Dow Jones 30 Stocks SEC Filings — May 01, 2026

01-05-2026

01-05-2026

Cboe Global Markets reported record Q1 2026 net revenue of $728.9 million, up 29% YoY from $565.2 million, with diluted EPS of $3.66 up 54% and adjusted diluted EPS of $3.70 up 48%, alongside raised 2026 organic total net revenue growth guidance to low double-digits to mid-teens and lowered adjusted operating expense guidance to $838-853 million. However, market share declined in Options to 29.1% from 31.1%, North American Equities to 9.8% from 10.5% and off-exchange to 17.0% from 17.1%, while Futures grew at a relatively modest 9% YoY. The company announced further strategic realignment, including a ~20% workforce reduction, sales of Cboe Canada and Australia, and wind-downs of non-core businesses.

• ·Adjusted operating expenses Q1 2026: $200.9M, up 4% YoY
• ·2026 adjusted operating expense guidance: $838-853M (down from $864-879M)
• ·2026 organic Data Vantage net revenue growth guidance: low double-digit (up from mid to high single-digit)
• ·Effective tax rate Q1 2026: 25.2% (GAAP), 27.5% (adjusted)
• ·Cboe European Equities market share Q1 2026: 25.5% (up from 24.8%)
• ·Global FX ADNV Q1 2026: $70.4B, up 36% YoY

01-05-2026

Oppenheimer Holdings Inc. reported Q1 2026 revenue of $445.1 million, up 21.0% YoY from $367.8 million, with Capital Markets revenue surging 53.4% to $189.1 million driven by higher investment banking fees (+105.2% overall) while Wealth Management revenue grew 4.8% to $253.7 million. However, the firm recorded a net loss of $20.6 million or $(1.93) per share versus net income of $30.7 million or $2.93 per share YoY, due to a $70 million pre-tax legal accrual for the 'cash sweep' settlement and $22.3 million in stock appreciation rights expense; Wealth Management pre-tax income fell 35.8% to $43.6 million amid higher compensation. Adjusted net income was $47.5 million or $4.46 per share, up from $28.6 million YoY, and the board raised the quarterly dividend 11.1% to $0.20 per share.

• ·Financial advisor headcount remained flat at 932 vs. 933 YoY.
• ·Book value per share increased to $88.95 from $82.87 YoY.
• ·Quarterly dividend of $0.20 per share payable May 29, 2026 to shareholders of record May 15, 2026.
• ·Effective tax rate 23.8% vs. 25.9% YoY.
• ·Regulatory net capital $437.2 million, excess $403.9 million as of Q1 2026.

01-05-2026

Sonic Automotive, Inc. held its 2026 Annual Meeting on April 29, 2026, where stockholders elected all nine director nominees (David Bruton Smith, Jeff Dyke, William I. Belk, William R. Brooks, Michael Hodge, Keri A. Kaiser, B. Scott Smith, Marcus G. Smith, and R. Eugene Taylor), each receiving between 85% and 95% votes in favor. Stockholders also ratified Grant Thornton LLP as independent auditors for fiscal 2026, approved 2025 named executive officer compensation on an advisory basis, approved the 2026 Equity Incentive Plan reserving 2,318,148 shares of Class A Common Stock, and approved the amendment and restatement of the 2012 Formula Restricted Stock and Deferral Plan for Non-Employee Directors, all with over 95% approval. No declines or flat performance noted in voting results.

• ·Annual Meeting voting: Auditor ratification - 140,643,605 For, 1,535 Against; Say-on-pay - 133,238,802 For, 5,439,356 Against; Equity Plan - 133,026,040 For, 5,662,777 Against; Directors Plan - 132,129,410 For, 6,559,374 Against
• ·2026 Equity Incentive Plan effective February 11, 2026; terminates February 10, 2036
• ·Proxy statement filed March 6, 2026

01-05-2026

Avery Dennison Corporation held its virtual Annual Meeting of Stockholders on April 30, 2026, with a quorum of 71,592,791 shares representing 93.1% of the 76,917,031 outstanding shares eligible to vote as of the March 2, 2026 record date. Stockholders elected all ten director nominees (Bradley Alford, Mitchell Butier, Ward Dickson, David Flitman, Andres Lopez, Maria Fernanda Mejia, Francesca Reverberi, Patrick Siewert, Deon Stander, and William Wagner), approved executive compensation on an advisory basis, and ratified PwC as the independent auditor for fiscal year 2026. However, the stockholder proposal for an independent Board Chairman was rejected.

• ·Proxy statement filed with SEC on March 12, 2026.
• ·Executive compensation approval: 64,573,620 For, 3,056,685 Against, 89,336 Abstain, 3,873,150 Broker Non-Votes.
• ·PwC ratification: 67,165,746 For, 4,393,443 Against, 33,602 Abstain (no Broker Non-Votes).
• ·Independent Board Chairman proposal: 26,486,735 For, 40,928,828 Against, 304,078 Abstain, 3,873,150 Broker Non-Votes.
• ·William Wagner received lowest For votes among directors at 58,397,905 (9,247,209 Against).

