S&P 500 Consumer Discretionary Sector SEC Filings — April 16, 2026

16-04-2026

Dream Finders Homes, Inc. (DFH) filed its DEF 14A Proxy Statement dated April 16, 2026, for the 2026 Annual Meeting on June 8, 2026, seeking shareholder approval on five proposals: election of five directors (Patrick O. Zalupski, Justin W. Udelhofen, Megha H. Parekh, Leonard M. Sturm, William W. Weatherford), ratification of PricewaterhouseCoopers LLP as auditors for FY 2026, advisory vote on FY 2025 executive compensation, reincorporation to Texas by conversion, and potential conversion of Series A Preferred Stock to Class A common stock per NYSE rules. As of the record date April 10, 2026, 34,042,625 Class A shares (1 vote each) and 57,726,153 Class B shares (3 votes each) were outstanding, with the Board recommending a FOR vote on all proposals. No financial performance metrics or period-over-period comparisons are detailed in the provided filing content.

• ·Annual Meeting location: 14701 Philips Highway, Jacksonville, Florida 32256, Suite 300, at 10:00 a.m. Eastern Time
• ·Voting requirements: Plurality for director election; majority of votes cast for Proposals 2, 3, and 5; majority of voting power present for Proposal 4 (abstentions/broker non-votes count against Proposal 4)

16-04-2026

Net Lease Office Properties (NLOP) has issued a proxy statement for its virtual annual shareholder meeting on June 12, 2026, seeking approval to elect two Class II trustees (John J. Park and Richard J. Pinola) for a one-year term, authorize the Board to terminate the company after selling all or substantially all of its remaining 18 properties (down from an original portfolio of 59), and ratify PricewaterhouseCoopers LLP as auditor for 2026. The company, spun off from W. P. Carey Inc. in November 2023, continues its plan of strategic asset dispositions with immaterial indebtedness and expects to make periodic distributions from sale proceeds prior to any termination. While progress has been made in reducing the portfolio, the timeline for full liquidation remains uncertain due to market factors.

• ·Record date for voting: April 13, 2026
• ·Annual meeting: June 12, 2026 at 10:00 a.m. Eastern Time, virtual-only at www.virtualshareholdermeeting.com/NLOP2026
• ·NLOP formed October 21, 2022; Spin-Off completed November 1, 2023
• ·Termination requires two-thirds shareholder approval; abstentions and broker non-votes count as against
• ·Board to declassify in 2027; no shareholder rights plan; opted out of Maryland Unsolicited Takeover Act

16-04-2026

Smith Micro Software, Inc. has filed a definitive proxy statement for its 2026 Annual Meeting on May 26, 2026, virtually at meetnow.global/MCVKKST, seeking stockholder approval for electing two directors, an advisory 'say on pay' vote on 2025 named executive officer compensation, ratification of SingerLewak LLP as auditor, amendment to the Omnibus Equity Incentive Plan for additional shares, Nasdaq-compliant approvals for potentially dilutive share issuances from 2025 warrants exceeding 20% of outstanding common stock, a reverse stock split from 1:3 to 1:10, and adjournment if needed. These proposals highlight efforts to maintain Nasdaq compliance amid warrant exercises and address equity incentives, but the reverse stock split and dilutive issuances signal potential share price pressures and dilution risks for existing shareholders. The record date is April 2, 2026, with a 40% quorum requirement.

• ·Reverse stock split ratio to be determined by Board between 1:3 and 1:10
• ·Nasdaq Proposal I relates to note purchase agreements dated September 11, 2025 and September 29, 2025
• ·Nasdaq Proposal II relates to private placement securities purchase agreement dated November 5, 2025
• ·Proxy materials available at www.envisionreports.com/SMSI

16-04-2026

Bank First Corp reported Q1 2026 net income of $20.0 million ($1.78 per share), up 9.9% YoY from $18.2 million ($1.82 per share), with adjusted net income of $25.1 million ($2.24 per share) after $6.5 million in Centre acquisition expenses; NII rose 45.8% YoY to $53.2 million, driven by the $1.48 billion Centre acquisition that boosted assets 33% to $6.07 billion, loans to $4.52 billion, and deposits to $5.09 billion. However, NIM compressed 1.2% QoQ to 3.96%, noninterest expenses surged 89% QoQ to $39.1 million due to integration costs, and nonperforming assets doubled QoQ to $30.0 million (0.50% of assets) amid a single large nonaccrual and Centre-related assets. The board declared a quarterly dividend of $0.55 per share, up 10.0% QoQ and 22.2% YoY.

• ·Six overlapping First National Bank and Trust branches permanently closed post-acquisition.
• ·Planning new offices in Walworth, Delavan, and Monroe; consolidating two additional branches.
• ·Core deposit intangible from Centre: $31.9 million, amortized over 10 years.
• ·FHLB borrowings repaid: $65.0 million, with $1.1 million prepayment penalty.
• ·Centre loans reduced from $981.5 million acquired to $936.7 million at quarter-end due to transitions.
• ·No provision for credit losses Q1 2026 vs $0.2 million YoY, after $12.8 million ACL addition from acquisition.
• ·Tangible book value per share: $47.04 (up from $46.01 at Dec 31 2025).

16-04-2026

FONAR Corporation's proxy statement seeks stockholder approval for a merger with FONAR Acquisition Sub, Inc., a wholly owned subsidiary of FONAR, LLC (Parent, controlled by CEO Timothy R. Damadian), pursuant to which FONAR will become a wholly owned subsidiary of Parent in a going-private transaction. Cash consideration is $19.00 per share for Common Stock and Class B Common Stock, $6.34 per share for Class C Common Stock, and $10.50 per share for Class A Non-voting Preferred Stock, financed by $10,225,000 in subordinated debt and equity commitments/rollovers from a 57-member Acquisition Group including insiders Damadian, Bonanni, and Lehman. The proposal requires both Company Stockholder Approval and Disinterested Stockholder Approval, with a Special Meeting record date of April 13, 2026.

