S&P 500 Financials Sector SEC Filings — May 01, 2026

01-05-2026

Wabash National reported Q1 2026 net sales of $303.2 million, down 20.4% YoY from $380.9 million, driven by a 27.9% decline in Transportation Solutions to $250.2 million amid softer demand, while Parts & Services grew 4.1% YoY to $54.1 million. The company recorded a GAAP operating loss of $52 million and non-GAAP adjusted operating loss of $55.5 million, with GAAP EPS of $(1.11) and adjusted EPS of $(1.17), missing expectations due to revenue shortfalls and inefficiencies. Total backlog rose to $837 million, up $132 million from the prior quarter, and Q2 2026 guidance calls for revenue of $380-400 million (midpoint $390 million) with adjusted EPS of $(0.40) to $(0.60) amid signs of market stabilization.

• ·Q1 2026 GAAP gross loss of $10.6 million (negative 3.5% of sales).
• ·Transportation Solutions Q1 2026 operating loss of $37.3 million (14.9% of sales).
• ·Parts & Services Q1 2026 operating income of $3.8 million (7.0% of sales).
• ·Long-term debt increased to $498.0 million as of March 31, 2026 from $442.9 million at year-end 2025.

01-05-2026

Cinemark Holdings, Inc. reported first quarter 2026 results with total revenue increasing 18.9% YoY to $643.1 million, Adjusted EBITDA rising 143% to $88.5 million, and net loss attributable to common stockholders narrowing 83.5% to $(6.4) million. The company achieved record domestic food & beverage per patron of $8.58 and entertained 39 million patrons. However, it posted negative operating cash flow of $(20.4) million, free cash flow of $(58.1) million, a decline in international attendance to 14.9 million from 16.0 million, and lower international Adjusted EBITDA of $13.8 million versus $16.4 million.

• ·Net leverage ratio of 2.6x as of March 31, 2026
• ·U.S. theaters: 301 (4,219 screens); International: 194 theaters (1,401 screens)
• ·Cash flows used for operating activities: $(20.4) million Q1 2026 vs $(119.1) million Q1 2025
• ·Total assets: $4,345.8 million as of March 31, 2026
• ·Total equity: $389.7 million as of March 31, 2026

01-05-2026

Ares Management Corporation reported strong Q1 2026 results, including GAAP net income of $142.6 million ($0.46 per share), after-tax realized income of $452.4 million ($1.24 per share), and fee related earnings of $464.4 million. Key highlights include record fundraising of $30 billion (up >45% YoY), AUM growth of 18% to over $644 billion, fee-paying AUM growth of 19%, and management fees up 25% YoY. The company declared a $1.35 per share dividend for Class A stock and $0.84375 for preferred stock.

• ·Conference call scheduled for May 1, 2026 at 11:00 a.m. ET.
• ·Class A dividend payable June 30, 2026 to stockholders of record June 16, 2026.
• ·Preferred stock dividend payable July 1, 2026 to stockholders of record June 15, 2026.
• ·Detailed Q1 2026 Earnings Presentation available at www.aresmgmt.com.

01-05-2026

UWM Holdings Corporation announced a revised offer to acquire Two Harbors Investment Corp. on April 30, 2026, allowing Two Harbors common stockholders to elect either $12.00 in cash or 2.3328 shares of UWMC Class A common stock per share, with no cap on cash elections. This follows an initial offer outlined in an April 20, 2026 letter to Two Harbors' board. The press release and letters are furnished as Exhibits 99.1, 99.2, and 99.3.

• ·Exchange ratio of 2.3328 shares of UWMC Class A common stock per Two Harbors common share
• ·Offer detailed in letters dated April 30, 2026 (Exhibit 99.2) and April 20, 2026 (Exhibit 99.3)

01-05-2026

News Corporation filed an 8-K on May 1, 2026, reporting on disclosures made to the Australian Securities Exchange (ASX) regarding its ongoing stock repurchase program, which authorizes up to $1 billion in aggregate repurchases of Class A (NWSA) and Class B (NWS) common stock. The disclosures for specific dates are attached as Exhibits 99.1 and 99.2, with no specific transaction details provided in the filing body. Forward-looking statements note potential repurchases subject to market conditions and other factors.

• ·Date of earliest event reported: April 30, 2026
• ·Filing items: 8.01 (Other Events) and 9.01 (Financial Statements and Exhibits)
• ·Securities registered on Nasdaq Global Select Market: NWSA (Class A, $0.01 par value), NWS (Class B, $0.01 par value)

01-05-2026

Align Technology, Inc. announced plans to repurchase $200.0 million of its common stock through open market repurchases under the Company's $1.0 billion stock repurchase program, which was approved by the Board of Directors in April 2025. This disclosure is provided under Regulation FD and furnished as Exhibit 99.1 press release. The filing was signed by John Morici, Chief Financial Officer and Executive Vice President, Global Finance.

• ·Filing date: May 01, 2026; Date of earliest event reported: April 30, 2026
• ·Registrant details: Delaware incorporation, Commission File Number 000-32259, IRS EIN 94-3267295, principal offices at 410 North Scottsdale Road, Suite 1300, Tempe, Arizona 85288

01-05-2026

Diameter Credit Company Holdings LLC, a subsidiary of Diameter Credit Company, entered into Amendment No. 5 to its Secured Credit Facility on April 24, 2026, reducing the maximum facility amount from $650 million to $500 million (-23.1%) and the accordion provision from $800 million to $600 million (-25%). However, the amendment extends the reinvestment period from January 10, 2027, to January 10, 2029, and the scheduled maturity date from January 10, 2029, to January 10, 2031, providing longer-term liquidity. This mixed adjustment reflects a downsizing of borrowing capacity but improved tenor.