01-05-2026

Charles & Colvard, Ltd., in Chapter 11 bankruptcy since March 2, 2026, entered into an Asset Purchase Agreement dated April 15, 2026, with Van Lang Jewelry LLC or affiliate Jewelry Design Partners LLC for $1,500,000 in assets (subject to credit bid against DIP Facility debt), with the Bankruptcy Court approving the buyer as stalking horse bidder on April 29, 2026, and scheduling a final sale hearing for June 22, 2026. Michael Levin's appointment as Executive Chair was extended to a month-to-month basis on April 27, 2026, at $7,500 per month. The filing warns that trading in the company's common stock during bankruptcy is highly speculative with potential for significant or complete loss to shareholders.

• ·Purchase Agreement countersigned by Company on April 30, 2026.
• ·Bankruptcy Court approved stalking horse break-up fee, expense reimbursement, and bidding procedures on April 29, 2026.
• ·Duc Pham, former Board member who resigned March 25, 2026, is a Manager of Jewelry Design Partners LLC.
• ·Transaction subject to higher/better bids, Bankruptcy Court approval, and closing conditions.

01-05-2026

Herbalife Ltd. completed a $1.45 billion senior secured refinancing, issuing $800 million aggregate principal 7.750% senior secured notes due May 2033 and amending its credit facility to a $225 million Term Loan A and $425 million revolving credit facility, both maturing April 2031. The proceeds repaid the $365 million outstanding 2024 Term Loan B and fully redeemed the $800 million 12.250% senior secured notes due 2029 at 106.125% of principal, with no early termination penalties other than the call premium. The transaction is expected to generate approximately $45 million in annual cash interest savings, extend debt maturities, and enhance financial flexibility amid market volatility.

• ·2033 Secured Notes issued at 100.00% of par, non-callable for three years, interest paid semi-annually commencing November 1, 2026.
• ·2026 Term Loan A issued at 100.0% of par, quarterly payments of 5.0% of principal per annum commencing September 30, 2026 quarter.
• ·2026 Credit Facility interest: SOFR plus 2.50% to 3.25% based on total leverage ratio.
• ·Notes and credit facility guaranteed by Company and certain subsidiaries.

01-05-2026

Dauch Corporation held its 2026 annual stockholder meeting on April 30, 2026, where stockholders elected directors Terry Grayson-Caprio, Sandra E. Pierce, and James A. McCaslin to three-year terms; approved the Amended and Restated 2018 Omnibus Incentive Plan; approved advisory vote on named executive officer compensation; and ratified Deloitte & Touche LLP as independent auditors. On April 29, 2026, the Compensation Committee approved a special one-time grant of restricted stock units valued at $1,000,000 to Terri M. Kemp, Senior Vice President Chief of Staff, Human Resources & Sustainability, vesting 50% on each of the one- and two-year anniversaries.

• ·RSU award to Terri M. Kemp grants on May 4, 2026, and vests 50% on each of the one- and two-year anniversaries of the grant date, or earlier upon retirement, termination without cause, death, or disability.
• ·Stockholder meeting held on April 30, 2026; incentive plan approved by board on February 4, 2026 subject to stockholder approval; proxy statement filed March 19, 2026.
• ·Directors elected for terms expiring at 2029 annual meeting.
• ·Broker non-votes consistently at 16,975,408 across proposals.

01-05-2026

Five Below, Inc. (FIVE) has issued its DEF 14A proxy statement for the virtual Annual Meeting on June 16, 2026 at 8:00 a.m. EDT, with a record date of April 17, 2026 and 55,294,929 common shares eligible to vote. Key proposals include electing nine director nominees (board recommends FOR all), ratifying KPMG LLP as independent auditors for fiscal year 2026 (FOR), advisory approval of named executive officer compensation (FOR), and a shareholder proposal for a simple majority vote standard (board recommends AGAINST). The proxy provides details on board nominees, executive compensation discussion, and governance matters, with fiscal 2025 annual report referenced separately.

• ·Fiscal 2026: February 1, 2026 to January 30, 2027 (52 weeks)
• ·Fiscal 2025: February 2, 2025 to January 31, 2026 (52 weeks)
• ·Fiscal 2024: February 4, 2024 to February 1, 2025 (52 weeks)
• ·Fiscal 2023: January 29, 2023 to February 3, 2024 (53 weeks)
• ·Annual Meeting registration deadline: 11:59 p.m. EDT on June 11, 2026 at http://www.proxyvote.com
• ·Virtual meeting access: https://www.virtualshareholdermeeting.com/FIVE2026 with 16-digit control number

01-05-2026

Village Farms International, Inc. filed a DEFA14A on May 01, 2026, as Definitive Additional Materials to its Proxy Statement. This filing corrects an incorrect version of the proxy card included in the original Definitive Proxy Statement filed on April 29, 2026. No other changes or substantive updates were disclosed.