• ·Merger Agreement dated December 23, 2025; End Date March 12, 2026 (extendable).
• ·Disinterested Directors: Mr. Turk and Mr. Carrino (excludes Damadian, Lehman, Maher).
• ·Bank Commitment Letter dated December 23, 2025, with OceanFirst Bank.
• ·Equity Commitment Agreements and Debt Commitment Agreements both dated December 23, 2025.
• ·Record Date for Special Meeting: April 13, 2026.

16-04-2026

Four Corners Property Trust, Inc.'s DEF 14A proxy statement for the 2026 Annual Meeting details the director compensation policy, including a $70,000 base cash retainer and $125,000 in RSUs for non-employee directors (with Douglas B. Hansen receiving $185,000 in RSUs), and reports 2025 company performance highlights such as $325.5 million in real estate investments across 105 properties, FFO of $1.68 per diluted share (up $0.03 YoY), AFFO of $1.78 per diluted share (up $0.05 YoY), and a 3.2% dividend increase to $1.4660 per share. Non-employee directors earned total compensation ranging from $192,857 to $285,714 in 2025, with all complying with the $400,000 stock ownership policy. Shareholders approved the executive compensation program with 98.5% support.

• ·Credit facility increased from $765M to $940M, with revolving capacity to $350M and new $225M term loan.
• ·John S. Moody left the Board in March 2025 and received $49,602 in cash fees with no stock awards.
• ·Unvested RSUs as of Dec 31, 2025: Hansen 7,002; others 4,731 each.
• ·Five directors elected to defer receipt of 2025 RSU shares; none elected cash retainers in RSUs.

16-04-2026

N2OFF, Inc. (NITO) filed an S-3 shelf registration statement on April 16, 2026, to potentially offer common stock, preferred stock, debt securities, warrants, rights, and units for general corporate purposes including working capital, capital expenditures, debt repayment, and acquisitions. The company focuses on oncology biotech via MitoCareX (targeting SLC25A proteins for NSCLC and pancreatic cancer) and solar energy through a joint venture with Solterra (70% ownership in a subsidiary for European PV projects), while holding minority stakes in distressed Plantify Foods (8.3%, in insolvency due to Israel war) and Voice Assist (19.99%, shell company). Financially, net loss attributable to stockholders improved 23% YoY to $4,004,000 in 2025 from $5,193,000 in 2024, driven by other income and fair value gains; however, operating loss widened 29% to $4,230,000 due to higher G&A expenses ($5,109,000 vs $3,283,000) and new R&D spend.

• ·1-for-7 reverse stock split effective April 8, 2026; all shares and per-share data retroactively restated
• ·Entered shareholders agreement on February 24, 2025, acquiring 70% of SB Impact 4 LTD (renamed SB Storage 1 S.R.L on April 14, 2025)
• ·Owns approximately 8.3% of Plantify Foods Inc., currently with no business activity and minimal liquidity due to Peas of Bean insolvency from Israel war
• ·Owns 19.99% of Voice Assist Inc., a shell company, received as consideration for sale of Save Foods Ltd.
• ·Weighted average shares basic: 162,019 (2025) vs 26,918 (2024)

16-04-2026

First Financial Bancorp's DEF 14A Proxy Statement for the May 26, 2026 virtual Annual Meeting seeks shareholder approval for electing 10 directors, ratifying Crowe LLP as 2026 independent auditors, approving the 2026 Stock Plan, and an advisory vote on executive compensation; record date is March 27, 2026. The company reports strong 2025 performance with record revenue and noninterest income, completion of Westfield Bank acquisition adding 8 financial centers in northeast Ohio, and an agreement to acquire BankFinancial Corporation. Community initiatives included $4.6 million in grants/donations and over 16,300 associate volunteer hours, with no material declines noted.

• ·Annual Meeting at 10:00 AM Eastern Time on May 26, 2026, virtually at virtualshareholdermeeting.com/FFBC2026
• ·Shareholders of record as of March 27, 2026 eligible to vote
• ·5-star rating from Bauer Financial; Investment Grade rating from Kroll Bond Rating Agency
• ·Received Gallup Exceptional Workplace Award and second consecutive Outstanding CRA rating from Federal Reserve Board

16-04-2026

ENERGY CO OF PARANA (ELPC) reported net operating revenues of R$26,116.9 million for the year ended December 31, 2025, up 15.3% YoY from R$22,651.0 million, driven by strong growth in electricity sales to distributors and energy traders (+53.3%) and sectoral financial assets/liabilities (+180.1%). However, electricity sales to final customers declined 6.2% YoY to R$7,932.9 million amid lower volumes (29,968 GWh vs. 31,850 GWh), electricity purchased for resale rose 24.5% to R$11,110.8 million pressuring margins, and net income fell 4.0% to R$2,687.9 million from R$2,799.4 million.