• ·Original Secured Credit Facility dated January 10, 2024
• ·Previous amendments: No. 1 (May 22, 2024), No. 2 (January 14, 2025), No. 3 (August 1, 2025), No. 4 (December 12, 2025)
• ·Company is an emerging growth company

01-05-2026

Ryan Specialty Holdings, Inc. reported Q1 2026 total revenue of $795,229 up 15% YoY from $690,166, driven by net commissions and fees growth of 16% to $782,903, though fiduciary investment income declined 12% to $12,326. Operating income fell 6% YoY to $94,596 amid a $41,336 swing in change in contingent consideration to an expense of $27,294 and higher compensation costs, but net income attributable to RYAN swung to a profit of $17,646 from a $27,642 loss. EPS improved to $0.13 diluted from ($0.22), while cash flows from operations worsened to $(167,411) from $(142,825).

• ·Income tax expense sharply declined to $6,508 from $55,430 YoY.
• ·Change in contingent consideration swung to expense of $27,294 from a $14,042 gain YoY.
• ·Class A common stock repurchases totaled $40,019 with 982,073 shares retired.
• ·Cash and equivalents decreased QoQ to $154,650 from $158,322.
• ·Total stockholders’ equity declined QoQ to $1,219,054 from $1,254,051.

01-05-2026

Boston Scientific reported Q1 2026 net sales of $5,203 million, up 11.6% YoY from $4,663 million, with gross profit rising 12.6% to $3,614 million and net income surging 99.3% to $1,339 million driven by a $176 million tax benefit. Operating income grew 19.5% YoY to $1,101 million; however, operating cash flow declined 35.5% to $348 million from $541 million, leading to a net decrease in cash and equivalents to $1,453 million from $1,965 million QoQ. The company completed the Nalu Medical acquisition for $588 million.

• ·Acquisitions payments: $523 million in Q1 2026 vs $239 million in Q1 2025.
• ·Investing cash used: $591 million in Q1 2026 vs $500 million in Q1 2025.
• ·Total stockholders' equity increased to $25,864 million as of March 31, 2026 from $24,233 million as of Dec 31, 2025.

01-05-2026

For Q1 2026, Smurfit Westrock reported net sales of $7,712 million, up 0.7% YoY from $7,656 million, with growth in Europe/MEA/APAC (+7.3%) and LATAM (+7.6%) offsetting a 3.8% decline in North America. However, gross profit fell 19.6% to $1,268 million due to a 6.0% rise in cost of goods sold to $6,444 million, resulting in operating profit dropping 54.2% to $253 million and net income attributable to common shareholders declining to $65 million from $384 million (EPS $0.12 vs. $0.74 basic). Segment Adjusted EBITDA totaled $1,127 million, down from $1,289 million, with North America (-23.9%) and LATAM (-5.2%) declines partially offset by Europe/MEA/APAC growth (+8.2%).

• ·Cash and cash equivalents decreased QoQ to $674 million from $892 million.
• ·Capital expenditures were $624 million in Q1 2026, up from $477 million YoY.
• ·Dividends declared at $0.45 per share, totaling $237 million paid.

01-05-2026

Dream Finders Homes reported Q1 2026 total revenues of $887.8M, down 10.3% YoY from $989.9M, primarily due to a 13.8% decline in homebuilding revenues to $836.7M, though financial services revenues more than doubled to $51.2M. Net income attributable to the company fell sharply 75.9% YoY to $13.3M from $54.9M, with EPS dropping to $0.11 from $0.55. Balance sheet strengthened with total assets up 6.6% QoQ to $3.97B and cash plus equivalents rising $200.6M QoQ to $479.0M, but total debt increased to $1.89B from $1.61B QoQ.

• ·Inventories increased $114.97M QoQ to $2,140.6M as of March 31, 2026.
• ·Revolving credit facility balance $1,119.0M as of March 31, 2026 (up from $798.0M at Dec 31, 2025).
• ·Net cash used in operating activities $49.5M in Q1 2026 (vs $44.7M in Q1 2025).
• ·Repurchases of common stock: 1,063,560 shares for $18.5M in Q1 2026.
• ·Preferred stock dividends declared $3.4M in Q1 2026.

01-05-2026

For Q1 2026, SPX Technologies reported revenues of $566.8M, up 17.5% YoY from $482.6M, with operating income rising 31.7% to $87.7M and income from continuing operations increasing 24.6% to $64.4M. However, net cash from operating activities was only $29.8M from continuing operations (vs negative $10.4M YoY), cash and equivalents dropped sharply QoQ to $156.5M from $364.0M due to $439.6M in business acquisitions, and loss from discontinued operations widened to $4.5M from $0.5M. Comprehensive income also declined 12.1% YoY to $53.6M.

• ·Business acquisitions net of cash acquired: $439.6M in Q1 2026 vs $304.1M in Q1 2025.
• ·Goodwill increased to $1,245.4M from $1,043.4M QoQ.
• ·Two acquisitions with net assets acquired of $300.0M and $141.5M.
• ·Stockholders' equity grew to $2,285.4M from $2,237.5M QoQ (+2.1%).
• ·Basic EPS from continuing operations: $1.29 vs $1.11 YoY.

