 (Other Events), and 9.01 (Financial Statements and Exhibits)

06-04-2026

Integra LifeSciences Holdings Corp (IART) filed its definitive DEF 14A proxy statement on April 6, 2026, disclosing compensation data for Principal Executive Officers (PEOs), including Jan DeWitte (2021-2025) and Mojdeh Poul (2025), as well as former PEO Peter J. Arduini (2021), and non-PEO Named Executive Officers across fiscal years 2021-2025. The filing includes XBRL-tagged details on equity awards, pension value changes, fair value adjustments, vesting dates, dividends on unvested awards, and other compensation adjustments, with no specific monetary values provided in the extracted content. No period-over-period performance metrics or changes are quantified in the visible data.

• ·Filing covers fiscal years 2021 through 2025 (January 1 to December 31 each year).
• ·CIK: 0000917520.
• ·Currency: USD.

06-04-2026

NC SLF Inc. filed a definitive proxy statement (DEF 14A) on April 6, 2026, for its virtual annual shareholder meeting on May 21, 2026, seeking election of three board nominees—Kenneth Kencel, Stephen Potter, and James Ritchie—for one-year terms until the 2027 annual meeting. The record date is March 31, 2026, with 67,147,028 shares of common stock outstanding entitled to vote. The Board unanimously recommends voting FOR all nominees, with no other financial metrics or performance data disclosed in the filing.

• ·Annual meeting held virtually via Zoom at https://churchillam.zoom.us/j/98919266978?pwd=lFSUPkMe7lhpW6h5SB4Yk9j7iJX11R.1&from=addon, requiring control number from proxy card.
• ·Proxy voting deadline: 11:59 p.m. Eastern Time on May 20, 2026.
• ·References annual report on Form N-CSR for fiscal year ended December 31, 2025, available at www.proxyvote.com and www.sec.gov.

06-04-2026

Webster Financial Corporation announced business line leadership appointments effective upon the closing of its proposed acquisition by Banco Santander, S.A., aligning Webster's operations into Santander's global structure, primarily under Retail & Commercial Banking. Key leaders include Chris Motl for combined Commercial Banking, Jason Mock for Retail Banking supported by James Griffin for national distribution across more than 500 branches, and Chad Wilkins for Healthcare Financial Services. The announcement positions the combined entity for strategic value capture while noting support function appointments are forthcoming.

• ·Webster businesses align primarily to Santander’s Retail & Commercial Banking global segment, including Healthcare Financial Services.
• ·No changes to Corporate & Investment Banking or Wealth Management & Insurance structures.
• ·Leadership appointments for support functions to be shared in coming weeks.
• ·Digital offerings expected in 2027 and beyond under Openbank.

06-04-2026

IFS Advisors, LLC filed a 13F-HR report disclosing total holdings of $194,049,676 across 217 positions as of March 31, 2026. Top holdings include iShares Core S&P 500 ETF ($30,323,553), iShares iBonds Dec 2026 Term Corporate ETF ($23,459,535), iShares 0-3 Month Treasury Bond ETF ($17,833,695), Invesco BulletShares 2026 Corporate Bond ETF ($14,826,761), and Schwab U.S. Large-Cap Growth ETF ($14,567,365). The portfolio features a mix of individual stocks like Apple Inc. ($461,030) and ETFs focused on bonds, equities, and treasuries.

• ·Filing submitted on April 6, 2026 for quarter ended March 31, 2026.
• ·All holdings reported as sole discretionary with no shared or other voting authority.

06-04-2026

DeFi Development Corp. (Nasdaq: DFDV) appointed Adam Townsend, former Vice President and CFO of VIZIO at Walmart Inc., to its Board of Directors on April 6, 2026. Townsend oversaw the financial integration of VIZIO's $2.3 billion acquisition by Walmart, led VIZIO through its 2021 IPO and 2024 sale, and brings extensive experience from Showtime Networks, CBS Corporation, E*TRADE, and JPMorgan. CEO Joseph Onorati praised Townsend's capital markets and treasury expertise to aid scaling, capital raising, and institutional investor engagement for the company's Solana treasury strategy.