• ·Inflation (IPCA) 2025: 4.26%; 2024: 4.83%
• ·Period-end exchange rate US$1.00 = R$5.5024 (2025)
• ·Quality indicator DECi planned 2025: 8.14 (improving trend from 12.54 in 2017)
• ·Gross revenues from sales to final customers: R$10,964M (2025) down from R$11,384M (2024)
• ·Personnel and management costs down 11.2% YoY to R$960.8M

16-04-2026

TSMC reported net revenue of NT$3,809,054 million (US$121,423 million) for 2025, up 31.6% from NT$2,894,308 million in 2024 and 76.2% from NT$2,161,736 million in 2023, driven by High Performance Computing surging to NT$2,192,931 million (58% share). Gross margin improved to 59.9% and net margin to 44.6%, with net income attributable to shareholders at NT$1,697,604 million, up 46.5% YoY. However, China revenue declined 1.2% to NT$327,503 million (9% share), Smartphone platform share fell to 29%, Digital Consumer Electronics remained flat at NT$47,997 million (1% share), and General & Administrative expenses dipped 1.7% to NT$82,304 million.

• ·North America revenue share increased to 75% in 2025 from 70% in 2024.
• ·3-nanometer wafer revenue share rose to 24% in 2025 from 18% in 2024.
• ·Operating margin expanded to 50.8% in 2025.
• ·Income tax expense increased 39.6% to NT$346,530 million in 2025.
• ·Foreign exchange gain net NT$13,831 million in 2025.

16-04-2026

Aixin Life International, Inc. (AIXN) appointed Qiyu Jiang, age 40, as a director and Secretary of the Company and its subsidiaries, effective April 15, 2026. Mr. Jiang brings experience from his prior role as Executive Director at Jiujiang Gongqingcheng Dishi Investment Management Co., Ltd. (2017-2022) and current independent options trading activities. No family relationships or special arrangements were noted regarding the appointment.

• ·Mr. Jiang graduated from INSEEC Paris School of Business in March 2015.
• ·Mr. Jiang became a Chartered Financial Analyst Level I Candidate in June 2024 and received a Legal Professional Qualification Certificate in August 2021.
• ·Mr. Jiang is fluent in Mandarin, French, and English.
• ·Company address: Hongxing International Business Building 2, 14th FL, No. 69 Qingyun South Ave., Jinjiang District, Chengdu City, Sichuan Province, China 610021.
• ·Trading symbol: AIXN on OTCQX.

16-04-2026

Hooker Furnishings reported fiscal 2026 Q4 net sales of $67.0 million, down 20.5% YoY due to a shorter quarter, lower hospitality shipments, and weather disruptions, but achieved Q4 operating income of $0.6 million and net income of $0.536 million from continuing operations. Full-year net sales declined 12.4% to $278.1 million, with an operating loss of $16.5 million primarily from $15.6 million in non-cash impairments, offset by gross margin expansion of 180 basis points, SG&A reduction of $11.9 million, and fixed cost cuts of $26.3 million. The company completed divestitures of Pulaski Furniture and Samuel Lawrence Furniture, authorized a $5 million share repurchase program, and adjusted its annual dividend to $0.46 per share.

• ·Cash and equivalents at $1.1M FY26 end, down $5.2M YoY; revolver reduced by $18.5M to $3.6M.
• ·As of April 15, 2026: $12M cash, $64.1M available borrowing capacity, no credit facility balance.
• ·$17.5M of fixed cost savings related to continuing operations.
• ·Hooker Branded incoming orders flat YoY; Domestic Upholstery incoming orders down 1.9% YoY.
• ·Evaluating potential tariff duty refunds post U.S. Supreme Court ruling in February 2026.
• ·Annual dividend recalibrated to $0.46 per share.

16-04-2026

Brookfield Asset Management Ltd. entered into an Underwriting Agreement on April 14, 2026, for an offering of US$550 million principal amount of 4.832% senior notes due 2031 and US$450 million re-opening of its 5.298% senior notes due 2036. The offering, registered under Form F-10, is expected to close on April 17, 2026, with RBC Capital Markets, LLC and SMBC Nikko Securities America, Inc. as representatives of the underwriters. No comparative financial metrics or performance declines are reported in this filing.

• ·Underwriting Agreement contains customary representations, covenants, and indemnification provisions
• ·Offering registered pursuant to Form F-10 (File No. 333-293350) filed February 10, 2026
• ·Base shelf prospectus dated February 10, 2026, supplemented April 14, 2026
• ·Consents from Torys LLP and Goodmans LLP dated April 14, 2026, attached as Exhibits 5.1 and 5.2

16-04-2026

On April 15, 2026, the Board of Trustees of abrdn National Municipal Income Fund (VFL) approved a change to its non-fundamental investment policy, raising the limit on below-investment grade municipal obligations from 20% of net assets to 100% of assets, effective June 1, 2026, with anticipated initial allocation of 30% rising to 30-50% over time. While this may allow for greater exposure to potentially higher-yielding securities, it increases credit risk, volatility, illiquidity, and substantial risk of loss from speculative high-yield 'junk' bonds. All other investment limitations remain unchanged.

• ·Press release attached as Exhibit 99.1.
• ·Fund's securities trade under symbol VFL on the New York Stock Exchange.

16-04-2026

Corebridge Financial, Inc. estimates preliminary variable investment income of $15 million to $25 million (pre-tax) for the quarter ended March 31, 2026, with positive alternative investment returns offset by unrealized mark-to-market losses on fair value investments. The company is exploring repurchases of its common stock (CRBG) prior to closing its pending merger with Equitable Holdings, Inc. (announced March 26, 2026), which would require a waiver from the merger agreement prohibiting such actions. Full Q1 earnings release is scheduled for May 4, 2026, followed by an earnings call on May 5, 2026.

• ·Preliminary information is unaudited and based on incomplete financial closing procedures; actual results may differ.
• ·Information under Items 2.02 and 7.01 is furnished, not filed, and not incorporated by reference.