01-05-2026

UWM Holdings Corporation announced a revised offer to acquire Two Harbors Investment Corp. on April 30, 2026, allowing Two Harbors common stockholders to elect either $12.00 in cash or 2.3328 shares of UWMC Class A common stock per share, with no cap on cash elections. This follows an initial offer outlined in an April 20, 2026 letter to Two Harbors' board. The press release and letters are furnished as Exhibits 99.1, 99.2, and 99.3.

• ·Exchange ratio of 2.3328 shares of UWMC Class A common stock per Two Harbors common share
• ·Offer detailed in letters dated April 30, 2026 (Exhibit 99.2) and April 20, 2026 (Exhibit 99.3)

01-05-2026

Wabash National reported Q1 2026 net sales of $303.2 million, down 20.4% YoY from $380.9 million, driven by a 27.9% decline in Transportation Solutions to $250.2 million amid softer demand, while Parts & Services grew 4.1% YoY to $54.1 million. The company recorded a GAAP operating loss of $52 million and non-GAAP adjusted operating loss of $55.5 million, with GAAP EPS of $(1.11) and adjusted EPS of $(1.17), missing expectations due to revenue shortfalls and inefficiencies. Total backlog rose to $837 million, up $132 million from the prior quarter, and Q2 2026 guidance calls for revenue of $380-400 million (midpoint $390 million) with adjusted EPS of $(0.40) to $(0.60) amid signs of market stabilization.

• ·Q1 2026 GAAP gross loss of $10.6 million (negative 3.5% of sales).
• ·Transportation Solutions Q1 2026 operating loss of $37.3 million (14.9% of sales).
• ·Parts & Services Q1 2026 operating income of $3.8 million (7.0% of sales).
• ·Long-term debt increased to $498.0 million as of March 31, 2026 from $442.9 million at year-end 2025.

01-05-2026

Cinemark Holdings, Inc. reported first quarter 2026 results with total revenue increasing 18.9% YoY to $643.1 million, Adjusted EBITDA rising 143% to $88.5 million, and net loss attributable to common stockholders narrowing 83.5% to $(6.4) million. The company achieved record domestic food & beverage per patron of $8.58 and entertained 39 million patrons. However, it posted negative operating cash flow of $(20.4) million, free cash flow of $(58.1) million, a decline in international attendance to 14.9 million from 16.0 million, and lower international Adjusted EBITDA of $13.8 million versus $16.4 million.

• ·Net leverage ratio of 2.6x as of March 31, 2026
• ·U.S. theaters: 301 (4,219 screens); International: 194 theaters (1,401 screens)
• ·Cash flows used for operating activities: $(20.4) million Q1 2026 vs $(119.1) million Q1 2025
• ·Total assets: $4,345.8 million as of March 31, 2026
• ·Total equity: $389.7 million as of March 31, 2026

01-05-2026

Ryan Specialty Holdings, Inc. reported Q1 2026 total revenue of $795,229 up 15% YoY from $690,166, driven by net commissions and fees growth of 16% to $782,903, though fiduciary investment income declined 12% to $12,326. Operating income fell 6% YoY to $94,596 amid a $41,336 swing in change in contingent consideration to an expense of $27,294 and higher compensation costs, but net income attributable to RYAN swung to a profit of $17,646 from a $27,642 loss. EPS improved to $0.13 diluted from ($0.22), while cash flows from operations worsened to $(167,411) from $(142,825).

• ·Income tax expense sharply declined to $6,508 from $55,430 YoY.
• ·Change in contingent consideration swung to expense of $27,294 from a $14,042 gain YoY.
• ·Class A common stock repurchases totaled $40,019 with 982,073 shares retired.
• ·Cash and equivalents decreased QoQ to $154,650 from $158,322.
• ·Total stockholders’ equity declined QoQ to $1,219,054 from $1,254,051.

01-05-2026

SAGE PRIVATE WEALTH GROUP, LLC filed a 13F-HR report disclosing 97 equity holdings totaling $198,689,043 as of March 31, 2026. The portfolio features significant allocations to ETFs such as First Trust - American Industrial Renaissance ETF ($21,861,926), Capital Group Dividend Value ETF ($17,920,043), and iShares Gold Trust ($16,484,740), alongside individual stocks like NVIDIA Corporation ($9,010,569) and Apple Inc. ($4,211,899). No changes from prior periods or performance metrics are detailed in the filing.

• ·Filing submitted on May 01, 2026 for period ending March 31, 2026.
• ·All 97 holdings reported with sole voting authority (SH SOLE).
• ·Business address: 18W140 Butterfield Road, Suite 1160, Oakbrook Terrace, IL 60181.

01-05-2026

Verizon's Q1 2026 total operating revenues increased 2.9% YoY to $34,440 million from $33,485 million, with service revenues up 2.4% to $28,759 million and wireless equipment revenues up 5.2% to $5,681 million, driving operating income up 3.3% to $8,242 million and net income up 3.3% to $5,146 million (diluted EPS $1.20, +4.3%). However, cash and cash equivalents fell sharply 56% QoQ to $8,366 million from $19,048 million at December 31, 2025, primarily due to $9,480 million in business acquisitions, $4,201 million capex, and $2,500 million in common stock repurchases. Total assets grew 3.4% QoQ to $417,882 million, supported by higher goodwill from acquisitions.