01-05-2026

Pilgrim's Pride Corporation held its annual stockholder meeting on April 29, 2026, where all eight JBS Director nominees and two Equity Director nominees were unanimously elected to the Board with strong shareholder support. Shareholders approved the advisory vote on executive compensation and ratified KPMG LLP as the independent auditor for the fiscal year ending December 27, 2026. However, two stockholder proposals—for a report on diversity and inclusion policies and for political spending disclosure—were overwhelmingly rejected.

• ·Broker non-votes totaled 3,524,646 shares across director election proposals.
• ·Say on Pay had 1,012,847 shares against and 23,854 abstentions.
• ·Diversity proposal had 225,948,275 shares against; political spending proposal had 213,727,686 shares against.

01-05-2026

Verizon's Q1 2026 total operating revenues increased 2.9% YoY to $34,440 million from $33,485 million, with service revenues up 2.4% to $28,759 million and wireless equipment revenues up 5.2% to $5,681 million, driving operating income up 3.3% to $8,242 million and net income up 3.3% to $5,146 million (diluted EPS $1.20, +4.3%). However, cash and cash equivalents fell sharply 56% QoQ to $8,366 million from $19,048 million at December 31, 2025, primarily due to $9,480 million in business acquisitions, $4,201 million capex, and $2,500 million in common stock repurchases. Total assets grew 3.4% QoQ to $417,882 million, supported by higher goodwill from acquisitions.

• ·Capital expenditures $4,201 million in Q1 2026 (up from $4,145 million YoY)
• ·Dividends paid $2,910 million in Q1 2026 (up from $2,856 million YoY)
• ·Goodwill increased to $30,628 million at March 31, 2026 from $22,841 million at December 31, 2025
• ·Long-term debt rose to $144,231 million at March 31, 2026 from $139,532 million at December 31, 2025
• ·Net cash used in investing activities $13,573 million in Q1 2026 vs $3,752 million YoY

01-05-2026

Sawgrass Asset Management LLC filed its 13F-HR report on May 1, 2026, disclosing 193 equity positions with a total market value of $664,158,857 as of March 31, 2026. The portfolio features significant exposure to large-cap technology stocks, including Apple Inc. ($39,017,675), Microsoft Corp. ($34,796,720), NVIDIA Corporation ($32,434,738), Amazon.com Inc. ($29,792,815), and Alphabet Inc. Class A ($30,571,079). Holdings also include various ETFs and positions across sectors like healthcare, financials, and industrials, with no period-over-period changes provided in the filing.

• ·Filing period end date: March 31, 2026
• ·Business address: 5000 Sawgrass Village Circle, Suite 32, Ponte Vedra Beach, FL 32082
• ·SEC file number: 028-05505

01-05-2026

SAGE PRIVATE WEALTH GROUP, LLC filed a 13F-HR report disclosing 97 equity holdings totaling $198,689,043 as of March 31, 2026. The portfolio features significant allocations to ETFs such as First Trust - American Industrial Renaissance ETF ($21,861,926), Capital Group Dividend Value ETF ($17,920,043), and iShares Gold Trust ($16,484,740), alongside individual stocks like NVIDIA Corporation ($9,010,569) and Apple Inc. ($4,211,899). No changes from prior periods or performance metrics are detailed in the filing.

• ·Filing submitted on May 01, 2026 for period ending March 31, 2026.
• ·All 97 holdings reported with sole voting authority (SH SOLE).
• ·Business address: 18W140 Butterfield Road, Suite 1160, Oakbrook Terrace, IL 60181.

01-05-2026

JMAC Enterprises LLC filed its 13F-HR report disclosing total equity holdings valued at $522,098,834 across 117 positions as of March 31, 2026. The portfolio features a diversified mix of individual stocks such as Amgen Inc ($31,926,517), JPMorgan Chase & Co ($2,340,336), and ETFs including iShares Russell 1000 Value ETF ($30,756,847) and Invesco QQQ Trust ($28,682,175). All positions are reported with sole voting power and no shared or other voting authority.

• ·Filing date: May 01, 2026
• ·Report period end: March 31, 2026
• ·Business address: 201 South State St, Suite 2A, Newtown, PA 18940
• ·All holdings reported with sole voting power (no shared voting authority)

01-05-2026

Fulgent Genetics reported Q1 2026 revenue of $71.1 million with GAAP gross margin of 30.2% and executed a stock repurchase program buying 2.6 million shares for $40.1 million, ending the quarter with $604.7 million in cash, cash equivalents, restricted cash, and marketable securities. However, the company recorded a GAAP loss of $24.8 million or $(0.80) per share and a Non-GAAP loss of $11.0 million or $(0.36) per share, alongside an Adjusted EBITDA loss of $15.2 million. Fulgent reiterated FY2026 revenue guidance at $350.0 million but updated Non-GAAP loss guidance to approximately $46.0 million or $(1.59) per share due to the repurchase impact.

• ·Conference call scheduled for May 1, 2026 at 8:30 AM ET.
• ·Anticipated $106 million tax refund delayed due to 2025 government shutdown and IRS constraints.
• ·Total assets decreased to $1,156.4 million from $1,213.5 million QoQ.
• ·Adjusted EBITDA loss of $15.2 million for Q1 2026.