16-04-2026

Herbalife Ltd. announced the pricing of an offering by subsidiaries HLF Financing SaRL, LLC and Herbalife International, Inc. of $800 million aggregate principal amount of 7.750% senior secured notes due 2033, priced at 100.00% of par. The net proceeds, combined with refinancing of the existing senior secured credit facility and available cash, will repay indebtedness including borrowings under the credit facility and the Issuers’ 12.250% Senior Secured Notes due 2029, plus related fees. The offering is expected to close on April 29, 2026, subject to customary conditions.

• ·Notes bear interest paid semi-annually on May 1 and November 1, commencing November 1, 2026.
• ·Notes guaranteed on a senior secured basis by Herbalife Ltd. and its existing and future subsidiaries that guarantee the senior secured credit facility.
• ·Offering conducted pursuant to Rule 144A and Regulation S; not registered under Securities Act.
• ·Press release issued April 15, 2026.

16-04-2026

For the year ended December 31, 2025, China Foods Holdings Ltd. reported revenue growth of 40.5% YoY to $327,871, driven by Healthcare segment expansion to $327,107 from $125,548, while Wine segment revenue plummeted 99.3% to $764. However, gross profit declined 44.2% YoY to $29,962, net loss narrowed to $(398,672) from $(455,571), total assets halved to $212,890 from $435,005, and total liabilities rose 16.0% to $1,490,361, with shareholders' deficit worsening to $(1,277,471). Customer concentration increased to 94% from three customers, posing risks.

• ·Net cash used in operating activities increased to $(389,251) from $(353,812).
• ·Net cash provided by financing activities rose to $388,605 from $245,524.
• ·Customer concentration: top customer Hunan Wuyouzhongle rose to 50% of revenues ($163,601) from 43% ($101,470).
• ·Prepayments, deposits and other receivables declined sharply to $108,388 from $302,997.
• ·Amount due to directors increased to $474,102 from $360,858.
• ·No accounts receivable from top customers in either year.

16-04-2026

Yum China Holdings, Inc. (YUMC) filed a DEFA14A proxy statement for its Annual Meeting of Stockholders, seeking approval for the election of 12 director nominees, ratification of KPMG Huazhen LLP and KPMG as independent auditors for 2026, an advisory vote on executive compensation, authorization for the Board to issue shares up to 20% of outstanding shares, and authorization to repurchase shares up to 10% of outstanding shares. The Board recommends voting 'FOR' all proposals. Voting must be completed by 11:59 a.m. Beijing/Hong Kong time on May 27, 2026 (11:59 p.m. ET on May 26, 2026), with material requests due by May 14, 2026.

• ·Proxy materials available online at www.ProxyVote.com or by request via phone (1-800-579-1639) or email (sendmaterial@proxyvote.com) by May 14, 2026.
• ·Proxies authorized to vote at discretion on other business at the meeting or any adjournment.

16-04-2026

Coca-Cola Europacific Partners plc (CCEP) issued a release on April 16, 2026, announcing the availability of proxy materials for its 2026 Annual General Meeting (AGM) scheduled for May 28, 2026, including the Notice of AGM, Form of Proxy, and Amended Long Term Incentive Plan Rules, filed as Exhibits 99.1, 99.2, 99.3, and 4.1. The company operates across 31 countries, serving nearly 600 million consumers and over 4 million customers. No financial performance metrics or period comparisons were disclosed in the filing.

• ·CCEP listed on Euronext Amsterdam, NASDAQ, London Stock Exchange, and Spanish Stock Exchanges; constituent of NASDAQ 100 and FTSE 100 indices; trading symbol CCEP (ISIN GB00BDCPN049).
• ·Principal executive offices: Pemberton House, Bakers Road, Uxbridge, UB8 1EZ, United Kingdom.
• ·Contact emails: svetlana.walker@ccep.com, sarah.willett@ccep.com, mediaenquiries@ccep.com.

16-04-2026

Citizens Financial Group reported first quarter 2026 net income of $517 million, up 39% YoY from $373 million, with diluted EPS of $1.13, up 47% YoY, and positive operating leverage of 7.2% YoY. Total revenue rose 12% YoY to $2,168 million, driven by 12% NII growth to $1,562 million and NIM expansion of 24 bps to 3.14%, while loans grew 1% QoQ and 4% YoY to $143.7 billion and deposits increased 1% QoQ to $184.0 billion. However, pre-provision net revenue declined 3% QoQ to $790 million, noninterest income fell 2% QoQ, noninterest expense rose 3% QoQ and 5% YoY, and net income dipped 2% QoQ.

• ·Board declared quarterly dividend of $0.46 per share, payable May 14, 2026 to shareholders of record April 30, 2026.
• ·CET1 ratio of 10.5%; ROTCE of 12.2%; Efficiency ratio of 63.6%.
• ·Net charge-offs of 39 bps, down 4 bps QoQ and 19 bps YoY; ACL coverage 1.52%.
• ·Private Bank contributed $0.11 to EPS.

16-04-2026

SHF Holdings, Inc. reported Q4 and FY 2025 results showing a major balance sheet transformation, eliminating substantially all $18M debt, ending with $6.8M cash (up from $2.3M YoY) and $8.2M positive stockholders' equity (vs -$12.3M prior year). Q4 revenue increased 12% sequentially to $2.1M with 70% QoQ growth in loan program income due to updated PCCU agreement, but declined 44% YoY; full-year revenue fell to $7.7M from $15.2M amid a $2.2M net loss (improved from $48.3M prior year). Operating expenses dropped 72% YoY in Q4 but rose 8% QoQ, reflecting ongoing operational leverage amid mixed performance.