• ·Capital expenditures $4,201 million in Q1 2026 (up from $4,145 million YoY)
• ·Dividends paid $2,910 million in Q1 2026 (up from $2,856 million YoY)
• ·Goodwill increased to $30,628 million at March 31, 2026 from $22,841 million at December 31, 2025
• ·Long-term debt rose to $144,231 million at March 31, 2026 from $139,532 million at December 31, 2025
• ·Net cash used in investing activities $13,573 million in Q1 2026 vs $3,752 million YoY

01-05-2026

Virtus Investment Partners reported Q1 2026 results with GAAP diluted EPS of $1.05 (down 74% YoY, 80% QoQ) and adjusted EPS of $5.38 (down 16% YoY, 25% QoQ), as revenues declined 8% YoY and 4% QoQ to $199.5M amid AUM falling 11% YoY and 7% QoQ to $149.0B and net outflows worsening to ($8.4B). Total sales increased 8% QoQ to $5.8B driven by equity strategies (+26%) and ETFs, but net flows deteriorated in institutional (-$3.2B), retail separate accounts (-$3.9B), and open-end funds (-$1.3B, partially offset by ETF inflows). The company completed a $200M majority investment in Keystone National Group, adding to alternatives AUM.

• ·Institutional net flows: ($3.2B) vs ($3.0B) QoQ
• ·Retail separate account net flows: ($3.9B) vs ($2.5B) QoQ
• ·Open-end fund net flows: ($1.3B) including +$0.3B ETF flows
• ·Working capital: $54.0M (down 79% QoQ)
• ·Net debt: $311.4M or 1.1x EBITDA
• ·Cash dividends declared per common share: $2.40 (up 7% YoY)

01-05-2026

Shenandoah Telecommunications (Shentel) reported Q1 2026 total revenue of $92.2 million, up 4.8% YoY, driven by 34.6% growth in Glo Fiber Expansion Markets revenue to $24.8 million and 4.7% increase in Commercial Fiber revenue; however, Incumbent Broadband Markets revenue declined 5.1% to $41.1 million and RLEC & Other revenue fell 13.0%, contributing to a widened net loss of $15.8 million from $9.1 million in Q1 2025. Adjusted EBITDA grew 15.0% YoY to $31.7 million amid ongoing Glo Fiber expansion. The company announced a 10% workforce reduction to save $12.3 million annually starting 2027 and reiterated 2026 guidance for revenue of $370-377 million and Adjusted EBITDA of $131-136 million.

• ·Capital expenditures decreased to $75.8 million from $83.2 million YoY.
• ·Received $11.5 million in government grant cash receipts in Q1 2026 vs $6.9 million in Q1 2025.
• ·Restructuring costs of $2.1 million incurred in Q1 2026 related to 10% reduction in force; total expected $3.1 million.
• ·2026 Capex guidance net of grants: $220-250 million vs 2025 actual $296 million (-20.7% midpoint).
• ·Over 19,400 route miles of fiber owned.

01-05-2026

TPG Inc. reported strong unaudited first quarter 2026 results (ended March 31, 2026), highlighting momentum in capital formation, deployment, and realizations amid an uncertain macro environment, with $306B in assets under management. The company declared a quarterly dividend of $0.59 per share of Class A common stock, payable on May 26, 2026 to holders of record on May 11, 2026. CEO Jon Winkelried emphasized the firm's resilient business model and confidence in long-term growth.

• ·Detailed Q1 2026 presentation available at shareholders.tpg.com.
• ·Conference call and webcast on May 1, 2026 at 10:00 am ET (dial-in: (800) 343-4849 US toll-free or (203) 518-9848 international, ID: TPGQ126).
• ·TPG founded in 1992 in San Francisco with global teams.

01-05-2026

Flowco Holdings Inc. (NYSE: FLOC) appointed Hardy Murchison as an independent director effective April 29, 2026, increasing the Board size to eight directors and independent directors from three to four. Mr. Murchison, founder and CEO of Encino Energy, led the company to become Ohio’s largest oil producer before its $5.6 billion sale to EOG Resources in 2025, and previously managed $1.7 billion in oil & gas investments at First Reserve Corporation. CEO Joe Bob Edwards praised Murchison’s operational expertise to support Flowco’s growth strategy.

• ·Appointment effective April 29, 2026; filing date May 01, 2026.
• ·Mr. Murchison holds a Bachelor of Arts from the University of Texas and an MBA from Harvard University.
• ·Mr. Murchison serves as Director of the Bettering Human Lives Foundation and the Coastal Conservation Association of Texas Fund, and Chairman of the American Energy Policy Center.
• ·Flowco provides production optimization, artificial lift, and emissions management solutions for oil and natural gas industry.