• ·VIZIO IPO completed in 2021
• ·VIZIO sold to Walmart in 2024
• ·Company provides direct exposure to SOL via treasury holdings, staking rewards, and DeFi participation

06-04-2026

At FuelCell Energy, Inc.'s 2026 Annual Meeting on April 2, 2026, stockholders re-elected all eight directors, though James H. England and Donna Sims Wilson each received over 3.6 million votes against amid 9.8 million broker non-votes. Stockholders approved amendments to the Omnibus Incentive Plan (adding 3,000,000 shares, total 5,194,444 shares) and Employee Stock Purchase Plan (adding 300,000 shares, total 300,078 shares), ratified KPMG LLP as auditors for fiscal year ending October 31, 2026, and approved executive compensation on an advisory basis. All proposals passed, but notable opposition to certain directors highlights mixed shareholder sentiment.

• ·Proxy statement filed with SEC on February 18, 2026.
• ·Plans terminate after tenth anniversary of stockholder approval or Board decision.
• ·ESPP intended to qualify under Section 423 of Internal Revenue Code.

06-04-2026

Mawson Infrastructure Group Inc. entered a cooperation agreement with The Endeavor Investor Group, appointing three independent directors—Kyle B. Danges, K. Rodger Davis, and Lisa R. Hough—and two Endeavor affiliates, Cody Smith and Phillip Stanley, to its Board, effective immediately. Departing directors Ryan Costello (former Chair), Kathryn Schellenger, and Steven Soles stepped down as part of the agreement, which includes customary standstill provisions. The move is positioned as a step to reposition the business toward growth in digital infrastructure, including AI, HPC, and Bitcoin mining, with 129 megawatts of capacity already online.

• ·Cooperation agreement includes customary standstill provisions and will be filed as an exhibit to Form 8-K.
• ·Mawson focuses on carbon-free energy resources, including nuclear power, for its digital infrastructure.

06-04-2026

Bel Fuse Inc. announced a strategic realignment into two end-market-focused business units effective immediately: Aerospace, Defense & Rugged Solutions (~$369M, 55% of 2025 sales) and Industrial Technology & Data Solutions (~$307M, 45% of 2025 sales). Steve Dawson was appointed EVP & President of Industrial Technology & Data Solutions, and Tom Smelker was appointed EVP & President of Aerospace, Defense & Rugged Solutions. The changes aim to sharpen market focus, accelerate innovation, and enhance customer engagement without any reported declines or flat metrics.

• ·Announcement dated March 31, 2026
• ·Tom Smelker joined Bel Fuse in January 2026
• ·Investor contact: Three Part Advisors at 631-418-4339

06-04-2026

Nuveen Churchill Private Capital Income Fund filed DEFA14A definitive additional proxy materials on April 06, 2026, providing a Notice of Internet Availability of proxy materials. Shareholders are instructed to access materials and vote online at www.proxyvote.com using their control number, request paper copies at no cost, or opt for future e-mail delivery. The notice emphasizes benefits including cost reduction and lower environmental impact compared to full printed mailings.

• ·SEC permits 'Notice and Access' model instead of full printed proxy materials
• ·Website for access: www.proxyvote.com
• ·SEC resource: www.sec.gov/spotlight/proxymatters/e-proxy.shtml

06-04-2026

PacifiCorp entered into a $2,550,000,000 Letter of Credit Agreement dated April 3, 2026, with PNC Bank, National Association as Administrative Agent and PNC Capital Markets LLC as Lead Arranger, providing for the issuance of letters of credit by various Issuing Banks. The Aggregate Commitment is $2,550,000,000, with fees determined by an Applicable Percentage ranging from 0.875% to 1.750% based on PacifiCorp's S&P or Moody's ratings. No prior period data or performance declines are mentioned in the agreement.

• ·Applicable Percentage fees: 0.875% (Rating Level 1, A/A2 or higher) to 1.750% (Rating Level 6, BB+/Ba1 or below/unrated)
• ·Closing Date Aggregate Commitment: $2,550,000,000
• ·Agreement filed as Exhibit 10.1 in 8-K on April 6, 2026

06-04-2026

Abra Financial Holdings, Inc. filed a Rule 425 disclosing a transcript of an interview with CEO Bill Barhydt on April 5, 2026, discussing bullish prospects for decentralized financial infrastructure, tokenization of assets, and Bitcoin's resilience amid volatility. Barhydt noted heightened interest from traditional finance firms following Abra's business combination agreement with New Providence Acquisition Corp. III announced on March 16, 2026, with no declines or flat metrics reported. The conversation emphasized institutional adoption of DeFi, custody, and Bitcoin borrowing services.

• ·Business Combination Agreement dated March 16, 2026
• ·Interview aired on Wolf of All Streets, Sunday, April 5, 2026
• ·Increased outreach from traditional finance firms in the 20 days post-going-public announcement