• ·PCCU agreement extended through 2031 with loan program income share up to 65% (from 35%) and 23% reduction in asset hosting fee.
• ·Q4 Adjusted EBITDA ($1.1M) vs Q4 2024 ($0.1M); FY 2025 Adjusted EBITDA ($3.9M loss) vs FY 2024 ($2.9M).
• ·FY 2025 loan program income $2.5M vs $6.6M in FY 2024.

16-04-2026

BNY reported record Q1 2026 total revenue of $5.4 billion, up 13% YoY and 4% QoQ, driven by 11% YoY fee revenue growth and 18% YoY net interest income increase, with diluted EPS rising 42% YoY to $2.24 and ROTCE at 29%. However, AUM declined 2% QoQ to $2.1 trillion amid net outflows, Investment and Wealth Management segment revenue fell 3% QoQ, and Issuer Services revenue dropped 16% QoQ. Noninterest expense rose 5% YoY to $3.4 billion, though pre-tax operating margin expanded to 37%.

• ·Average liquidity coverage ratio (LCR) of 111%; Average net stable funding ratio (NSFR) of 131%.
• ·Tier 1 leverage ratio of 6.0%; CET1 ratio of 11.0%.
• ·Securities Services AUC/A of $42.7T (flat QoQ, up 13% YoY).
• ·Market and Wealth Services AUC/A of $16.5T (up 2% QoQ, 11% YoY).
• ·Provision for credit losses benefit of $7M in Q1 2026.

16-04-2026

Marsh & McLennan Companies reported Q1 2026 consolidated revenue of $7.6 billion, up 8% YoY (4% underlying), with adjusted operating income increasing 8% to $2.4 billion and adjusted EPS rising 8% to $3.29. However, GAAP operating income declined 12% to $1.8 billion due to a $425 million Greensill litigation charge, causing Risk & Insurance Services operating income to fall 19% to $1.3 billion. Consulting revenue grew 11% to $2.6 billion (5% underlying), though Mercer Career revenue declined 2% underlying, while Marsh Risk and Guy Carpenter showed 4% and 2% underlying growth respectively.

• ·Repurchased 4.2 million shares for $750 million in Q1 2026.
• ·Issued $600 million senior notes and repaid $600 million maturing senior notes in Q1 2026.
• ·Conference call held April 16, 2026 at 8:30 a.m. Eastern time.

16-04-2026

Manhattan Bridge Capital reported Q1 2026 total revenue of $2,067,644, down 9.1% YoY from $2,273,713, with interest income declining 7.3% to $1,699,330 and origination fees dropping 16.2% to $368,314. Operating expenses decreased 11.8% YoY to $797,820, resulting in net income of $1,274,324, a 7.2% YoY decline from $1,373,134, and basic EPS of $0.11 versus $0.12. Balance sheet showed growth with loans receivable up 2.9% QoQ to $61,944,470 and total assets up 3.1% to $64,255,078, though lines of credit rose 10.4% QoQ to $19,436,277.

• ·Net cash used in investing activities Q1 2026: $1,858,771 versus provided $1,758,011 in Q1 2025.
• ·Dividends payable March 31, 2026: $1,257,229; dividend paid Q1 2026: $1,314,732.
• ·Cash and restricted cash end of Q1 2026: $205,669, down from $228,239 at start.

16-04-2026

Klaas Financial Asset Advisors, LLC filed its 13F-HR on April 16, 2026, reporting total holdings of $724246699 across 59 ETF positions as of March 31, 2026, all with sole voting power and no shared voting or other rights. Largest positions include State Street S&P 500 ETF at $189404506, Dimensional International Core Equity ETF at $89813826, and iShares Mortgage-Backed Securities ETF at $64051941, reflecting a diversified portfolio in equities, treasuries, bonds, and ESG-focused ETFs. No period-over-period changes or performance metrics disclosed.

• ·Central Index Key: 0001819279
• ·SEC File Number: 028-20565
• ·Business Address: 4707 Perry Ridge Lane, Loves Park, IL 61111

16-04-2026

Fiduciary Advisors, Inc. filed its 13F-HR report on April 16, 2026, disclosing sole discretionary holdings in 121 securities valued at $133,089,190 as of March 31, 2026. The portfolio is dominated by ETFs such as iShares Core S&P Mid-Cap ETF (14,437 shares), iShares Core S&P Small-Cap ETF (14,437 shares), and Vanguard Index Funds Mid Cap ETF (29,462 shares), with notable individual stock positions including Bank of America Corp (22,826 shares), US Bancorp (15,559 shares), and NVIDIA Corporation (857 shares). No prior period comparisons, options, or other manager holdings were reported.

• ·Report period end: March 31, 2026
• ·Filing CIK: 0002047030
• ·Business address: 12813 Flushing Meadows Dr, St. Louis, MO 63131
• ·Contact phone: 314-446-0899

16-04-2026

Federal Home Loan Bank of Des Moines filed an 8-K on April 16, 2026, under Items 2.03 and 9.01, disclosing six new fixed-rate callable bond issuances with a total par value of $90,000,000 traded on April 13-14, 2026. The bonds feature Optional Principal Redemption provisions (American or Bermudan styles), coupon rates ranging from 4.02% to 5.05%, and maturities from 2029 to 2036. This represents the creation of direct financial obligations with no comparative performance data provided.