01-05-2026

In Q1 2026, Bank of New York Mellon reported net income applicable to common shareholders of $1,562 million, up approximately 36% YoY from $1,149 million, with total revenue increasing 13% to $5,409 million driven by 11% YoY growth in fee and other revenue to $4,039 million and 18% rise in net interest income to $1,370 million. AUC/A grew 12% YoY to $59.4 trillion, while AUM increased 6% YoY to $2.1 trillion. However, AUM declined QoQ from $2.2 trillion, full-time employees decreased to 47,200 from 48,100 QoQ and 51,000 YoY, and regulatory capital ratios like Standardized CET1 fell to 11.0% from 11.9% QoQ.

• ·Return on common shareholders’ equity (annualized) 16.1% in Q1 2026 vs 12.6% Q1 2025
• ·Net interest margin 1.38% flat QoQ and up 8 bps YoY
• ·Common dividend per share $0.53, payout ratio 24%
• ·Average liquidity coverage ratio (LCR) 111%

01-05-2026

The First Bancorp, Inc. held its 2026 Annual Meeting of Shareholders on April 29, 2026, in a virtual-only format, with 9,593,345 shares present or by proxy, representing 85.12% of the 11,270,319 outstanding shares. All eight director nominees were elected with strong shareholder support, ranging from approximately 90% to 99% 'For' votes excluding broker non-votes. Shareholders also approved executive compensation on an advisory basis (95.6% For), favored annual frequency for future say-on-pay votes (majority for 1 Year), and ratified BDMP Assurance, LLP as independent auditors for 2026 nearly unanimously.

• ·Director votes - For/Withhold/Broker Non-Votes: Robert B. Gregory (7,485,413/392,688/1,715,244); Ingrid H.W. Kachmar (7,857,472/20,629/1,715,244); Renee W. Kelly (7,791,891/86,210/1,715,244); Tony C. McKim (7,817,366/60,735/1,715,244); Cornelius J. Russell (7,757,432/120,669/1,715,244); Stuart G. Smith (7,738,296/139,805/1,715,244); Kimberly S. Swan (7,704,603/173,498/1,715,244); F. Stephen Ward (7,768,350/109,751/1,715,244).
• ·Executive compensation advisory vote: For 7,534,553; Against 261,496; Abstain 82,052; Broker Non-Votes 1,715,244.
• ·Say-on-pay frequency advisory vote: 1 Year 6,869,457; 2 Years 39,523; 3 Years 886,262; Abstain 82,859; Broker Non-Votes 1,715,244.
• ·Auditor ratification: For 9,571,754; Against 8,261; Abstain 13,330.
• ·Proxy Statement dated March 16, 2026.

01-05-2026

On May 1, 2026, Bearing Insurance Group, LLC completed its sale to BroadStreet Partners Group, LLC. First Community Bankshares, Inc. (FCBC), which owned 11 units of Bearing, expects to realize a pre-tax gain of approximately $10 million from the transaction. No declines or flat performance metrics were reported.

• ·Filing submitted on May 1, 2026, under Item 8.01 Other Events.

01-05-2026

Colgate-Palmolive reported Q1 2026 net sales of $5,324 million, up 8.4% YoY from $4,911 million, with organic sales growth of 2.9%; however, GAAP EPS declined 6% to $0.80 from $0.85, and gross profit margin fell 20 basis points to 60.6%. Base Business EPS increased 7% to $0.97, but North America organic sales dropped 1.8% and operating profit plunged 28% to $141 million, while Latin America showed strength with 14.8% net sales growth. The company expanded its Strategic Growth and Productivity Program (SGPP) with cumulative pretax charges now estimated at $350-550 million and updated full-year gross margin guidance to down from previously up.

• ·Global toothpaste market share at 41.1% year to date
• ·Global manual toothbrushes market share at 32.6% year to date
• ·Latin America operating profit $401 million, +15% YoY
• ·Europe, Middle East & Africa operating profit $266 million, +20% YoY, margin +160 bps to 23.6%
• ·Hill's Pet Nutrition organic sales +2.1% (near flat), impacted by 0.6% from lower private label pet food sales
• ·Full year 2026 organic sales guidance 1% to 4%
• ·Cumulative pretax SGPP savings projected $200-300 million annually once implemented

01-05-2026

Bridgewater Bancshares, Inc. held its annual shareholder meeting on April 28, 2026, with 23,627,693 shares present, representing 84.92% of the 27,824,565 outstanding common shares and constituting a quorum. All eleven director nominees were elected with strong majorities (votes for ranging from 20,172,001 to 20,742,088, withheld under 827,403 each). Shareholders approved the non-binding advisory vote on 2025 executive compensation (20,244,780 for), the 2026 Equity Incentive Plan (14,768,670 for vs. 6,169,077 against), and ratification of RSM US LLP as auditors for 2026 (23,627,278 for).