01-05-2026

Newell Brands reported first quarter 2026 net sales of $1.5 billion, down 1.1% YoY with core sales declining 3.5%, driven by declines in Home & Commercial Solutions (-6.9% core) and Outdoor & Recreation (-5.7% core), while Learning & Development grew 2.0% core. Gross margin expanded to 33.1% from 32.1% and normalized operating margin improved to 4.8% from 4.5%, though normalized net loss widened to $21 million from $6 million. The company raised its full-year 2026 outlook for net sales to flat to 2% (previously -1% to 1%), core sales to -1% to 1%, and normalized EPS to $0.56 to $0.60.

• ·Year-to-date operating cash outflow $233 million vs $213 million prior year.
• ·Debt outstanding $5.0 billion and cash $201 million at Q1 2026 end (vs $4.9 billion debt and $233 million cash at Q1 2025 end).
• ·Q2 2026 outlook: net sales and core sales flat to 2%; normalized operating margin 9.6% to 10.2%; normalized EPS $0.16 to $0.19.
• ·Full year 2026 operating cash flow outlook maintained at $350 million to $400 million.

01-05-2026

Virtus Investment Partners reported Q1 2026 results with GAAP diluted EPS of $1.05 (down 74% YoY, 80% QoQ) and adjusted EPS of $5.38 (down 16% YoY, 25% QoQ), as revenues declined 8% YoY and 4% QoQ to $199.5M amid AUM falling 11% YoY and 7% QoQ to $149.0B and net outflows worsening to ($8.4B). Total sales increased 8% QoQ to $5.8B driven by equity strategies (+26%) and ETFs, but net flows deteriorated in institutional (-$3.2B), retail separate accounts (-$3.9B), and open-end funds (-$1.3B, partially offset by ETF inflows). The company completed a $200M majority investment in Keystone National Group, adding to alternatives AUM.

• ·Institutional net flows: ($3.2B) vs ($3.0B) QoQ
• ·Retail separate account net flows: ($3.9B) vs ($2.5B) QoQ
• ·Open-end fund net flows: ($1.3B) including +$0.3B ETF flows
• ·Working capital: $54.0M (down 79% QoQ)
• ·Net debt: $311.4M or 1.1x EBITDA
• ·Cash dividends declared per common share: $2.40 (up 7% YoY)

01-05-2026

AutoNation reported Q1 2026 revenue of $6.6 billion, down 2% YoY, with declines in new vehicle revenue (-7.3%) and same-store new vehicle units (-9%), offset by record Q1 after-sales gross profit (up 4.9%) and AN Finance income of $9.4 million. EPS increased 31% to $5.85, driven by share repurchases of $300 million (reducing share count 4%), though adjusted EPS was flat at $4.69 and operating income fell 6% to $314.3 million. Premium luxury segment income declined 13.4% YoY amid a 15.7% drop in retail new units.

• ·Covenant leverage ratio of 2.57x at quarter end
• ·Adjusted free cash flow of $256 million (155% of adjusted net income)
• ·AN Finance portfolio debt funded status improved to 90%
• ·Remaining share repurchase authorization of more than $685 million through April 29, 2026
• ·Year-to-date repurchases through April 29: 1.9 million shares for $391 million

01-05-2026

TPG Inc. reported strong unaudited first quarter 2026 results (ended March 31, 2026), highlighting momentum in capital formation, deployment, and realizations amid an uncertain macro environment, with $306B in assets under management. The company declared a quarterly dividend of $0.59 per share of Class A common stock, payable on May 26, 2026 to holders of record on May 11, 2026. CEO Jon Winkelried emphasized the firm's resilient business model and confidence in long-term growth.

• ·Detailed Q1 2026 presentation available at shareholders.tpg.com.
• ·Conference call and webcast on May 1, 2026 at 10:00 am ET (dial-in: (800) 343-4849 US toll-free or (203) 518-9848 international, ID: TPGQ126).
• ·TPG founded in 1992 in San Francisco with global teams.

01-05-2026

Shenandoah Telecommunications (Shentel) reported Q1 2026 total revenue of $92.2 million, up 4.8% YoY, driven by 34.6% growth in Glo Fiber Expansion Markets revenue to $24.8 million and 4.7% increase in Commercial Fiber revenue; however, Incumbent Broadband Markets revenue declined 5.1% to $41.1 million and RLEC & Other revenue fell 13.0%, contributing to a widened net loss of $15.8 million from $9.1 million in Q1 2025. Adjusted EBITDA grew 15.0% YoY to $31.7 million amid ongoing Glo Fiber expansion. The company announced a 10% workforce reduction to save $12.3 million annually starting 2027 and reiterated 2026 guidance for revenue of $370-377 million and Adjusted EBITDA of $131-136 million.

• ·Capital expenditures decreased to $75.8 million from $83.2 million YoY.
• ·Received $11.5 million in government grant cash receipts in Q1 2026 vs $6.9 million in Q1 2025.
• ·Restructuring costs of $2.1 million incurred in Q1 2026 related to 10% reduction in force; total expected $3.1 million.
• ·2026 Capex guidance net of grants: $220-250 million vs 2025 actual $296 million (-20.7% midpoint).
• ·Over 19,400 route miles of fiber owned.