• ·Trade dates: April 13, 2026 (two bonds) and April 14, 2026 (four bonds)
• ·Settlement dates: primarily April 23, 2026
• ·Maturity dates: April 23, 2036 (four bonds), April 23, 2031 (one bond), October 22, 2029 (one bond)
• ·Coupon rates: 5.00% (two bonds), 5.05% (two bonds), 4.30% (one bond), 4.02% (one bond)
• ·Call styles: American (four bonds), Bermudan (two bonds)
• ·CUSIPs: 3130BACX3 (two issuances), 3130BACY1 (two issuances), 3130BADG9, 3130BADU8

16-04-2026

GM Financial Consumer Automobile Receivables Trust 2026-2, a newly formed issuing entity, closed the issuance of $1,269,810,000 in asset-backed notes on April 15, 2026, secured by prime consumer automobile loan contracts (Receivables). The notes comprise Class A-1 ($218,350,000 at 3.826%), Class A-2-A ($375,400,000 at 4.05%), Class A-2-B ($100,000,000 floating rate), Class A-3 ($475,400,000 at 4.15%), Class A-4 ($60,170,000 at 4.22%), Class B ($20,900,000 at 4.44%), and Class C ($19,590,000 at 4.64%). The transaction involves AFS SenSub Corp. as depositor, AmeriCredit Financial Services, Inc. d/b/a GM Financial as sponsor and servicer, with underwriting led by J.P. Morgan Securities LLC.

• ·Closing Date: April 15, 2026
• ·Underwriting Agreement dated April 8, 2026
• ·Trust Agreement originally dated February 27, 2026, amended and restated April 15, 2026
• ·Indenture, Sale and Servicing Agreement, and Purchase Agreement all dated April 15, 2026
• ·GM Financial serves as Servicer and Custodian
• ·Clayton Fixed Income Services LLC as Asset Representations Reviewer

16-04-2026

Knight-Swift Transportation Holdings Inc. updated its Q1 2026 Adjusted EPS guidance downward to $0.08-$0.10 from the prior $0.28-$0.32, primarily due to a $0.08 per share hit from LTL claims arbitration, $0.05 from deferred warehousing projects, $0.02 from Mexico VAT decision, and $0.05-$0.06 from winter weather and fuel price surges. The company introduced Q2 2026 Adjusted EPS guidance of $0.45-$0.49, citing non-recurring Q1 issues, improving freight fundamentals, tightening truckload capacity, and seasonal demand buildup. CEO Adam Miller expressed optimism for momentum in coming quarters amid evolving bid activity and cost initiatives.

• ·Q1 impacts isolated and not expected to recur in Q2
• ·Freight market trends: improving volumes, spot rates, bid activity, and seasonal demand for truckload and LTL
• ·Tightening truckload capacity exposed by winter weather, enhancing bid environment

16-04-2026

On April 10, 2026, Nasdaq notified Fathom Holdings Inc. that its common stock (FTHM) bid price closed below the $1.00 per share minimum for 30 consecutive business days, violating Nasdaq Listing Rule 5550(a)(2). The company has 180 calendar days until October 7, 2026, to regain compliance by achieving a $1.00 or higher bid price for at least 10 consecutive business days, with no immediate impact on current listing. Failure to comply could lead to delisting, though an additional 180-day period may be available if other standards are met.

• ·Nasdaq Listing Rule 5810(c)(3)(A) governs the 180-day compliance period.
• ·Eligibility for second 180-day period requires meeting other Nasdaq Capital Market standards except Bid Price Rule, and intent to cure via reverse stock split if needed.
• ·Company is evaluating options; no assurance of regaining compliance.

16-04-2026

Ironwood Financial, LLC filed its 13F-HR on April 16, 2026, reporting 168 equity holdings as of March 31, 2026, with a total market value of $572714292. The portfolio is diversified across ETFs and individual stocks, with top holdings including iShares Core S&P 500 ETF valued at $69235225 (105992 shares) and Apple Inc. valued at $38220367 (150598 shares). All positions are held with sole investment discretion and voting power.

• ·All holdings reported as SH (shares) with SOLE discretion
• ·No put/call options or short positions disclosed
• ·Firm address: 1926 E FT. LOWELL ROAD STE 100, TUCSON AZ 85719

16-04-2026

Faraday Future Intelligent Electric Inc. amended its securities purchase agreement with Gold King Arthur Holding Limited, a purchaser designated by AIxCrypto Holdings Inc., increasing the total investment from $10 million to $12 million, consisting of $500,000 in common stock (1,923,077 shares at $0.26 per share) and $11.5 million in convertible Series C preferred stock. The amendment eliminates the anti-dilution true-up provision, replacing it with a warrant to purchase up to 1,000,000 shares of common stock at $1.50 per share (4-year term, exercisable after delivery of the 500th FX Super One vehicle), which the company views as favorable to existing stockholders. Proceeds will fund the EAI robotics business targeting 1,000 deliveries with positive contribution margin and FX Super One advancement in 2026.

• ·Per share purchase price revised to average closing price of 10 trading days prior to April 14, 2026 signing date: $0.26
• ·Warrant exercise price: $1.50 per share; term: 4 years
• ·Initial Agreement dated February 4, 2026
• ·AIxC pre-funded the $12 million on behalf of the investor

16-04-2026

Evofem Biosciences, Inc. entered into a Fourth Amendment to its Securities Purchase Agreement, originally dated October 14, 2020, with Adjuvant Global Health Technology Fund, L.P. and Adjuvant Global Health Technology Fund DE, L.P. on April 10, 2026. The amendment sets the maturity date for the convertible promissory notes to the earlier of six months after the effective date, a Change of Control, or any acceleration event, with no prepayment allowed in the first six months without Adjuvant's consent. No specific financial amounts or performance metrics were disclosed.