• ·Record date for shareholder meeting: February 27, 2026
• ·Proposal 2 (exec comp): 641,268 votes against, 113,356 abstentions
• ·Proposal 3 (Equity Plan): 61,657 abstentions
• ·Proposal 4 (auditor): 139 votes against, 276 abstentions, no broker non-votes

01-05-2026

IES Holdings reported fiscal 2026 Q2 revenue of $974 million, up 17% YoY from $834 million, with operating income increasing 21% to $112.3 million and net income attributable to IES surging 56% to $109.9 million. Growth was driven by Communications (+35% to $367.7 million) and Infrastructure Solutions (+64% to $192.4 million, including $37.5 million from the Gulf Island acquisition), while Commercial & Industrial grew modestly 1% to $126.5 million; however, Residential revenue fell 10% to $287.6 million due to weak housing starts and pricing pressure, with segment operating income dropping to $6.4 million from $22.7 million. Backlog expanded to $3.9 billion, up 62% since fiscal 2025 year-end, and remaining performance obligations stood at $2.3 billion.

• ·Diluted EPS attributable to common stockholders of $5.44 in Q2 FY2026 vs. $3.50 in Q2 FY2025.
• ·Diluted adjusted EPS of $4.16 in Q2 FY2026 vs. $3.30 in Q2 FY2025.
• ·Gulf Island acquired in January 2026; expected to benefit results in FY2027, not materially in FY2026.
• ·Remaining stock repurchase authorization: $166.2 million.
• ·10-Q to be filed with SEC by May 1, 2026.

01-05-2026

Civeo reported first quarter 2026 revenues of $172.7 million, up 20% YoY from $144.0 million, and Adjusted EBITDA of $22.5 million, up 78% YoY from $12.7 million, with Australian segment revenues increasing 19% to $123.0 million and Canadian segment revenues rising 23% to $49.6 million amid higher occupancy and cost reductions. However, the company recorded a net loss of $3.8 million, improved from $9.8 million YoY but still negative, negative operating cash flow of $9.7 million, and total debt increased to $212.3 million from $182.8 million at year-end. Post-quarter, Civeo repurchased 0.5 million shares for $14.4 million and amended its credit agreement to extend maturity to April 2030 and raise revolving capacity to $285 million.

• ·Raised full year 2026 revenue guidance to $675 million to $700 million from prior $650 million to $700 million; maintained Adjusted EBITDA guidance of $85 million to $90 million and capex of $25 million to $30 million.
• ·Net leverage ratio of 2.2x as of March 31, 2026.
• ·Completed approximately 96% of April 2025 share repurchase program authorization.
• ·Australian results include $12.0 million positive FX impact on revenues from strengthened AUD.
• ·Canadian segment Adjusted EBITDA improved to $5.2 million from negative $0.8 million YoY.

01-05-2026

Corvex, Inc. (formerly Movano Inc.) filed this 8-K/A on May 1, 2026, to amend the original March 19, 2026, 8-K by including the audited financial statements of acquired Corvex Legacy Holdings, Inc. (f.k.a. Corvex, Inc.) for the year ended December 31, 2025, and the stub period from inception (October 21, 2024) through December 31, 2024, along with unaudited pro forma condensed combined financial information for the year ended December 31, 2025. The amendment fulfills SEC Item 9.01(a) and (b) requirements following the merger closed on March 18, 2026. No operational performance metrics or period-over-period changes are detailed in the filing text.

• ·Audited by BDO USA, P.C.; report dated April 30, 2026.
• ·Merger Agreement dated March 19, 2026.
• ·Emerging growth company status confirmed.
• ·Common Stock trades as MOVE on Nasdaq.

01-05-2026

Soluna Holdings, Inc. received formal notice from Nasdaq on April 30, 2026, confirming it has regained compliance with the $1.00 minimum bid price requirement under Nasdaq Listing Rule 5550(a)(2), ahead of the October 7, 2026 deadline, and the matter is now closed. The company issued a press release on May 1, 2026, announcing this development.

• ·Previous non-compliance notice from Nasdaq with compliance deadline of October 7, 2026 per Nasdaq Listing Rule 5810(c)(3)(A)
• ·Press release filed as Exhibit 99.1

01-05-2026

Stock Yards Bancorp, Inc. (NASDAQ: SYBT) completed its acquisition of Field & Main Bancorp, Inc., merging Field & Main Bank into Stock Yards Bank & Trust Company, adding 6 retail branches in Henderson, Lexington, Cynthiana (Kentucky), and Evansville (Indiana), and expanding the footprint in Western Kentucky. Scott Davis, former CEO of Field & Main, was appointed to the Boards of Directors for both the Company and the Bank effective May 1, 2026. Full system integration is expected on October 17, 2026, with no immediate changes to customer banking services.

• ·Field & Main headquartered in Henderson, Kentucky.
• ·Stock Yards operates in Louisville, central, south central, eastern, western and northern Kentucky, Indianapolis IN, and Cincinnati OH markets.

01-05-2026

Onfolio Holdings Inc. regained compliance with Nasdaq Listing Rule 5550(a)(2) after its common stock maintained a closing bid price of at least $1.00 per share for 10 consecutive business days from April 16 to April 29, 2026, resolving a prior non-compliance notice received on January 6, 2026. The company issued a press release on May 1, 2026, announcing this development. No other financial or operational metrics were reported.