01-05-2026

Lear Corporation reported Q1 2026 revenue of $5.8 billion, up 5% YoY from $5.6 billion, with core operating earnings rising 10% to $297 million and adjusted EPS increasing 24% to $3.87, marking the highest adjusted EPS since 2019, despite global vehicle production declining 3% YoY (China down 10%). Seating segment margins improved to 6.3% from 5.2%, and E-Systems to 5.2% from 3.9%, but free cash flow remained negative at $(27) million, though improved from $(232) million. The company repurchased $75 million in shares and reaffirmed its full-year 2026 outlook, assuming 2% lower industry production.

• ·Repurchased 630,804 shares for $75 million; remaining share repurchase authorization of $700 million.
• ·Full-year 2026 outlook: Net Sales $23,210M - $24,010M; Core Operating Earnings $1,030M - $1,200M; Free Cash Flow $550M - $650M.
• ·New business wins: wire harnesses for GM full-size SUVs (launch 2027 via SAIC JV in China), Geely/Dongfeng (H2 2026), electronics for North American automaker and Audi.
• ·Seating awards: complete seats with Toyota China JV, ComfortFlexTM with Audi/BMW, ComfortMax SeatTM with Geely.

01-05-2026

Flowco Holdings Inc. (NYSE: FLOC) appointed Hardy Murchison as an independent director effective April 29, 2026, increasing the Board size to eight directors and independent directors from three to four. Mr. Murchison, founder and CEO of Encino Energy, led the company to become Ohio’s largest oil producer before its $5.6 billion sale to EOG Resources in 2025, and previously managed $1.7 billion in oil & gas investments at First Reserve Corporation. CEO Joe Bob Edwards praised Murchison’s operational expertise to support Flowco’s growth strategy.

• ·Appointment effective April 29, 2026; filing date May 01, 2026.
• ·Mr. Murchison holds a Bachelor of Arts from the University of Texas and an MBA from Harvard University.
• ·Mr. Murchison serves as Director of the Bettering Human Lives Foundation and the Coastal Conservation Association of Texas Fund, and Chairman of the American Energy Policy Center.
• ·Flowco provides production optimization, artificial lift, and emissions management solutions for oil and natural gas industry.

01-05-2026

In Q1 2026, Bank of New York Mellon reported net income applicable to common shareholders of $1,562 million, up approximately 36% YoY from $1,149 million, with total revenue increasing 13% to $5,409 million driven by 11% YoY growth in fee and other revenue to $4,039 million and 18% rise in net interest income to $1,370 million. AUC/A grew 12% YoY to $59.4 trillion, while AUM increased 6% YoY to $2.1 trillion. However, AUM declined QoQ from $2.2 trillion, full-time employees decreased to 47,200 from 48,100 QoQ and 51,000 YoY, and regulatory capital ratios like Standardized CET1 fell to 11.0% from 11.9% QoQ.

• ·Return on common shareholders’ equity (annualized) 16.1% in Q1 2026 vs 12.6% Q1 2025
• ·Net interest margin 1.38% flat QoQ and up 8 bps YoY
• ·Common dividend per share $0.53, payout ratio 24%
• ·Average liquidity coverage ratio (LCR) 111%

01-05-2026

First Bancorp, Inc. (FNLC) filed a Form 8-K on May 1, 2026, disclosing amendments to its Bylaws effective April 29, 2026, as detailed in Exhibit 3(ii). The filing was signed by Richard M. Elder, Executive Vice President & Chief Financial Officer. No financial impacts or specific details on the nature of the amendments were provided in the filing.

• ·Principal executive offices: 223 Main Street, Damariscotta, Maine 04543
• ·Registrant's telephone number: (207) 563-3195
• ·Commission file number: 0-26589
• ·IRS employer identification no.: 01-0404322

01-05-2026

01-05-2026

BLS Capital Fondsmaeglerselskab A/S filed its Form 13F-HR on May 1, 2026, reporting total equity holdings of $2,937,463,664 across 11 positions as of March 31, 2026, all with sole voting authority. Largest holdings by market value include Yum China Holdings Inc ($554,706,307), S&P Global Inc ($374,571,418), and Otis Worldwide Corp ($338,230,509). The portfolio focuses on U.S. financial services, technology, and consumer companies such as Mastercard, Visa, Moody's, and Zoetis.

• ·Report period end date: March 31, 2026
• ·Filing date: May 1, 2026
• ·Filer CIK: 0001670104
• ·All holdings reported with sole voting authority (SH SOLE)

01-05-2026

The Estée Lauder Companies reported fiscal 2026 third quarter net sales of $3,712 million, up 5% YoY (organic +2%), driven by 13% fragrance growth and net sales increases in three of four regions led by Mainland China, while Skin Care and Makeup were virtually flat organically. Adjusted operating income rose 38% to $557 million with 360 bps margin expansion to 15.0%, reflecting PRGP benefits and gross margin gains to 76.4%; however, GAAP operating income declined 19% to $249 million due to $127 million higher restructuring charges and an $84 million net litigation loss contingency, with diluted EPS down 45% to $0.24. The company raised FY2026 outlook for high-end organic sales growth and ~300 bps adjusted margin expansion, and shared preliminary FY2027 view of 3-5% net sales growth and 12.5-13.0% adjusted operating margin.