• ·Original Securities Purchase Agreement dated October 14, 2020
• ·Amendment filed as Exhibit 10.1
• ·Company address: 7770 Regents Road, Suite 113-618, San Diego, California 92122
• ·Registrant is not an emerging growth company

16-04-2026

Life360, Inc. filed DEFA14A definitive additional proxy materials for its 2026 Annual Meeting of Stockholders, scheduled virtually for May 28, 2026 at 3:00 p.m. PDT (May 29, 2026 at 8:00 a.m. AEST). Shareholders will vote on electing four Class I directors—Lauren Antonoff, Mark Goines, Alex Haro, and Randi Zuckerberg—for terms expiring in 2029, an advisory approval of named executive officer compensation, and ratification of Deloitte & Touche LLP as independent auditors for the fiscal year ending December 31, 2026. The Board recommends voting FOR all proposals, with voting deadlines of May 27, 2026, 8:59 p.m. PT for U.S. shareholders and May 24, 2026, 5:00 p.m. AEST for Australian CDI holders.

• ·Company address: 1900 S Norfolk Street, Suite 310, San Mateo, CA 94403
• ·Proxy materials available at www.proxyvote.com; request paper copies by May 14, 2026
• ·Australian ARBN: 629 412 942; each CDI equals 1/3 common stock
• ·Record date implied: April 9, 2026, 7:00 p.m. AEST for CDIs
• ·Virtual meeting URL: www.virtualshareholdermeeting.com/LIF2026

16-04-2026

AMERISAFE, Inc. (Nasdaq: AMSF) announced the appointment of Guillermo A. Ramos as Executive Vice President and Chief Financial Officer, effective May 7, 2026. Ramos, previously Head of Finance Strategy at Hiscox US and with prior roles at Equifax, was praised by CEO Janelle Frost for his financial expertise, strategic skills, and cultural fit to support the company's growth.

• ·AMERISAFE focuses on small to mid-sized employers in hazardous industries including construction, trucking, logging and lumber, agriculture, services, manufacturing, and maritime.

16-04-2026

Upper Left Wealth Management, LLC reported total holdings of $169,361,550 across 68 positions as of March 31, 2026, in its 13F-HR filing dated April 16, 2026. The portfolio is dominated by ETFs with top holdings including iShares Gold Trust ($14,024,493), SPDR Series Trust State Street SPD (78464A854) ($9,226,668), and Litman Gregory Fds Tr IMGP DBI Managed ($6,035,247). All positions reflect sole voting power with no investment discretion reported.

• ·Bitcoin ETF exposure totals $9,385,677 across ARK 21Shares ($308,743), Bitwise ($570,151), Fidelity Wise Origin ($772,172), Grayscale Bitcoin Mini ($902,610), Grayscale Bitcoin Trust ($1,016,211), and iShares ($5,815,790).
• ·Gold-related holdings total approximately $21.7M including iShares Gold Trust ($14,024,493), World Gold Tr SPDR Gld Minis ($5,858,008), SPDR Gold Tr ($1,419,527), and ETFS Gold Tr ($531,291).
• ·Only individual equity holding is Apple Inc (803 shares, $203,698); remainder are ETFs focused on commodities, international equities, REITs, and fixed income.

16-04-2026

On April 10, 2026, Smart Powerr Corp. entered into a note purchase agreement with Streeterville Capital, LLC, issuing and selling a secured promissory note (A-1 Note) with an original principal of $1,050,000, including $50,000 original issue discount and $15,000 in expenses added to principal, for net proceeds of $1,000,000. The A-1 Note bears 8% annual interest, matures in 24 months, allows prepayment at 115% of outstanding balance, and grants the lender redemption rights up to $200,000 per month after six months, with trigger events potentially increasing the balance up to 25% and restrictive covenants limiting future financings. The agreement contemplates potential future issuances of an A-2 Note ($1,050,000 principal) and a B Note ($8,000,000 principal), secured by a subsidiary pledge, guaranty, and DACA.

• ·Maturity of A-1 Note: 24 months from issuance.
• ·Trigger Effect aggregate cap: 25%.
• ·Event of Default interest: lesser of 18% per annum or maximum permitted by law.
• ·Covenants restrict Restricted Issuances, liens on subsidiary assets, and agreements prohibiting securities issuance to lender.
• ·Security includes DACA, Guaranty from CREG Holdings, LLC, and Pledge of all membership interests in CREG Holdings, LLC.

16-04-2026

Mastercard Foundation Asset Management Corp filed a 13F-HR on April 16, 2026, reporting total holdings of $33,657,386,914 as of March 31, 2026. The portfolio is dominated by Mastercard Inc Class A common stock valued at $32,595,171,201 (65,234,702 shares), with smaller positions in Vanguard Total Bond Market ETF ($652,664,324; 8,862,905 shares) and iShares Core U.S. Aggregate Bond ETF ($409,551,389; 4,125,631 shares). No period-over-period changes are indicated in the filing.

• ·Filing period end date: March 31, 2026
• ·CUSIP for Mastercard Inc Class A: 57636Q104
• ·All positions reported as DFND with sole discretionary voting authority

16-04-2026

First Business Financial Services, Inc. appointed David R. Seiler, current President and COO since January 2023, as President, Chief Executive Officer, and Class III Director effective May 3, 2026, succeeding retiring CEO Corey A. Chambas whose retirement was announced in May 2025. The appointment coincides with a new five-year employment agreement providing a minimum annual base salary of $600,000, eligibility for incentive plans, and a $215,000 restricted stock unit grant vesting over five years. The agreement includes standard severance provisions, such as two times base salary upon termination without cause, and customary restrictive covenants.