• ·Non-compliance notice dated January 6, 2026, for failure to maintain $1.00 minimum bid price over 30 consecutive business days
• ·Compliance period: April 16, 2026 to April 29, 2026 (10 consecutive business days)
• ·Date of earliest event reported: April 30, 2026
• ·Filing date: May 1, 2026

01-05-2026

Burke & Herbert Financial Services Corp. (BHRB) completed its merger with LINKBANCORP, Inc. (LNKB), whereby LNKB merged into Burke & Herbert, and LINKBANK merged into Burke & Herbert Bank & Trust Company, effective May 1, 2026. This transaction positions Burke & Herbert as the holding company for a bank with nearly 100 branches across Delaware, Kentucky, Maryland, Pennsylvania, Virginia, and West Virginia. No financial metrics or performance impacts were disclosed in the announcement.

• ·Filing items: 2.01, 5.02, 5.03, 8.01, 9.01
• ·Merger effective date: May 1, 2026
• ·Burke & Herbert headquartered in Alexandria, Va., oldest continuously operating bank under original name in greater Washington, D.C. area

01-05-2026

BCB Bancorp Inc reported net income of $4,904 thousand for Q1 2026, reversing a $8,324 thousand loss in Q1 2025, primarily due to a sharply lower provision for credit losses ($2,788 thousand vs $20,845 thousand) and reduced interest expense ($17,565 thousand vs $22,187 thousand), with net interest income up 3.8% YoY to $22,837 thousand. However, net income remained below Q1 2024's $5,866 thousand, loans receivable net declined 1.3% QoQ to $2,655,981 thousand, and total assets dipped 0.3% QoQ to $3,269,097 thousand. Total deposits were essentially flat QoQ at $2,672,429 thousand.

• ·Non-interest expense increased 6.0% YoY to $15,551 thousand in Q1 2026 from $14,660 thousand.
• ·Cash dividends on common stock: $0.08 per share ($1,376 thousand) in Q1 2026 vs $0.16 per share ($2,679 thousand) in Q1 2025.
• ·Net cash provided by operating activities $5,172 thousand in Q1 2026, slightly up from $5,008 thousand in Q1 2025.
• ·FHLB advances decreased to $225,000 thousand from $235,000 thousand QoQ.

01-05-2026

Liberty Global reported Q1 2026 consolidated revenue of $1,274.6 million, up 8.8% YoY on a reported basis but only 2.9% on a rebased basis, and Adjusted EBITDA of $366.5 million, up 12.9% reported (1.4% rebased), driven by operational progress in Liberty Telecom segments like Telenet's strong broadband net adds of 17,100. However, nonconsolidated JVs showed mixed results with VMO2 revenue down 6.5% rebased and VodafoneZiggo revenue down 1.8% rebased amid subscriber losses in fixed-line relationships and broadband in some areas, while Liberty Growth reported a net loss of $39.8 million. The company generated ~$180 million in disposal proceeds, ended with $1.9 billion in cash, and reiterated full-year 2026 guidance across operations.

• ·Consolidated reportable segments fixed-line customer relationships declined 16,800 organically in Q1 2026 vs Dec 2025.
• ·VMO2 postpaid mobile net losses of 60,400 in Q1 2026.
• ·Liberty Growth top five investments comprise ~65% of $3.4B FMV.
• ·Corporate operating model reshaping to deliver ~75% improvement to Adj. EBITDA outlook for 2026 vs 2024.

01-05-2026

Strive, Inc. held its 2026 Annual Meeting of Stockholders on April 27, 2026, where shareholders ratified the appointment of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2026. The proposal passed with 107,077,367 votes in favor, 714,698 against, and 224,290 abstentions, with no broker non-votes reported. This reflects strong shareholder support with minimal opposition.

• ·Registrant is an emerging growth company
• ·Securities: Class A common stock (ASST) and Variable Rate Series A Perpetual Preferred Stock (SATA) listed on The Nasdaq Stock Market LLC
• ·Filing date: May 1, 2026

01-05-2026

Winnebago Industries, Inc. (NYSE: WGO) appointed Emily Silver as an independent director effective May 1, 2026, adding her to the technology and human resources committees. Ms. Silver, currently senior vice president, chief marketing, e-commerce and athlete experience officer at DICK’S Sporting Goods with prior 16 years at PepsiCo, brings expertise in marketing, digital transformation, and brand strategy. The board now consists of ten members.

• ·Winnebago Industries has facilities in Iowa, Indiana, Minnesota, and Florida.
• ·Investor contact: Joan Ondala (ir@winnebagoind.com); Media contact: Daniel Sullivan (media@winnebagoind.com).