• ·Prestige beauty share gains in Mainland China (third consecutive quarter), Japan, Korea, U.S., and Western Europe in select categories.
• ·Agreement to acquire remaining interest in Forest Essentials (subject to approvals).
• ·Minority investment in 111Skin.
• ·Strategic partnerships: Shopify (first stores live), Accenture (Enterprise Business Services), WPP (global media partner).
• ·Nine months capex $306M (down from $395M), reflecting prioritization of consumer-facing investments.

01-05-2026

HSBC USA Inc. amended and restated its Bylaws effective April 30, 2026, as disclosed in an 8-K filing on May 01, 2026 under Items 5.03 and 9.01. The bylaws outline governance procedures including stockholder meetings, quorum requirements (majority of votes), voting rights (one vote per share), proxy rules, and advance notice provisions for director nominations (120-150 days prior to annual meeting) and other business. Provisions allow waiver of meetings and use of written consents while HSBC Holdings plc and subsidiaries own 100% of the outstanding common stock.

• ·Principal office: City of Baltimore, State of Maryland
• ·Annual meeting notice: 10-90 days prior
• ·Quorum: majority of votes entitled to be cast
• ·Advance notice for nominations: 120-150 days prior to anniversary of prior annual meeting
• ·Ownership condition for waivers: 100% by HSBC Holdings plc and subsidiaries

01-05-2026

Bridgewater Bancshares, Inc. held its annual shareholder meeting on April 28, 2026, with 23,627,693 shares present, representing 84.92% of the 27,824,565 outstanding common shares and constituting a quorum. All eleven director nominees were elected with strong majorities (votes for ranging from 20,172,001 to 20,742,088, withheld under 827,403 each). Shareholders approved the non-binding advisory vote on 2025 executive compensation (20,244,780 for), the 2026 Equity Incentive Plan (14,768,670 for vs. 6,169,077 against), and ratification of RSM US LLP as auditors for 2026 (23,627,278 for).

• ·Record date for shareholder meeting: February 27, 2026
• ·Proposal 2 (exec comp): 641,268 votes against, 113,356 abstentions
• ·Proposal 3 (Equity Plan): 61,657 abstentions
• ·Proposal 4 (auditor): 139 votes against, 276 abstentions, no broker non-votes

01-05-2026

Esperion Therapeutics (ESPR) has entered a definitive agreement to be acquired by funds managed by ARCHIMED for $3.16 per share in cash, representing a 58% premium to the April 30, 2026 closing price, plus non-tradeable CVRs entitling shareholders to up to $100 million in aggregate contingent milestone payments tied to future U.S. net sales of bempedoic acid products and ENBUMYST, for a total equity value of up to approximately $1.1 billion. The transaction is expected to close in Q3 2026, subject to shareholder and regulatory approvals, after which Esperion will become privately held and delist from Nasdaq. While providing immediate upfront value, the CVR payments are contingent on achieving specific sales thresholds ($350M for bempedoic acid in 2027 and $160M for ENBUMYST in any year through 2030), which may not materialize due to outlined risks.

• ·Debt financing provided by investment funds managed by Pharmakon Advisors, LP; transaction not subject to financing condition.
• ·Esperion Q1 2026 conference call cancelled; 10-Q filing planned for May 7, 2026.
• ·Board unanimously approved and recommends shareholder approval.
• ·Esperion to operate independently until closing.

01-05-2026

IES Holdings reported fiscal 2026 Q2 revenue of $974 million, up 17% YoY from $834 million, with operating income increasing 21% to $112.3 million and net income attributable to IES surging 56% to $109.9 million. Growth was driven by Communications (+35% to $367.7 million) and Infrastructure Solutions (+64% to $192.4 million, including $37.5 million from the Gulf Island acquisition), while Commercial & Industrial grew modestly 1% to $126.5 million; however, Residential revenue fell 10% to $287.6 million due to weak housing starts and pricing pressure, with segment operating income dropping to $6.4 million from $22.7 million. Backlog expanded to $3.9 billion, up 62% since fiscal 2025 year-end, and remaining performance obligations stood at $2.3 billion.

• ·Diluted EPS attributable to common stockholders of $5.44 in Q2 FY2026 vs. $3.50 in Q2 FY2025.
• ·Diluted adjusted EPS of $4.16 in Q2 FY2026 vs. $3.30 in Q2 FY2025.
• ·Gulf Island acquired in January 2026; expected to benefit results in FY2027, not materially in FY2026.
• ·Remaining stock repurchase authorization: $166.2 million.
• ·10-Q to be filed with SEC by May 1, 2026.

01-05-2026

Civeo reported first quarter 2026 revenues of $172.7 million, up 20% YoY from $144.0 million, and Adjusted EBITDA of $22.5 million, up 78% YoY from $12.7 million, with Australian segment revenues increasing 19% to $123.0 million and Canadian segment revenues rising 23% to $49.6 million amid higher occupancy and cost reductions. However, the company recorded a net loss of $3.8 million, improved from $9.8 million YoY but still negative, negative operating cash flow of $9.7 million, and total debt increased to $212.3 million from $182.8 million at year-end. Post-quarter, Civeo repurchased 0.5 million shares for $14.4 million and amended its credit agreement to extend maturity to April 2030 and raise revolving capacity to $285 million.