• ·Employment agreement effective May 3, 2026, with initial 5-year term and automatic 1-year renewals unless 60 days' notice
• ·RSU vesting schedule: 15% on each of first four anniversaries, 40% on fifth anniversary, subject to continued employment
• ·Severance for termination without Cause or for Good Reason: 2x then-current base salary over 24 months, prorated incentive, 18 months health coverage
• ·Mr. Seiler has over 30 years of financial services experience; prior Managing Director at BMO Harris Bank
• ·Appointment to Board as Class III Director until 2028 Annual Meeting

16-04-2026

Ingles Markets Inc (IMKTA) filed a DEFA14A Additional Proxy Statement on April 16, 2026. The filing includes standard disclaimers on forward-looking statements referencing Forms 10-Q and 8-K, with no obligation to update except as required by law. Contact details provided for Investor Relations (Pat Jackson, CFO) and Media (Eliza Rothstein/Zach Genirs at Joele Frank).

• ·Filing references Forms 10-Q and 8-K.
• ·Investor contact: pjackson@ingles-markets.com, (828) 669-2941 (Ext. 223).
• ·Media contact: InglesMedia@joelefrank.com, (212) 355-4449.

16-04-2026

On April 15, 2026, Kenneth Fearn (Audit Committee member) and Christopher Krug (Compensation Committee member) resigned from the Board of Directors of Greenidge Generation Holdings Inc., effective immediately, with no disagreements on company matters. The Board approved accelerated full vesting of their outstanding RSUs granted in 2025. The company thanked them for their service.

• ·RSUs granted on April 17, 2025 and November 9, 2025
• ·Registrant is an emerging growth company

16-04-2026

BancFirst Corporation reported Q1 2026 net income of $63.0 million (up 12.3% YoY from $56.1 million) and diluted EPS of $1.85 (up from $1.66), driven by net interest income growth to $127.6 million (up 10.0% YoY) and noninterest income of $51.4 million (up 5.1% YoY), with NIM expanding to 3.74% from 3.70%. However, noninterest expense increased to $96.8 million (up 5.0% YoY) due to higher salaries and benefits, provision for credit losses rose to $2.1 million (from $1.6 million), and net charge-offs increased to $1.5 million (from $0.5 million). Balance sheet grew with total assets at $15.1 billion (up $0.3 billion QoQ), loans at $8.6 billion (up $0.1 billion QoQ, but modest YoY), and deposits at $12.9 billion (up $0.2 billion QoQ).

• ·Nonaccrual loans remained flat at 0.72% of total loans QoQ and totaled $62.2 million at March 31, 2026.
• ·Net charge-offs were $1.5 million in Q1 2026 vs $0.5 million in Q1 2025.
• ·Allowance for credit losses to total loans was 1.23% at March 31, 2026 (up slightly from 1.22% at Dec 31, 2025).
• ·Insurance commissions declined to $9.4 million in Q1 2026 from $10.4 million in Q1 2025.

16-04-2026

TeraWulf Inc. (NASDAQ: WULF) closed its public offering of 54,510,000 shares of common stock at $19.00 per share on April 16, 2026, including the full exercise of the underwriters' option for an additional 7,110,000 shares, generating gross proceeds of $1,035,690,000. The net proceeds will fund construction costs for its planned data center campus in Hawesville, Kentucky, full repayment of its bridge credit facility, future site acquisitions, and general corporate purposes. Morgan Stanley served as lead bookrunning manager, with BofA Securities, Citigroup, TD Cowen, and Wells Fargo Securities as joint bookrunners.

• ·Offering made pursuant to prospectus supplement under effective shelf registration statement on Form S-3ASR.
• ·Citizens Capital Markets and Santander acted as co-managers; Cantor Fitzgerald as equity capital markets advisor.

16-04-2026

Precision Aerospace & Defense Group, Inc. (PAD) and FACT II Acquisition Corp. (FACT) announced the public filing of an amended Registration Statement on Form S-4 with the SEC, including updated financial information, for their proposed Business Combination first announced on December 1, 2025. PAD reported positive operating momentum since the announcement, including hosting an Investor Day on March 12, 2026, increased backlog, new customers, and growing demand in non-destructive testing (with SpaceX, NASA, Boeing) and engineering & sustainment (B-1B Lancer, GE Aerospace, ProEnergy). The transaction remains subject to FACT shareholder approvals, regulatory approvals, and other closing conditions, with the combined company to trade as PAD on NYSE.

• ·PAD founded in 2016 and headquartered in Overland Park, Kansas.
• ·FACT II Acquisition Corp. formed in 2024 and headquartered in New York, New York.
• ·PAD operates multiple AS9100-certified and ITAR-registered facilities across the United States.
• ·FACT units, Class A ordinary shares, and warrants listed on Nasdaq (FACTU, FACT, FACTW).

16-04-2026

First Merchants Corp (FRMEP) filed its 13F-HR report on April 16, 2026, for the period ending March 31, 2026, disclosing a diverse portfolio of equity holdings. Key positions include equities in companies such as Alphabet (Class A and C), Apple, Amazon, Abbott Labs, AbbVie, and various ETFs (e.g., Aggregate Bond iShares, Communication Services Select Sector), mutual funds, cash equivalents, and other assets like loans and lines of credit. No period-over-period changes or portfolio totals are provided in the filing.

• ·Report prepared by Heather Roche, contact 765-747-1480.
• ·Includes other assets such as ABI FMB loans/lines (e.g., #5463327 LN 392540 shares, #5471834 LC 40500000 shares).
• ·Cash equivalents include FED GOVT OBLIG and FMPW INST MONEY positions.