01-05-2026

For the six months ended March 31, 2026, INNO Holdings Inc. reported total revenue of $2,388,392, up 254% YoY from $674,100, with gross profit increasing 67% to $95,982; however, the company incurred a net loss attributable to common stockholders of $1,105,039, an improvement from $4,224,194 YoY but still reflecting operating losses of $1,277,723 and a $500,000 decline in fair value of equity investment. The balance sheet strengthened significantly with total assets rising to $47,134,489 from $16,005,383 at September 30, 2025, driven by cash surging to $31,935,158 and $32,752,750 raised via share issuances, though operating cash flow used $7,935,775. A 1-for-24 reverse stock split occurred on December 22, 2025, affecting share counts.

• ·1-for-24 reverse stock split completed on December 22, 2025, with retroactive adjustments to share and per-share data.
• ·Weighted average shares basic and diluted for six months ended March 31, 2026: 5,095,546 (vs. 148,742 prior year).
• ·Loss per share basic and diluted total for six months ended March 31, 2026: $(0.22) (vs. $(28.40) prior year).

01-05-2026

Mercantile Bank Corp (MBWM) reported Q1 2026 net income of $22,685 thousand, up 16% YoY from $19,537 thousand, supported by net interest income growth to $55,901 thousand (+15% YoY), higher noninterest income of $11,688 thousand (+34% YoY), and a $1,800 thousand provision credit versus a $2,100 thousand expense. However, noninterest expenses surged 35% YoY to $42,107 thousand due to higher salaries, core conversion costs, and acquisition expenses, while comprehensive income fell to $17,483 thousand from $28,695 thousand amid unrealized securities losses, and loans dipped slightly QoQ to $4,816,693 thousand.

• ·Basic and diluted EPS $1.32 for Q1 2026 vs $1.21 YoY
• ·Unrealized losses on securities AFS increased to $40,652 thousand as of March 31, 2026 from $36,856 thousand Dec 31, 2025
• ·Core deposit intangible declined to $18,173 thousand from $20,388 thousand QoQ due to amortization
• ·Cash dividends declared $0.39 per common share, total $6,634 thousand

01-05-2026

Greenidge Generation Holdings Inc. is no longer in compliance with Nasdaq Listing Rule 5605(c)(2)(A), requiring an Audit Committee of at least three independent directors, following Kenneth Fearn's resignation from the Board and Audit Committee effective April 15, 2026. Nasdaq confirmed the non-compliance via notice on April 29, 2026, but granted a cure period until the earlier of the next annual stockholders' meeting or April 15, 2027 (or October 12, 2026 if the meeting precedes that date). The Company plans to appoint a new independent director and regain compliance within the period; the notice has no immediate impact on trading of Class A common stock (GREE) or 8.50% Senior Notes due 2026 (GREEL).

• ·Company notified Nasdaq of non-compliance on April 23, 2026.
• ·Emerging growth company status: Yes.

01-05-2026

Amkor Technology, Inc. announced on April 30, 2026, the pricing of its offering of $1,000,000,000 aggregate principal amount of 0.00% Convertible Senior Notes due 2031. The company intends to use the net proceeds for certain capped call transactions and general corporate purposes, including capital expenditures. A copy of the press release is attached as Exhibit 99.1.

• ·Notes carry a 0.00% interest rate.
• ·Form 8-K filed on May 1, 2026.

01-05-2026

Sun Country Airlines reported Q1 2026 total operating revenues of $338.4M, up 3.6% YoY driven by strong cargo growth of 63.7% to $46.1M, though passenger revenue was flat at $285.3M and other revenue declined 44.3% to $7.0M. Operating income fell 34.4% to $36.9M and net income dropped 34.0% to $24.1M due to higher expenses including aircraft fuel (+12.8%), salaries (+12.2%), and special items ($9.8M vs $1.8M). Cash from operations improved significantly to $29.7M from $16.4M, with cash and equivalents rising to $153.7M.

• ·Special items expense increased to $9,799 (thousands) in Q1 2026 from $1,799 (thousands) in Q1 2025.
• ·Aircraft fuel expense rose to $72,901 (thousands) from $64,619 (thousands) YoY.
• ·Diluted EPS $0.43 in Q1 2026 vs $0.66 in Q1 2025.

01-05-2026

Zeta Global Holdings Corp. reported Q1 2026 revenue of $396,304, up 49.9% YoY from $264,419, driven by 41.1% growth in US revenues to $359,408 and explosive 278% increase in international revenues to $36,896; however, operating expenses rose 48.0% to $415,143, resulting in a wider operating loss of $18,839 compared to $16,113 last year, though net loss narrowed to $13,247 from $21,600. Cash from operations improved to $49,734 from $34,799, but cash and equivalents declined QoQ to $288,779 from $319,764 amid $47,000 in acquisitions. Total assets decreased to $1,447,197 from $1,503,524 QoQ, while stockholders' equity rose to $880,325 from $804,589.

• ·Stock-based compensation expense of $53,032 in Q1 2026, up from $41,987 YoY.
• ·Restructuring expenses of $6,752 in Q1 2026 vs $3,152 in Q1 2025.
• ·Acquisition-related liabilities decreased significantly to $47,875 current + $22,301 non-current from $149,036 + $39,447 QoQ.