• ·Raised full year 2026 revenue guidance to $675 million to $700 million from prior $650 million to $700 million; maintained Adjusted EBITDA guidance of $85 million to $90 million and capex of $25 million to $30 million.
• ·Net leverage ratio of 2.2x as of March 31, 2026.
• ·Completed approximately 96% of April 2025 share repurchase program authorization.
• ·Australian results include $12.0 million positive FX impact on revenues from strengthened AUD.
• ·Canadian segment Adjusted EBITDA improved to $5.2 million from negative $0.8 million YoY.

01-05-2026

Piper Sandler Companies reported record first quarter 2026 net revenues of $474 million, up 33% YoY from $357 million, driven by 26% growth in investment banking (corporate financing +122% YoY to $73 million) and 9% in institutional brokerage, with equity brokerage hitting a first-quarter record. However, revenues fell 29% QoQ from $666 million due to seasonally lower advisory services (-38% QoQ) and municipal financing (-39% QoQ and -9% YoY), while net income attributable to the company was essentially flat YoY at $65 million (down 43% QoQ) amid $8.5 million litigation expenses. The company increased its quarterly dividend 14% to $0.20 per share and returned $171 million to shareholders via dividends and repurchases.

• ·Promoted six investment bankers to managing director across three industry groups and two product teams.
• ·Hired one London-based MD for healthcare (life science tools and diagnostics) and one MD for energy, power & infrastructure (upstream sector).
• ·Four-for-one stock split effective March 24, 2026; all shares/per share adjusted retrospectively.
• ·Quarterly dividend of $0.20 per share payable June 12, 2026 to shareholders of record May 29, 2026.
• ·Healthcare franchise ranked No. 2 underwriter for book-run equity financings in biopharma.
• ·Aggregate par value of municipal issues priced: $3.3 billion (flat YoY).

01-05-2026

Gates Industrial reported first-quarter 2026 net sales of $851.1 million, up 0.4% YoY from $847.6 million, though core sales declined 2.9%; Adjusted EBITDA was $177.4 million with a 20.8% margin, down from prior-year segment margins of 22.1% in Power Transmission and 22.0% in Fluid Power. Net income attributable to shareholders decreased to $59.7 million ($0.23 per diluted share) from $62.0 million ($0.24), while cash from operating activities improved to $30.2 million from $7.3 million. The company reiterated its full-year 2026 guidance, including core sales growth of 1% to 4% and Adjusted EBITDA of $775 million to $835 million.

• ·Power Transmission core sales change: -2.5% YoY
• ·Fluid Power core sales change: -3.5% YoY
• ·2026 full-year guidance: Adjusted EPS $1.52 to $1.68; CapEx ~$120 million; Free Cash Flow conversion >90%
• ·Cash and cash equivalents and restricted cash: $788.2 million at end of Q1 2026 vs. $815.0 million at start
• ·Total assets: $7,115.0 million as of March 28, 2026

01-05-2026

Owens Corning closed the sale of substantially all of its global glass reinforcements business to Triumph Composites Private Limited, 3B Lux S.à r.l., and affiliates of the Praana Group on April 30, 2026, following a definitive agreement entered on February 13, 2025. The enterprise value was reduced from $755 million to $645 million via an amendment on April 14, 2026, resulting in expected net after-tax cash proceeds of approximately $280 million. The company intends to deploy the proceeds per its capital allocation strategy, including organic growth initiatives and shareholder returns.

• ·Agreement amended on April 14, 2026 to revise enterprise value among other things
• ·Filing signed on May 1, 2026

01-05-2026

Colgate-Palmolive reported Q1 2026 net sales of $5,324 million, up 8.4% YoY from $4,911 million, with organic sales growth of 2.9%; however, GAAP EPS declined 6% to $0.80 from $0.85, and gross profit margin fell 20 basis points to 60.6%. Base Business EPS increased 7% to $0.97, but North America organic sales dropped 1.8% and operating profit plunged 28% to $141 million, while Latin America showed strength with 14.8% net sales growth. The company expanded its Strategic Growth and Productivity Program (SGPP) with cumulative pretax charges now estimated at $350-550 million and updated full-year gross margin guidance to down from previously up.

• ·Global toothpaste market share at 41.1% year to date
• ·Global manual toothbrushes market share at 32.6% year to date
• ·Latin America operating profit $401 million, +15% YoY
• ·Europe, Middle East & Africa operating profit $266 million, +20% YoY, margin +160 bps to 23.6%
• ·Hill's Pet Nutrition organic sales +2.1% (near flat), impacted by 0.6% from lower private label pet food sales
• ·Full year 2026 organic sales guidance 1% to 4%
• ·Cumulative pretax SGPP savings projected $200-300 million annually once implemented

01-05-2026

Dominion Energy reported first-quarter 2026 GAAP net income of $621 million ($0.69 per share), down from $665 million ($0.77 per share) in Q1 2025, while non-GAAP operating earnings increased to $847 million ($0.95 per share) from $803 million ($0.93 per share). Segment performance was mixed, with Dominion Energy Virginia earnings rising $109 million to $670 million, but Dominion Energy South Carolina declining $26 million to $126 million and Corporate and Other worsening to a $68 million loss. The company affirmed its full-year 2026 operating earnings guidance of $3.45 to $3.69 per share (midpoint $3.57).

• ·Q1 2026 adjustments to reported earnings included $194 million net market loss (primarily $154 million from nuclear decommissioning trusts), $78 million impairment charge on nonregulated solar facilities, offset by $58 million benefit from CVOW costs.
• ·Total operating expenses rose to $3,627 million in Q1 2026 from $2,853 million in Q1 2025, driven by higher electric fuel ($1,606 million vs $962 million) and depreciation ($631 million vs $582 million).

01-05-2026

Soluna Holdings, Inc. received formal notice from Nasdaq on April 30, 2026, confirming it has regained compliance with the $1.00 minimum bid price requirement under Nasdaq Listing Rule 5550(a)(2), ahead of the October 7, 2026 deadline, and the matter is now closed. The company issued a press release on May 1, 2026, announcing this development.

• ·Previous non-compliance notice from Nasdaq with compliance deadline of October 7, 2026 per Nasdaq Listing Rule 5810(c)(3)(A)
• ·Press release filed as Exhibit 99.1

01-05-2026

Stock Yards Bancorp, Inc. (NASDAQ: SYBT) completed its acquisition of Field & Main Bancorp, Inc., merging Field & Main Bank into Stock Yards Bank & Trust Company, adding 6 retail branches in Henderson, Lexington, Cynthiana (Kentucky), and Evansville (Indiana), and expanding the footprint in Western Kentucky. Scott Davis, former CEO of Field & Main, was appointed to the Boards of Directors for both the Company and the Bank effective May 1, 2026. Full system integration is expected on October 17, 2026, with no immediate changes to customer banking services.

• ·Field & Main headquartered in Henderson, Kentucky.
• ·Stock Yards operates in Louisville, central, south central, eastern, western and northern Kentucky, Indianapolis IN, and Cincinnati OH markets.

01-05-2026

Cboe Global Markets reported record Q1 2026 net revenue of $728.9 million, up 29% YoY from $565.2 million, with diluted EPS of $3.66 up 54% and adjusted diluted EPS of $3.70 up 48%, alongside raised 2026 organic total net revenue growth guidance to low double-digits to mid-teens and lowered adjusted operating expense guidance to $838-853 million. However, market share declined in Options to 29.1% from 31.1%, North American Equities to 9.8% from 10.5% and off-exchange to 17.0% from 17.1%, while Futures grew at a relatively modest 9% YoY. The company announced further strategic realignment, including a ~20% workforce reduction, sales of Cboe Canada and Australia, and wind-downs of non-core businesses.

• ·Adjusted operating expenses Q1 2026: $200.9M, up 4% YoY
• ·2026 adjusted operating expense guidance: $838-853M (down from $864-879M)
• ·2026 organic Data Vantage net revenue growth guidance: low double-digit (up from mid to high single-digit)
• ·Effective tax rate Q1 2026: 25.2% (GAAP), 27.5% (adjusted)
• ·Cboe European Equities market share Q1 2026: 25.5% (up from 24.8%)
• ·Global FX ADNV Q1 2026: $70.4B, up 36% YoY

01-05-2026

On April 29, 2026, the Board of Directors of Spire Inc. approved and intends to enter into an updated form of Indemnification Agreement with each of its directors and officers. The agreement indemnifies them to the fullest extent permitted by Missouri law against liabilities and expenses from service to the Company, provides for advancement of legal fees subject to conditions, and ensures continued D&O insurance coverage. The full text is filed as Exhibit 10.1.

01-05-2026

Corvex, Inc. (formerly Movano Inc.) filed this 8-K/A on May 1, 2026, to amend the original March 19, 2026, 8-K by including the audited financial statements of acquired Corvex Legacy Holdings, Inc. (f.k.a. Corvex, Inc.) for the year ended December 31, 2025, and the stub period from inception (October 21, 2024) through December 31, 2024, along with unaudited pro forma condensed combined financial information for the year ended December 31, 2025. The amendment fulfills SEC Item 9.01(a) and (b) requirements following the merger closed on March 18, 2026. No operational performance metrics or period-over-period changes are detailed in the filing text.

• ·Audited by BDO USA, P.C.; report dated April 30, 2026.
• ·Merger Agreement dated March 19, 2026.
• ·Emerging growth company status confirmed.
• ·Common Stock trades as MOVE on Nasdaq.

01-05-2026

CubeSmart reported Q1 2026 net income of $82.9 million and diluted EPS of $0.36, down from $89.2 million and $0.39 YoY respectively, with adjusted FFO per share declining 1.6% to $0.63 amid same-store NOI down 1.5% (revenues +0.6%, expenses +5.8%). Occupancy remained stable at an average 89.0% and ending 89.3%, while the company opened one development property for $28.0 million, acquired a store in a new JV for $13.6 million (contributing $2.1 million), repurchased 0.9 million shares for $33.4 million, and added 33 stores to its third-party platform reaching 854 stores.

• ·Total consolidated portfolio: 662 stores, 48.5 million rentable sq ft, 88.8% occupancy as of Mar 31 2026.
• ·Same-store portfolio: 45.3 million rentable sq ft (93.4% of consolidated).
• ·Third-party platform: 56.3 million rentable sq ft.
• ·Quarterly dividend: $0.53 per share, paid Apr 15 2026.
• ·2026 guidance: diluted EPS $1.55-$1.63; FFO as adjusted per share $2.52-$2.60.
• ·One JV development under construction in NY, total anticipated $28.0M ($8.0M invested), expected Q3 2027.
• ·Total revenues +$8.9M YoY, property operating expenses +$7.1M YoY.